AU620364B2 - Dna and rna molecules stabilized by modifications of the 3'-terminal phosphodiester linkage and their use as nucleic acid probes and as therapeutic agents to block the expression of specifically targeted genes - Google Patents

Description

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Declared at Iowa City, Iowa, U.S.A.

this day of July, 1989 UNIVERSITY OF IOWA RESEARCH

FOUNDATION

eane Michael Burrows, DAVIES COLLISON, MELBOURNE and AN-ERRA. Executive Director I an-.0 'd1 nDT 1)r nE-, /17 /Q Annl h T n 9789 89 'A i. SI U I l UUI I: J I I I J nrr -ii 6 9 T AOJP DATE 27/071 8 9 PCT NUMBER PCJ/US88/03842 V ERNATIONAL APPLICATION PUBLISHED UNDER THE PATENT COOPERATION TREATY (PCT) (51) International Patent Classification 4 (11) International Publication Number: WO 89/ 05358 C12Q 1/68, C07H 21/100 G01N 33/48 Al (43) International Publication Date: 15 June 1989 (15.06.89) (21) International Application Number: PCT/US88/03842 (22) International Filing Date: 31 October 1988 (31,10.88) (31) Priority Application Number: 126,564 (32) Priority Date: (33) Priority Country: 30 November 1987 (30.11.87)

US

(74) Agents: SEASE, Edmund, J. et al.; Zarley, 24cKee, Thomte, Voorhees Sease, 2400 Ruan Center, Des Moines, IA 50309 (US).

(81) Designated States: AT (European patent), AU, BE (European patent), CH (European patent), DE (European patent), FR (European patent), GB (European patent), IT (European patent), JP, LU (European patent), NL (European patent), SE (European patent).

Published With international search report.

(71) Applicant: UNIVERSITY OF IOWA RESEARCH FOUNDATION [US/US]; 203 Gilmore Hall, Iowa City, IA 52242 (US), (72) Inventors: WALDER, Joseph, A. WALDER, Roxanne, Y. 2107 Slagle Circle, Iowa City, IA 52240 EDER, Paul, S. 945 Oakcrest, #4A, Iowa City, IA 52240 DAGLE, John, M. 710 Carriage Hill, -42, Iowa City, IA 52240 (US).

Title: DNA AND RNA MOLECULES ITABILIZED BY MODIFICATIONS OF THE 3'-TERMINAL PHOS- PHODIESTER LINKAGE AND THEIR USE AS NUCLEIC ACID PROBES AND AS THERAPEUTIC AGENTS TO BLOCK THE EXPRESSION OF SPECIFICALLY TARGETED GENES (57) Abstract The use of oligodeoxynucleotides modified at the 3'-termiial internucleotide link as therapeutic agents by a method of hybridizing the modified oligonucleotide to a complementary sequence within a targeted mRNA and cleaving the mRNA within the RNA-DNA helix by the enzyme RNaseH to block the express'on of the corresponding gene.

P

i, i i S l.: Iii VO 89/05358 PCT/US88/03842 DNA AND RNA MOLECULES STABILIZED BY MODIFICATIONS OF THE 3'-TERMINAL PHOSPHODIESTER LINKAGE AND THEIR USE AS NUCLEIC ACID PROBES AND AS THERAPEUTIC AGENTS TO BLOCK THE EXPRESSION OF SPECIFICALLY TARGETED GENES GRANT REFERENCE The invention described herein was made in part in the course of work under grants from the National Institutes of Health, Grant Nos HL-33555 and AM-25295.

BACKGROUND OF THE INVENTION It is well known that nucleic acids, deoxyribonucleic acids (DNA) and ribonucleic acids (RNA) are essential building blocks in living cells. These compounds are high molecular weight polymers which are made up of many "nucleotide" units, each such nucleotide unit being composed of a base (a purine or a pyrimidine), a sugar (which is either ribose or deoxyribose) and a molecule of phosphoric acid. DNA contains deoxyribose as the sugar moiety and the bases adenine, guanine, cytosine, and thymine (which may be represented as A, G, C and T, respectively). RNA contains ribose instead of deoxyribose and uracil in place of thymine.

The nucleotide units in DNA and RNA are assembled in definite linear sequences which determine specific biological functions. In the normal mammalian cell, DNA replicates itself, and also serves as the template for the synthesis of RNA molecules whose nucleotide sequences carry the information encoded by the DNA.

RNA molecules serve several different functions within the cell. Messenger RNA (mRNA) directs protein synthesis.

According to the well known Watson-Crick model, DNA molecules consist of two polynucleotide strands coiled about a common axis. The resulting double helix is held together by hydrogen bonds between complementary base pairs in each strand. Hydrogen bonds are formed SUBSTITUTE SHET 4 WO 89/05358 PCT/US88/03842 i -2only between adenine and thymine and between guanine and cytosine Hence within the double helix, adenine and thymine are viewed as complementary bases which bind to each other as A-T. The same is true for guanine and cytosine as G-C.

In a single polynucleotide strand, any sequence of nucleotides is possible. However, once the order of bases within one strand of a DNA molecule is specified, the exact sequence of the other strand is simultaneously determined due to the indicated base pairing. Accordingly, each strand of a DNA molecule is the complement of the other. In the process of DNA replication, the two strands act as templates for the synthesis of two new chains with complementary nucleotide sequences. The net result is the production of two new DNA molecules each containing one of the original strands plus a newly synthesized strand that is complementary to it.

This process is referred to as semiconservative replication and allows the genetic information encoded within the DNA, specified by the nucleotide sequence, to be transmitted from one generation to the next.

Collectively, the genetic information of an organism is termed the genome. The genome of bacteria and of all higher species is composed of DNA. The genome of viruses may be either DNA or RNA. In any case, the genome of any particular species, whether a virus, bacteria, or higher organism has a characteristic nucleotide sequence which, stated simply, can be viewed as the "fingerprint" of that species.

In the process of transcription, DNA is copied, or transcribed, into RNA. The RNA molecule that is synthesized is single stranded. Its nucleotide sequence SUBSTI UTL SHE i- fi,. r 'O 89/05358 PCT/US88/03842 -3is complementary to a segment of one of the two strands of the DNA molecule, and hence it is an exact copy of the opposite strand except that thymine is replaced with uracil. The length of DNA that is copied to form a single RNA molecule represents one gene. The human genome contains approximately 50,000 genes.

Messenger RNAs (mRNAs) carry the coding information necessary for protein synthesis. The sequence of nucleotides in the mRNA molecule specifies the arrangement of amino acids in the protein whose synthesis will be directed by that mRNA. Each set of three nucleotides, a unit called a codon, specifies a particular amino acid. The process by which mRNAs direct protein synthesis is termed translation. Translation of mRNAs occurs on ribosomes within the cytoplasm of the cell.

The flow of information from gene to protein can thus be represented by the following scheme: Transcription Translation Protein Gene mRNA For each protein made by an organism there exists a corresponding gene.

It is generally known in the field of molecular biology that oligodeoxyribonucleotides, short singlestranded DNA fragments, having a nucleotide sequence complementary to a portion of a specified mRNA may be used to block the expression of the corresponding gene.

This occurs by hybridization (binding) of the oligonucleotide to the mRNA, according to the rules of base pairing described above, which then prevents translation of the mRNA. It has now been discovered that the inhibition of translation observed is due to cleavage of the mRNA SUBSmIIUWE SHEEIT WO 89/05358 PCT/US88/03842

I

1 by the enzyme RNaseH at the site of the RNA-DNA double helix formed with the oligonucleotide (see Figure 1).

Hybridization of the oligonucleotide to the mRNA is generally not sufficient in itself to significantly inhibit translation. Evidently an oligonucleotide bound to mRNA can be stripped off in the process of translation. An important corollary of this result is that for any modified oligonucleotide to efficiently block expression of a gene, the hybrid formed with the selected mRNA must be recognized by RNaseH and the mRNA cleaved by the enzyme.

The process of hybrid-arrested translation outlined in Figure 1 has obvious implications for the use of oligonucleotides cs therapeutic agents. By selectively blocking the expression of a particular gene essential for the replication of a certain virus or bacteria an oligonucleotide could serve as an antimicrobial agent.

Similarly, an oligonucleotide targeted against a gene responsible or required for the uncontrolled proliferation of a cancer cell would be useful as an anticancer agent. There are also applications in the treatment of genetic diseases such as sickle cell disease and thalassemia for which no adequate treatment currently exists. t Any gene can be targeted by this approach. The problem of drug specificity, a major hurdle in the development of conventional chemotherapeutic agents, is immediately solved by choosing the appropriate oligonucleotide sequence complementary to the selected mRNA. This circumvents toxicity resulting from a lack of selectivity of the drug, a serious limitation of all existing antiviral and anticancer agents.

SUBSTITUTE SHEE In addition to the use of oligonucleotides to block the expression of selected genes for the treatment of diseases in man, other applications are also recognized.

Additional applications include but are not limited to the use of such oligonucleotides in veterinary medicine, as pesticides or fungicides, and in industrial or agricultural processes in which it is desirable to inhibit the expression of a particular gene by an organism utilized in that process.

A major problem limiting the utility of oligonucleotides as therapeutic agents is the rapid degradation of the oligonucleotide in blood and within cells. Enzymes which degrade DNA or RNA are termed nucleases. Such enzymes hydrolyze the phosphodiester bonds joining the nucleotides within a DNA or RNA chain, thereby cleaving the'molecules into smaller fragments.

In the past there has been some progress made in the development of oligonucleotide analogs that are resistant to nuclease degradation, but the use of such derivatives to block the expression of specifically targeted genes has met with limited success. See, for example, Ts'o et al. U.S. Patent 4,469,863 issued September 4, 1984; Miller et al. U.S. Patent 4,507,433 issued March 26, 1985; and Miller et al. U.S. Patent 4,511,713 issued April 16, 1985. Each of the above patents have in common the objective of blocking the expression of selected genes, but the approach taken has been less than successful judging from the high concentrations of oligonucleotide required and a corresponding lack of selectivity. The work described in each of the three SUISTITUTE SHEET 't WO 89/05358 PCT/US88/03842 -6prior patents mentioned involves the use of oligonucleotides in which all of the phosphate groups have been modified in the form of methylphosphonates: HO 0 1 0 -0-P=0O o2

OH

Normal Nucleotide Phosphodiester HO 0 B 1

O

CH

3 -P=0 3 y 2

OH

Methylphosphonate Diester B, and 8 2 are nucleic acid bases (either A, G, C or T).

In particular, U.S. Patent 4,469,863 involves inter alia, methylphosphonate modification of oligonucleotides.

U.S. Patent 4,507,433 involves a process for synthesizing deoxyribonucleotide methylphosphonates on polystyrene supports; and U.S. Patent 4,511,713 involves determining the base sequence of a nucleic acid and hybridizing to it an appropriately synthesized oligonucleotfide methylphosphonate to interfere with its function.

The low level of activilty observed using these fully modified methylphosphonate analogs led us to suspect that they would not form effective substrates for RNaseH when hybridized with mRNAs. Results presented in Example 2 show this to be the case.

In an effort to design new bligonucleotide analogs SUiSTITUTE SHEET I I I I'1-1.11 t .O ff1 SWO 89/05358 PCT/US88/03842 -7of greater use as therapeutic, agents, we undertook a study of the pathways by which oligonucleotides are degraded within blood and within cells. We have discovered that the sole pathway of degradation in blood (Example 3) and the predominant pathway in cells (Example 4) is via sequential degradation from the 3'-end to the of the DNA chain in which one nucleotide is removed at a time. This pathway of degradation is illustrated in Figure 2. These results provided for the first time a rational basis for the design of oligonucleotide analogs modified so as to inhibit their degradation without interfering with their ability to fcZ. substrates for RNaseH.

It has now been discovered that oligonucleotides modified at only the 3'-most internucleotide link are markedly protected from degradation within blood and within cells (Examples 5 and Moreover, we have found that such derivatives have normal hybridization properties and do form substrates with mRNAs that are recognized and cleaved by RNaseH, thereby preventing expression of the targeted gene (Example 7).

The accomplishment of the inhibition of expression of selected genes by oligonucleotides that are resistant to degradation, and that are, therefore, more effective when used therapeutically, is the primary objective of this 'nvention.

Other objectives of the present invention include the preparation of oligonucleotides modified at the 3'phosphodiester linkage and the formulation of the modified oligonucleotide in a manner suitable for therapeutic SUBSTITUTE SHEET -8use. It is also apparent.that DNA or RNA molecules so modified would be useful as hybridization probes for diagnostic applications, in which case, the modification of the 3'-internucleotide link would inhibit degradation of the probe by nucleases which may be present within the test sample.

BRIEF DESCRIPTION OF THE DRAWINGS Figure 1 is i schematic illustration to show how the expression ol! a selected gene is blocked in accordance with the process of this invention by hybridization of an oligonuclotide to its complementary sequence within the mRNA and cleavage of the mRNA by the enzyme RNaseH at the site of the RNA-DNA double helix.

Figure 2 illustrates the degradation of a single stranded DNA molecule by the action of a nuclease that removes sequentially one nucleotide at a time from the to the 5'-end of the chain.

Figure 3 is a drawing of an autoradiogram demonstrating that the exclusive pathway of degradation of DNA fragments in human blood is by exonucleolytic cleavage from the to the 5'-end of the DNA chain. The oligonucleotide utilized in this experiment, MA-15, has the sequence: GAGCACCATGGTTTC. In lanes 1-5, the oligonucleotide was radiolabeled at the 5'-end of the molecule with 3 2 P. In lanes 6-10, the 3 2 P-label is at the 3'-terminal internucleotide link. The labeled oligonucleotide was incubated in human blood at 37°C. Aliquots were removed at the times shown and analyzed by polyacrylamide gel electrophoresis. The labeled bands I A -9within the gel were visualized by autoradiography.

Figure 4 is a drawing of an autoradiogram demonstrating that an oligonucleotide in which only the 3'-most internucleotide link is modified is completely resistant to degradation in human blood. The oligonucleotide is a derivative of MA-15 in which the 3'terminal internucleotide link is a 2,2,2-trichloro-l,ldimethylethyl phosphotriester. Lane 1 is the oligonucleotide prior to incubation. Lanes 2-5 are aliquots taken after incubation of the oligonucleotide in blood for minutes, 1 hour, 4 hours, and 18 hours, respectively.

The decrease in intensity of the original band is due simply to removal of the 5'-end label rather than degradation of the oligon'ucleotide. Pi is inorganic phosphate.

Figure 5 is a drawing of an autoradiogram of a Northern blot demonstrating that oligonucleotides modified at the internucleotide link form substrates with mRNAs that are acted upon by RNaseH resulting in cleavage of the r RNA at the site of the RNA-DNA double helix. Lane 1 is mouse globin mRNA alone. Lane 2 is mouse globin mRNA incubated with RNasei in the absence of oligonucleotide. Lane 3 is globin mRNA hybridized with and cleaved with RNaseH. In lane 4, the substrate for RNaseH is formed with the derivative of MA-15 in which the terminal internucleotide link is a trichlorodimethylethyl phosphotriester. In lane 5, the oligonucleotide used was further modified with naphthylisocyanate at the 5'-OH group of the molecule.

Samples were electrophoresed on a 1.5% agarose gel.

After electrophoresis the gel was blotted onto Gene SUBSTITUTE Sd M1 v I I,4 WO 89/05358 PCT/US88/03842 Screen Plus (DuPont), and bands were localized using 32 P labeled MA-15 as a probe for a-globin.mRNA.

SUMMARY OF THE INVENTION The invention comprises the method, means and composition which together enable the use of oligonucleotides that are modified at the 3'-terminal phosphodiester linkage, and are thereby rendered resistant to degradation within cells and body fluids, to selectively block the expression of a particular gene. The method involves the hybridization of the modified oligonucleotide to the corresponding mRNA to form a substrate fully capable of being recognized by the enzyme RNaseH, followed by the cleavage of the mRNA at the site of the RNA-DNA double helix such that the expression of the targeted gene is blocked. The invention further details the use of DNA and RNA molecules modified at the 3'-terminal phosphodiester linkage as nucleic acid probes for diagnostic applications.

DETAILED DESCRIPTION OF THE INVENTION In the broadest terms, the objectives of the present invention are accomplished by modifying oligonucleotides at just the 3'-terminal phosphodiester linkage.

When this is accomplished it has been found that the oligonucleotide is markedly resistant to degradation by nucleases within cells and within blood. Equally important, such modified oligonucleotides hybridize normally with complementary nucleic acid sequences and do form substrates with mRNAs that are recognized and cleaved by RNaseH.

SISTITUTE SHEET !.i WO 89/05358 PCT/US88/03842

I.

-11- As a result of the cleave of the mRWA, expression of the corresponding gene is selectively blocked as is desired in various therapeutic applications.

Recent advances in molecular biology employing recombinant DNA techniques have led to new diagnostic and therapeutic strategies. In DNA diagnostics, a DNA or RNA probe is used to detect the presence of a complementary nucleic acid (DNA or RNA) sequence. In this process the probe hybridizes to its complementary sequence if it is present within the sample. The target sequence may be a DNA oi RNA molecule of a bacteria or virus, or an altered gene leading to a genetic abnormality such as sickle call disease. Frequently, the sample to be analyzed is immobilized on a solid support such *a nitrocellulose or a nylon membrane. The probe carries a label, a radioactive, fluorescent, or enzyme marker to permit its detection. The field of DNA diagnostics is currently under very active investigation, having applications in the diagnosis of infectious diseases, cancer, and genetic disorders. However, there are as yet no products in widespread clinical use.

Existing methods, although extremely useful as research tools, lack adequate sensitivity for many practical applications, and are often too complicated to be carried out routinely and reliably in a clinical laboratory.

In DNA therapeutics, an oligonucleotide is used to block the expression of a specifically targeted gene by hybridizing to a complementary sequence within the corresponding mRNA and preventing the mRNA from being translated. In this manner, synthesis of the protein SUBSTITUTE SHEET i t i 1 i i WO 89/05358 PCT/US88/03842 -i2encoded by the gene is blocked. Such is the basic concept employed in each of the above three mentioned prior patents.

However, recent studies which formed the essence of the present invention have shown that blocking of the expression of the targeted gene occurs not simply by the hybridization of the oligonucleotide to the mRNA, but requires that the RNA-DNA double helix so formed serve as a substrate for the enzyme RNaseH. RNaseH, a ubiquitous enzyme required for DNA replication, then digests the mRNA at the RNA-DNA duplex. Only the mRNA is cleaved. The oligonucleotide is released intact and can react repeatedly with other mRNA molecules as indicated by the dashed line in Figure 1. The effect of each molecule of the oligonucleotide is thereby amplified, increasing the efficiency by which the expression of the targeted gene is blocked.

RNaseH acts only on RNA-DNA double helices. RNA- RNA duplexes do not serve as substrates for the enzyme.

Therefore, oligodeoxyribonucleotides (short singlestranded DNA fragments) are preferred as therapeutic agents, rather than RNA molecules. Either RNA or DNA molecules can be used as probes for diagnostic purposes.

One problem faced in both DNA diagnostics and DNA therapeutics is the degradation of the DNA or RNA molecule used either as a probe or therapeutic agent by hydrolytic enzymes, termed nucleases, present in body fluids and tissues. This problem is of far greater concern in the case of DNA therapeutics. Oligonucleotides are degraded in blood, and even more rapidly SUISTITUTE SHEET

K

l- -13within cells, the rate of d4gradation being sufficiently fast to completely abrogate the effect of the drug. In preparing clinical samples for DNA diagnostic tests, efforts are made to remove contaminating nucleases. However, low levels of activity may remain. In certain instances, particularly when applied to genetic tests, the detection method is based on specific cleavage of the probe when it is hybridized to the target sequence. Non-specific degradation of the probe can give rise to an increased level of background signal, obscuring detection of the target-dependent cleavage of the probe.

Nucleases catalyze the degradation of DNA or RNA strands by hydrolysis of the phosphodiester bonds which join the nucleotide units within the chain, thereby .cleaving the molecule into smaller fragments. DNA or RNA molecules useful as hybridization probes range from approximately 15 nucleotides in length to over several thousand nucleotides. DNA fragments useful as therapeutic agents range from about 10 to about 75 nuleotides in length, preferably from 15 to 35 nucleotides. Thus, any DNA or RNA molecule used as a probe or therapeutic agent would have many potential sites at which cleaveage by nucleases may occur.

It is generally known in the field c' molecula biology that phosphodiester linkages normally subject to enzymatic cleavage by nucleases can be protected by modifying the phosphate group. Earlier efforts, such as the three mentioned patents, have focused on derivatives in which all of .he phosphate groups within the SUISTiTUT

SHEET

r

"Z

0'O89/05358 PCT/US88/38V'2 WO 89/05358 PCT/US88/03842 -14strand are modified, or on derivatives in which the phosphate groups are extensively modified in a random fashion following the synthesis of the oligonucleotide (Tullis, P.C.T. W083/01451, 1983). Such modifications, however, often interfere with hybridization of the DNA to its target sequence, and consequently limits its utility for both diagnostic and therapeutic applications. Moreover, it has been found that DNA fragments in which the phosphate groups are extensively modified do not form substrates for RNaseH (Example This abrogates their use as therapeutic agents.

While not wishing to be bound by any theory, the important discoveries underlying the present invention are: that the mechanism by which oligonucleotides used as therapeutic agents block the expression of specifically targeted genes is to hybridize to the corresponding mRNA, forming a substrate for RNaseH which then cleaves the mRNA; and that the exclusive pathway of degradation of oligonucleotides in blood, and the predominant pathway within cells, is via sequential degradation from the to the end of the chain as outlined in Figure 2. It has thus proven possible to greatly increase the stability of DNA fragments by modification of only the first internucleotide link from the end of the DNA molecvle. When this is done, cleavage of the first nucleotide unit is blocked, and no further degradation can procee(i, A variety of substitutions at the terminal internu;leotide link, as explained below, will serve this purpose, the position of the modification being the important factor. As demonstrated in Example 7, such modified derivatives Si SUISTITUT SHEET about a common axis. The resulting double helix is held together by hydrogen bonds between complementary base pairs in each strand. Hydrogen bonds are formed SWO 89/05358 PCT/US88/03842 i useful for both diagnostic and therapeutic applications.

Oligonucleotides, although highly negatively charged molecules, do enter cells at a finite rate. This was first suggested by a study carried out by Zamecnik and Stephenson (Proceedings of the National Academy of Sciences USA (1978) 75, 280-284 and 285-288), in which an oligonucleotide complementary to the and 3'-rep,- t sequences of Rous sarcoma virus were found to inhibit viral replication and the synthesis of viral proteins in chick embryo fibroblasts. In these studies, the mechanism of action of the oligonucleotide was not established, nor was the possiblity that the effects observed were due to degradation products of the oligonucleotide ruled out. Nonetheless, this study, with more recent work, Heikkila et al., Nature (1987) 37.8.

445-449, indicates that oligonucleotides do ente cells.

Zamecnik and Stephenson also showed that the activity of the oligonucleotide could be substantially increased by modifying the 3'-0r and 5'-O11 groups with large apolar substituents, phenyl and nphthyl groups.

These large apolar groups enhance the binding of the Soligonucleotide to the cell membrane and transport into the cell. The introduction of these groups may also have inhibited the degradation of the oligonucleotide by exonucleases. However, only by directly modifying the phosphodiester group is it possible to preclude cleavage of the internucleotide link within a DNA or RNA strand. Neither the degradation oft!Ci native 1 ^siiuttoK

I

transcribed, into RNA. The RNA molecule that is synthesized is single stranded. Its nucleotide sequence Sii WO 89/05358 PCT/US88/03842 -16oligonucleotide nor the modi.-iied derivatives were studied in this work. Even the most recent study of the degradation of oligonucleotides is completely silent as to the pathway by which degradation occurs (Wickstrom, E.

(1986) Journal of Biochemical and Biophysical Methods 13, 97-102).

Thus, while there has been some study of the degradation of DNA and RNA by endogenous nucleases within human and other mammalian tissues previously, it has not hithertofore been appreciated that degradation of single-stranded DNA molecules occurs predominantly by a to exonucleolytic mechanism. Hence the unique value of the modified derivatives claimed herein could not have been predicted. Put another way, because the pathway of degradation hadation had not been establihed, no basis existed for the design of DNA molecules in which only selected phosphate groups within the chain were modified to effect an increase in stability, such that to form substrates that are recognized and cleaved by RNaseH, as is required for use of the oligonucletide in therapeutic applications.

As heretofore mentioned, the exact chemical modification at the 3'-phospodiester linkage is not as impertant as that the modification be at this precise location. A limited number of other positions on the molecule may also be modified without departing from the scope of this invention. In the case of DNA diagnostics, it is necessary to attach a label onto the nucleic acid probe to enable its detection. A radioactive, fluorescent, electrochemical, chemilumenescent or enzyme SUBSTITq;E SHEET inths wrk Eente os ecntstd o te eraato pairing described above, which then prevents translation of the mRNA. It has now been discovered that the inhibition of translation observed is due to cleavage of the mRNA wV 89/05358 PCT/US88/03842 i -17marker may serve this purpose. For oligonucleotide probes ranging in length from 15 to about 35 nucleotides in length generally only one label is appended to the molecule. Longer DNA or RNA molecules used as probes may be up to several thousand nucleotides in length. In this case the label may be introduced at a density of up to 1 for every 15 nucleotide units in the chain.

For applications in DNA therapeutics, the oligonucleotide may be modified at positions in addition to the 3'-phosphodiester linkage to increase its stability further or to facilitate its transport into cells.

Transport of the oligonucleotide into the target cell may be enhanced by attachment to a carrier molecule normally taken up by the cell such as transferrin the plasma iron binding protein, or epidermal growth factor, or the oligonucleotide may be attached to an antibody against a surface protein of the target cell as in the case of the so-called immunotoxins. Alternatively, additional phosphate groups of the oligonucleotide may be modified to reduce the negative charge on the molecule and thereby facilitate its transport across the lipid bilayer of the cell membrane. With such modifications, apolar substituents such as hydrocarbon chains or aromatic groups may also be incorporated into the molecule to further enhance intracellular uptake. Modification of additional phosphate groups within the chain may also increase the stability of the oligonucleotide further by blocking the activity of to exonucleases and endonucleases that are present in certain cells (see Example Although degradation by these pathways SUBSTITUTE SHEET cumvents toxicity resulting from a lack of selectivity of the drug, a serious limitation of all existing antiviral and anticancer agents.

1 -m- 1 1 1 1, 1 i WO89/05358 PCT/US88/03842 -18is much less rapid than degradation from the end of the chain, the added effect of blocking these activities as well, particularly to 3'-exonucleolytic cleavage, may be beneficial in many cases. In these various applications, however, it is important that the modifications be restricted to a limited number of the phosphodiester groups. If most or all of the phosphodiester linkages within the chain are modified this will frequently interfere with the hybridization properties of the oligonucleotide, and more importantly, it will preclude the use of such derivatives as therapeutic agents because they will no longer form substrates with targeted mRNAs that are acted upon by RNaseH. It is essential that there' be one or more continuous stretches of the oligonucleotide chain in which the phosphodiester linkages are unmodified. The length of this unmodified portion of the chain must be at least 4 nucleotides, and preferably greater than 7 nucleotides in length.

When this is accomplished, the oligonucleotide will be protected from degradation due to the modification of the 3'-terminal phosphodiester linkage, and will also hybridize with mRNAs to form substrates for RNaseH, which will cleave the mRNA across from the unmodified portion of the oligonucleotide, enabling the use of such derivatives as therapeutic agents to block the expression of selected genes. The method of modifying the 3'-phosphodiester linkage will now be described.

The modifying moiety is not critical. It can be i selected from any of the following functionalities: SUISIi fcU SHEETI .d s i, SUBSTITUTE Sn"aT I W- 89105358 PCT/US88/03842 -19- I0 R-0-P=0 0

R

0-p=0 0 alkyl. or aryl.

phosphotries ters 0 R-p=0 0 alkyl. or aryl.

phosphonates 0 H-P=0 0 hydrogen phosphonates 0 0

II

R 0 alkyl. or aryl phosphoramida tes 0 s-P=0 0 0 e-= 0 phosphorothioa tes phosphoroselena tes SUBSTITUTE SHEET ed in Example z snow tnis to oe one case.

In an effort to design new oligonucleotide analogs WO 89/05358 PCT/US88/03842 In these structures, R may vary in length from 1 to about 20 carbon atoms, and may contain halogen substituents (as in Examples 5 and 6) or other heteroatoms, N, 0, or S, attach2d to the chain. The methods required to prepare these derivatives are simple, straightforward reactions well known to those skilled in the art. See for example, the following literature references, each of which discloses modifications of the type expressed herein: Letsinger, et al., Journal of the American Chemical Society, (1982), 104, 6805-6806 Stec et al., Journal of the American Chemical Society (1984), 106, 6077-6079; Miller et al., Biochemistry (1986), 25, 5092-5097; and Froehler, et al., Tetrahedron 7-: Letters (1986), 27, 469-472.

The preferred modification is a phosphotriester, for simplicity of synthesis and the diversity of functional groups which may be attached to the phosphorus atom. Incorporation of a large hydrophobic substituent at this position, for example, may be utilized to facilitate intracellular uptake. As demonstrated in the present work, phosphotriesters are also resistant to hydrolysis by nucleases, and when inocirporated at only a limited number of positions ithin an oligoucleoctide chain, the molecule remains able to hybridize normally with mRNAs to form substrates which are cleaved by RNaseH.

In all methods now commonly used, oligonucleotides are synthesized from the to the end of thef chain. The first residue is coupled to a solid support, such as controlled pore glass, through the 3'-OH group.

SUat this position, for example, may bBSTITUTE Stilized to faci- in I 1 w phosphodiester linkage and the formulation of the modified oligonucleotide in a manner suitable for therapeutic SUBSTITUTE SHEET i rs ,a:Q -a Li~ii; /1 x i 38 PCIUS889384 VO'O 89/05358 T 8 d -21- If the synthesis is carried out in solution, rather than on a solid support, the 3'-OH of the first residue is blocked by a protecting group which is removed at the culmination of the synthesis. Usually, one nucleotide unit is added at a time to the 5'-OH group of the growing chain. Alternatively, a block of several residues may be added in a single reaction. There are several methods by which the internucleotide link to the 5'-OH group may be formed. These procedures are reviewed in the follwing monograph, "Oligonucleotide Synthesis: A Practical Approach" (Gait, ed) IRL Press, Oxford (1984), which is incorporated herein by reference. The following reaction scheme illustrates the phosphoramidite method, the preferred chemistry at present.

Dmr-o-B2 4 /C 3

N-CII

I CH3-CH CH 3 3

C'

3 HO 0 0

O

c=o

I

2 S. S.

DMT-O O B 2 coupling

I

RO-P

I E 41, SUBSTITUTE SHEET 1 r l 1 quots were removed at the times shown and analyzed by polyacrylamide gel electrophoresis. The labeled bands tST-AE f-

I

i" 1 i y 1 II I I.I I- 1< WO 89/05358 PCT/US88/03842 -22- DT-0 0 2 M-V o? STh> DMT is the dimethoxytrityl protecting group; S.S. is the solid support on which the synthesis is carried out. B and B 2 are nucleic acid bases (either A, G, C or T).

SUISTITl SHEET f 'WO 89/05358 PCT/US88/03842 triester. At the end of the synthesis, the protecting group R is removed to yield a phosphodiester linkage.

Typically, the 8-cyanoethyl group is used for this purpose. Alternatively, R may be a group which is not removed, in which case the final product is a phosphotriester, the group R remaining permanently attached to the phosphorus atom. It is in this manner that a modified phosphotriester may be incorporated at the first internucleotide linkage from the 3'-end of the chain. By essentially the same chemistry an alkyl or aryl phosphonate may be introduced specifically at this position, irn which instance the group R is attached directly to the phosphorous atom rather than through oxygen. Similarly, a hydrogen phosphonate may be introduced at this position. Such derivatives may be used directly, or oxidi,zed to give phosphotriesters or phosphoramidates incorporated at the 3'-terminal internucleotide linkage. The following reference discloses modifications of the hydrogen phosphonate group, Froehler, B.C., Tetrahedron Letters, (1986), 27, 5575-5578. A phosphorothioate or phosphoroselenate group may be incorporated at the 3'-terminal internucleotide link by carrying out the oxidation step in the phosphoramidite method with sulfur, or KSeCN, respectively, Stec. et al., Journal of the American Chemical Society, (1984), 106, 6077- 6079. At the completion of the synthesis, following the removal of all protecting groups, the final product may be used directly or further purified by chromatographic methods well known to those skilled in the art, see for SUSSTITO SHEE.

_2 complementary nucleic acid sequences and do form substrates with mRNAs that are recognized and cleaved by RNaseH.

SUISTITUTE SHEET WO 89/05358 PCT/US88/03842 -24example "Oligonucleotide Synthesis: A Practical Approach" (Gait, ed.) IRL Press, Oxford (1984).

The procedures just described are generally applicable for the synthesis of oligonucleotides up to approximately 100 residues in length. In order to synthesize a longer DNA or RNA molecule in which the 3'-terminal phosphodiester group is modified, as may be required for use as a hybridization probe in diagnostic tests, a combination of both chemical and enzymatic methods is used. To accomplish the synthesis of such a sequence, a short oligonucleotide in which the 3'-terminal phosphodiester linkage was modified, prepared by chemical methods, is enzymatically ligated onto the 3'-OH group of a longer DNA or RNA chain.

Methods of formulation and administration of the modified oligonucleotides described herein are obvious to those of ordinary skill in the medical arts, see for example, Avis, K. (1985) in Remington's Pharmaceutical Sciences, (Gennaro, ed) pp. 1518-1541, Mack Publishing Company, Easton, Pa., which is incorporated herein by reference. Such methods of administration may include but are hot limited to topical, oral, or parenteral routes depending on the disease state.

Appropriate vehicles for parenteral administration include 5% dextrose, normal saline, Ringer's solution and Ringer's lactate. The material, or course, must be sterile and substantially endotoxin free. It may be possible in certain cases to store the product as a lyophilized powder which would then be reconstituted when needed by addition of an appropriate salt solution.

The following examples are offered to further illustrate, but not limit, the process, product and medical SUBSTITUTE SHEET Ji

L-.

-iI 'WO 89/05358 PCT/US88/03842 techniques of the invention, and serve to point out the unique features of the invention which enable it to overcome limitations of earlier contributions to the field.

EXAMPLE 1 Demonstration that the Inhibition of Translation of a Targeted mRNA by a Complementary Oligonucleotide is Dependent on the Cleavage of the mRNA by RNaseH For the purpose of these experiments two oligonucleotides were synthesized: 5'-GAGCACCATGGTTTC, ands 5'-TGTCCAAGTGATTCAGGCCATCGTT, CODMB-25. Both were prepared on a Beckman automated DNA synthesizer using the phophoramidite method. MA-15 is complementary to a sequence within mouse a-globin mRNA spanning the initiation codon. CODMB-25 hybridizes to a sequence within the coding region of mouse 8-globin mRNA. Mouse globin mRNA was isolated from reticulocytes obtained from mice rendered anemic by treatment with phenylhydrazine as described by Goosens and Kan (Methods in Enzymology (Antonini, Rossi-Bernadi, and Chiancone, E., eds.) 76, 805-817, 1981). In vitro translation reactions were carried out in the rabbit reticulocyte lysate system. The reticylocyte lysates used were purchased from ProMega Biotec, and contain RNaseH. Translation reactions were programmed with 1 ug of total mouse reticulocyte RNA. The reactions were allowed to proceed for 1 hour at 30 0 C. Each sample contained 45 uCi of 35 Slmethionine (Amersham) in a total volume of 25 ul.

Protein synthesis was measured by incorporation of 3 5 SImethionine into material precipitatable in SUSIili i iii L U LU CZ.U J* f. I.J L JLJSLS Q. Wca~ -C a..

concern in the case of DMA therapeutics. 01igonucleotides are degraded in blood, and even more rapidly WO 89/05358 PCr/US88/03842 -26trichloracetic acid. In control reactions in the absence of oligonucleotide, synthesis of 8globin accounts for of the incorporated counts; aglobin synthesis accounts for 40% of the radioactivity incorporated into protein. Reactions were carried out in both the presence and absence of poly rA/oligo dT (500 ug/ml). Poly rA/oligo dT is a competitive inhibitor of RNaseH, and at the concentration used almost completely blocks the activity of the enzyme. Both MA-15 and CODMB-25 very effectively inhibited translation of the targeted mRNA (see Table MA-15 is complementary to 12 of residues in the corresponding sequence of -globin mRNA, and, therefore, also inhibits $-globin synthesis to some extent. Poly rA/oligo dT completely blocked the inhibitory effect of the oligonucleotides, indicating that the arrest of translation is mediated entirely by the cleavage of the mRNA by RNaseH.

Table 1. Role of RNaseH in Hybrid-Arrested Translation Inhibition of Globin Synthesis Oligonucleotide poly rA/oligo dT +poly rA/oligo dT (8 M) 51 3 (4 uM) 61 EXAMPLE 2 Oligodeoxynucleotide Methylphosphonates Do Not Form Substrates for RNaseH Two related substrates for RNaseH were compared: poly rA/oligo dT 12 _18 and poly rA/oligo dT 18 methylphosphonate Oligo dT12-18 was purchased from Su BSTITUes sr i ii Two related substrates for R SUISTMUIL SHEET 'W 0 89/05358 PCT/US88/03842 -27- Pharmatia PL Biochemicatls; the chain length varies from 12 to 18 residues. Oligo dT 18 MP was sy,!nthesi.,ed on a Beckm 1 an Automated2 DNA synthesizer using the phosphonamidite method. The 5'-terminal internucliotide link is a normal. phosphodiester; the remaining 1,6 phosphate g~roups in the chain are methylphosphonates. Poly rA laboled with tritium was purchase~ from Amersham.

Each reaction was conducted in a final volume of .i,00 ul containing 44 picomoles of the substrate, either 3 -plyrAolgodT or 3H-poly rA/oligo dTMin 3 Mplyr/liod 12 18 iTsMP mV. Tris-HCl buffer pHl 8.0, 20 mM KCl, 9 mM MgCl 2 1 1 mM 2-mercaptoethanol and 25 ug of bovine serum albumin.

The reaction was initiated kby the~ addition of 2.3 units of E.coli RNaseIJ, (Bethesda Research Labovatories) and allowed to pro\:,eeed for 30 minutes at 37"C. After the reaction, 0.2 ml of carrier DNA sol.ution (0.5 mg/ml of salmon sperm )NA, 0.1 M sodium pyrophosphate, and 1 mM ethylenediarnine tetraacetic acid) plus 0.3 ml of trichioracetic .cid was added to each sample. The tubes were then incubated on ice for 20 minutes( and afterwards centrifuged at 16,000 X g for 15 minutes.

Cleavage of tha poly rA strand by RNaseII releases smaller fragments that are not precipitated by trichloroiacetic aciu, and hence remain in the supernatant. The supernatant was carefully removed, mixed with liquid scintillatioit cocktail, and counted for radioactivity. The reactiojn 'with pt-J y rA/oligo dT proceeded neaL~y to co~mplection 85% of the radioactive counts were solubilized. In contrast, less than 1% of poly rA/oligo dT isMP was digested by the enzyme. Thus, when much or all of the phosphate backbone of an oligc'deoxynucleoLide NI~USTITUTL SHEET WO 89/05358 PCF/US88/03842 -28analogue is modified, it does not form a substrate with the complementary RNA sequencr that is recognized and cleaved by RNaseH.

EXAMPLE 3 Oligonucleotides are Degraded in Blood Exclusively by a to 5'-Exonucleolytic Activity The purpose of this study was to establish the pathways by which oligonucleotides are degraded in blood. Surprisingly, a single pathway was observed: sequential degradation from the 31-to the end of the DNA molecule.

The oligonucleotide MA-15 described in Example 1 320 was radioactively labeled with I at the end of the molecule using Y 3 2 P-adenosine triphosphate (Y 32p ATP, Amersham) and T4 polynucleotide kinase (Bethesda Research Laboratories): where the asterisk represents the radiolabel. Separately, a radiolabeled derivative was prepared in which P was introduced at the 3'most internucleotide link 32 using a P-deoxycytidine triphosphate (dCTP) and DNA polymerase I (Bethesda Research Laboratries) pd The reaction catalyzed by DNA polymerase I is between GAGCACCATGGTTT and dCTP and requires the complementary DNA strand as a template. A 50 fold excess of unlabeled MA-15 was added after the real.",U;i to insure that the labeled derivative is single stranded. These procedures are standard methods for radiolabeling DNA fragments, see for example, Maniatis, Fritsch, and Sambrook, Molecular Clonina: A Laboratory SUBSTIThUEE~ cleavage or Cne iernuI le c L :nju Uiiii U I. 11x1r1 a .InC un RNA strand. Neither the degradation of t',e native 1 WO 89/05358 PCT/US88/03842 -29- Manual, Cold Spring Harbor Laboratory, New York, pp.

114-115 and 122-126, 1982, which is incorporated herein by reference.

The radiolabeled oligonucleotide (5 X 105 counts/min) plus 2.5 nanomoles of unlabeled MA-15 were added to 48 ul of freshly drawn human blood anticoagulated with heparin. Samples were incubated at 37°C, body temperature.

Aliquots of 6 ul were removed at 15 minutes, 30 minutes, 1 hour, and 2 hours. A fraction of each aliquot was loaded onto a polyacrylamide gel and elec'rophoresed to separate the products on the basis of size. To visualize the radiolabeled products, the gel was exposed to x-ray film overnight. A drawing of the autoradiogram is shown in Figure 3.

Degradation of the oligonucleotide labeled at the end of the molecule (lanes 1-5) gave rise to a ladder of discrete products of decreasing size indicative of sequential exonucleolytic cleavage of the strand from the toward the end of the chain. Had cleavage occurred within the middle of the strand, products of intermediate length would have appeared throughout the time course. When MA-15 was labeled at the 3'-end of the molecule, the resulting autoradiogram, lanes 6-10, showed, over time, disappearance of the full-length mer, and a corresponding increase in the mononucleotide pC. This result likewise demonstrates a to exonucleolytic activity. The lack of products of intermediate size rules out the presence of a to exonucleolytic activity, or an endonucleolytic (internal) cleavage activity.

SUIBSTITUi SiitEE acid probe to enable its detection. radioactive, fluorescent, electrochemical, chemilumenescent or enzyme SUBSTITUT SHEET 89/05358 PCT/US88/03842 WO 89/05358 By the same methods as just described, we showed that in blood from other mammalian species, specifically mouse; rabbit, and rat, oligonucleotides are also degraded solely by sequential cleavage of mononucleotides from the 3'-end of the chain.

EXAMPLE 4 The Principal Pathway of Degradation of Oligonucleotides in Human Cells is by Sequential Exonucleolytic Cleavage of the Strand From the to the End of the Chain The purpose of these studies was to determine the pathways by which oligonucleotides are degraded by nucleases present within human cells. Radiolabeled derivatives of MA-15 were prepared as in Example 3. Degradation of the oligonucleotide was studied in extracts prepared from the human erythroleukemia cell line K562.

The K562 cell line was first isolated by Lozzio, C.B., and Lozzio, Blood (1975) 45, 321-334, and has been studied extensively as a model for red cell differentiation. The cells were suspended in 10 mM tris buffer pH 7.4 with 5 mM MgCl 2 1 mM CaCl 2 100 mM NaC1, and triton X-100 and homogenized with a cold motor driven teflon pestle homogenizer for 30 seconds. Cell membranes and organelles were further disrupted by sonication by five 15 second bursts using a Biosonic sonifier set on full power. Remaining cell debris was removed from the extracts by centrifugation for 5 minutes at 12,000 X g.

SUBSTITTE SHEET (see Example Although degradation by these pathways SSU.BSTITUTE SHEET S' WO 89/05358 PCT/US88/03842 -31- The radiolabeled oligonucleotide was incubated in K562 cell extracts under the same conditions as decribed in Example 3 and the degradation products analyzed by polyacrylamide gel electrophoresis.' Degradation of the oligonucleotide was much faster than that in blood.

The primary pathway of degradation was again a 3' to exonucleolytic activity. The half-life for cleavage of the terminal internucleotide link was 2 minutes.

A slower to 3'-exonucleolytic activity was also observed. The half-life for cleavage of the terminal nucleotide unit from the chain by this mechanism was minutes.

Using the same methods as above, the pathways of degradation of oligonucleotides in extracts prepared from other mammalian cells have also been studied.

These systems include.African green monkey kidney cells (COS cells) and mouse liver cells. The results suggested a low level of endonucleolytic activity (cleavage in the middle of the strand), as well as a to 3'-exonuclease, but again the major pathway of degradation of the oligonucleotide in each of these systems was by a to EXAMPLE Modification of Oligonucleotides at the Terminal Internucleotide Link Completely Blocks Their Degradation in Human Blood A derivative of the oligonucleotide MA-15 was prepared in which the first internucleotide link from the 3'end of the molecule was modified as a 2,2,2-trichloro- 1,1- dimethylethyl phosphotriester. The phosphotriester was introduced into the chain using the corres- §V4PSTITUL sflr JSUISIUiL SHEET WO 89/05358 PCT/US88/03842 -32ponding phosphorodichloridite: CH Cl \3 Cl C-C-O-P 3

CH

3 Cl To 20 micromoles of 5'-deoxytAymidine dissolved in 1 cc of 10% pyridine in acetonitrile was added 19 micromoles of the phosphorodichlorodite. The reaction was allowed to proceed for 5 minutes at room temperature. The resulting monochlorodite was added to 1 micromole of deoxycytidine attached to controlled pore glass beads (American Bionetics). The coupling reaction to produce the dinucleotide phosphotriester was allowed to proceed for minutes at room temperature. Excess reagents and byproducts of the reaction were washed away with anhydrous acetonitrile. The remaining portion of the DNA strand was synthesized by the 8- cyanoethyl phosphoramidite method on a Eeckman automated DNA synthesizer. Only the terminal internucleotide link is modified. The remaining 13 phosphate groups in the chain are normal phosphodiesters.

The modified oligonucleotide was labeled with P 32 at the 5'-terminal OH group using y

P

-ATP and T4 polynucleotide kinase as described in Example 3. The radiolabeled oligonucleotide was incubated in human blood at 37 0 C. Aliquots were removed at various times and analyzed by polyacrylamide gel electrophoresis. A drawing of the autoradiogram of the gel is shown in Figure 4. No degradation of the oligonucleotide occurred over a period of 18 hours. The gradual decrease in the intensity of the band due to the full length molecule was due to removal of the 32P label from the oligonucleotide UBSTiTUTE SHEET Se-P=O phosphoroselenates O 0 by a phosphatase present in blood, not to cleavage of the strand.

Similar studies were carried out in which the modifled oligonucleotide was incubated in blood from the mouse. Again, no degradation of the oligonucleotide was observed.

EXAMPLE 6 Modification of Oligonucleotides at the 3'-Terminal Internucleotide Link Markedly Inhibits Their Degradation by Nucleases Present in Human Cells The derivatives of MA-15 described in Example 5 in whi&h the 3'-terminal internucleotide link was modified as a 2,2,2-trichloro-1,1- dimethylethyl phosphotriester was also used in this study. Extracts from K562 cells were prepared as in Example 4. The modified oligonucleotide was incubated in the cell extracts at 37C.

Aliquots were removed at various times, and the products of degradation were analyzed by polyacrylamide gel electrophoresis.

Degradation of this modified oligonucleotide by the rapid 3- to 5'-exonuclease present in the cell extracts was completely blocked. This led to a marked increase in stability of the modified derivative compared to the native oligonucleotide. The half-life was prolonged by Degradation occurred by the slower to 3'exonucleolytic activity present in the K562 cell extracts (see Example The half-life for cleavage of the 5'terminal nucleotide from the chain was about 20 minutes.

IN STITUTE

SHEET

Aliq ots ere remoed a vaioustim s, ad th prduct of' such as controlled pore glass, through the 3'-OH group.

i UBSTITUTE SHEET i L WO 89/05358 PCT/US88/03842 -34- Similar studies were carried out in which the modified oligonucleotide was incubated in extracts prepared from COS cells (African green monkey kidney) and mouse liver cells. In both cases, the half-life of the derivative modified at the terminal internucleotide link was increased 10- to 15-fold compared to the unmodified oligonucleotide.

EXAMPLE 7 Oligonucleotides Modified at the 3'-Terminal Internucleotide Linkage Form Substrates with mRNAs That are Cleaved by RNaseH Mouse globin mRNA was isolated from mice rendered anemic by treatment with phenylhydrazine as described in Example 1. Three oligonucleotides were compared in this study; MA-15, the derivative of MA-15 utilized in Examples 5 and 6 in which the terminal internucleotide link is modified as a trichlorodimethylethyl phosphotriester (MA-15-TCDM), and a derivative further modified at the 5'-terminal OH group with naphthylisocyanate (NPH-MA-15-TCDM). Mouse globin mRNA (2 micrograms) was added to 1.1 nanomoles of the oligonucleotide in a final volume of 22 microliters containing 10 mM tris-HCl buffer at pH 7.5, 5 mM MgC1 2 25 mM NaC1, and 1 mM dithiothreitol. The reactions were initiated by the addition of 2 units of E. coli RNaseH, and were allowed to proceed for 30 minutes at 37 C. The reactions were stopped by extraction of the samples with a 1:1 mixture of phenol and chloroform. The mRNA species remaining after SUISTLuT SH *j.

oxidation SUSTITUTE SHEET II

F

'0 89/05358 PCT/US88/03842 digestion with RNaseH were isolated by precipitation ,with ethanol and analyzed on Northern blots.

The RNA samples were reacted with 1 M glyoxal in a 1:1 (volume/volume) mixture of 10 mM sodium phosphate buffer at pH 6.5 and dimethylsulfoxide for 1 hour at and then electrophoresed on a 1.5% agarose gel.

The RNAs were transferred from the gel to a Gene Screen Plus filter (DuPont-NEN) by capillary blotting according to the method described by the manufacturer. Prehybridization of the filter was 'done in 1% sodium dodecylsulfate, 1 M NaC1, 10% dextran sulfate, 50 mM sodium phosphate pH 6.5 for 2 hours at 35 0 C. Hybridization was conducted in 5 ml of the prehybridization buffer containing 200 microgram/ml denatured salmon sperm DNA plus 2 x 106 counts/min of MA-15, radiolabeled with 32P at the 5'-end of the molecule, for 24 hours at 0 C. After the hybridization, the filter was washed in the following order: once in 2 x SSC (0.15 M NaCI, 0.015 M sodium citrate) for 5 minutes at room temperature, twice in 2 X SSC plus 1% sodium dodecylsulfate for 30 minutes at 350C, and once in 0.1 X SSC for minutes at room temperature. The filter was blotted dry and exposed to Kodak XAR-5 film for autoradiography.

A drawing of the autoradiogram is shown in Figure Using radiolabeled MA-15 as a probe, a single band due to a-globin mRNA was detected on the Northern blot. In the absence of,'oligonucleotide, no cleavage of the mRNA occurred during the incubation with RNaseH (lane For the reaction in the presence of (lane a marked decrease in the intensity of the band for a-globin mRNA is observed due to the cleavage of the mRNA by RNaseH at the site of hybridization SUBSTITUTE SHEE I WO 89/05358 PCT/US88/03842 -36with the probe. A similar decrease in intensity of the a-globin mRNA band was observed for the reactions with each of the modified oligonucleotides (lanes 4 and indicating that they also hybridize with the mRNA to form a substrate that is recognized and cleaved by RNaseH.

EXAMPLES 8 Inhibition of Expression of the C-MYC Oncogene in the Murine Plasmacytoma Cell Line MOPC 315 with Complementary Oligonucleotides Modified at the 3'-Terminal Internucleotide Link C-myc is a cellular oncogene aberrantly expressed by a number of human and animal tumor cells both in vivo and in cell culture. In the case of the murine plasmacytoma cell line MOPC 315, the c-myc gene is translocated from its normal position on chiomosome to the immunoglobulin locus on chromosome 12 and is expressed at an abnormally high level.

Two oligonucleotide analogs complementary to the sequence of c-myc mRNA coding for amino acid residues 191 to 198 were synthesized: -G TAGGGAAAGACCACTGAGGGT

C

C

where represents a trichlorodimethylethyl phosphotriester and (PN) 9

NH

2

-CH

2

-CH

20 -P-0- 6 The TCDM phosphotriester was incorporated into the chain by the procedure described in Example 5. The SUBSIIUikhf |1ii i 11 c i may be used directly or further purified by chromatograpnic methods well known to those skilled in the art, see for :I ii I SUsSTIsM1L

SHEEI

S"WO 89/05358 PCT/US88/03842 -37remaining portion of the sequence containing unmodified phosphodiester groups was synthesized by the phosphoramidite method. The 5 -terminal group (PN) was introduced using the reagent Aminolink from Applied Biosystems according to the procedure described by the manufacturer. For comparison, the unmodified oligonucleotide having the same base sequence was also prepared, as well as an oligonucleotide complementary to human albumin mRNA:

-T^CCCTTCATCCCGAAGTT^C

where again represents the TCDM group.

MOPC 315 cells were maintained in RPMI 1640 culture media containing 10% fetal calf serum at 37°C with 7%

CO

2 Log phase MOPC 315 cells were harvested by centrifugation (250 x g for 19 minutes at 23*C). and resuspended at a density of 5 X 10 6 /ml in HB101 serui--free medium (DuPont). One ml aliquots of this cell suspension were incubated in the presence of oligonucleotide for 4 hours at 37'C and 7% CO,. Additional one ml aliquots were incubated concommitantly without oligonucleotide. Cells frorrm ach group were then collected by centrifugation. Total cellular RNA was prepared as described by Chirgwin et al., Biochemistry 18, 5294- 5299 (1979), and analyzed by Northern blots as described in Example 7. The filters were probed with an oligonucleotide complementary to c-myc mRNA labeled with 32p 32 using polynucleotide kinase and Y P-ATP as in previous examples.

Both of the anti-c,-myc oligonucleotides modified at the 3'-terminal internucleotide link with the TCDM group, at a concentration of 1 micromolar, decreased the level of c-myc mRNA by 75% when SUIST.i SHLE WO 89/05358 PCT/US88/03842 -38compared to the steady-state level of the mRNA in MOPC 315 cells incubated in the absence of oligonucleotide.

The unmodified oligonucleotide against c-myc and the anti-albumin oligonucleotide had no effect on c-myc mRNA levels at a concentration of either 1 or 5 micromolar. This result is consistent with recent studies of another lymphoid cell line in which no inhibition of expression of the c-myc gene was found at concentrations of an unmodified anti-c-myc oligonucleotide below a concentration of 15 micromolar (Heikkila et al. (1987) Nature 328, 445-449). The modified derivatives described herein, thus, are.between 20- and 50-fold more effective at inhibiting the expression of a targeted gene in intact cells than is the corresponding unmodified oligonucleotide.

In summary, the results presented show that oligonucleotidei in which the 3'-terminal phosphodiester linkage is modified are resistant to nuclease digestion within cells and body fluids, retain normal hybridization properties with complementary nucleic acid sequences, and when hybridized to specifically targeted mRNA species form substrates which are recognized and cleaved by the enzyme RNaseH, enabling the oligonucleotide to be used to block the expression of the corresponding gene as is desired in various therapeutic applications.

Other modifications of the oligonucleotide may be made without departing from the scope and spirit of the invention, the important factor and contribution being the discovery that modification of the 3'-terminal phosphodiester linkage alone is sufficient to markedly SUBSTITUTE SHEET Protein synthesis was measured by incorporation of 3 5 S]methionine into material precipitatable in i..

Ij L--li SWO 89/05358 PCT/US88/03842 -39increase the resistance of the oligonucleotide to degradation, and that such derivatives are able to form substrates with RNAs that are recognized and cleaved by RNaseH.

Additional substituents may be added to further increase the stability of the oligonucleotide against degradation, to facilitate intracellular transport, or to attach labels, radioactive, fluorescent, or enzyme markers, for use of the oligonucleotide as a hybridization probe in diagnostic tests. It is important that such further modifications be restricted to a limited number of other sites on the molecule. If most or all of the phosphate groups within the chain are modified, the hybridization properties of the oligonucleotide may be adversely affected, and it will not form substrates with mRNAs that are acted upon by RNaselH. This latter fact defeats the use of highly modified oligonucleotide analogs as therapeutic agents to block the expression of specifically targeted genes.

It therefore can be seen that the invention accomplishes at least all of the objectives heretofore stated.

i -s i SUSarlrrilr Sti~i~T

Claims (23)

1. The method of blocking the expression of a selected gene by the use of an oligodeoxynucleotide complementary to the mRNA of the targeted gene, modified selectively at the 3'-terminal phosphodiester linkage, and thereby re,'idred resistant to nuclease degradation within ce's and body fluids, said ,-eth od comprising: hybridizing of said oligonucleotide to a complementary sequence within the cargcted mRNA to form an RNA-DNA duplex; and cleaving of the mRNA within the RNA-DNA double helix by RNaseH to block the expression of the corresponding gene.

2. The method of claim 1 wherein said oligonucleotide is used as a therapeutic agent in man and other species.

3. The method of claim 1 wherein said oligonucleotide is used to improve an industrial or agricultural process. i

4. The me n':d of claim 1 wherein said oligonucleotide is from 10 to 20 nucleotides in length.

The method of claim 1 wherein the modification of said oligonucleotide at the '-terminal phosphodiester is either an alkyl or aryl phosphotriester, a hydrogen phosphonate, an alkyl or aryl phosphonate, an alkyl or aryl phosphoramidate, a phosphorothioate, or a phosphoroselenate.

6. The method of claim 1 wherein the modification at the 3'-terminal phosphate group is a phosphotriester.

7. The method of claim 1 wherein said oligonucleotide modified at the 3'- terminal phosphodiester linkage is additionally modified at a limited number of sites in L- er to further increase its stability such that it remains able to 911126,JHCMC003,27829.res,41 :i procedures are standard methods for radio.labcling DNA fragments, see for example, Maniatis, Fritsch, and Sambrook, Molecular Clonino: A Laboratory SUBSIITi SiI 1~ Ir SO S. S. S S. S9 *r 5 0 050 S *00 S S S 5 S hybridize with mRNAs and to form substrates which are recognized and cleaved by RNaseH.

8. The method of claim 1 wherein said oligonucleotide modified at the 3'- terminal phosphodiester linkage is additionally modified at a limited number of sites in order to facilitate its transport into cells such that it remains able to hybridize with mRNAs and to form substrates which are recognized and cleaved by RNaseH. 10

9. The method of claim 8 wherein said oligonucleotide is attached to a carrier molecule that is taken up by the targeted cell, thereby accomplishing intracellular transport of the oligonucleotide.

10. The method of claim 1 wherein said oligonucleotide is synthesized by enzymatically ligating oile oligonucleotide, in which the 3-terminal phosphodiester linkage is blocked, to the 3'-OH group of a second oligonucleotide chain.

11. An oligonucleot!de selecdvely modified at the 3'-terminal 20 phophodiester linkage to render said oligonuieotide resistant to exonucleolytic degredation.

12. The oligonucleotide of claim 11 wherein said oligonucleotide is from about 10 to about 75 nucleotides in length.

13. The oligonucleotide of claim 11 wherein said modification is either an alkyl or aryl phosphotriester, a hydrogen phosphonate, an alkyl or aryl phosphonate, an alkyl or aryl phosphoramidate, a phosphorothioate, or a phosphoroselenp'e.

14. The oligonucleotide of claim 11 wherein said modification is a phosphotrieser. 911126,EJHCMC.03,27829.res,42 activ i ty.

The oligonucleotide of claim 11 wherein said oligonucleotide is further modified at a limited number of sites in order to increase its stability or enhance its intracellular transport, such that it hybridizes with complementary nucleic acid sequences, and forms substrates with mRNAs that are recognized and cleaved by RNaseH.

16. The oligonucleotide of claim 15 wherein said oligonucleotide is attached to a carrier molecule taken into cells, thereby facilitating uptake of the oligonucleotide.

17. The oligonucleotide of claim 11 wherein said oligonucleotide is further S* modified with a radioactive, fluorescent, electrochemical, chemilumenescent, or enzyme marker, or other labeling group useful for its detectio.t

18. The oligonucleotide of claim 17 wherein said oligonucleotide is further modified at a limited number of sites in order to increase its stability or to facilitate its entry into cells such that it retains adequate hybridization properties with complementary nucleic acid sequences for use in diagnostic tests.

19. The oligonucleotide of claim 18 attached to a carrier molecule that is taken up by cells, thereby acilitating uptake of the oligonucleotide.

20. A polynucleotide greater than about 75 nucleotides in length synthesized by enzymatic ligation of an oligonucleotide, in which the 3'- terminal phosphodiester lirkage is modified, to the 3'-OH group of a longer polynucleotide chain.

21. A polynucleotide of claim 20 which is further modified with a radioactive, fluorescent, electrochemical, chemilumenescent or '-zyme marker, or other labeling group useful for its detection. 911126,EJHCMC.003,27829.res43 $UISTITUWE SREEI I t -4-3-

22. A polynucleotide of claim 21 which is further modified t a limited number of sites in order to increase its stability or to facilitate its entry into cells, such that it retains adequate hybridization properties with complementary nucleic acid sequences for use in diagnostic tests.

23. A polynucleotide of claim 22 attached to a carrier molecule that is taken up by cells, thereby facilitating uptake of the polynucleotide. DATED this 26th day of November, 1991 UNIVERSITY OF IOWA RESEARCH FOUNDATION By Its Patent Attorneys DAVIES COLLISON 9 3. 0 9. 9 0* 9 9* *9 9S S 9 0@ 9 S 1 L41LQII ~2as e gC~: 3i i E I 4 I1; 911126,EJHCMC.003,27829.res,44