AU2016201399B2 - Video encoding method and video encoding apparatus and video decoding method and video decoding apparatus, which perform deblocking filtering based on tree-structure encoding units - Google Patents

Abstract

Disclosed is a video encoding method which involves performing deblocking filtering based on encoding units. The method of the present invention involves: determining a filtering boundary for which deblocking filtering is to be performed on the basis of at least one data unit of encoding units hierarchically configured in accordance with the depth which indicates the number of spatial partitions performed on a maximum encoding unit, prediction units for prediction of the encoding units, and transformation units for transformation of the encoding units; determining a filtering strength at the filtering boundary on the basis of a prediction mode of an encoding unit to which pixels adjacent to the determined filtering boundary belong and on the basis of transform coefficient values of pixels adjacent to the filtering boundary; and performing deblocking filtering on the basis of the determined filtering strength.

Description

VIDEO ENCODING METHOD AND VIDEO ENCODING APPARATUS AND VIDEO DECODING METHOD AND VIDEO DECODING APPARATUS, WHICH PERFORM DEBLOCKING FILTERING BASED ON TREE-STRUCTURE ENCODING UNITS 2016201399 03 Mar 2016

The present application is a divisional application from Australian Patent Application No. 2015 200 779 (which is a divisional of Australian Patent Application No. 2011 241 282), the entire disclosure of which is incorporated herein by reference.

TECHNICAL FIELD

The present invention relates to encoding and decoding a video. BACKGROUND ART

As hardware for reproducing and storing high resolution or high quality video content is being developed and supplied, a need for a video codec for effectively encoding or decoding the high resolution or high quality video content is increasing. In a conventional video codec, a video is encoded according to a limited encoding method based on a macroblock having a predetermined size. A prediction encoding method based on a macroblock may generate a blocking effect due to discontinuous pixel values at boundaries of blocks. Accordingly, in a video codec, deblocking filtering is performed to improve video compressibility and quality of a restored image.

DETAILED DESCRIPTION OF THE INVENTION TECHNICAL PROBLEM

The present invention provides a method of performing deblocking filtering in a video codec by using a coding unit overcoming limits of a conventional macroblock-based encoding method and having a new tree structure.

TECHNICAL SOLUTION

The present invention provides a method and apparatus for performing deblocking filtering, which reduce a deblocking effect generated in a boundary region of coding units in a video encoded based on a tree-structured coding unit.

ADVANTAGEOUS EFFECTS

According to embodiments of the present invention, quality of a compressed and restored video may be remarkably improved by removing a deblocking effect from the compressed and restored video based on a tree-structured coding unit. l

DESCRIPTION OF THE DRAWINGS 2016201399 03 Mar 2016 FIG. 1 is a block diagram of an apparatus for encoding a video, which perform deblocking filtering based on coding units according to a tree structure, according to an embodiment of the present invention; FIG. 2 is a block diagram of an apparatus for decoding a video, which perform deblocking filtering based on coding units according to a tree structure, according to an embodiment of the present invention; FIG. 3 is a diagram for describing a concept of coding units according to an embodiment of the present invention; FIG. 4 is a block diagram of an image encoder based on coding units according to an embodiment of the present invention; FIG. 5 is a block diagram of an image decoder based on coding units according to an embodiment of the present invention; FIG. 6 is a diagram illustrating deeper coding units according to depths, and prediction units according to an embodiment of the present invention; FIG. 7 is a diagram for describing a relationship between a coding unit and transformation units, according to an embodiment of the present invention; FIG. 8 is a diagram for describing encoding information of coding units corresponding to a coded depth, according to an embodiment of the present invention; FIG. 9 is a diagram of deeper coding units according to depths, according to an embodiment of the present invention; FIGS. 10 through 12 are diagrams for describing a relationship between coding units, prediction units, and transformation units, according to an embodiment of the present invention; FIG. 13 is a diagram for describing a relationship between a coding unit, a prediction unit, and a transformation unit, according to encoding mode information of Table 1; FIG. 14 illustrates maximum coding units, coding units according to a tree structure obtained by subdividing each maximum coding unit, prediction units obtained by subdividing each coding unit, and data units including transformation units; FIGS. 15 through 17 each illustrate filtering boundaries determined based on boundaries of data units having a predetermined size or above, with respect to the data units of FIG. 14; 2 FIG. 18 is a reference diagram for describing a deblocking filtering process according to an embodiment of the present invention, based on the filtering boundaries of FIG. 17; 2016201399 03 Mar 2016 FIGS. 19A and 19B illustrate pixels located on filtering boundaries to describe deblocking filtering according to an embodiment of the present invention; FIGS. 20A and 20B are reference tables for determining threshold values a and β, according to an embodiment of the present invention; FIG. 21 is a reference diagram for describing a process of setting an offset value with respect to a threshold value a, according to an embodiment of the present invention; FIGS. 22A and 22B are reference tables used to determine a predetermined intermediate value used during a deblocking filtering process, according to an embodiment of the present invention; FIG. 23 is a flowchart illustrating a method of encoding a video based on coding units, according to an embodiment of the present invention; and FIG. 24 is a flowchart illustrating a method of decoding a video based on coding units, according to an embodiment of the present invention. 3

BEST MODE 2016201399 03 Mar 2016

According to an aspect of the present invention, there is provided a method of decoding video by using deblocking filtering, the method comprising: receiving a bitstream including data of a picture, information about a size of a maximum coding unit, and split information; splitting the picture into a plurality of maximum coding units using the information about the size of the maximum coding unit; hierarchically splitting the maximum coding unit into one or more coding units based on the split information; determining one or more prediction units in the coding unit using partition type information, wherein the partition type information indicates one of a symmetric type and an asymmetric type; determining one or more transform units in the coding unit using size information of a transform unit, wherein the transform unit is rectangular with a horizontal size and a vertical size indicated by the size information; performing prediction on the prediction unit in the coding unit and inverse-transformation on the transform unit in the coding unit, in order to generate a reconstructed coding unit; when a boundary included in the reconstructed coding unit corresponds to at least one of a boundary of the prediction unit and a boundary of the transform unit, determining a boundary strength for the boundary based on at least one of non-zero transformation coefficients, prediction mode, a motion vector, and a reference index; determining deblocking filtering method including at least one of a number of filter-taps and location of pixels to be deblocking-filtered, based on at least one of the boundary strength and neighboring pixels adjacent to the boundary; and performing deblocking filtering on the neighboring pixels according to the deblocking filtering method, in order to generate a filtered coding unit including the deblocking-filtered pixels; wherein: when the split information indicates a split for a current depth, a coding unit of a current depth is split into the coding units of a lower depth, independently from neighboring coding units, and when the split information indicates a non-split of a current depth, at least one prediction unit is obtained from the coding unit of the current depth and the one or more transform units are obtained from the coding unit of the current depth. 4

MODE OF THE INVENTION 2016201399 03 Mar 2016 FIG. 1 is a block diagram of a video encoding apparatus 100 which perform deblocking filtering based on coding units according to a tree structure, according to an embodiment of the present invention.

The video encoding apparatus 100 includes a coding unit determiner 110, a deblocking filtering unit 130, and a transmitter 120.

The coding unit determiner 110 received image data of one picture of a video and splits the picture into at least one maximum coding unit that is a data unit having a maximum size. The maximum coding unit according to an embodiment of the present invention may be a data unit having a size of 32x32, 64x64, 128x128, 256x256, etc., wherein a shape of the data unit is a square having a width and length in squares of 2 that is higher than 8. 5

The coding unit determiner 110 determines coding units having a hierarchical structure according to regions spatially spilt per maximum coding unit. The coding units may be expressed based on a depth indicating a number of times the maximum coding unit is spatially split. In detail, coding units according to a tree structure include coding units corresponding to a depth determined to be a coded depth, from among all deeper coding units according to depths included in the maximum coding unit. A coding unit of a coded depth may be hierarchically determined according to depths in the same region of the maximum coding unit, and may be independently determined in different regions. 2016201399 03 Mar 2016

The coding unit determiner 110 may encode each deeper coding unit included in a current maximum coding unit, and determine a coding unit for outputting an optimum encoding result and a coded depth that is a corresponding depth by comparing encoding results of coding units of an upper depth and a lower depth according to regions. Also, a coded depth of a current region may be independently determined from a coded depth of another region.

Accordingly, the coding unit determiner 110 may determine coding units according to a tree structure in a coded depth independently determined according to regions per maximum coding unit. Also, the coding unit determiner 110 performs prediction encoding while determining the coding units of the coded depth. The coding unit determiner 110 may determine a prediction unit or a partition that is a data unit for performing prediction encoding to output an optimum encoding result in the coding unit of the coded depth. For example, examples of a partition type with respect to a coding unit having a size of 2Nx2N (where N is a positive integer) may include partitions having sizes 2Nx2N, 2NxN, Nx2N, or NxN. Examples of the partition type include symmetrical partitions that are obtained by symmetrically splitting a height or width of the coding unit, partitions obtained by asymmetrically splitting the height or width of the coding unit, such as 1:n or n:1, partitions that are obtained by geometrically splitting the prediction unit, and partitions having arbitrary shapes. Also, a prediction mode of the partition type may be an inter mode, an intra mode, a skip mode, or the like. A coding unit according to an embodiment of the present invention may be characterized by a maximum size and a depth. The depth denotes a number of times the coding unit is hierarchically split from the maximum coding unit, and as the depthdeepens, deeper encoding units according to depths may be split from the maximum coding unit to a minimum coding unit. A depth of the maximum coding unit is an uppermost depth and a depth of the minimum coding unit is a lowermost depth. Since a size of a coding unit corresponding to each depth 6 decreases as the depth of the maximum coding unit deepens, a coding unit corresponding to an upper depth may include a plurality of coding units corresponding to lower depths. 2016201399 03 Mar 2016 A maximum depth according to an embodiment of the present invention is an index related to the number of splitting times from a maximum coding unit to a minimum coding unit. A first maximum depth according to an embodiment of the present invention may denote the total number of splitting times from the maximum coding unit to the minimum coding unit;. A second maximum depth according to an embodiment of the present invention may denote the total number of depth levels from the maximum coding unit to the minimum coding unit. For example, when a depth of the maximum coding unit is 0, a depth of a coding unit, in which the maximum coding unit is split once, may be set to 1, and a depth of a coding unit, in which the maximum coding unit is split twice, may be set to 2. Here, if the minimum coding unit is a coding unit in which the maximum coding unit is split four times, 5 depth levels of depths 0, 1, 2, 3 and 4 exist, and thus the first maximum depth may be set to 4, and the second maximum depth may be set to 5.

Coding units according to a tree structure in a maximum coding unit and a method of determining a partition, according to embodiments of the present invention, will be described in detail later with reference to FIGS. 3 through 12.

The deblocking filtering unit 130 determines a filtering boundary to which deblocking filtering is to be performed based on at least one data unit from among coding units, prediction units, and transformation units, and determines filtering strength in the filtering boundary based on a prediction mode of a coding unit to which adjacent pixels belong based on the determined filtering boundary and transformation coefficient values of pixels adjacent to the filtering boundary, and performs deblocking filtering based on the filtering strength. For example, when the coding units, prediction units, and transformation units are determined as will be described below, the deblocking filtering unit 130 may determine a boundary of data units having a predetermined size or above as the filtering boundary to which the deblocking filtering is to be performed based on sizes of the coding units, prediction units, and transformation units, and perform the deblocking filtering on the pixels adjacent to the filtering boundary.

The transmitter 120 may encode information about the deblocking filtering determined by the deblocking filtering unit 130, and transmit the information along with encoded data of the picture! and encoding mode information about the coding units according to the tree structure of the maximum coding unit. The 7 information about the deblocking filtering may include filtering boundary determination information, such as a size of a data unit for determining a data unit for performing the deblocking filtering, from among boundaries of data units, such as the coding units, the prediction units, and the transformation units. 2016201399 03 Mar 2016

The transmitter 120 may insert and transmit the information about the deblocking filtering into a sequence parameter set (SPS) or a picture parameter set (PPS) of the picture. A process of determining a filtering boundary for deblocking filtering and a deblocking filtering process according to embodiments of the present invention will be described in detail later with reference to FIGS. 14 through 24.

The coding unit determiner 110 may determine a coding unit having an optimum shape and size per maximum coding unit, based on a size and maximum depth of a maximum coding unit determined considering characteristics of a current picture. Also, since encoding may be performed by using any one of various prediction modes and transformation methods per maximum coding unit, an optimum encoding mode may be determined considering image characteristics of coding units of various image sizes.

If an image having high resolution or large data amount is encoded in a conventional macroblock unit having a fixed size of 16x16 or 8x8, a number of macroblocks per picture excessively increases. Accordingly, a number of pieces of compressed information generated for each macroblock increases, and thus it is difficult to transmit the compressed information and data compression efficiency decreases, However, by using the coding unit determiner 110, final compression efficiency of a video may be increased since a coding unit is adjusted while considering characteristics of an image while increasing a maximum size of a coding unit while considering a size of the image.

Also, prediction encoding having a reduced error with an original picture may be performed by using a reference picture that is deblocking filtered, via deblocking filtering based on coding units according to a tree structure. 8 FIG. 2 is a block diagram of a video decoding apparatus 200 which perform deblocking filtering based on coding units according to a tree structure, according to an embodiment of the present invention. 2016201399 03 Mar 2016

The video decoding apparatus 200 includes a receiving and extracting unit 210, a decoder 220, and a deblocking filtering unit 230.

The receiving and extracting unit 210 extracts image data encoded according to coding units according to a tree structure, encoding mode information about the coding units, and information about deblocking filtering, according to maximum coding units, by receiving and parsing a bitstream about a video. The receiving and extracting unit 210 may extract the information about the deblocking filtering from an SPS or PPS of a picture.

The decoder 220 decode the image data encoded according to the coding units, based on the encoding mode, information about the coding units according to the tree structure extracted by the receiving and extracting unit 210.

The decoder 220 may determine a coding unit of a coded depth included in a maximum coding unit, and a partition type, a prediction mode, and a transformation unit of the coding unit, based on the encoding mode information about the coding units according to the tree structure according to the maximum coding units.

The decoder 220 may decode encoded image data of a maximum coding unit by decoding the encoded image data based on the determined partition type, prediction mode, and transformation unit per coding unit from among the coding units according to the tree structure included in the maximum coding unit.

The image data decoded by the decoder 220 and the information about the deblocking filtering extracted by the receiving and extracting unit 210 are input to the deblocking filtering unit 230.

The deblocking filtering unit 230 determines a filtering boundary to which deblocking filtering is to be performed from among boundaries of at least one data unit from among coding units according to a tree structure, prediction units, and transformation units by using the information about the deblocking filtering, determines filtering strength in the filtering boundary based on a prediction mode of a coding unit to which adjacent pixels belong based on the filtering boundary and transformation coefficient values of pixels adjacent to the filtering boundary, and performs deblocking filtering on the decoded image data based on the filtering strength. 9

By using the deblocking filtering unit 230, an error between a restored image and an original image may be reduced since prediction decoding is performed on a following picture by referring to a reference picture to which deblocking filtering is performed. 2016201399 03 Mar 2016 FIG. 3 is a diagram for describing a concept of coding units according to an embodiment of the present invention. A size of a coding unit may be expressed in width x height, and may be 64x64, 32x32, 16x16, and 8x8. A coding unit of 64x64 may be split into prediction units of 64x64, 64x32, 32x64, or 32x32, and a coding unit of 32x32 may be split into prediction units of 32x32, 32x16, 16x32, or 16x16, a coding unit of 16x16 may be split into prediction units of 16x16, 16x8, 8x16, or 8x8, and a coding unit of 8x8 may be split into prediction units of 8x8, 8x4, 4x8, or 4x4.

In video data 310, a resolution is 1920x1080, a maximum size of a coding unit is 64, and a maximum depth is 2. In video data 320, a resolution is 1920x1080, a maximum size of a coding unit is 64, and a maximum depth is 3. In video data 330, a resolution is 352x288, a maximum size of a coding unit is 16, and a maximum depth is 1. The maximum depth shown in FIG. 3 denotes a total number of splits from a maximum coding unit to a minimum decoding unit.

If a resolution is high or a data amount is large, a maximum size of a coding unit may be large so as to not only increase encoding efficiency but also to accurately reflect characteristics of an image. Accordingly, the maximum size of the coding unit of the video data 310 and 320 having the higher resolution than the video data 330 may be 64.

Since the maximum depth of the video data 310 is 2, coding units 315 of the vide data 310 may include a maximum coding unit having a long axis size of 64, and coding units having long axis sizes of 32 and 16 since depths are deepened to two layers by splitting the maximum coding unit twice. Meanwhile, since the maximum depth of the video data 330 is 1, coding units 335 of the video data 330 may include a maximum coding unit having a long axis size of 16, and coding units having a long axis size of 8 since depths are deepened to one layer by splitting the maximum coding unit once.

Since the maximum depth of the video data 320 is 3, coding units 325 of the video data 320 may include a maximum coding unit having a long axis size of 64, and coding units having long axis sizes of 32, 16, and 8 since the depths are deepened to 3 layers by splitting the maximum coding unit three times. As a depth deepens, detailed information may be precisely expressed. 10 FIG. 4 is a block diagram of an image encoder 400 based on coding units, according to an embodiment of the present invention. 2016201399 03 Mar 2016

The image encoder 400 may corresponding to the video encoding apparatus 100. In other words, an intra predictor 410 performs intra prediction on coding units in an intra mode, from among a current frame 405, and a motion estimator 420 and a motion compensator 425 performs inter estimation and motion compensation on coding units in an inter mode from among the current frame 405 by using the current frame 405, and a reference frame 495.

Data output from the intra predictor 410, the motion estimator 420, and the motion compensator 425 is output as a quantized transformation coefficient through a transformer 430 and a quantizer 440. The quantized transformation coefficient is restored as data in a spatial domain through an inverse quantizer 460 and an inverse transformer 470, and the restored data in the spatial domain is output as the reference frame 495 after being post-processed through a deblocking unit 480 and a loop filtering unit 490. The quantized transformation coefficient may be output as a bitstream 455 through an entropy encoder 450.

The intra predictor 410, the motion estimator 420, the motion compensator 425, the transformer 430, the quantizer 440, the entropy encoder 450, the inverse quantizer 460, the inverse transformer 470, the deblocking unit 480, and the loop filtering unit 490 of the image encoder 400 may operate considering the coding units according to the tree structure, according to maximum coding units.

Specifically, the deblocking unit 480 determines a filtering boundary to which deblocking filtering is to be performed based on a maximum size of a coding unit and coding units according to a tree structure, determines filtering strength in the filtering boundary based on a prediction mode of a coding unit to which adjacent pixels belong based on the filtering boundary and transformation coefficient values of pixels adjacent to the filtering boundary, and performs deblocking filtering based on the filtering strength. FIG. 5 is a block diagram of an image decoder 500 based on coding units, according to an embodiment of the present invention. A parser 510 parses encoded image data to be decoded and information about encoding required for decoding from a bitstream 505. The encoded image data is output as inverse quantized data through an entropy decoder 520 and an inverse quantizer 530, and the inverse quantized data is restored to image data in a spatial domain through an inverse transformer 540.

An intra predictor 550 performs intra prediction on coding units in an intra mode with respect to the image data in the spatial domain, and a motion 11 compensator 560 performs motion compensation on coding units in an inter mode by using a reference frame 585. 2016201399 03 Mar 2016

The image data in the spatial domain, which passed through the intra predictor 550 and the motion compensator 560, may be output as a restored frame 595 after being post-processed through a deblocking unit 570 and a loop filtering unit 580. Also, the image data that is post-processed through the deblocking unit 570 and the loop filtering unit 580 may be output as the reference frame 585.

In order to decode the image data in the image data decoder 230 of the video decoding apparatus 200, the image decoder 500 may perform operations that are performed after the parser 510.

Since the image decoder 500 corresponds to the the video decoding apparatus, the parser 510, the entropy decoder 520, the inverse quantizer 530, the inverse transformer 540, the intra predictor 550, the motion compensator 560, the deblocking unit 570, and the loop filtering unit 580 of the image decoder 500 perform operations based on coding units having a tree structure for each maximum coding unit.

Specifically, the deblocking unit 570 determines a filtering boundary to which deblocking filtering is to be performed from among boundaries of at least one data unit from among coding units according to a tree structure, prediction units, and transformation units by using parsed information about deblocking filtering, determines filtering strength in the filtering boundary based on a prediction mode of a coding unit to which adjacent pixels belong based on the filtering boundary and transformation coefficient values of pixels adjacent to the filtering boundary, and performs deblocking filtering with respect to image data decoded based on the filtering strength. Detailed operations about the deblocking filtering will be described in detail later with reference to FIG. 14. FIG. 6 is a diagram illustrating deeper coding units according to depths, and prediction units according to an embodiment of the present invention. 12

The video encoding apparatus 100 and the video decoding apparatus 200 use coding units according to a tree structure, which are independently determined according to regions, so as to consider characteristics of an image. A maximum height, a maximum width, and a maximum depth of coding units may be adaptively determined according to the characteristics of the image, or may be differently set by a user. Sizes of deeper coding units according to depths may be determined according to the predetermined maximum size of the coding unit. 2016201399 03 Mar 2016

In a hierarchical structure 600 of coding units, according to an embodiment of the present invention, the maximum height and the maximum width of the coding units are each 64, and the maximum depth is 5. The maximum depth shown in FIG. 6 denotes a total number of depth levels from a maximum coding unit to a minimum coding unit.

Since a depth deepens along a vertical axis of the hierarchical structure 600, a height and a width of the deeper coding unit are each split. Also, a prediction unit or partitions, which are bases for prediction encoding of each deeper coding unit, are shown along a horizontal axis of the hierarchical structure 600.

In other words, a coding unit 610 is a maximum coding unit in the hierarchical structure 600, wherein a depth is 0 and a size, i.e., a height by width, is 64x64. The depth deepens along the vertical axis, and a coding unit 620 having a size of 32x32 and a depth of 1, a coding unit 6130 having a size of 16x16 and a depth of 2, a coding unit 640 having a size of 8x8 and a depth of 3, and a coding unit 650 having a size of 4x4 and a depth of 4 exist. The, coding unit 650 having the size of 4x4 and the depth of 4 is a minimum coding unit.

The partitions are arranged as prediction units of coding units, along the horizontal axis according to each depth. In other words, a prediction unit of the coding unit 610 having the size of 64x64 and the depth of 0 includes a partition 610 having a size of 64x64, partitions 612 having the size of 64x32, partitions 614 having the size of 32x64, or partitions 616 having the size of 32x32. In other words, the coding unit 610 may be a square data unit having a minimum size including the partitions 610, 612, 614, and 616.

Similarly, a prediction unit of the coding unit 620 having the size of 32x32 and the depth of 1 may include a partition 620 having a size of 32x32, partitions 622 having a size of 32x16, partitions 624 having a size of 16x32, and partitions 626 having a size of 16x16. 13

Similarly, a prediction unit of the coding unit 630 having the size of 16x16 and the depth of 2 may include a partition having a size of 16x16 included in the coding unit 630, partitions 632 having a size of 16x8, partitions 634 having a size of 8x16, and partitions 636 having a size of 8x8. 2016201399 03 Mar 2016

Similarly, a prediction unit of the coding unit 640 having the size of 8x8 and the depth of 3 may include a partition having a size of 8x8 included in the coding unit 640, partitions 642 having a size of 8x4, partitions 644 having a size of 4x8, and partitions 646 having a size of 4x4.

The coding unit 650 having the size of 4x4 and the depth of 4 is the minimum coding unit and a coding unit of the lowermost depth. A prediction unit of the coding unit 650 may include a partition 650 having a size of 4x4, partitions 652 having a size of 4x2, partitions 654 having a size of 2x4, and partitions 656 having a size of 2x2.

In order to determine the at least one coded depth of the coding units constituting the maximum coding unit 610, the coding unit determiner 120 of the video encoding apparatus 100 performs encoding for coding units corresponding to each depth included in the maximum coding unit 610. A number of deeper coding units according to depths including data in the same range and the same size increases as the depth deepens. For example, four coding units corresponding to a depth of 2 are included in data that is included in one coding unit corresponding to a depth of 1. Accordingly, in order to compare encoding results of the same data according to depths, the coding unit corresponding to the depth of 1 and four coding units corresponding to the depth of 2 are each encoded.

In order to perform encoding for a current depth from among the depths, a least encoding error may be selected for the current depth by performing encoding for each prediction unit in the coding units corresponding to the current depth, along the horizontal axis of the hierarchical structure 600. Alternatively, the minimum encoding error may be searched for by comparing the least encoding errors according to depths, by performing encoding for each depth as the depth deepens along the vertical axis of the hierarchical structure 600. A depth and a prediction unit having the minimum encoding error in the coding unit 610 may be selected as the coded depth and a partition type of the coding unit 610. FIG. 7 is a diagram for describing a relationship between a coding unit 710 and transformation units 720, according to an embodiment of the present invention. 14

The video encoding apparatus 100 or the video decoding apparatus 200 encodes or decodes an image according to coding units having sizes smaller than or equal to a maximum coding unit for each maximum coding unit. Sizes of transformation units for transformation during encoding may be selected based on data units that are not larger than a corresponding coding unit. 2016201399 03 Mar 2016

For example, in the video encoding apparatus 100 or the video decoding apparatus 200, if a size of the coding unit 710 is 64x64, transformation may be performed by using the transformation units 720 having a size of 32x32.

Also, data of the coding unit 710 having the size of 64x64 may be encoded by performing the transformation on each of the transformation units having the size of 32x32, 16x16, 8x8, and 4x4, which are smaller than 64x64, and then a transformation unit having the least coding error may be selected. FIG. 8 is a diagram for describing encoding information of coding units corresponding to a coded depth, according to an embodiment of the present invention,

The video encoding apparatus 100 may encode and transmit information 800 about a partition type, information 810 about a prediction mode, and information 820 about a size of a transformation unit for each coding unit corresponding to a coded depth, as encoding mode information about coding units according to a tree structure.

The information 800 indicates information about a type a current coding unit is split as a prediction unit (partition) for prediction encoding the current coding unit. For example, a current coding unit CU_0 having a size of 2Nx2N and a depth of 0 may be used as a prediction unit after being split into any one of a partition 802 having a size of 2Nx2N, a partition 804 having a size of 2NxN, a partition 806 having a size of Nx2N, and a partition 808 having a size of NxN. Flere, the information 800 about a partition type is set to indicate one of the partition 804 having a size of 2NxN, the partition 806 having a size of Nx2N, and the partition 808 having a size of NxN.

The information 810 indicates a prediction mode of each coding unit. For example, the information 810 may indicate a mode of prediction encoding performed on a prediction unit indicated by the information 800, i.e., an intra mode 812, an inter mode 814, or a skip mode 816.

The information 820 indicates a transformation unit to be based on when transformation is performed on a current coding unit. For example, the transformation unit may have one of a first size 822 and a second size 824 of an intra mode, and a first size 826 and a second size 828 of an inter mode. 15

The receiving and extracting unit 220 of the video decoding apparatus 200 may extract the information 800, 810, and 820 according to each deeper coding unit, and the decoder 220 may use the information 800, 810, and 820 for decoding. 2016201399 03 Mar 2016 FIG. 9 is a diagram of deeper coding units according to depths, according to an embodiment of the present invention.

Split information may be used to indicate a change of a depth. The spilt information indicates whether a coding unit of a current depth is split into coding units of a lower depth. A prediction unit 910 for prediction encoding a coding unit 900 having a depth of 0 and a size of 2N_0x2N_0 may include partitions of a partition type 912 having a size of 2N_0x2N_0, a partition type 914 having a size of 2N_0xN_0, a partition type 916 having a size of N_0x2N_0, and a partition type 918 having a size of NOxNO. FIG. 9 only illustrates the partition types 912 through 918 which are obtained by symmetrically splitting the prediction unit 910, but a partition type is not limited thereto.

Prediction encoding is repeatedly performed on one prediction unit having a size of 2N_0x2N_0, two prediction units having a size of 2N_0xN_0, two prediction units having a size of N_0x2N_0, and four prediction units having a size of N_0xN_0, according to each partition type. The prediction encoding in an intra mode and an inter mode may be performed on the prediction units having the sizes of 2N_0x2N_0, N_0x2N_0, 2N_0xN_0, and N OxN O. The prediction encoding in a skip mode is performed only on the prediction unit having the size of 2N_0x2N_0.

If an encoding error is smallest in one of the partition types 912 through 916, the prediction unit 910 may not be split into a lower depth.

If the encoding error is the smallest in the partition type 918, a depth is changed from 0 to 1 to split the partition type 918 in operation 920, and encoding is repeatedly performed on coding units 930 having a depth of 2 and a size of N O _0 to search for a minimum encoding error. A prediction unit 940 for prediction encoding the coding unit 930 having a depth of 1 and a size of 2N_1 x2N_1 (=N_0xN_0) may include partitions of a partition type 942 having a size of 2N_1 x2N_1, a partition type 944 having a size of 2N_1xN_1, a partition type 946 having a size of N_1x2N_1, and a partition type 948 having a size of N_1 xN_1. 16

If an encoding error is the smallest in the partition type 948, a depth is changed from 1 to 2 to split the partition type 948 in operation 950, and encoding is repeatedly performed on coding units 960, which have a depth of 2 and a size of N_2xN_2 to search for a minimum encoding error. 2016201399 03 Mar 2016

When a maximum depth is d, split operation according to each depth may be performed up to when a depth becomes d-1, and split information may be encoded as up to when a depth is one of 0 to d-2. In other words, when encoding is performed up to when the depth is d-1 after a coding unit corresponding to a depth of d-2 is split in operation 970, a prediction unit 990 for prediction encoding a coding unit 980 having a depth of d-1 and a size of 2N_(d-1)x2N_(d-1) may include partitions of a partition type 992 having a size of 2N_(d-1)x2N_(d-1), a partition type 994 having a size of 2N_(d-1)xN_(d-1), a partition type 996 having a size of N_(d-1)x2N_(d-1), and a partition type 998 having a size of N_(d- 1)xN_(d-1).

Prediction encoding may be repeatedly performed on one prediction unit having a size of 2N_(d-1)x2N_(d-1), two prediction units having a size of 2N_(d- 1)xN_(d-1), two prediction units having a size of N_(d-1)x2N_(d-1), four prediction units having a size of N_(d-1)xN_(d-1) from among the partition types 992 through 998 to search for a partition type having a minimum encoding error.

Even when the partition type 998 has the minimum encoding error, since a maximum depth is d, a coding unit CU_(d-1) having a depth of d-1 is no longer split to a lower depth, and a coded depth for the coding units constituting a current maximum coding unit 900 is determined to be d-1 and a partition type of the current maximum coding unit 900 may be determined to be N_(d-1)xN_(d-1). Also, since the maximum depth is d and a minimum coding unit 980 having a lowermost depth of d-1 is no longer split to a lower depth, split information for the minimum coding unit 980 is not set. A data unit 999 may be a 'minimum unit' for the current maximum coding unit. A minimum unit according to an embodiment of the present invention may be a square data unit obtained by splitting a minimum coding unit 980 by 4, i.e., may be a square data unit having a maximum size that may be included in coding units of all coded depth, prediction units, and transformation units included in the maximum coding unit. By performing the encoding repeatedly, the video encoding apparatus 100 may select a depth having the least encoding error by comparing encoding errors according to depths of the coding unit 900 to determine a coded depth, and set a corresponding partition type and a prediction mode as an encoding mode of the coded depth. 17

As such, the minimum encoding errors according to depths are compared in all of the depths of 1 through d, and a depth having the least encoding error may be determined as a coded depth. The coded depth and a prediction of the coded depth may be encoded and transmitted as information about an encoding mode. Also, since a coding unit is split from a depth of 0 to a coded depth, only split information of the coded depth is set to 0, and split information of depths excluding the coded depth is set to 1. 2016201399 03 Mar 2016

The receiving and extracting unit 210 of the video decoding apparatus 200 may extract and use the information about the coded depth and the prediction unit of the coding unit 900 to decode the partition 912. The video decoding apparatus 200 may determine a depth, in which split information is 0, as a coded depth by using split information according to depths, and use information about an encoding mode of the corresponding depth to decode encoded data of the corresponding coding unit. FIGS. 10 through 12 are diagrams for describing a relationship between coding units 1010, prediction units 1060, and transformation units 1070, according to an embodiment of the present invention.

The coding units 1010 are coding units according to a tree structure determined by the video encoding apparatus 100, in a current maximum coding unit. The prediction units 1060 are prediction units of coding units of each coded depth in the coding units 1010, and the transformation units 1070 are transformation units of each of the coding units 1010.

When a depth of a maximum coding unit is 0 in the coding units 1010, the coding units 1010 include coding units 1012 and 1054 having a depth of 1, coding units 1014, 1016, 1018, 1028, 1050, and 1052 having a depth of 2, coding units 1020, 1022, 1024, 1026, 1030, 1032, and 1048 having a depth of 3, and coding units 1040, 1042, 1044, and 1046 having a depth of 4.

In the prediction units 1060, some coding units 1014, 1016, 1022, 1032, 1048, 1050, 1052, and 1054 are obtained by splitting the coding units in the coding units 1010. In other words, partition types in the coding units 1014, 1022, 1050, and 1054 have a size of 2NxN, partition types in the coding units 1016, 1048, and 1052 have a size of Nx2N, and a partition type of the coding unit 1032 has a size of NxN. In other words, prediction units are smaller than or equal to each coding unit. 18

Transformation or inverse transformation is performed on image data of the coding unit 1052 in the transformation units 1070 in a data unit that is smaller than the coding unit 1052. Also, the coding units 1014, 1016, 1022, 1032, 1048, 1050, and 1052 in the transformation units 1070 are data units having different sizes or shapes from those in the prediction units 1060. In other words, transformation units and prediction units of one coding unit are independently determined. Accordingly, the video encoding and decoding apparatuses 100 and 200 may perform intra prediction, motion estimation, motion compensation, transformation, and inverse transformation individually on a data unit in the same coding unit. 2016201399 03 Mar 2016

Accordingly, encoding is recursively performed on each of coding units having a hierarchical structure in each region of a maximum coding unit to determine an optimum coding unit, and thus coding units having a recursive tree structure may be obtained.

Encoding information may include split information about a coding unit, information about a partition type, information about a prediction mode, and information about a size of a transformation unit. Table 1 shows the encoding information that may be set by the video encoding and decoding apparatuses 100 and 200.

Table 1

Split information 0 (Encoding on Coding Unit having Size of 2Nx2N and Current Depth of d) Split Information 1 Prediction Mode Partition Type Size of Transformation Unit Repeatedly Encode Coding Units having Lower Depth of d+1 intra inter Skip (Oniy 2Nx2N) Symmetrica! Partition Type Asymmetrical Partition Type Split Information 0 of Transformation Unit Split Information 1 of Transformation Unit 2Nx2N 2NxN Nx2N NxN 21MxnU 2NxnD nLx2N nRx2N 2Nx2N NxN (Symmetrical Type) N/2xN/2 (Asymmetrical Type)_

The transmitter 120 of the video encoding apparatus 100 may output the encoding information about: the coding units having a tree structure, and the receiving and extracting unit 210 of the video decoding apparatus 200 may extract the encoding information about the coding units having a tree structure from a received bitstream. 19

Split information indicates whether a current coding unit is split into coding units of a lower depth. If split information of a current depth d is 0, a depth, in which a current coding unit is no longer split into a lower depth, is a coded depth, and thus information about a partition type, prediction mode, and a size of a transformation unit may be defined for the coded depth. If the current coding unit is further split according to the split information, encoding is independently performed on four split coding units of a lower depth. 2016201399 03 Mar 2016 A prediction mode may be one of an intra mode, an inter mode, and a skip mode. The intra mode and the inter mode may be defined in all partition types, and the skip mode is defined only in a partition type having a size of 2Nx2N.

The information about the partition type may indicate symmetrical partition types having sizes of 2Nx2N, 2NxN, Nx2N, and NxN, and asymmetrical partition types having sizes of 2NxnU, 2NxnD, nLx2N, and nRx2N, which are obtained by asymmetrically splitting the height or width of the prediction unit. The asymmetrical partition types having the sizes of 2NxnU and 2NxnD may be respectively obtained by splitting the height of the prediction unit in 1:3 and 3:1, and the asymmetrical partition types having the sizes of nLx2N and nRx2N may be respectively obtained by splitting the width of the prediction unit in 1:3 and 3:1

The size of the transformation unit may be set to be two types according to split information of the transformation unit. In other words, if the split information of the transformation unit is 0, the transformation unit having a size of 2Nx2N may be set to be the size of the current coding unit. If split information of the transformation unit is 1, the transformation units may be obtained by splitting the current coding unit. Also, if a partition type of the current coding unit having the size of 2Nx2N is a symmetrical partition type, a size of a transformation unit may be NxN, and if the partition type of the current coding unit is an asymmetrical partition type, the size of the transformation unit may be N/2xN/2.

The encoding information about coding units having a tree structure may include at least one of a coding unit corresponding to a coded depth, a prediction unit, and a minimum unit. The coding unit corresponding to the coded depth may include at least one of a prediction unit and a minimum unit containing the same encoding information.

Accordingly, it is determined whether adjacent data units are included in the same coding unit corresponding to the coded depth by comparing encoding information of the adjacent data units. Also, a corresponding coding unit corresponding to a coded depth is determined by using encoding information of a 20 data unit, and thus a distribution of coded depths in a maximum coding unit may be determined. 2016201399 03 Mar 2016

Accordingly, if a current coding unit is predicted based on encoding information of adjacent data units, encoding information of data units in deeper coding units adjacent to the current coding unit may be directly referred to and used.

Alternatively, if a current coding unit is predicted based on encoding information of adjacent data units, data units adjacent to the current coding unit are searched using encoded information of the data units, and the searched adjacent coding units may be referred for predicting the current coding unit. FIG. 13 is a diagram for describing a relationship between a coding unit, a prediction unit or a partition, and a transformation unit, according to encoding mode information of Table 1. A maximum coding unit 1300 includes coding units 1302, 1304, 1306, 1312, 1314, 1316, and 1318 of coded depths. Here, since the coding unit 1318 is a coding unit of a coded depth, split information may be set to 0. Information about a partition type of the coding unit 1318 having a size of 2Nx2N may be set to be one of a partition type 1322 having a size of 2Nx2N, a partition type 1324 having a size of 2NxN, a partition type 1326 having a size of Nx2N, a partition type 1328 having a size of NxN, a partition type 1332 having a size of 2NxnU, a partition type 1334 having a size of 2NxnD, a partition type 1336 having a size of nLx2N, and a partition type 1338 having a size of nRx2N.

When the partition type is set to be symmetrical, i.e. the partition type 1322, 1324, 1326, or 1328, a transformation unit 1342 having a size of 2Nx2N is set if split information (TU size flag) of a transformation unit is 0, and a transformation unit 1344 having a size of NxN is set if a TU size flag is 1.

When the partition type is set to be asymmetrical, i.e., the partition type 1332, 1334, 1336, or 1338, a transformation unit 1352 having a size of 2Nx2N is set if a TU size flag is 0, and a transformation unit 1354 having a size of N/2xN/2 is set if a TU size flag is 1. FIG. 14 illustrates maximum coding units, coding units according to a tree structure obtained by subdividing each maximum coding unit, prediction units obtained by subdividing each coding unit, and data units including transformation units. In other words, FIG. 14 illustrates data units 1400 including the coding units, the prediction units, and the transformation units of FIGS. 10 through 12 described above by overlapping the coding units, prediction units, and transformation units. In FIG. 14, it is assumed that a size of the maximum coding 21 unit is 32x32, and coding units of coded depths are shown in solid lines and prediction units and transformation units obtained by splitting the coding units of coded depths are shown in alternate long and short dash lines in the coding units. Also, the coded depths of the coding units having a tree structure are 0, 1, and 2, wherein a maximum depth is 3. 2016201399 03 Mar 2016

Referring to FIG. 14, the data units 1400 include coding units of coded depths of 9 maximum coding units having a size of 32x32. As described above, an optimum coding unit is determined by recursively performing encoding on coding units having a hierarchical structure classified according to depths, for each maximum coding unit, while an optimum prediction unit and an optimum transformation unit for prediction and transformation may be determined according to each coding unit. The deblocking filtering unit 130 determines a filtering boundary to which deblocking filtering is to be performed based on at least one data unit 1400 from among the coding units, the prediction units, and the transformation units shown in FIG. 14.

In detail, the deblocking filtering unit 130 may determine a filtering boundary based on boundaries of data units having a predetermined size or above from among the coding units, the prediction units, and the transformation units. In other words, referring to FIG. 14, when a current picture is split into maximum coding units having a size of 32x32, each maximum coding unit is again split into coding units having a hierarchical structure classified according to depths, and each coding unit is again split into prediction units and transformation units having a smaller size than the coding units according to depths for prediction and transformation, only a boundary of data units having a predetermined size or above from among boundaries of the coding units, the prediction units, and the transformation units may be determined to be a filtering boundary to which deblocking filtering is to be performed. FIGS. 15 through 17 each illustrate filtering boundaries determined based on boundaries of data units having a predetermined size or above, with respect to the data units 1400 of FIG. 14.

Referring to FIGS. 14 and 15, when the coding units, the prediction units, and the transformation units of FIG. 14 are determined, the deblocking filtering unit 130 may determine only a boundary of data units having a predetermined size or above from among boundaries of the coding units, the prediction units, and the transformation units as a filtering boundary to which deblocking filtering is to be performed. For example, the deblocking filtering unit 130 may determine only boundaries of the coding units, the prediction units, and the transformation 22 units, which have a size equal to or larger than 32x32, as filtering boundaries to which deblocking filtering is to be performed as shown in FIG. 15, determine only boundaries of the coding units, the prediction units, and the transformation units, which have a size equal to or larger than 16x16, as filtering boundaries to which deblocking filtering is to be performed as shown in FIG. 16, or determine only boundaries of the coding units, the prediction units, and the transformation units, which have a size equal to or larger than 8x8, as filtering boundaries to which deblocking filtering is to be performed as shown in FIG. 17. As such, when only boundaries of data units having a predetermined size or above are determined to be filtering boundaries to which deblocking filtering is to be performed, a filtering boundary to which filtering is to be performed is changed with respect to the same split shape. For example, when deblocking filtering is performed only on the boundaries of data units having a size of 32x32 or above as shown in FIG. 15, an inner boundary is not considered to be a filtering boundary, except a boundary portion overlapping with a maximum coding unit 1510 having a size of 32x32 from among the boundaries of the coding units, the transformation units, and the prediction units obtained by splitting the maximum coding unit 1510. On the other hand, when deblocking filtering is performed only on the boundary of the data units having a size of 16x16 or above as shown in FIG. 16, inner boundaries of coding units 1611 through 1614 obtained by splitting a maximum coding unit 1610 corresponding to the maximum coding unit 1510 of FIG. 15 are also determined as filtering boundaries. 2016201399 03 Mar 2016

Meanwhile, the deblocking filtering unit 130 does not determine a boundary of data units having a predetermined size or above as a filtering boundary if the boundary is a frame boundary. In other words, deblocking filtering according to an embodiment of the present invention is not performed on an outermost boundary corresponding to an edge of a picture. FIG. 18 is a reference diagram for describing a deblocking filtering process according to an embodiment of the present invention, based on the filtering boundaries of FIG. 17.

When filtering boundaries to which deblocking filtering is to be performed are determined based on boundaries of data units having a predetermined size or above, the deblocking filtering unit 130 determines filtering strength in the filtering boundaries based on a prediction mode of a coding unit to which adjacent pixels belong based on the filtering boundary and transformation coefficient values of pixels adjacent to the filtering boundary. 23

Hereinafter, a process of performing deblocking filtering based on filtering boundaries, such as a horizontal direction filtering boundary 1810 and a vertical direction filtering boundary 1820 of FIG. 18 will be described. 2016201399 03 Mar 2016 FIGS. 19A and 19B illustrate pixels located on filtering boundaries to describe deblocking filtering according to an embodiment of the present invention.

Referring to FIG. 19A, pixel values of pixels 1910 adjacent to top and bottom of a horizontal direction filtering boundary before deblocking filtering are defined to be pO through p4 and qO through q4. Also, pixel values of pixels 1920 adjacent to the top and bottom of the horizontal direction filtering boundary after deblocking filtering are defined to be p0' through p4' and q0' through q4'. Similarly, referring to FIG. 19B, pixel values of pixels 1930 adjacent to left and right of a vertical direction filtering boundary before deblocking filtering are defined to be pO through p4 and qO through q4. Also, values of pixels 1940 adjacent to the left and right of the vertical direction filtering boundary after deblocking filtering are defined to be pO' through p4' and qO' through q4'. Deblocking filtering operations based on the horizontal and vertical direction filtering boundaries are identical except for a direction difference.

The deblocking filtering unit 130 determines filtering strength based on whether the prediction mode of the coding unit to which the adjacent pixels belong based on the filtering boundary is an intra mode or an inter mode, and whether the transformation coefficient values of the pixels adjacent to the filtering boundary are 0. When boundary strength (Bs) denotes filtering strength, Bs may be classified into 5 stages from 0 through 4. A size of Bs is proportional to the filtering strength. In other words, when Bs=4, filtering strength is the strongest and when Bs=0, filtering strength is the weakest. Here, deblocking filtering may not be performed when Bs=0.

In detail, when pO and qO denote pixels that are adjacent to the filtering boundary and are divided based on the filtering boundary, the deblocking filtering unit 130 may determine the filtering strength to have a value of Bs=4 when a prediction mode of at least one coding unit to which pO and qO belong is an intra mode and the filtering boundary is a boundary of coding units. For example, when deblocking filtering is performed based on the horizontal direction filtering boundary 1810 of FIG. 18, the deblocking filtering unit 130 may determine the filtering strength to have a value of Bs=4 when a prediction mode of at least one of a coding unit 1840 to which pO belong and a coding unit 1830 to which qO belong, which are nearest pixels based on the horizontal direction filtering 24 boundary 1810, is an intra mode and a current filtering boundary is a boundary of coding units. Here, whether the horizontal direction filtering boundary 1810 is a boundary of coding units may be determined based on whether the coding unit 1840 to which pO belong and the coding unit 1830 to which qO belong are data units based on deeper coding units, or whether the horizontal direction filtering boundary 1810 corresponds to a boundary of the prediction units and transformation units of FIGS. 11 and 12 obtained by splitting coding units for prediction and transformation. 2016201399 03 Mar 2016

Alternatively, the deblocking filtering unit 130 determines the filtering strength to have a value of Bs=3 when the prediction mode of at least one of the coding units to which pO and qO belong is an intra mode and the filtering boundary is not a boundary of coding units.

Alternatively, the deblocking filtering unit 130 determines the filtering strength to have a value of Bs=2 when the prediction modes of the coding units to which pO and qO belong are not intra modes and a transformation coefficient value of at least one of transformation units to which pO and qO belong is not 0.

Alternatively, the deblocking filtering unit 130 determines the filtering strength to have a value of Bs=1 when the prediction modes of the coding units to which pO and qO belong are not intra modes, the transformation coefficient values of the transformation units to which pO and qO belong are 0, and any one of a reference frame and a motion vector used for motion prediction of prediction units to which pO and qO belong is different each other.

Alternatively, the deblocking filtering unit 130 determines the filtering strength to have a value of Bs=0 when the prediction modes of the coding units to which pO and qO belong are not intra modes, the transformation coefficient values of the transformation units to which pO and qO belong are 0, and the reference frame and the motion vector used for motion prediction of the prediction units to which pO and qO belong are the same. 25

Meanwhile, the deblocking filtering unit 130 may determine whether to perform deblocking filtering on a filtering boundary based on the filtering strength and a result of comparing a predetermined threshold value and a difference between absolute values of pixel values of a predetermined number of adjacent pixels based on the filtering boundary. In detail, the deblocking filtering unit 130 determines to perform deblocking filtering only when an absolute value of a difference between pixel values of pixels adjacent to the filtering boundary and divided based on the filtering boundary and an absolute value of a difference between pixel values of pixels adjacent to the same side based on the filtering boundary are smaller than a predetermined threshold value determined according to a quantization parameter of transformation units to which pixels belong, and the filtering strength is not the weakest. For example, the deblocking filtering unit 130 may perform deblocking filtering on a filtering boundary only when i) the filtering strength Bs is not 0 and ii) a condition of | pO-gO | <a; | p1-g0 | <β; | g1-g0 | <β is satisfied. Here, the threshold values may be predetermined based on quantization parameters used during quantization of transformation units to which pO and qO belong. 2016201399 03 Mar 2016 FIGS. 20A and 20B are reference tables for determining threshold values a and β, according to an embodiment of the present invention.

Referring to FIGS. 20A and 20B, the threshold values a and β are determined based on indexA and indexB, wherein indexA and indexB are values determined according to equations indexA=Clip3(0,51,qPav+FilterOffsetA) and indexB=Clip3(0,51,qPav+FilterOffsetB). Here, qPav denotes an average value of quantization parameters of transformation units to which pO and qO belong. clip3(a,b,c) denotes an operation of clipping a value of c such that a^c^b. For example, the equation indexA=Clip3(0, 51, qPav+FilterOffsetA) is 0 when a value of qPav+FilterOffsetA is lower than or equal to 0 and is 51 when the value of qPav+FilterOffsetA is equal to or higher than 51. Also, FilterOffsetA and FilterOffsetB denote predetermined offset values set respectively with respect to the threshold values a and β. FIG. 21 is a reference diagram for describing a process of setting an offset value with respect to a threshold value a, according to an embodiment of the present invention. For example, when the threshold value a is set in proportional to a quantization parameter as a curve shown in FIG, 21, a value of indexA is increased as a value of FilterOffsetA is increased, and as a result, a curve set as a default is moved in a right direction (b direction) as shown in FIG. 21. When the value of FilterOffsetA is decreased, the value of indexA is decreased, and thus 26 the curve set as a default is moved in a left direction (a direction) as shown in FIG. 21. As such, FilterOffsetA and FilterOffsetB may be used to adjust filtering strength. 2016201399 03 Mar 2016

As such, the deblocking filtering unit 130 determines whether to perform deblocking filtering on a filtering boundary based on quantization parameters of transformation units to which pO and qO belong and predetermined offset values.

With respect to a boundary to which deblocking filtering is to be performed, the deblocking filtering unit 130 determines a number and filter tap coefficients of pixels to be filtered adjacent to a filtering boundary, based on filtering strength, an absolute value of a difference between pixel values of pixels adjacent to the filtering boundary and divided based on the filtering boundary, and an absolute value of a difference between pixel values of pixels adjacent to the same side based on the filtering boundary. Also, the deblocking filtering unit 130 performs filtering by changing pixel values of pixels to be filtered via a weighted sum based on the filter tap coefficients.

In detail, when filtering strength of a current filtering boundary is Bs<4, the deblocking filtering unit 130 generates p1', p0', q0', and q1' by using a 4-tap finite impulse response filter (FIR) using p1, pO, qO, and q1 as inputs. The deblocking filtering unit 130 generates a value of delta Δ according to an equation A=clip3[-fc,fc,((((q0-p0)«2)+(p1-q1)*4)>>3)) Here, tc may be determined based on |p2-p0| , |g2-qO| and a threshold value β. FIGS. 22A and 22B are reference tables used to determine a predetermined intermediate value (tc) used during a deblocking filtering process, according to an embodiment of the present invention. As shown in FIGS. 22A and 22B, tc may be determined by using values pre-determined in a table according to indexA and filtering strength bS.

Also, the deblocking filtering unit 130 generates pixel values of pO and qO that are nearest to a filtering boundary and deblocking filtered according to equations ρ0'=ρ0+Δ and q0'=q0+A. Pixel values of p1 and q1 that are adjacent to the filtering boundary after pO and qO are changed according to equations p1'=p1+ Δ/2 and q1'=q1+ Δ/2.

Meanwhile, when filtering strength has a value of Bs=4 in a current filtering boundary, the deblocking filtering unit 130 determines a number and filter tap coefficients of pixels that are filtered adjacent to the filtering boundary based on an absolute value of a difference between pixel values of pixels adjacent to the filtering boundary and divided based on the filtering boundary and an absolute value of a difference between pixel values of pixels adjacent to the same side 27 based on the filtering boundary. In detail, when |p2-p0| <β; |p0-g0| <round(a/4), the deblocking filtering unit 130 sets input pixel values to be p2, p1, pO, qO, and q1 with respect to pO nearest to the filtering boundary, and generates p0' that is filtered by using a 5-tap filter having a filter tap coefficient of {1,2,2,2,1}. 2016201399 03 Mar 2016

With respect to p1 nearest to the filtering boundary after pO, the deblocking filtering unit 130 sets input pixel values to be p2, p1, pO, and q1, and generates p1' filtered by using a 4-tap filter having a filter tap coefficient of {1,1,1,1}.

With respect to p2 nearest to the filtering boundary after p1, the deblocking filtering unit 130 sets input pixel values to be p3, p2, p1, pO, and q1, and generates p2' filtered by using a 5-tap filter having a filter tap coefficient of {2, 3, 1, 1, 1}.

Similarly, when |g2-q0| <β; |pO-qO| <round(a/4), the deblocking filtering unit 130 sets input pixel values to be q2, q1, qO, pO, and p1 with respect to qO nearest to the filtering boundary, and generates qO' filtered by using a 5-tap filter having a filter tap coefficient of {1,2,2,2,1}.

With respect to q1 nearest to the filtering boundary after qO, the deblocking filtering unit 130 sets input pixel values to be q2, q1, qO, and p1, and generates q1' filtered by using a 4-tap filter having a filter tap coefficient of {1,1,1,1}.

With respect to q2 nearest to the filtering boundary after q1, the deblocking filtering unit 130 sets input pixel values to be q3, q2, q1, qO, and pO, and generates q2' filtered by using a 5-tap filter having a filter tap coefficient of {2, 3, 1, 1, 1).

The deblocking filtering unit 230 of the video decoding apparatus 200 according to an embodiment determines a filtering boundary to which deblocking filtering is to be performed from boundaries; of at least one data unit from among coding units according to a tree structure, prediction units, and transformation units, determines filtering strength in the filtering boundary based on a prediction mode of coding units to which adjacent pixels belong based on the filtering boundary and transformation coefficient values of pixels adjacent to the filtering boundary, and performs deblocking filtering on decoded image data based on the filtering strength, by using information about deblocking filtering parsed from a bitstream. Since operations of the deblocking filtering unit 230 of the video decoding apparatus 200 are similar to those of the deblocking filtering unit 120 of the video encoding apparatus 100, detailed descriptions thereof will not be repeated. 28 FIG. 23 is a flowchart illustrating a method of encoding a video based on coding units, according to an embodiment of the present invention. 2016201399 03 Mar 2016

Referring to FIG. 23, in operation 2310, the coding unit determiner 110 splits one picture into at least one maximum coding unit that is a data unit having a maximum size. Then, in operation 2320, the coding unit determiner 110 determines coding units that are hierarchically configured according to depths indicating a number of times the at least one maximum coding unit is spatially spilt, and prediction units and transformation units respectively for prediction and transformation of the coding units.

In operation 2330, the deblocking filtering unit 130 determines a filtering boundary on which deblocking filtering is to be performed based on at least one data unit from among the coding units, prediction units, and the transformation units. As described above, the filtering boundary may be determined based on a boundary of data units having a predetermined size or above.

The deblocking filtering unit 130 determines filtering strength at the filtering boundary based on a prediction mode of a coding unit to which adjacent pixels belong based on the filtering boundary, and transformation coefficient values of pixels adjacent to the filtering boundary in operation 2340, and performs deblocking filtering based on the determined filtering strength in operation 2350. FIG. 24 is a flowchart illustrating a method of decoding a video based on coding units, according to an embodiment of the present invention.

Referring to FIG. 24, in operation 2410, the receiving and extracting unit 210 extracts image data encoded according to coding units, encoding mode information about coding units according to a tree structure, and information about deblocking filtering in a maximum coding unit, according to the coding units according to the tree structure included in each maximum coding unit obtained by splitting a current picture, by parsing a received bitstream.

In operation 2420, the decoder 220 determines prediction units and transformation units for prediction and transformation according to the coding units and decodes the encoded image data, based on the encoding mode information about the coding units according to the tree structure. 29

In operation 2430, the deblocking filtering unit 230 determines a filtering boundary to which deblocking filtering is to be performed from among boundaries of at least one data unit from among the coding units according to the tree structure, the prediction units, and the transformation units, by using the information about the deblocking filtering. 2016201399 03 Mar 2016

In operation 2440, the deblocking filtering unit 230 determines filtering strength of the filtering boundary based on a prediction mode of a coding unit to which adjacent pixels based on the determined filtering boundary belong and transformation coefficient values of pixels adjacent to the filtering boundary.

In operation 2450, the deblocking filtering unit 230 performs deblocking filtering on the decoded image data based on the determined filtering strength.

The embodiments of the present invention can be written as computer programs and can be implemented in general-use digital computers that execute the programs using a computer readable recording medium. Examples of the computer readable recording medium include magnetic storage media (e.g., ROM, floppy disks, hard disks, etc.) and optical recording media (e.g., CD-ROMs, or DVDs).

While this invention has been particularly shown and described with reference to preferred embodiments thereof, it will be understood by those of ordinary skill in the art that various changes in form and details may be made therein without departing from the spirit and scope of the invention as defined by the appended claims. The preferred embodiments should be considered in a descriptive sense only and not for purposes of limitation. Therefore, the scope of the invention is defined not by the detailed description of the invention but by the appended claims, and all differences within the scope will be construed as being included in the present invention. 30

Claims (4)

1. THE CLAIMS DEFINING THE INVENTION ARE AS FOLLOWS

   1. A method of decoding video by using deblocking filtering, the method comprising: receiving a bitstream including data of a picture, information about a size of a maximum coding unit, and split information; splitting the picture into a plurality of maximum coding units using the information about the size of the maximum coding unit; hierarchically splitting the maximum coding unit into one or more coding units based on the split information; determining one or more prediction units in the coding unit using partition type information, wherein the partition type information indicates one of a symmetric type and an asymmetric type; determining one or more transform units in the coding unit using size information of a transform unit, wherein the transform unit is rectangular with a horizontal size and a vertical size indicated by the size information; performing prediction on the prediction unit in the coding unit and inverse-transformation on the transform unit in the coding unit, in order to generate a reconstructed coding unit; when a boundary included in the reconstructed coding unit corresponds to at least one of a boundary of the prediction unit and a boundary of the transform unit, determining a boundary strength for the boundary based on at least one of non-zero transformation coefficients, prediction mode, a motion vector, and a reference index; determining deblocking filtering method including at least one of a number of filter-taps and location of pixels to be deblocking-filtered, based on at least one of the boundary strength and neighboring pixels adjacent to the boundary; and performing deblocking filtering on the neighboring pixels according to the deblocking filtering method, in order to generate a filtered coding unit including the deblocking-filtered pixels; wherein: when the split information indicates a split for a current depth, a coding unit of a current depth is split into the coding units of a lower depth, independently from neighboring coding units, and when the split information indicates a non-split of a current depth, at least one prediction unit is obtained from the coding unit of the current depth and the one or more transform units are obtained from the coding unit of the current depth.
2. 2. The method of claim 1, wherein the boundary included in the reconstructed coding unit corresponds to at least one of a boundary of the prediction unit and a boundary of the transform unit included in the reconstructed coding unit corresponds to at least one of a boundary of the prediction unit and a boundary of the transform unit.
3. 3. The method of claim 1, wherein the determining of the boundary strength comprises determining the boundary strength based on whether the prediction mode of the coding unit to which the neighboring pixels belong based on the boundary is an intra mode or an inter mode and whether the transformation coefficient values of the neighboring pixels are 0.
4. 4. The method of claim 1, wherein the determining of the boundary strength comprises determining the boundary strength based on a reference frame and a motion vector used for motion prediction of a prediction unit to which the neighboring pixels belong, when a prediction mode of the coding unit to which the neighboring pixels belong is an inter mode.