AU2014203322B2 - Method and apparatus for assigning hybrid-automatic repeat request processes - Google Patents

Abstract

A method and apparatus for assigning automatic repeat request (ARQ)/hybrid automatic repeat request (H-ARQ) processes in a wireless transmit/receive unit (WTRU) to support enhanced uplink (EU) data transmissions. After parameters associated with the ARQ/H-ARQ processes are configured, the WTRU assigns an ARQ/H-ARQ process for selected data. After transmitting the data, the WTRU determines whether feedback information for the data has been received. The WTRU releases the ARQ/H-ARQ process if an acknowledgement (ACK) message has been received, and retransmits the data if a non-acknowledgernen t (NACK) message or no feedback information has been received in a predetermined time period while incrementing a transmission counter in the WTRU. When an ARQ/H-ARQ transmission limit has been reached, the WTRU may discard the data or reinitiate the transmission. An ARQ/H-ARQ process assigned for transmission of lower priority data may be preempted for transmission of higher priority data when there is no available ARQ/H-ARQ process.

Description

[0001] METHOD AND APP RATUS FOR ASSIGNING HYBRID-AUTOMATIC REPEAT REQUEST PROCESSES [0002] FIELD OF INVENTION [0003] The present invention is related to a wireless communication system including at least one wireless transmit/receive unit (WTRU), at least one Node B and a radio network controller (RNC). More particularly, the present invention is related to a method and apparatus or assigning automatic repeat request (ARQ)/hybrid automatic repeat request (H-ARQ) processes in the WTRU for supporting enhanced uplink (EU) transmissions. [0004] BACKGROUND [0005] Methods for improving uplink (UL) coverage, throughput and transmission latency are being investigated in the Third Generation Partnership Project (3GPP). In order to achieve the Je goals, scheduling and assigning of UL physical resources will be moved from t Te RNC to the Node-B. [0006] The Node-B can make decisions and manage UL radio resources on a short-term basis better than the RNC. However, the RNC still retains coarse overall control of the cell with EU services so that the RNC can perform functions such as call admission control and congstion control. [0007] A new medium access control (MAC) entity called MAC-e is created in a WTRU and the Node-B to handle the transmission and reception of enhanced dedicated channel (E-DCH) transmissions. There may be several independent uplink transmissions processed between the WTRU and UMTS terrestrial radio access network (UTRAN) within a common time interval. One example of this is MAC layer H-ARQ or MAC layer ARQ operation where each individual transmission may require a different mnber of transmissions to be successfully received by the UTRAN. Proper assi nment of data blocks to ARQ/H-ARQ processes for transmission is necessary for operation of the EU services. This function includes rules for retransmit ing failed transmissions, prioritization between different logical channels and provisioning of quality of service (QoS) related parameters.

2 [00081 SUMMARY OF THE INVENTION [0009] The present invention is related to a method and apparatus for assigning an ARQ/H-ARQ process in a WTRU for supporting EU transmissions. After parameters associated with the ARQ/H-ARQ processes are configured, the 5 WTRU assigns an ARQ/H-ARQ process for a selected data. After transmitting the data, the WTRU determines whether feedback information for the data has been received. The WTRU releases the ARQ/H-ARQ process if an acknowledgement (ACK) message has been received, and retransmits the data if a non-acknowledgement (NACK) message or no feedback information has been 10 received in a predetermined time period while incrementing a transmission counter in the WTRU. When a transmission limit has been reached, the WTRU may discard the data or reinitiate the transmission. An ARQ/H-ARQ process assigned for transmission of lower priority data may be preempted for transmission of higher priority data when there is no available ARQ/H-ARQ 15 process. [0010] In one aspect the present invention provides a method for transmitting enhanced uplink (EU) data, implemented by a wireless transmit/receive unit (WTRU), the method including: receiving configuration parameters for EU operation, wherein the 20 configuration parameters include a priority associated with each configured medium access control for dedicated channel (MAC-d) flow and a maximum number of hybrid automatic repeat request (H-ARQ) transmissions associated with each configured MAC-d flow; identifying a H-ARQ process to use for transmission for a next 25 transmission time interval (TTI); determining whether the identified H-ARQ process is available for new data for the next TTI; on a condition that the identified H-ARQ process is available for new data for the next TTI, selecting data for transmission over an EU channel based on the 2a priority associated with the configured MAC-d flows, setting a transmission status to indicate a new transmission, and transmitting the selected data using the identified H-ARQ process; and on a condition that the identified H-ARQ process is not available for new 5 data for the next TTI, setting the transmission status to indicate a retransmission, and retransmitting data associated with the identified H-ARQ process; wherein the retransmitting is limited to the maximum number of H-ARQ transmissions associated with a MAC-d flow from which the data for transmission was selected. 10 [0011] In a further aspect the present invention provides a wireless transmit/receive unit (WTRU) including: means for receiving configuration parameters for enhanced uplink (EU) operation, wherein the configuration parameters include a priority associated with each configured medium access control for dedicated channel (MAC-d) flow and 15 a maximum number of hybrid automatic repeat request (H-ARQ) transmissions associated with each configured MAC-d flow; means for identifying a H-ARQ process to use for transmission for a next transmission time interval (TTI); means for determining whether the identified H-ARQ process is available 20 for new data for the next TTI; on a condition that the identified H-ARQ process is available for new data for the next TTI, means for selecting data for transmission over an EU channel based on the priority associated with the configured MAC-d flows, means for setting a transmission status to indicate a new transmission, and means for 25 transmitting the selected data using the identified H-ARQ process; and on a condition that the identified H-ARQ process is not available for new data for the next TTI, means for setting the transmission status to indicate a retransmission, and means for retransmitting the data associated with the identified H-ARQ process; and 30 wherein the means for retransmitting is limited to the maximum number of H-ARQ transmissions associated with a MAC-d flow from which the data for transmission was selected.

2b [0012] BRIEF DESCRIPTION OF THE DRAWINGS [001 2a] A more detailed understanding of the invention may be had from the following description of a preferred embodiment, given by way of example and to be understood in conjunction with the accompanying drawing wherein: 5 [0013] Figure 1 is a block diagram of a wireless communication system operating in accordance with the present invention; [0014] Figure 2A is a flow diagram of an EU transmission process implemented by the system of Figure 1 for assigning an ARQ or H-ARQ process in accordance with one embodiment of the present invention; 10 [0014a] Figure 2B is a flow diagram of an EU feedback reception process implemented by the system of Figure 1; [0015] Figure 3A is a flow diagram of an EU transmission process implemented by the system of Figure 1 for assigning an ARQ or H-ARQ process using preemption and re-initiation procedures in accordance with another 15 embodiment of the present invention; and [00161 Figure 3B is a flow diagram of an EU feedback reception process implemented by the system of Figure 1. [00171 DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS [00181 Hereafter, the terminology "WTRU" includes but is not limited to a user equipment (UE), a mobile station, a:fixed or mobile subscriber unit, a pager, or any other type of device capable of operating in a wireless environment. When referred to hereafter, the terminology "Node-B" includes but is not limited to a base station, a site controller, an access point or any other type of interfacing device in a wireless environment. [0019] The features of the present invention may be incorporated into an integrated circuit (IC) or be configured in a circuit comprising a multitude of interconnecting components. [00201 Hereafter, for simplicity, the present invention will be explained with reference to H-ARQ operation. However, it should be noted that the present invention is equally applicable to ARQ operation without affecting the functionality of the present invention. [0021] Figure 1 is a block diagraw of a wireless communication system 100 operating in accordance with the present invention. The system 100 includes at least one WTRU 102, at least one NodeLB 104 and an RNC 106. The RNC 106 controls overall EU operation by configuring EU parameters for the Node-B 104 and the WTRU 102, such as priority of each TrCH, MAC-d flow or logical charmel mapped on an E-DCH, maxim-um nun ber of transmissions for each TrCH or logical channel, maximum allowed E transmit power or available channel resources per Node-B 104. The WTRU 102 sends a channel allocation request via the UL EU channel 110 and receives chAannel allocation information via the DL EU signaling channel 112. The WTRU 102 transmits E-DCH data via a UL EU channel 110 to the Node-B 104 in accordance with the channel allocation information. The Node-B 104 sends feedback information on the data block via the DL EU signaling channel 112 to t WTRU 102. -3- [00221 In accordance with the present invention, the assignment of an H ARQ process for supporting a data transmission is controlled by the WTRU 102. The Node-B 104 provides allocation of p ysical resources for which the WTRU 102 determines what data will be trans itted using which H-ARQ process. The WTRU 102 includes a pool of H-ARQ processes 114, a controller 116 and a transmission counter 118. [0023] The controller 116 controls the overall assignment of H-ARQ processes including selecting data for transmission based on priority, assigning one of the available H-ARQ processes 114 to the selected data and releasing H ARQ processes 114 when the data trahsinission is successfully completed. [0024] The transmission counter 1 8 indicates the number of transmissions for a given H-ARQ process, which is equivalent to a receive sequence number (RSN). The transmission counter 118i may also be used to as a new data indicator (NDI). [0025] In one embodiment, a preemption procedure is used to manage E DCH transmissions, whereby the assignment of the H-ARQ processes is based on absolute priority. The highest priority class traffic and the earliest transmission number within the sane priority class takes precedence over other transmissions. The transmission of a dita block is also subject to a maximum number of H-ARQ transmissions for each E-DCH TrCH, or each logical channel mapped to an E-DCH TrCH. An H-ARQ process servicing a lower priority data transmission may be superceded by a higher priority data transmission. [00261 In another embodiment, a e-initiation procedure is used to manage E-DCH transmissions, whereby if at least one of a transmission time limit and a maximum number of transmissions hap been reached, the lower priority data transmission may be reassigned to an I4ARQ process. [0027] Figure 2A is a flow diagram of an EU transmission process 200 implemented by the system 100 of Figure 1 for assigning H-ARQ processes 114 in accordance with one embodiment of the present invention. When a radio access bearer (RAB) is configured to operate on an E--DCH, parameters related to assigning H-ARQ processes 114 in the VTRU 102 are configured by the RNC 106 -4to support EU data transmissions (step -02). The parameters include, but are not limited to, priority of each logical chahmel, MAC-d flow or TrCH mapped to an E-DCH, and maximum number of H-ARQ transmissions for each TrCH, MAC-d flow or logical channel mapped to an E-DCH. [0028] For each transmit time interval (TTI) at step 204, the WTRU 102 then determines whether physical resources have been allocated for the WTRU 102 for supporting EU operation (step 206). If physical resources have not been allocated at step 206, the process 200 returns to step 204 until the next TTI occurs. If physical resources have beer allocated at step 206, the WTRU 102 selects a data block for transmission (steb 208). For new data transmissions, the highest priority data block is selected for each assigned H-ARQ process. In step 210, the WTRU 102 then determines a transmission status of the selected data. The transmission status is set as either 'new transmission" or "retransmission." [0029] If, in step 210, the WTRU 102 determines that the transmission status of the selected data is "retransmission", the same H-ARQ process 114 that was used for the previous transmission remains assigned to the data block, the transmission counter 118 in the WTRU 102 is incremented, and an NDI of the transmission is set to "old data" to indicate that the assigned H-ARQ.process 114 retransmits data identical to what was transmitted previously, in order to allow for combining at the Node-B 104 (step 212). The process 200 then returns to step 204 until the next TTI occurs. [0030] If, in step 210, the WTR 102 determines that the transmission status of the selected data block is "new transmission", the WTRU 102 assigns an available H-ARQ process 114 to the selected data block and sets an NDI to iridicate "new data" (step 214). The data block is then transmitted using the assigned H-ARQ process and the transmission counter 118 in the WTRU 102 is incremented (step 216). The process 200 then returns to step 204 until the next TTI occurs. [00311 Figure 2B is a flow diagrari of an EU feedback reception process 250 implemented by the system 100 of Figure 1. In step 252, the WTRU 102 determines whether feedback informat i on for a previously transmitted data block -5has been received. If the WTRU 102 received an ACK message, the corresponding H-ARQ process 114 is released and is available for supporting another data transmission (step 254). If the WTRU 102 received a NACK message of a feedback timeout occurs, the WTRU 102 determines whether the transmission counter 118 in the WT U 102 has reached a predetrmined maximum number of H-ARQ transmissions (step 256). [0032] If the number of H- Q transmissions indicated by the transmission counter 118 in the WTRTJ 102 has not reached a predetermined maximum number at step 256, the transmission status of the data block is set as a "retransmission" (step 258). [00331 If the maximum number of H-ARQ transmissions is reached at step 256, the WTRU discards the data at the MAC layer and releases the associated H-ARQ process (step 260). [0034] Figure 3A is a flow diagram of an EU transmission process 300 implemented by the system 100 of Figuie 1 for assigning H- ARQ processes 114 using preemption and re-initiation procedures in accordance with another embodiment of the present invention. When a RAB is configured to operate on an E-DCH, parameters related to assigiiing H-ARQ processes 114 in the WTRU 102 are configured by the RNC 106 to support EU data transmissions (step 302). [0035] For each transmit time in eral (TTI) at step 304, the WTRU 102 then determines whether physical reso rees have been allocated for the WTRU 102 for supporting EU operation (step '306). A priority class is configured for each logical channel, MAC-d flow or TrC H mapped to an E-DCH, whereby the highest priority data block is always serviced first. If physical resources have not been allocated at step 306, the process 300 returns to step 304 until the next TTI occurs, If physical resources have bee allocated at step 306, the WTR.U 102 selects for transmission the data block having the highest priority from all possible data that can be transmitted in the current TTI, (i.e., new data, previous unsuccessful transmissions and interrupted transmissions), (step 308). If several data blocks having the same highest priority are available for transmission, the WTRU 102 may prioritize the data block having the earliest sequence number or -6the data block having the highest nuniber of transmissions. This operation assists "first-in first-out" (FIFO) processing and minimizes the delay for any data transmission. In step 310, the WTRU 10 then determines a transmission status of the selected data. The transmission status is set as either "new transmission," 'retransmission" or "interrupted transr vision." [00361 If the data block has not be n previously transmitted, or an H-ARQ transmission is restarted, the transmission status is set as a "new transmission" in step 310. If the data block has been transmitted but was not successfully delivered, (and not interrupted by a higher priority data block), the transmission status of the data is set as a "retransmission" at step 310. The WTRU 102 may optionally implement preemption of an H-ARQ process assigned to support higher priority data. An H-ARQ process already assigned for lower priority data which needs to be transmitted may be preempted with higher priority data when there is no other H-ARQ process available. If the H-ARQ process assigned to the data block is preempted, the lower priority data is blocked from transmission in the current TTI and the transmission status of the blocked data is set as an "interrupted transmission" at step 310. [0037] If, in step 310, the WTRU 102 determines that the transmission status of the selected data is "retransinis sion", the same H-ARQ process 114 that was used for the previous transmission remains assigned to the data block, a transmission counter 118 is incremented and an NDI of the transmission is set to "old data" to indicate that the assigned H-ARQ process 114 retransmits data identical to what was transmitted previously, in order to allow for combining at the Node-B 104 (step 312). The process 300 then returns to step 304 until the next rl occurs. [00381 If, in step 310, the WTRIU 102 determines that the transmission status of the selected data block is "new transmission", the WTRU 102 determines whether there are any H-ARQ processes 114 available (step 314), If an H-ARQ process is available, (or a process supporting lower priority data is available), one of the available H- JQ processes 114 is selected (step 316). If the transmission status of the selected data lock is a "new transmission," the WTRU -7- 102 selects an available H-ARQ process 114 (step 316). The WTRU 102 assigns the selected H-ARQ process 114 to the selected data block and sets an NDI to indicate "new data" (step 318), The data block is then transmitted using the assigned H-ARQ process and the trans ssion counter 118 in the WTRU 102 is incremented (step 320). The process 300 then returns to step 304 until the next TTI occurs. [0039] If, in step 310, the WTRU 102 determines that the transmission status of the selected data block is "interrupted transmission", (which is the case for which preemption is permitted), the 'TRU 102 determines whether there are any H-ARQ processes 114 available (ste 322). If there are no H-ARQ processes 114 available at step 322, transmission of a lower priority data block is interrupted and a transmission status of the interrupted lower priority data is set to "interrupted transmission" (step 324. The H-ARQ process 114 previously assigned for the lower priority data is assigned for the currently selected data block and an NDI is set to indicate new data (step 318). The data block is then transmitted using the assigned H-ARQ p ocess and the transmission counter 118 in the WTRU 102 is incremented (step 3 0). The process 300 then returns to step 304 until the next TTI occurs. [0040] Figure 3B is a flow diagram of an EU feedback reception process 350 implemented by the system 100 of Fiure 1. In step 352, the WTRU 102 determines whether feedback information for a previously transmitted data block has been received. If the WTRRU 102 received an ACK message, the corresponding H-ARQ process 114 is released and is available for supporting another data transmission (step 354), If the WTRU 102 received a NACK message or a feedback timeout occurs, he WTRU 102 determines whether the number of H-ARQ transmissions indicated by the transmission counter 118 in the WTRU 102 has reached a predetermined maximum number of H-ARQ transmissions (step 356). [0041] If the maximum number of H-ARQ transmissions has not been reached at step 356, the transmission status of the data block is set as a "retransmission" (step 358). -3- [00421 If the maximum number of H-ARQ transmissions is reached at step 356, the WTRU 102 has two options 360, 362. In the first option 360, the WTRU 102 discards the data block at the MAC layer and releases the assigned H-ARQ process 114. In the second option 362, the WTRU 102 may set the transmission status of the data block as a "restarted transmission" and starts a new transmission for the data block. The transmission counter 118 is then set to zero and the NDI is set to "new data" (step p64). [0043] Although the features an elements of the present invention are described in the preferred embodiments in particular combinations, each feature or element can be used alone without 1the other features and elements of the preferred embodiments or in various combinations with or without other features and elements of the present invention. -9-

Claims (16)

1. A method for transmitting enhanced uplink (EU) data, implemented by a wireless transmit/receive unit (WTRU), the method including: receiving configuration parameters for EU operation, wherein the 5 configuration parameters include a priority associated with each configured medium access control for dedicated channel (MAC-d) flow and a maximum number of hybrid automatic repeat request (H-ARQ) transmissions associated with each configured MAC-d flow; identifying a H-ARQ process to use for transmission for a next 10 transmission time interval (TTI); determining whether the identified H-ARQ process is available for new data for the next TTI; on a condition that the identified H-ARQ process is available for new data for the next TTI, selecting data for transmission over an EU channel based on the 15 priority associated with the configured MAC-d flows, setting a transmission status to indicate a new transmission, and transmitting the selected data using the identified H-ARQ process; and on a condition that the identified H-ARQ process is not available for new data for the next TTI, setting the transmission status to indicate a retransmission, 20 and retransmitting data associated with the identified H-ARQ process; wherein the retransmitting is limited to the maximum number of H-ARQ transmissions associated with a MAC-d flow from which the data for transmission was selected.

2. The method of claim 1 further including releasing the identified H-ARQ 25 process on a condition that the WTRU receives feedback information indicating that the transmission of the selected data-was successful.

3. The method of claim 1 further including retransmitting the selected data on a condition that the WTRU receives feedback information indicating that the transmission of the selected data was not successful. 11

4. The method of claim 1 further including discarding the selected data on a condition that the selected data was unsuccessfully transmitted a maximum number of times.

5. The method of claim 4 further including releasing the identified H-ARQ 5 process.

6. The method of claim 1 wherein the WTRU includes a transmission counter for indicating a number of transmissions associated with the identified H-ARQ process, the method further including incrementing the transmission counter for each data transmission. 10

7. The method of claim 6 further including setting the transmission counter to zero on a condition that the selected data was unsuccessfully transmitted a maximum number of times.

8. The method of claim 1 wherein the selected data has a priority higher than any other data available for transmission. 15

9. A wireless transmit/receive unit (WTRU) including: means for receiving configuration parameters for enhanced uplink (EU) operation, wherein the configuration parameters include a priority associated with each configured medium access control for dedicated channel (MAC-d) flow and a maximum number of hybrid automatic repeat request (H-ARQ) transmissions 20 associated with each configured MAC-d flow; means for identifying a H-ARQ process to use for transmission for a next transmission time interval (TTI); means for determining whether the identified H-ARQ process is available for new data for the next TTI; 25 on a condition that the identified H-ARQ process is available for new data for the next TTI, means for selecting data for transmission over an EU channel based on the priority associated with the configured MAC-d flows, means for setting a transmission status to indicate a new transmission, and means for transmitting the selected data using the identified H-ARQ process; and 12 on a condition that the identified H-ARQ process is not available for new data for the next TTI, means for setting the transmission status to indicate a retransmission, and means for retransmitting the data associated with the identified H-ARQ process; and 5 wherein the means for retransmitting is limited to the maximum number of H-ARQ transmissions associated with a MAC-d flow from which the data for transmission was selected.

10. The WTRU of claim 9 further including means for releasing the identified H-ARQ process on a condition that the WTRU receives feedback information 10 indicating that the transmission of the selected data was successful.

11. The WTRU of claim 9 further including means for retransmitting the selected data on a condition that the WTRU receives feedback information indicating that the transmission of the selected data was not successful.

12. The WTRU of claim 9 further including means for discarding the selected 15 data on a condition that the selected data was unsuccessfully transmitted a maximum number of times.

13. The WTRU of claim 12 further including means for releasing the identified H-ARQ process.

14. The WTRU of claim 9 further including means for incrementing a 20 transmission count for each data transmission, wherein the transmission count indicates a number of transmissions associated with a H-ARQ process.

15. The WTRU of claim 14 further including means for setting the transmission count to zero on a condition that the selected data was unsuccessfully transmitted a maximum number of times. 25 13

16. The WTRU of claim 9 wherein the data selected for transmission has a priority higher than any other data available for transmission. INTERDIGITAL TECHNOLOGY CORPORATION WATERMARK PATENT AND TRADE MARKS ATTORNEYS P27925AU03