AU2011203283B2 - Microbial N- and O-demethylation of a thebaine derivative - Google Patents

Microbial N- and O-demethylation of a thebaine derivative Download PDF

Info

Publication number
AU2011203283B2
AU2011203283B2 AU2011203283A AU2011203283A AU2011203283B2 AU 2011203283 B2 AU2011203283 B2 AU 2011203283B2 AU 2011203283 A AU2011203283 A AU 2011203283A AU 2011203283 A AU2011203283 A AU 2011203283A AU 2011203283 B2 AU2011203283 B2 AU 2011203283B2
Authority
AU
Australia
Prior art keywords
cunninghamella
demethylation
nrrl
compound
cunninghamella echinulata
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Ceased
Application number
AU2011203283A
Other versions
AU2011203283A1 (en
Inventor
Andrew John Carnell
John Alfred Davis
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Indivior UK Ltd
Original Assignee
Indivior UK Ltd
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Priority claimed from AU2009251172A external-priority patent/AU2009251172A1/en
Application filed by Indivior UK Ltd filed Critical Indivior UK Ltd
Priority to AU2011203283A priority Critical patent/AU2011203283B2/en
Publication of AU2011203283A1 publication Critical patent/AU2011203283A1/en
Assigned to RB PHARMACEUTICALS LIMITED reassignment RB PHARMACEUTICALS LIMITED Request for Assignment Assignors: RECKITT BENCKISER HEALTHCARE (UK) LIMITED
Application granted granted Critical
Publication of AU2011203283B2 publication Critical patent/AU2011203283B2/en
Assigned to INDIVIOR UK LIMITED reassignment INDIVIOR UK LIMITED Request to Amend Deed and Register Assignors: RB PHARMACEUTICALS LIMITED
Anticipated expiration legal-status Critical
Ceased legal-status Critical Current

Links

Landscapes

  • Preparation Of Compounds By Using Micro-Organisms (AREA)

Abstract

The invention provides a process for the N-demethylation or the N- and 0-demethylation of a thebaine derivative which process comprises fermenting the derivative with a biocatalyst selected from the 5 filamentous fungi from Cunninghamella dalmatica NRRL 1394, Cunninghamella echinulata NRRL 1387, Cunninghamella echinulata NRRL 1384, Cunninghamella echinulata 0 ATCC 36190, Cunninghamella echinulata ATCC II 585a, Cunninghamella echinulata ATCC 9244, Cunninghamella polymorpha NRRL 1395, or Rhizopus nigricans Z5/lin a basal fermentation medium at a temperature of at least 250C and not more than 340C, for a period of time of at least 3 days.

Description

Regulation 3.2 AUSTRALIA PATENTS ACT 1990 COMPLETE SPECIFICATION FOR A STANDARD PATENT ORIGINAL Name of Applicant: Reckitt Benckiser Healthcare (UK) Limited Actual Inventors: John Alfred Davis Andrew John Carell Address for Service: C/- MADDERNS, GPO Box 2752, Adelaide, South Australia, Australia Invention title: MICROBIAL N- AND O-DEMETHYLATION OF A THEBAINE DERIVATIVE The following statement is a full description of this invention, including the best method of performing it known to us.
la MICROBIAL N- AND O-DEMETHYLATION OF A THEBAINE DERIVATIVE The present invention relates to the synthesis of intermediate compounds which are useful in the synthesis of 5 the alkaloid buprenorphine and, in particular, the synthesis of useful intermediates by the selective microbial N- and 0 demethylation of 7a-[(S)-1-hydroxy-1,2,2-trimethylpropyll 6,14-endo-ethano-6,7,8,14-tetrahydrothebaine. 10 The alkaloid buprenorphine, (chemical name 21-cyclopropyl 7a-[(S)-1-hydroxy-1,2,2,-trimethylpropyl] -6,14-endo-ethano 6,7,8,14-tetrahydrooripavine), is a commercially available mixed agonist/antagonist of pt receptors and can be synthesized relatively efficiently from the alkaloid 15 thebaine. However, two steps in the synthesis involve the N- and 0-dealkylation of thebaine derivatives and require the use of expensive and difficult to handle reagents, or lead to poor yields. 20 Accordingly, a target in improving the synthesis of buprenorphine from thebaine is an improved process for carrying out the dealkylation steps. We have now discovered that certain filamentous fungi 25 exhibit regiospecific N- and 0-demethylation of a thebaine intermediate currently used in the synthesis of buprenorphine. Accordingly, the present invention provides a process for 30 the N-demethylation or the N- and 0-demethylation of the compound of the formula 2
CH
3 0 0
NCH
3
CH
3 0 3 CH HONA
C(CH
3
)
3 (I) which process comprises fermenting the said compound of Formula I with a biocatalyst selected from the filamentous 5 fungi Cunninghamella dalmatica NRRL 1394, Cunninghamella echinulata NRRL 1387, Cunninghamella echinulata NRRL 1384, Cunninghamella echinulata ATCC 36190, 10 Cunninghamella echinulata ATCC 11585a, Cunninghamella echinulata ATCC 9244, Cunninghamella polymorpha NRRL 1395, or Rhizopus nigricans Z5/1 in a basal fermentation medium at a temperature of at least 15 250C, preferably at least 27*C, most preferably at least 280C and not more than 340C, preferably not more than 33 0 C and most preferably not more than 320C for a period of time of at least 3 days, preferably at least 4 days. 20 The preferred filamentous fungi for use in the present invention is Cunninghamel1a echinulata NRRL 1384. The fermentation process is preferably carried out for a period of time of from 7 to 10 days and the fermentation medium is preferably vigorously shaken or stirred in order to assist 3 the biotransformation process. The fermentation preferably takes place at a pH in the range of from 5 to 6. The compounds which are produced by the N-demethylation or 5 N- and 0-demethylation process of the present invention are as follows: N- and 0-demethylation 10 H 0 NH
CH
3 0 H" CH 3
C(CH
3
)
3 (II) 7a-[(S)-1-hydroxy-1,2,2-trimethylpropyll-6,14-endo ethano-6,7,8,14-tetrahydronororipavine 4 N-demethylation
CH
3 0 0 NH
CH
3 0 --CH3 HON\
C(CH
3
)
3 (III) 7a-[(S)-1-hydroxy-1,2,2-trimethylpropyll-6,14 5 endo-ethano-6,7,8,14-tetrahydronorthebaine These products which are produced in the biotransformation process of the present invention may be isolated by procedures known in the art for example by chromatography, 10 crystallisation or extraction procedures. The compound of formula II may be directly converted to buprenorphine by N-alkylation, for example with a cyclopropylmethylhalide, in order to introduce a 15 cyclopropylmethyl group onto the N-atom. The compound of formula III may be converted to buprenorphine in two stages. The first stage comprising an N-alkylation, for example with a cyclopropylmethyl halide, 20 in order to introduce a cyclopropylmethyl group onto the N atom, and the second stage comprising the O-demethylation of the intermediate compound IV produced from the first stage by techniques well known in the art, for example using potassium hydroxide in diethylene glycol at an elevated 5 temperature in the range of 200 to 245 0 C. These reaction schemes are shown in Scheme 1 below: z 0 0 0 ~0 0 CCr I E 00 z 0 oc Ift-I 0 0 7 The present invention also includes within its scope a process for the preparation of buprenorphine from the compound of formula I, which process includes the step of the N-demethylation or the N- and 0-demethylation of a 5 compound of the formula
CH
3 0 0
NCH
3 CH30 H -CH3 HOX
C(CH
3
)
3 (I) which process comprises fermenting the said compound of 10 Formula I with a biocatalyst selected from the filamentous fungi Cunninghamella dalmatica NRRL 1394, Cunninghamella echinulata NRRL 1387, Cunninghamella echinulata NRRL 1384, 15 Cunninghamella echinulata ATCC 36190, Cunninghamel1a echinulata ATCC 11585a, Cunninghamella echinulata ATCC 9244, Cunninghamella polymorpha NRRL 1395, or Rhizopus nigricans ZS/1 20 in a basal fermentation medium at a temperature of at least 25'C, preferably at least 27"C, most preferably at least 28'C and not more than 34*C, preferably not more than 330C and most preferably not more than 32 0 C for a period of time of at least 3 days, preferably at least 4 days.
8 The conversion of the N-demethylated or the N- and 0 demethylated compounds of Formula II and Formula III as described above may be carried out by the processes as 5 described above. The present invention will be further described with reference to the following Examples. 10 Examples 1 to 8 A total of 38 fungal type strains, 6 unknown fungal isolates from environmental samples and 2 strains of S. cerevisciae were tested for their ability to demethylate the compounds 15 of formula I described above. Each organism was scored according to the number and intensity of the spots observed on thin layer chromatograms. Eight candidate strains were selected for further testing. 20 The compound of Formula I was subjected to biotransformation using each of the eight fungal strains under standard conditions as follows: Standard biotransformation procedure: All organisms were 25 grown in liquid fermentation media (50 ml) at 25'C for 7-10 days with vigorous shaking (250 rpm) in a New Brunswick Scientific orbital incubator. The fungal fermentation medium consisted of 2%(w/v) glucose, 0.5%(w/v) Corn Steep Solids, pH6.2. After all biotransformations were complete 30 the media were sampled (1 ml) and extracted with an equal volume of ethyl acetate. The extent of alkaloid demethylation was assessed by thin layer chromatography 9 (TLC) in a solvent system comprising ethyl acetate::triethylamine (19::1) and developed with a CAN dip. Quantitative analysis of putative positive results was carried out by HPLC (Waters 2690 separations module, 996 5 photo-diode array). Samples were prepared as above, dried under a stream of N 2 gas and re-dissolved n a methanol based mobile phase (methanol, 600 ml; ammonium acetate, lg; distilled water, 160 ml; 0.1M acetic acid, 1ml). Reverse phase HPLC was performed on an ODS-A column (250mm x 4.6mm, 10 YMC Co. Ltd., Japan). Sample size injected was 20 pl. Flow rate and operating pressure was 0.6 ml and c.1900 psi, respectively. Detection was 288 nm. The results are given in Table 1 below. 15 Table 1 Example Organism Biotransformation No. products II(%) III(%) 1 C. dalmatica NRRL 1394 1.7 16.4 2 C. echinulata NRRL 1387 1.9 23.6 3 C. echinulata NRRL 1384 6.3 39.4 4 C. echinculata ATCC 36190 15.8 19.2 5 C. echinculata ATCC 11585a 8.8 19.2 6 C. echinculata ATCC 9244 10.2 21.7 7 C. polymorpha NRRL 1395 10.4 31.5 8 R. nigracans Z5/1 - 10.6 10 Example 9 Each Cunninghamella type strain (see Table 2) was grown in a basal fermentation medium consisting of a single defined 5 carbon source (glucose, sucrose, galactose or maltose) and a relatively undefined mixture of complex carbohydrates, amino acids and vitamins as contained in corn steep liquor. Biotransformations of compound I were carried out at 28 0 C or 32 0 C for 7 days and the results are summarised in Table 2. 10 Of the four strains tested, C. echinulata NRRL 1384 is a significantly better biocatalyst than the others with respect to both N-demethylation of compound I and N- and 0 didemethylation of this same substrate. There is no 15 significant difference between the levels of N-demethylation at either temperature, the mean conversions to product III being 55% ± 6.3% at 28 0 C and 47% ± 6.5% at 32 0 C, respectively. However, didemethylation, to produce the product II, shows marked temperature dependence. At 28 0 C the 20 maximal formation of product II is approximately 20%. In contrast, at the elevated temperature of 32 0 C formation of this compound can be inhibited by up to 53%, although changing the carbon source from glucose to galactose, maltose or sucrose can partially suppress this temperature 25 dependence. The other biocatalysts, C. echinulata ATCC 36190, C. echinulata NRRL 1387 and C.echinulata NRRL 1395, show no temperature dependence with respect to their ability to 30 demethylate compound I. Although the N-demethylation pathways leading to the formation of product III are more active than the didemethylation pathways in these organisms, 11 they are still at least 50% less active than the equivalent pathways in C. echinulata NRRL 1384. Table 2 5 280C 280C 32"C 320C STRAIN SUGAR %II %III %II %III ATCC36190 Glucose 11.2 ± 31.7 ± 11.6 ± 37.1 ± 2.9 6.2 2.0 7.7 Sucrose 14.5 ± 33.6 i 11.7 ± 36.2 ± 0.8 7.4 0.5 3.0 Galactose 10.91 35.74 12.4 ± 37.5 ± 0.9 3.7 Maltose 13.2 ± 35.3 i 15.1 ± 46.2 ± 0.3 0.5 1.9 1.4 NRRL1384 Glucose 20.5 ± 58.6 ± 9.5 ± 3.0 41.3 ± 1.8 1.6 8.3 Sucrose 20.2 ± 53.9 t 12.1 ± 42.4 ± 1.2 7.3 1.3 1.4 Galactose 21.6 ± 61.7 ± 16.4 ± 55.0 ± 1.1 7.2 1.5 3.6 Maltose 15.6 ± 47.2 + 13.2 ± 50.0 ± 1.1 0.3 1.7 5.6 NRRL1387 Glucose 6.5 0.9 24.6 + 5.4 +/- 23.1 +/ 5.4 0.3 0.6 Sucrose 3.8 ± 2.4 13.5 ± 4.2 +/- 21.1 +/ 12.1 1.6 3.5 Galactose 3.7 ± 0.4 11.6 + 6.8 +/- 34.3 +/ 1_ _ 3.3 0.4 3.7 Maltose 3.4 ± 0.4 12.1 + 3.7 +/- 14.4 +/ 7.8 2.7 11.1 NRRL1395 Glucose 6.9 ± 1.0 27.5 ± 5.6 ± 0.3 28.3 ± 3.6 0.6 Sucrose 6.6 ± 0.2 25.5 ± 5.5 ± 0.1 24.5 ± 0.3 0.6 Galactose 5.6 ± 0.6 26.8 ± 6.2 ± 0.6 31.2 ± 3.4 0.8 Maltose 8.0 ± 1.2 29.3 ± 6.5 ± 0.3 28.3 ± 2.5 1 2.2 # n = 1 (n = 3 unless otherwise stated) 12 Example 10 The effect of pH on C. echinulata NRRL 1384 mediated 5 demethylation was assessed in GCM medium at 28 0 C. This medium was found to promote both N-demethylation and N- and 0-didemethylation (data not shown) and this temperature was chosen in order for us to evaluate the effect of pH on both demethylation pathways without biasing the outcome of the 10 biotransformation due to the temperature dependence previously identified. The data are summarised in Table 3. The optimum pH for promoting didemethylation is between pH5.0 and pH6.0 with the maximal formation of product II being 24.6% ± 6.3% at pH5.0. Above pH6.0 the efficiency of 15 the process falls rapidly, whilst at more acidic pH's fungal growth, and hence biotransformation efficiency of the organism, is affected in an unpredictable way. This latter feature of the biotransformation process correlates with the observation that at pH3.0 fungal growth is completely 20 inhibited. N-demethylation of compound I operates over a broader pH range. The maximum formation of product III of 56.9% ± 14.2% is observed at pH5.0. However, mean product III 25 levels of 44.4% and 50.3% at pH's 4.0 and 6.0 indicate that this pathway is robust and that N-demethylation of compound I is the biologically most favourable process in this organism.
13 Table III Initial pH %Conversion III II pH3.0 (n = 3) No growth No growth pH4.0 16.0 ± 7.2 44.4 i 3.8 pH5.0 24.6 ± 6.3 56.9 ± 14.2 pH6.0 21.0 ± 5.3 50.3 8.9 pH7.0 (n = 3) 11.6 ± 5.7 40.8 ± 11.0 N = 6 unless otherwise stated 5

Claims (13)

1. A process for the N-demethylation or the N- and 0 demethylation of the compound of the formula 5 CH 3 0 0 NCH 3 CH 3 0 -~CH 3 HON C(CH 3 ) 3 (I) which process comprises fermenting the said compound of 10 Formula I with a biocatalyst selected from the filamentous fungi from Cunninghamella dalmatica NRRL 1394, Cunninghamella echinulata NRRL 1387, Cunninghamella echinulata NRRL 1384, 15 Cunninghamella echinulata ATCC 36190, Cunninghamella echinulata ATCC 11585a, Cunninghamella echinulata ATCC 9244, Cunninghamella polymorpha NRRL 1395, or Rhizopus nigricans Z5/1 20 in a basal fermentation medium at a temperature of at least 250C and not more than 34'C, for a period of time of at least 3 days. 15
2. A process as claimed in claim 1 wherein the biocatalyst is Cunninghamella echinulata NRRL 1384.
3. A process as claimed in claim 1 or claim 2 wherein the 5 fermentation is carried out for a period of from 7 to 10 days.
4. A process as claimed in any one of the preceding claims wherein the fermentation is carried out with vigorous 10 shaking or stirring of the fermentation medium.
5. A process as claimed in any one of the preceding claims wherein the fermentation medium comprises 2% w/v glucose, 0.5% w/v Corn Steep solids and has a pH of 6.2. 15
6. A process as claimed in any one of the preceding claims wherein the N- and/or N- and O-demethylated products are separated from the fermentation medium by chromatography, crystallisation or extraction procedures. 20
7. A process as claimed in any one of claims 1 to 4 or 6 wherein the fermentation is carried out at a pH in the range of from 5 to 6. 25
8. A process for the preparation of buprenorphine, which process includes the step of the N-demethylation or the N and 0-demethylation of a compound of the formula 16 CH 3 0 0 NCH 3 CH 3 0 % ,CH 3 C(CH 3 ) 3 (I) 5 which process comprises fermenting the said compound of Formula I with a biocatalyst selected from the filamentous fungi Cunninghamella dalmatica NRRL 1394, Cunninghamella echinulata NRRL 1387, 10 Cunninghamella echinulata NRRL 1384, Cunninghamella echinulata ATCC 36190, Cunninghamella echinulata ATCC 11585a, Cunninghamella echinulata ATCC 9244, Cunninghamella polymorpha NRRL 1395, or 15 Rhizopus nigricans Z5/1 in a basal fermentation medium at a temperature of at least 25 0 C and not more than 340C for a period of time of at least 3 days. 20
9. A process as claimed in claim 8 wherein the compound produced by the N- and O-demethylation step is a compound having the following formula 17 H 0 NH CH 3 0 -CH3 HOA C(CH 3 ) 3 (II) which is isolated from the fermentation medium and converted 5 to buprenorphine by N-alkylation in order to introduce a cyclopropylmethyl group onto the N-atom.
10. A process as claimed in claim 9 wherein the N alkylation is carried out using a cyclopropylmethyl halide. 10
11. A process as claimed in claim 8 wherein the compound produced by the N-demethylation step is a compound having the following formula CH 3 0 0 NH CH 3 O - -CH 3 HO-A C(CH 3 )3 (III) 15 18 which is isolated from the fermentation medium and converted to buprenorphine by the following reaction stages: (a) subjecting the compound of formula (III) to N alkylation in order to introduce a cyclopropylmethyl 5 group into the N-atom; and (b) subjecting the compound produced in step (a) to 0 demethylation in order to produce buprenorphine.
12. A process as claimed in claim 11 wherein the N 10 alkylation is carried out using a cyclopropylmethyl halide.
13. A process as claimed in claim 11 wherein the 0 demethylation is carried out with potassium hydroxide in diethylene glycol at an elevated temperature of from 15 200 to 2450C.
AU2011203283A 2002-05-10 2011-07-04 Microbial N- and O-demethylation of a thebaine derivative Ceased AU2011203283B2 (en)

Priority Applications (1)

Application Number Priority Date Filing Date Title
AU2011203283A AU2011203283B2 (en) 2002-05-10 2011-07-04 Microbial N- and O-demethylation of a thebaine derivative

Applications Claiming Priority (3)

Application Number Priority Date Filing Date Title
GB0210638.3 2002-05-10
AU2009251172A AU2009251172A1 (en) 2002-05-10 2009-12-23 Microbial N- and O-demethylation of a thebaine derivative
AU2011203283A AU2011203283B2 (en) 2002-05-10 2011-07-04 Microbial N- and O-demethylation of a thebaine derivative

Related Parent Applications (1)

Application Number Title Priority Date Filing Date
AU2009251172A Division AU2009251172A1 (en) 2002-05-10 2009-12-23 Microbial N- and O-demethylation of a thebaine derivative

Publications (2)

Publication Number Publication Date
AU2011203283A1 AU2011203283A1 (en) 2011-07-28
AU2011203283B2 true AU2011203283B2 (en) 2013-05-02

Family

ID=45420056

Family Applications (1)

Application Number Title Priority Date Filing Date
AU2011203283A Ceased AU2011203283B2 (en) 2002-05-10 2011-07-04 Microbial N- and O-demethylation of a thebaine derivative

Country Status (1)

Country Link
AU (1) AU2011203283B2 (en)

Citations (1)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
WO1997044317A2 (en) * 1996-05-21 1997-11-27 The United States Of America, Represented By The Secretary, Department Of Health And Human Services Novel methods of o-demethylation and n-deprotection

Patent Citations (1)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
WO1997044317A2 (en) * 1996-05-21 1997-11-27 The United States Of America, Represented By The Secretary, Department Of Health And Human Services Novel methods of o-demethylation and n-deprotection

Also Published As

Publication number Publication date
AU2011203283A1 (en) 2011-07-28

Similar Documents

Publication Publication Date Title
AU592067B2 (en) Tricyclo compounds, a process for their production and a pharmaceutical composition containing the same
US8003361B2 (en) Production of monatin enantiomers
Takeuchi et al. Monoamine oxidase inhibitors isolated from fermented broths
AU2009251172A1 (en) Microbial N- and O-demethylation of a thebaine derivative
JP2021513346A (en) How to produce morphinan alkaloids and derivatives
Xu et al. Characterization of diketopiperazine heterodimers as potential chemical markers for discrimination of two dominant black aspergilli, Aspergillus niger and Aspergillus tubingensis
AU2011203283B2 (en) Microbial N- and O-demethylation of a thebaine derivative
NLSHIDA et al. Generation of novel rapamycin structures by microbial manipulations
OGAWA et al. RES-701-2,-3 and-4, novel and selective endothelin type B receptor antagonists produced by Streptomyces sp. I. Taxonomy of producing strains, fermentation, isolation, and biochemical properties
SU938746A3 (en) Process for producing alkoloids of methanezinol, methaneacine and methanezinol propionate
Long et al. Transformations of morphine alkaloids by Pseudomonas putida M10
EP0577705A1 (en) Method of enzymatic preparation of macrolactone.
CZ281418B6 (en) 2-AMINO-4-(HYDROXYMETHYL)-3a,5,6,6a-TETRAHYDRO-4H-CYCLOPENT/d/OXAZOLE- -4,5,6-TRIOL, PROCESS OF ITS PREPARATION AND PRODUCTION MICRO-ORGANISMS
US4798792A (en) Bacterial hydroxylation of codeine
Abel et al. Synthesis of potential buprenorphine intermediates by selective microbial N-and O-demethylation
JP3023179B2 (en) Stereoselective microbial reduction process
Sieben et al. Microbiological C-17-oxidation of clavine alkaloids, I. Substrate specificity of agroclavine hydroxylase of Claviceps fusiformis
WO2013075676A1 (en) Microorganism strain rhizobium radiobacter r89-1 ccm 7947 hydroxylating codeine to 14-oh-codeine and 14-oh-codeinone
Minghetti et al. The history of ergot
Abel et al. A novel regiospecific N to O-methyl transferase activity in the biotransformation of a thebaine derivative with Cunninghamella echinulata NRRL 1384
KR100417625B1 (en) Novel method for preparing optically active pyridobenzoxazine carboxylic acid derivatives
Spassov et al. Microbial transformations of galanthamin-precursors
WAKAMATSU et al. Lipase-catalyzed optical resolution of 2-oxazolidinones
CN113789310A (en) Transaminase and application thereof in preparation of moxifloxacin or intermediate thereof
JP2000279189A (en) Use of compound

Legal Events

Date Code Title Description
PC1 Assignment before grant (sect. 113)

Owner name: RB PHARMACEUTICALS LIMITED

Free format text: FORMER APPLICANT(S): RECKITT BENCKISER HEALTHCARE (UK) LIMITED

FGA Letters patent sealed or granted (standard patent)
MK14 Patent ceased section 143(a) (annual fees not paid) or expired