AU2006203591B2

AU2006203591B2 - Portable Data Storage Device with Encryption System

Info

Publication number: AU2006203591B2
Application number: AU2006203591A
Authority: AU
Inventors: Lay Chuan Lim; Raymond Chin Shyan Ooi; Teng Pin Poo; Henry Tan
Original assignee: Trek 2000 International Ltd
Current assignee: Trek 2000 International Ltd
Priority date: 2004-04-26
Filing date: 2006-08-18
Publication date: 2007-11-01
Anticipated expiration: 2025-02-11
Also published as: AU2006203591A1

Description

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1 Portable Data Storage Device with Encryption System 00 o Field of the invention The present invention relates to a portable data storage device of the kind having a non-volatile solid state memory. In particular it relates to such a device having encryption capability.

Background of Invention Recently there have been much development in the area of portable data storage devices having non-volatile solid state memory units, such as flash memories. A seminal patent application in this area, PCT/SG00/00029, "Portable Data Storage Device", describes a memory device which can be directly plugged into the socket of a computer using an integral male USB plug. The size of the device is such that it is capable, for example, of being fully enclosed within a closed fist, and is in this sense portable. It is able to receive data from one computer system, and transfer it to another computer system, just like a magnetic disk or CD-RW disk.

Many improvements of this scheme have been proposed. For example, PCT/SG02/00047, describes a portable data storage device in which access to the data in the non-volatile memory device is only permitted to users whose identities have been verified by an integral biometrics sensor, such as a fingerprint sensor.

PCT/SG02/00086 describes that a portable data storage device can include an engine for compressing data and decompressing data, so that the effective data storage capacity of the device the amount of typical user data which the device can receive and regenerate) is greater than the nominal capacity of the non-volatile memory device.

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2 Singapore patent application no. 200400358-8 describes a portable data storage device which is adapted for storage of data describing video images, such that the device can be used to a video generation system to play video.

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PCT/SG01/00136 describes a portable data storage device which is arranged for wireless communication with a host, e.g. by radio, for receiving data and c subsequently regenerating it. The device is thus capable of transferring data between computer systems which are capable of this wireless data transmission. PCT/SG03/00152 describes an enhancement of this system in which the data storage device includes a pointer, so that it can a user can move it to act as a convenient data input device.

PCT/SG03/00033 describes a portable data storage device which is arranged to receive data securely from an information provider or the Internet. This may use a public key associated with the user and pre-stored in the device.

The disclosure of all of the above references is incorporated herein in its entirety.

Summary of the Invention While many of these documents provide a convenient portable data storage device, there remain concerns about security. For example, if the device falls into the hands of a person with equipment for measuring and modifying electrical signals being transmitted between the device and the host, there is concern that data transmitted out of the device could be modified before it reaches the host.

O 3 Z The present invention aims to provide a new and useful portable data storage device, and in particular one which may be able at partially to alleviate this problem.

In general terms, the invention proposes a portable data storage device of the kind that is for transferring user data between hosts. The device has a non- I volatile memory for storing user data, an interface section for receiving and 0 transmitting data to a host, and a master control unit for transferring data to and from the non-volatile memory. Upon a command from a host requesting the user data stored in the non-volatile memory, the device transmits the requested data from the non-volatile memory to the host using the interface section. The device further includes an integrated circuit means for generating at least one key, and that the portable data storage device is arranged to transmit the key to the host. The device is further arranged to generate and transmit to the host, or to receive from the host, a digital signature based on the generated key and the requested data for use in verifying that the requested data has been correctly received by the host.

In another form, the invention proposes a method of transferring data from the portable data storage device to a host. The method comprises the steps of: receiving an instruction from a host requesting the user data stored in a non-volatile memory of the device; generating at least one key within the device; obtaining the requested data from the non-volatile memory within the device; transmitting to the host the requested data and the generated key; generating a digital signature based on the generated key and the requested data within one of the device and the host; and transmitting the digital signature to the respective other of the device and the host.

IND

O 3A Z The respective other of the device and the host verifies the digital signature to verify that the requested data has been correctly received by the host.

In a first application of the invention, the generated key is transmitted in an encrypted form. The generated key is encrypted using a secret key which is (not generated by the integrated circuit means but permanently stored in the portable storage device. The portable storage device transmits the encrypted N generated key to the host. The host is additionally arranged to store the secret key, and use it to decrypt the encrypted generated key. It then uses the generated key and the requested data to generate a digital signature. The digital signature is transmitted to the portable storage device which verifies that it was generated using the data. Thus, the device is able to verify the integrity of the data received by the host.

No third party is able to interfere with this process by controlling the signals transmitted out of the portable memory device, or signals transmitted into it) since without access to the secret key he cannot regenerate the private key, and without access to the private key he has no means of generating the digital signature. The fact that the private key is different each time the data is transmitted means, for example, that the digital signature transmitted from the host to the portable data storage device following a first transmission of the

IND

O 4 data cannot just be recorded and transmitted subsequently to the portable 0_ storage device, since it only has validity once.

Optionally, the generation of the digital signature using the data and the private key includes first hashing the data to generate a hash result, and encrypting the hash result using the generated key.

IND

SOptionally, the data can be transmitted from the portable data storage device Sin an encrypted form. Conveniently, it is encrypted using the generated key and/or the secret key, but alternatively (or additionally) it may be encrypted in some independent way.

Typically, the generated key is the private key of a public key/private key pair.

The verification of the digital signature may optionally be performed in the device using the public key.

In a second application of the invention, the portable data storage device is capable of generating two keys: a public key and a private key. In this case, the device generates a digital signature using the requested data and the private key, and transmits the digital signature and the public key out of the device. The host uses the public key to verify that the requested data it receives is the same data which the device used to generate the digital signature.

Optionally, the requested data extracted from the memory may be supplemented with other data (such as biometric data obtained from a biometric sensor of the device).

Embodiments of the present invention may incorporate any one of more of the features of the data storage devices described in the "background" section of this application.

IND

In particular, they preferably include a biometric sensor and verification engine 00 (possibly a portion of the master control unit) for granting access to data stored in the device based on a biometric verification of the user's identity.

Optionally, biometric data received from the biometric sensor may be included in data transmitted out of the device (preferably in encrypted form). Optionally, the fingerprint may be generated from data including the biometric data.

IND

SFurthermore, the device preferably include a compression algorithm for exploiting any redundancy in data received by the device to compress it before storing it in the non-volatile memory, and a decompression engine to regenerate the data before it is transmitted from the device.

Furthermore, the interface section of the device may be a USB connection, e.g. using a USB plug integral with the memory device (which itself is formed as one physical unit), or a wireless data connection.

The housing of the device may have any physical shape, such as one including a narrowed end for use as a pointer.

The device may further include a camera for generating image data, and/or a microphone for capturing audio sound. The image and/or audio data may be stored in the memory, prior to being transferred to the host.

The invention may be expressed either as a data storage device in combination with a host), or as a method performed jointly by a data storage device and host.

Brief Description of The Figures Preferred features of the invention will now be described, for the sake of illustration only, with reference to the following figures in which: Fig. 1 shows the overall construction of a device which is an embodiment of the invention;

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6 Fig. 2 shows the steps of a first method performed by the device of 00oo Fig.l1; and Fig. 3 shows the steps of a second method performed by the device of Fig. 1.

tn 0", SDetailed Description of the embodiments

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SFig. 1 shows the general form of a portable data storage device which is an embodiment of the invention. The device is typically formed as an integral unit within a housing. It comprises a master control unit 1, a non-volatile memory unit 3 (typically, a flash memory comprising one or more flash memory units), and a biometric sensor 5 such as a fingerprint sensor. It further comprises a data transmission/reception section 7, for communication with an external host (such as a personal computer, or other computing system).

The data transmission/reception section 7 may take many forms. In one form, it comprises a USB connector 9 (such as a USB plug) and a USB interface device 11 between the USB connector 9 and the master control unit 1.

Preferably, the interface device 11 and connector 9 operate according to the USB 2.0 standard, or any faster standard which may be developed in the future. The USB connector 9 may for example be a male USB plug integrally formed with the rest of the memory device of Fig. 1, for direct insertion (i.e.

without a cable in between) into a female socket of the host. More generally, the connector 9 may be any other form of male connector for insertion into a socket, such as a Firewire plug.

Alternatively, the section 7 may be provided as a section for wireless data transmission/reception to the host without physical contact of the memory device and the host). It this case it may the plug 9 is replaced by an antenna, and the interface device 11 is replaced by a device for using the \O7 7 antenna for wireless transmission/reception of data. For example, these two 00 units may function together to provide an interface according to a wireless standard, such as WLAN or Bluetooth.

In any case, the master control unit 1 is arranged to receive data packets from C the section 7. These data packets may include commands, and also may Iinclude data (possibly in an encrypted form as described below). According to the commands, the master control unit 1 stores the data in the memory 3. The location within the memory 3 in which the data is stored is determined by the master control unit 1 in accordance with commands. Furthermore, according to commands received by the master control unit 1, the unit 1 may instruct the memory 3 to transmit data stored in it to the master control unit 1, which may use at least some of the data to generate packets including the data (preferably in an encrypted form, as described below), and transmit them out of the device through the section 7.

The memory 3 preferably has a data storage capacity of at least 32MB or at least 64MB, and more preferably higher, such as at least 128MB, at least 256MB, at least 512MB, orat least 1GB.

The master control unit is normally a programmable integrated circuit which operates based on software it downloads (normally during start-up) from a ROM memory (not shown) of the device, and/or possibly from the non-volatile memory 3.

As described in PCT/SG02/00047, the biometric sensor 5 receives biometric data a fingerprint) from an individual who is a user of the device, and identifying that individual. The MCU 1 may only operate if the biometric data matches pre-stored data located within the device, such as stored in the memory 3.

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8 oo The device further includes an integrated circuit means 13 (which may, as shown, be a single integrated circuit ("smartcard"), or which in some embodiments of the invention be implemented using multiple physically separate integrated circuits co-operating to function as a single integrated N circuit) for generating a pair of asymmetrical PKI (public key infrastructure) encryption keys: a private key (denoted here as K) and a public key (denoted Shere as It does this on the instructions of the master control unit 1, and transmits the keys generated to the master control unit.

The integrated circuit 13 may be a known "smartcard"; that is, it may be according to designs which are known in the field of credit card security for example. The various security features of such cards may be present in the integrated circuit 13, For example, the integrated circuit 13 is preferably implemented in a tamper-proof fashion, such that any attempt to interfere with it to access a secret key stored within it, or to influence the generation of the keys) is liable to make the integrated circuit 13 (and hence the device) inoperative.

Normally, the integrated circuit 13 includes a random number generator unit, such that the pair of keys will be different each time they are generated according to the differing random output of the random number generator.

The device further stores within it a predetermined "secret key", denoted here as This may be stored for example, in the memory 3. Alternatively, it may be stored in the integrated circuit 13. At any rate, the key is preferably stored such that it is very difficult to extract from the device without making the device inoperative.

We now turn to describing four modes of operation of the device. Note that 0_ certain devices which are embodiments of the invention will be capable of performing all these modes of operation, while other devices which are embodiments of the invention are only capable of performing one of them.

tn O Note that these modes of operation are described, for the sake of simplicity, Iwithout reference to the concept mentioned above of verifying user identity Susing the biometric sensor 7. However, it is to be understood that any of the processes described above may optionally include steps after data is requested from the device) in which biometric data is input to the biometric sensor 7, and the identity of that data with biometric data pre-stored in the device is checked, before the device performs any further steps of the process.

1. Verification by device of data received by the host In this mode of operation, the device is able to transmit data to a host which has access within itself or its own resources) to the secret key, and to verify that the host has received the data correctly.

The steps of this procedure are as follows, and as shown in Fig. 2.

In a first step, the host signals to the device that it wishes to receive data ("requested data", denoted here as A) stored in the memory 3 (step In response, the MCU 1 instructs the integrated circuit 3 to generate a public key Z and a private key K (step 2).

The MCU 1 then encrypts the private key K using the secret key i and transmits the encrypted private key K to the host (step The device further transmits the data requested by the host (step Note that this requested 00 data may optionally be encoded by the MCU before it is transmitted to the host, e.g. using the public key Z. This can be done in various ways, such as by a symmetric encryption using or using the private key K. One preferred possibility is to generate second set of public/private keys, transmit the second private key to the host encoded using i) such that the host Ican decode it, and then transmitting the data encoded using the second public key such that the host can decrypt it using the second private key.

Note that the secret key i is not transmitted out of the device.

In step 5, the host decodes the private key K using the secret key i it already knew. In the case that the requested data was encrypted using the public key Z, the host decodes it using K.

In step 6, the host uses the decrypted private key K and the requested data set to generate a digital signature. Preferably this is done by the sub-steps of generating a hashed version of the requested data (step 6.1) to produce a hash result (denoted here as and using the private key K to encode the hash result (step 6.2) as a digital signature.

In step 7, the digital signature is transmitted by the host to the device.

In step 8, the device (normally the MCU 1) verifies the digital signature using the requested data A. One way of doing this is for the device to hash A to produce A' (step and decrypt the digital signature using the public key Z to produce a result called B' (step and verify that A' is equal to B' (step 8.3).

11 (An alternative way to verify the digital signature would be for the device to 00 use the requested data A and the private key K to produce its own version of the digital signature, and verify that this is identical with the digital signature received from the host). Note that in this variant the public key Z is never used. This mean that the invention can be performed even if the private key K is not part of a public/private key pair, but rather is a key used for symmetric Nencryption.

If there is no match, then the host has not correctly received the data and/or the private key, and the device then implements (step 9) an appropriate transmission failure procedure, which may include sending a warning message to the host, and/or disabling its own operation, at least for a predetermined time.

Note that the order of some of the steps in Fig. 2 can be changed without altering the overall operation significantly.

For example, step 8.1 may optionally be performed as soon as the requested data enters the device, and the hash result A' may be stored in the memory 3.

This means that the hashing operation only has to be performed once, rather than whenever the data A is requested.

2. Verification by the host of data received from the device In this mode of operation, the device is able to transmit data to a host (not necessarily one having access to the secret key), and the host is able to verify that it has received the data correctly.

The steps of this procedure are as follows, and as shown in Fig. 3.

12 In a first step, the host signals to the device that it wishes to receive data 00 ("requested data", denoted by A) stored in the memory 3 (step In response, the MCU 1 instructs the integrated circuit 3 to generate a public key Z and a private key K (step 2).

SIn step 3, the device (normally the MCU 1) generates a digital signature using \tthe requested data A. It may do this by the sub-steps of hashing the requested data A to form a hash result A' (step and then encrypting it with the private key K (step The host then transmits the data, the digital signature and the public key Z to the host (step 4).

The host uses the pubic key and the requested data A to verify that the requested data A matches the digital signature (step For example, it can do this by using the requested data A to generate a hash result and decrypting the digital signature using the public key Z to form a result If B' is equal to then this indicates that the data is correctly received. A hacker will not be able to fool the host unless he can modify A while keeping still keeping it such that it is still consistent with the digital signature (and still meeting any other predetermined characteristics e.g. if A is a file which is intended to operate with an application, the host will be able to detect the modification if the file it receives is not compatible with that application), which in general is an extremely difficult computational task. Most modifications of A which keep its hash value will change its characteristics in other ways, e.g.

make it meaningless in the context for which it is intended.

To make this yet more difficult, optionally the public key and the file A may be transmitted separately, e.g. at times spaced apart by at least a predetermined interval.

3. Enhanced version of the second mode of operation of the device

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13 A variation of the second mode of operation of the device has the additional 00 0features that the host generates a public key I and private key Z. Specifically, the sequences of steps may be as follows: 1. The device generates a public Key X and a private Key Y 2. The host generates a public Key I and private Key Z.

3. The device send the public Key X to host 4. The host send the public Key I to device The device hashes the message A to A' 6. The device encrypts A' using private Key Y to produce digital signature 7. The device again encrypt both the data A and the digital signature with the public key I, and sends the encrypted data A and the digital signature to the host.

When the host receives this data it performs the following steps: 1. The host will decrypt the digital signature with private Key Z to produce A and the digital signature. (Only the host can do this decrypt, since only it has private Key Z) 2. The host will Hash the data with the message.

3. The host will decrypt the digital signature with public Key X, if the result is a match then the data has not been altered.

Therefore no hacker can hack the message since they cannot even access the original message A. Furthermore, this scheme provides an additional level of security compared a scheme in which the generation of the keys X and Y is omitted.

4. Biometric digital signatures Another possible refinement of the second mode of operation of the device is 0_ that the data A may be supplemented with data which is not necessarily taken from the memory 3. In particular, it may be supplemented with biometric data received by the biometric sensor 7. Thus, this data too may be securely transmitted to the host (in the sense that the host can verify that is has 0 received exactly the biometric data transmitted by the device), and the host Ican verify that it matches biodata to which the host has access.

This is particularly convenient because it means that the host can verify both that the message transmitted is what the device sent, and also that the individual who sent the message is the individual with whom the host expected to transact.

We now turn to two optional modes of operation which may be present in some embodiments of the invention, but which do not employ the generation of private/public keys in the device.

1. Verification of identity of host In this case, the device is provided with a pre-stored public key associated with an authority the manufacturer of the device). The public key is part of a public key/private key pair associated with the authority, but the device does not know the private key. Upon connecting the device to a host, the device receives from the host a data set produced using the private key of the authority. The device is arranged to use the authority's public key to verify that the data set was produced using the authority's private key (this can be done using known techniques). Only once this is done will the device operate under the control of the host. For example, the device may contain an admin area of the memory 1, and may only modify the admin area upon instructions received from a host of verified identity.

00 2. Verification of identify of the user In this case, the device is provided with a pre-stored private key associated with a user. The public key is part of a public key/private key pair associated

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Swith the user. Upon connecting the device to a host, the device transmits to Sthe host a data set produced using the private key of the user. The host is egarranged have access to the users public key, and to use the users public key to verify that the data set was produced using the user's private key (this can be done using known techniques). Only once this is done the host will operate under the control of the device. For example, the host may be a computer arranged to perform a transaction such as a financial transaction, and the host may only perform the transaction under the control of a device of which the identity is verified as described above.

Although only a single embodiment of the invention has been described many variations are possible within the scope of the invention as will be clear to a skilled reader.

For example, whereas in Fig. 2 and Fig. 3, the public/private keys are generated together during the method steps, in principle the integrated circuit 13 could generate public/private key pairs in advance, and the MCU 1 could store them for example in the memory 3 until required. This would mean that the MCU 1 would be able to access them as required from the memory, rather than generate them as part of the sequence of steps of Fig. 2 or Fig. 3.

Claims

2. A device according to claim 1 in which the generated key is transmitted in a form encrypted using a secret key which is permanently stored in the portable storage device, the portable storage device further being arranged to verify the digital signature generated by the host using the generated key and the requested data.
3. A device according to claim 2 in which the digital signature is produced by hashing the received data to generate a hash result, and encrypting the hash result using the generated key.
4. A device according to any preceding claim in which the generated key is one key of a public key/private key pair. I17 O O
5. A device according to claim 4 in which the verification of the digital O Z signature is performed in the device using the public key.
6. A device according to claim 1 in which the key generated by the integrated circuit means is one of a public key and a private key, the device being further arranged to generate a digital signature using the requested data and the private key, and transmits the digital signature and the public key out of Ithe device.
7. A device according to claim 6 in which the requested data includes both the user data stored in the non-volatile memory, and also biometric data obtained from a biometric sensor of the device.
8. A device according to any preceding claim arranged to transmit the requested data in an encrypted form.
9. A device according to any preceding claim comprising a biometric sensor and verification engine for granting access to data stored in the device based on a biometric verification of the user's identity by comparison of biometric data received using the biometric sensor with pre-stored biometric data. A device according to any preceding claim including a compression algorithm for exploiting any redundancy in data received by the device to compress it before storing it in the non-volatile memory, and a decompression engine to regenerate the data before it is transmitted from the device.
11. A device according to any preceding claim in which the interface section include a USB connector and a USB interface device.
12. A device according to claim 11 in which the connector is a USB plug integral with the memory device. I18 O O
13. A device according to any one of claims 1 to 10 in which the interface Z section is for wireless communication with a host.
14. A device according to any preceding claim having a housing, the housing including a narrowed end for use as a pointer. A device according to any preceding claim further including a camera for Igenerating image data, and/or a microphone for capturing audio data, the master control unit being arranged to store the image data and/or audio data in the memory.
16. A system comprising a portable data storage device according to any preceding claim and a host computer, the host computer being arranged to transmit a command to the device using the interface section to request data.
17. A system according to claim 16 wherein the device is according to claim 2, the host being arranged to generate a digital signature using the private key and the requested data.
18. A system according to claim 16 wherein the device is according to claim 6, the host being arranged to use the public key to verify that the requested data it receives is the same data which the device used to generate the digital signature.
19. A method of transferring data from a portable data storage device to a host, the device being of the kind that is for transferring user data between hosts, and the method comprising: receiving an instruction from a host requesting the user data stored in a non-volatile memory of the device; generating at least one key within the device; obtaining the requested data from the non-volatile memory within the device; transmitting to the host the requested data and the generated key; generating a digital signature based on the generated key and the requested data within one of the device and the host; transmitting the digital signature to the respective other of the device and the host; the respective other of the device and the host verifying the digital signature to verify that the requested data has been correctly received by the host. A method according to claim 19 in which the generated key is transmitted in a form encrypted using a secret key which is permanently stored in the portable storage device, the portable storage device further being arranged to verify the digital signature generated by the host using the generated key and the requested data.