AU2003225945B2 - Immediate release dosage form comprising shell having openings therein - Google Patents

Immediate release dosage form comprising shell having openings therein Download PDF

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AU2003225945B2
AU2003225945B2 AU2003225945A AU2003225945A AU2003225945B2 AU 2003225945 B2 AU2003225945 B2 AU 2003225945B2 AU 2003225945 A AU2003225945 A AU 2003225945A AU 2003225945 A AU2003225945 A AU 2003225945A AU 2003225945 B2 AU2003225945 B2 AU 2003225945B2
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shell
core
dosage form
openings
film
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AU2003225945A1 (en
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Gerard P. Mcnally
Harry S. Sowden
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Johnson and Johnson Consumer Inc
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McNeil PPC Inc
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Priority claimed from PCT/US2002/031062 external-priority patent/WO2003026626A2/en
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Priority claimed from PCT/US2003/008897 external-priority patent/WO2004028513A1/en
Publication of AU2003225945A1 publication Critical patent/AU2003225945A1/en
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Description

- I IMMEDIATE RELEASE DOSAGE FORM COMPRISING SHELL HAVING OPENINGS THEREIN CROSS-REFERENCE TO RELATED APPLICATIONS 5 This is a continuation-in-part of PCT Application Nos. PCT/US02/31129, filed September 28, 2002; PCT/US02/3 1117, filed September 28, 2002; PCT/US02/31062, filed September 28, 2002; PCT/US/02/31024, filed September 28, 2002; and PCT/US/02/31163, filed September 28, 2002, which are each continuations-in-part of USSN 09/966,939, filed September 28, 2001; USSN 09/966,509, filed September 28, 10 2001; USSN 09/966,497, filed September 28, 2001; USSN 09/967,414, filed September 28, 2001; and USSN 09/966,450, filed September 28, the disclosures of all of the above which is incorporated herein by reference in its entirety. Field of the Invention 15 This invention relates to a dosage form providing immediate release of an active ingredient. The dosage form comprises a solid core and a shell surrounding the core. The shell has one or more openings therein. Background of the Invention 20 Any discussion of the prior art throughout the specification should in no way be considered as an admission that such prior art is widely known or forms part of common general knowledge in the field. Certain dosage forms containing apertures or embossments are known. For instance, "osmotic pump" dosage forms for the administration of pharmaceutically 25 active ingredients are known in the art. They typically comprise a semipermeable wall that surrounds a reservoir containing drug. The wall is permeable to the passage of an external fluid, impermeable to the passage of drug, and has a passageway through the semipermeable wall for delivering drug from the osmotic system. For example, US Patent No. 4,576,604 discloses an osmotic device comprising a drug compartment 30 surrounded by a wall (coating) having a passageway therein. The wall may comprise an immediate release dose of drug, and the inner drug compartment may comprise a sustained release dose of drug.
- la US Patent No. 4,449,983 discloses another osmotic device comprising two separately housed drugs that are separately dispensed from the device. The device 5 WO 2004/028513 PCT/US2003/008897 2 comprises two compartments, one for each drug, separated by a partition. Each compartment has an orifice for communicating with the exterior of the device. U.S. Patent No. 3,823,816 discloses a water-soluble package provided in the form of a hard shell capsule filled with powder, granules, or the like. The capsule is 5 apertured, and the apertures are covered by a water-soluble barrier film. The film is more water soluble than the capsule so that when the package contacts water, the film rather than the capsule dissolves first, exposing the contents for dissolution and/or release by way of the apertures while the capsule is intact. U.S. Patent No. 5,256,440 relates to an intagliated dosage form comprising 10 one or more circumscribed regions on its surface. The dosage form is spray coated with a latex polymer. When placed in an environment of use, the latex coating within the circumscribed region is reproducibly expelled, leaving a coated core tablet with a predefined aperture, which exposes a discrete portion of the core surface to the environment of use. 15 One known method of producing gelatin coated dosage forms is via an enrobing process wherein two separate films made of gelatinous material are applied to opposite sides of a tablet by a pair of rotary dies, as disclosed for example, in U.S. Patent Nos. 5,146,730 and 5,459,983. Film formulations for producing gelcaps and geltabs prepared via enrobing methods such as those disclosed in U.S. Patent Nos. 20 5,146,730 and 5,459,983 typically comprises a water-based gelatin preparation having about 45% gelatin and about 9% plasticizer (glycerin and/or sorbitol) by weight. Glycerin and sorbitol can be used as single plasticizers or in combination with each other. In addition, other sugars and poly-hydroxy compounds can be used as additives and plasticizers. If a tamper-evident gelatin-coated medicine tablet is the 25 desired end product, then the ratio of plasticizer to gelatin in the gelatin formulation should be in the range of about 1:5. Another conventional method for forming a shell (or coating), on a core (or substrate), is that disclosed in WO 01/57144 which utilizes the principles of electrostatic deposition to form the coating. At least one of the core or the shell 30 preferably incorporates one or more "charge control agents," such as metal salicylates, -3 for example zinc salicylate, magnesium salicylate and calcium salicylate; quaternary ammonium salts; benzalkonium chloride; benzethonium chloride; trimethyl tetradecyl ammonium bromide (cetrimide); and cyclodextrins and their adducts, in an amount from about 1% to about 10% by weight of the shell. 5 Applicants have now discovered that an immediate release dosage form may be made from a solid core and a shell surrounding the core, wherein the core has a density of at least about 0.9 g/cc. The shell comprises one or more openings therein and is readily soluble in gastrointestinal fluids. The shell is preferably applied to the core by enrobing. 10 Summary of the Invention The present invention relates to a dosage form containing at least one active ingredient, which comprises a core and a shell surrounding the core, wherein the core has a density of at least about 0.9 g/cc, the shell comprises one or more openings, the 15 shell is readily soluble in gastrointestinal fluids, and the dosage form provides for immediate release of at least one active ingredient upon contact of the dosage form with a liquid medium. According to a first aspect, the present invention provides an immediate release dosage form containing at least one active ingredient, wherein the dosage form 20 comprises a core and a shell surrounding at least a portion of the core, wherein the core is a compressed core and has a density of at least about 0.9 g/cc, the shell comprises one or more openings having a diameter of from about 200 to about 2000 micron and wherein said shell is readily soluble in gastrointestinal fluids and comprises at least one material which exhibits rapid dissolution in gastrointenstinal fluids, and wherein the 25 dosage form provides for immediate release of at least 70% of the at least one active ingredient contained in the core upon contact of the dosage form with a liquid medium within 60 minutes of such contact. According to a second aspect, the present invention provides an immediate release dosage form comprising a core as a compressed tablet and having an outer surface and a 30 shell having outer and inner surfaces, wherein at least a portion of the shell surrounds the core such that the shell inner surface resides substantially conformally upon the core outer surface, at least a portion of the shell comprises one or more openings therein, one or more of the openings are from about 200 to about 2000 microns in diameter or width, -4 at least a portion of the shell is readily soluble in gastrointestinal fluids and comprises at least one material which exhibits rapid dissolution in gastrointenstinal fluids, the average shell thickness is in the range from about 100 to about 400 microns, the shell comprises less than about 50% crystallizable sugar, and the dosage form is substantially free of 5 charge control agents and the dosage form provides for immediate release of at least 70% of the at least one active ingredient contained in the core upon contact of the dosage form with a liquid medium within 60 minutes of such contact. The invention also provides a dosage form comprising a core having an outer surface and a shell having outer and inner surfaces, wherein at least a portion of the shell 10 surrounds the core such that the shell inner surface resides substantially conformally upon the core outer surface, at least a portion of the shell comprises one or more openings therein, one or more of the openings are from about 200 to about 2000 microns in diameter or width, at least a portion of the shell is readily soluble in gastrointestinal fluids, the average shell thickness is in the range from about 100 to about 400 microns, 15 the shell comprises less than about 50% crystallisable sugar, and the dosage form is substantially free of charge control agents and the dosage form provides for immediate release of at least one active ingredient upon contact of the dosage form with a liquid medium. Unless the context clearly requires otherwise, throughout the description and the 20 claims, the words "comprise", "comprising", and the like are to be construed in an inclusive sense as opposed to an exclusive or exhaustive sense; that is to say, in the sense of "including, but not limited to". Brief Description of the Drawings 25 Figures 1 to 5 depict dosage forms according to the invention. Figure 6 depicts various openings according to the invention. Figure 7 depicts a method of producing a dosage form according to the invention using an enrobing process. Figure 8 depicts another method of producing a dosage form according to the 30 invention using an enrobing process. Figure 9 depicts a further method of producing a dosage form according to the invention using an enrobing process.
- 4a Figure 10 depicts a method of producing a dosage form according to the invention using an enrobing process with a capsule comprising openings. Figure 11 depicts a method of producing a dosage form according to the invention using a dipping process. 5 Figure 12 depicts another method of producing a dosage form according to the invention using a dipping process. Figure 13 depicts a method of producing a dosage form according to the invention using a transfer process. Figure 14 depicts a method of producing openings in a shell of a dosage form 10 according to the invention using grinding means. Figure 15 depicts a method of producing openings in a shell of a dosage form according to the invention using hot pins.
WO 2004/028513 PCT/US2003/008897 5 Figure 16 depicts a method of producing openings in a shell of a dosage form according to the invention using punching means. Detailed Description of the Invention 5 As used herein, the term "dosage form" applies to any solid object, semi-solid, or liquid composition designed to contain a specific pre-determined amount (dose) of a certain ingredient, for example an active ingredient as defined below. Suitable dosage forms may be pharmaceutical drug delivery systems, including those for oral administration, buccal administration, rectal administration, topical or mucosal 10 delivery, or subcutaneous implants, or other implanted drug delivery systems; or compositions for delivering minerals, vitamins and other nutraceuticals, oral care agents, flavorants, and the like. Preferably the dosage forms of the present invention are considered to be solid, however they may contain liquid or semi-solid components. In a particularly preferred embodiment, the dosage form is an orally 15 administered system for delivering a pharmaceutical active ingredient to the gastro intestinal tract of a human. Suitable active ingredients for use in this invention include for example pharmaceuticals, minerals, vitamins and other nutraceuticals, oral care agents, flavorants and mixtures thereof. Suitable pharmaceuticals include analgesics, anti 20 inflammatory agents, antiarthritics, anesthetics, antihistamines, antitussives, antibiotics, anti-infective agents, antivirals, anticoagulants, antidepressants, antidiabetic agents, antiemetics, antiflatulents, antifungals, antispasmodics, appetite suppressants, bronchodilators, cardiovascular agents, central nervous system agents, central nervous system stimulants, decongestants, oral contraceptives, diuretics, 25 expectorants, gastrointestinal agents, migraine preparations, motion sickness products, mucolytics, muscle relaxants, osteoporosis preparations, polydimethylsiloxanes, respiratory agents, sleep-aids, urinary tract agents and mixtures thereof.
WO 2004/028513 PCT/US2003/008897 6 Suitable oral care agents include breath fresheners, tooth whiteners, antimicrobial agents, tooth mineralizers, tooth decay inhibitors, topical anesthetics, mucoprotectants, and the like. Suitable flavorants include menthol, peppermint, mint flavors, fruit flavors, 5 chocolate, vanilla, bubblegum flavors, coffee flavors, liqueur flavors and combinations and the like. Examples of suitable gastrointestinal agents include antacids such as calcium carbonate, magnesium hydroxide, magnesium oxide, magnesium carbonate, aluminum hydroxide, sodium bicarbonate, dihydroxyaluminum sodium carbonate; 10 stimulant laxatives, such as bisacodyl, cascara sagrada, danthron, senna, phenolphthalein, aloe, castor oil, ricinoleic acid, and dehydrocholic acid, and mixtures thereof; H2 receptor antagonists, such as famotadine, ranitidine, cimetadine, nizatidine; proton pump inhibitors such as omeprazole or lansoprazole; gastrointestinal cytoprotectives, such as sucraflate and misoprostol; gastrointestinal 15 prokinetics, such as prucalopride, antibiotics for H. pylori, such as clarithromycin, amoxicillin, tetracycline, and metronidazole; antidiarrheals, such as diphenoxylate and loperamide; glycopyrrolate; antiemetics, such as ondansetron, analgesics, such as mesalamine. In one embodiment of the invention, the active ingredient may be selected 20 from bisacodyl, famotadine, ranitidine, cimetidine, prucalopride, diphenoxylate, loperamide, lactase, mesalamine, bismuth, antacids, and pharmaceutically acceptable salts, esters, isomers, and mixtures thereof. In another embodiment, the active ingredient is selected from analgesics, anti inflammatories, and antipyretics, e.g. non-steroidal anti-inflammatory drugs 25 (NSAIDs), including propionic acid derivatives, e.g. ibuprofen, naproxen, ketoprofen and the like; acetic acid derivatives, e.g. indomethacin, diclofenac, sulindac, tolmetin, and the like; fenamic acid derivatives, e.g. mefanamic acid, meclofenamic acid, flufenamic acid, and the like; biphenylcarbodylic acid derivatives, e.g. diflunisal, flufenisal, and the like; and oxicams, e.g. piroxicam, sudoxicam, isoxicam, 30 meloxicam, and the like. In one particular embodiment, the active ingredient is WO 2004/028513 PCT/US2003/008897 7 selected from propionic acid derivative NSAID, e.g. ibuprofen, naproxen, flurbiprofen, fenbufen, fenoprofen, indoprofen, ketoprofen, fluprofen, pirprofen, carprofen, oxaprozin, pranoprofen, suprofen, and pharmaceutically acceptable salts, derivatives, and combinations thereof. In another particular embodiment of the 5 invention, the active ingredient may be selected from acetaminophen, acetyl salicylic acid, ibuprofen, naproxen, ketoprofen, flurbiprofen, diclofenac, cyclobenzaprine, meloxicam, rofecoxib, celecoxib, and pharmaceutically acceptable salts, esters, isomers, and mixtures thereof. In another embodiment of the invention, the active ingredient may be selected 10 from pseudoephedrine, phenylpropanolamine, chlorpheniramine, dextromethorphan, diphenhydramine, astemizole, terfenadine, fexofenadine, loratadine, desloratadine, cetirizine, mixtures thereof and pharmaceutically acceptable salts, esters, isomers, and mixtures thereof. Examples of suitable polydimethylsiloxanes, which include, but are not 15 limited to dimethicone and simethicone, are those disclosed in United States Patent Nos. 4,906,478, 5,275,822, and 6,103,260, the contents of each is expressly incorporated herein by reference. As used herein, the term "simethicone" refers to the broader class of polydimethylsiloxanes, including but not limited to simethicone and dimethicone. 20 The active ingredient or ingredients are present in the dosage form in a therapeutically effective amount, which is an amount that produces the desired therapeutic response upon oral administration and can be readily determined by one skilled in the art. In determining such amounts, the particular active ingredient being administered, the bioavailability characteristics of the active ingredient, the dosing 25 regimen, the age and weight of the patient, and other factors must be considered, as known in the art. Typically, the dosage form comprises at least about 1 weight percent, preferably, the dosage form comprises at least about 5 weight percent, e.g. at least about 25 weight percent of a combination of one or more active ingredients. In one preferred embodiment, a core comprises a total of at least about 50 weight WO 2004/028513 PCT/US2003/008897 8 percent, e.g. at least about 70 weight percent, say at least about 80 weight percent (based on the weight of the core) of one or more active ingredients. The active ingredient or ingredients may be present in the dosage form in any form. For example, the active ingredient may be dispersed at the molecular level, e.g. 5 melted or dissolved, within the dosage form, or may be in the form of particles, which in turn may be coated or uncoated. If the active ingredient is in form of particles, the particles (whether coated or uncoated) typically have an average particle size of about 1-2000 microns. In one preferred embodiment, such particles are crystals having an average particle size of about 1-300 microns. In another preferred embodiment, the 10 particles are granules or pellets having an average particle size of about 50-2000 microns, preferably about 50-1000 microns, most preferably about 100-800 microns. The core may be any solid form. The core may prepared by any suitable method, including for example compression or molding. As used herein, "core" refers to a material which is at least partially enveloped or surrounded by another material. 15 Preferably, the core is a self-contained unitary object, such as a tablet or capsule. Typically, the core comprises a solid, for example, the core may be a compressed or molded tablet, hard or soft capsule, suppository, or a confectionery form such as a lozenge, nougat, caramel, fondant, or fat based composition. In certain other embodiments, the core or a portion thereof may be in the form of a semi-solid or a 20 liquid in the finished dosage form. For example the core may comprise a liquid filled capsule, or a semisolid fondant material. In embodiments in which the core comprises a flowable component, such as a plurality of granules or particles, or a liquid, the core preferrably additionally comprises an enveloping component, such as a capsule shell, or a coating, for containing the flowable material. In certain particular 25 embodiments in which the core comprises an enveloping component, the shell or shell portions of the present invention are in direct contact with the enveloping component of the core, which separates the shell from the flowable component of the core. In one embodiment the core is a compressed tablet having a hardness from 2 ~ about 2 to about 30 kp/cm , e.g. from about 6 to about 25 kp/cm 2 . "Hardness" is a 30 term used in the art to describe the diametral breaking strength of either the core or WO 2004/028513 PCT/US2003/008897 9 the coated solid dosage form as measured by conventional pharmaceutical hardness testing equipment, such as a Schleuniger Hardness Tester. In order to compare values across different size tablets, the breaking strength must be normalized for the area of the break. This normalized value, expressed in kp/cm 2 , is sometimes referred in the 5 art as tablet tensile strength. A general discussion of tablet hardness testing is found in Leiberman et al., Pharmaceutical Dosage Forms - Tablets, Volume 2, 2 "d ed., Marcel Dekker Inc., 1990, pp. 213 -217, 327 - 329. The core may have one of a variety of different shapes. For example, the core may be shaped as a polyhedron, such as a cube, pyramid, prism, or the like; or may 10 have the geometry of a space figure with some non-flat faces, such as a cone, truncated cone, cylinder, sphere, torus, or the like. In certain embodiments, a core has one or more major faces. For example, in embodiments wherein a core is a compressed tablet, the core surface typically has two opposing major faces formed by contact with the upper and lower punch faces in the compression machine. In such 15 embodiments the core surface typically further comprises a "belly-band" located between the two major faces, and formed by contact with the die walls in the compression machine. A core may also comprise a multilayer tablet. Exemplary core shapes that may be employed include tablet shapes formed from compression tooling shapes described by "The Elizabeth Companies Tablet 20 Design Training Manual" (Elizabeth Carbide Die Co., Inc., p. 7 (McKeesport, Pa.) (incorporated herein by reference) as follows (the tablet shape corresponds inversely to the shape of the compression tooling): 1. Shallow Concave. 2. Standard Concave. 25 3. Deep Concave. 4. Extra Deep Concave. 5. Modified Ball Concave. 6. Standard Concave Bisect. 7. Standard Concave Double Bisect. 30 8. Standard Concave European Bisect. 9. Standard Concave Partial Bisect. 10. Double Radius. 11. Bevel & Concave. 12. Flat Plain.
WO 2004/028513 PCT/US2003/008897 10 13. Flat-Faced-Beveled Edge (F.F.B.E.). 14. F.F.B.E. Bisect. 15. F.F.B.E. Double Bisect. 16. Ring. 5 17. Dimple. 18. Ellipse. 19. Oval. 20. Capsule. 21. Rectangle. 10 22. Square. 23. Triangle. 24. Hexagon. 25. Pentagon. 26. Octagon. 15 27. Diamond. 28. Arrowhead. 29. Bullet. 30. Shallow Concave. 31. Standard Concave. 20 32. Deep Concave. 33. Extra Deep Concave. 34. Modified Ball Concave. 35. Standard Concave Bisect. 36. Standard Concave Double Bisect. 25 37. Standard Concave European Bisect. 38. Standard Concave Partial Bisect. 39. Double Radius. 40. Bevel & Concave. 41. Flat Plain. 30 42. Flat-Faced-Beveled Edge (F.F.B.E.). 43. F.F.B.E. Bisect. 44. F.F.B.E. Double Bisect. 45. Ring. 46. Dimple. 35 47. Ellipse. 48. Oval. 49. Capsule. 50. Rectangle. 51. Square. 40 52. Triangle. 53. Hexagon. 54. Pentagon. 55. Octagon. 56. Diamond. 45 57. Arrowhead. 58. Bullet. 59. Barrel. 60. Half Moon.
WO 2004/028513 PCT/US2003/008897 11 61. Shield. 62. Heart. 63. Almond. 64. House/Home Plate. 5 65. Parallelogram. 66. Trapezoid. 67. Figure 8/Bar Bell. 68. Bow Tie. 69. Uneven Triangle. 10 The core typically comprises active ingredient and a variety of excipients, depending on the method by which it is made. In embodiments in which the core is made by compression, suitable excipients include fillers, binders, disintegrants, lubricants, glidants, and the like, as known in 15 the art. In embodiments in which the core is made by compression and additionally confers modified release of an active ingredient contained therein, such core preferably further comprises a release-modifying compressible excipient. Suitable fillers for use in making the core by compression include water soluble compressible carbohydrates such as sugars, which include dextrose, sucrose, 20 maltose, and lactose, sugar-alcohols, which include mannitol, sorbitol, maltitol, xylitol, starch hydrolysates, which include dextrins, and maltodextrins, and the like, water insoluble plastically deforming materials such as microcrystalline cellulose or other cellulosic derivatives, water-insoluble brittle fracture materials such as dicalcium phosphate, tricalcium phosphate and the like and mixtures thereof. 25 Suitable binders for making the core by compression include dry binders such as polyvinyl pyrrolidone, hydroxypropylmethylcellulose, and the like; wet binders such as water-soluble polymers, including hydrocolloids such as acacia, alginates, agar, guar gum, locust bean, carrageenan, carboxymethylcellulose, tara, gum arabic, tragacanth, pectin, xanthan, gellan, gelatin, maltodextrin, galactomannan, pusstulan, 30 laminarin, scleroglucan, inulin, whelan, rhamsan, zooglan, methylan, chitin, cyclodextrin, chitosan, polyvinyl pyrrolidone, cellulosics, sucrose, starches, and the like; and derivatives and mixtures thereof.
WO 2004/028513 PCT/US2003/008897 12 Suitable disintegrants for making the core by compression, include sodium starch glycolate, cross-linked polyvinylpyrrolidone, cross-linked carboxymethylcellulose, starches, microcrystalline cellulose, and the like. Suitable lubricants for making the core by compression include long chain 5 fatty acids and their salts, such as magnesium stearate and stearic acid, talc, glycerides and waxes. Suitable glidants for making the core by compression, include colloidal silicon dioxide, and the like. In certain embodiments, the core or a portion thereof may optionally comprise 10 release modifying excipients as known in the art, for example as disclosed in commonly assigned, copending U.S. Application Serial No. _ [MCP 321], the disclosure of which is incorporated by reference herein. Suitable release modifying compressible excipients for making the core by compression include swellable erodible hydrophillic materials, insoluble edible materials, pH-dependent 15 polymers, and the like. Suitable pharmaceutically acceptable adjuvants for making the cores by compression include, preservatives; high intensity sweeteners such as aspartame, acesulfame potassium, sucralose, and saccharin; flavorants; colorants; antioxidants; surfactants; wetting agents; and the like and mixtures thereof. 20 In embodiments wherein one or more cores are prepared by compression, a dry blending (i.e. direct compression), or wet granulation process may be employed, as known in the art. In a dry blending (direct compression) method, the active ingredient or ingredients, together with the excipients, are blended in a suitable blender, than transferred directly to a compression machine for pressing into tablets. 25 In a wet granulation method, the active ingredient or ingredients, appropriate excipients, and a solution or dispersion of a wet binder (e.g. an aqueous cooked starch paste, or solution of polyvinyl pyrrolidone) are mixed and granulated. Alternatively a dry binder may be included among the excipients, and the mixture may be granulated with water or other suitable solvent. Suitable apparatuses for wet granulation are - 13 known in the art, including low shear, eg planetary mixtures; high shear mixers; and fluid beds, including rotary fluid beds. The resulting granulated material is dried, and optionally dry-blended with further ingredients, eg adjuvants and/or excipients such as for example lubricants, colorants, and the like. The final dry blend is then suitable for 5 compression. Methods for direct compression and wet granulation processes are known in the art, and are described in detail in, for example, Lachman, et al, The Theory and Practice of Industrial Pharmacy, Chapter 11 ( 3 rd ed. 1986). The dry-blended, or wet granulated, powder mixture is typically compacted into tablets using a rotary compression machine as known in the art, such as for example 10 those commercially available from Fette America Inc., Rockaway, NJ, or Maesty Machines LTD, Liverpool, UK. In a rotary compression machine, a metered volume of powder is filled into a die cavity, which rotates as part of a "die table" from the filling position to a compaction position where the powder is compacted between an upper and a lower punch to an ejection position where the resulting tablet is pushed from the die 15 cavity by the lower punch and guided to an ejection chute by a stationary "take-off' bar. In one optional embodiment, the core may be prepared by the compression methods and apparatus described in US patent 6,767,200, pages 16 to 27, the disclosure of which is incorporated herein by reference. Specifically, the core is made using a rotary compression module comprising a fill zone, insertion zone, compression zone, 20 ejection zone, and purge zone in a single apparatus having a double row die construction as shown in Figure 6 of US patent 6,767,200. The dies of the compression module are preferably filled using the assistance of a vacuum, with filters located in or near each die. Cores made by compression may be single or multi-layer, for example bi-layer, 25 tablets. The cores have a density of at least about 0.9 g/cc, eg at least about 1.0 g/cc. Exemplary cores include a 385 mg compressed soft tablet with a volume of 0.4 cubic centimetres, and a 586 mg compressed tablet with a volume of about 0.5 cc.
WO 2004/028513 PCT/US2003/008897 14 A shell surrounds the cores. The shell comprises one or more openings therein. The opening or openings provide a passageway for communication between the core and the exterior of the dosage form. The openings may extend completely through the thickness of the shell to contact the core, or only partially through the 5 shell. The shell may be substantially unitary and continuous with the exception of the openings therein, or the shell may comprise multiple portions, e.g. a first shell portion and a second shell portion. In certain embodiments the shell or shell portions are in direct contact with the core. In certain other embodiments, the shell or shell 10 portions are in direct contact with a subcoating which substantially surrounds the core. In embodiments in which the shell comprises a first and second shell portion, at least a first shell portion comprises openings therein. In certain embodiments the first shell portion and second shell portion are compositionally different. As used herein, the term "compositionally different" 15 means having features that are readily distinguishable by qualitative or quantitative chemical analysis, physical testing, or visual observation. For example, the first and second shell portions may contain different ingredients, or different levels of the same ingredients, or the first and second shell portions may have different physical or chemical properties, different functional properties, or be visually distinct. Examples 20 of physical or chemical properties that may be different include hydrophylicity, hydrophobicity, hygroscopicity, elasticity, plasticity, tensile strength, crystallinity, and density. Examples of functional properties which may be different include rate and/or extent of dissolution of the material itself or of an active ingredient therefrom, rate of disintegration of the material, permeability to active ingredients, permeability 25 to water or aqueous media, and the like. Examples of visual distinctions include size, shape, topography, or other geometric features, color, hue, opacity, and gloss. In one embodiment, the dosage form of the invention comprises: a) a core containing an active ingredient; b) an optional subcoating that substantially covers the core; and c) a shell comprising first and second shell portions residing on the surface 30 of the subcoating, the first shell portion comprising one.or more openings, and the first shell portion being readily soluble in gastrointestinal fluids. As used herein, WO 2004/028513 PCT/US2003/008897 15 "substantially covers" shall mean at least about 95 percent of the surface area of the core is covered by the subcoating. The use of subcoatings is well known in the art and disclosed in, for example, United States Patent Nos. 3,185,626, which is incorporated by reference herein. Any 5 composition suitable for film-coating a tablet may be used as a subcoating according to the present invention. Examples of suitable subcoatings are disclosed in United States Patent Nos. 4,683,256, 4,543,370, 4,643,894, 4,828,841, 4,725,441, 4,802,924, 5,630,871, and 6,274,162, which are all incorporated by reference herein. Additional suitable subcoatings include one or more of the following ingredients: 10 cellulose ethers such as hydroxypropylmethylcellulose, hydroxypropylcellulose, and hydroxyethylcellulose; polycarbohydrates such as xanthan gum, starch, and maltodextrin; plasticizers including for example, glycerin, polyethylene glycol, propylene glycol, dibutyl sebecate, triethyl citrate, vegetable oils such as castor oil, surfactants such as polysorbate-80, sodium lauryl sulfate and dioctyl-sodium 15 sulfosuccinate; polycarbohydrates, pigments, and opacifiers. In one embodiment, the subcoating comprises from about 2 percent to about 8 percent, e.g. from about 4 percent to about 6 percent of a water-soluble cellulose ether and from about 0.1 percent to about 1 percent, castor oil, as disclosed in detail in United States Patent No. 5,658, 589, which is incorporated by reference herein. In 20 another embodiment, the subcoating comprises from about 20 percent to about 50 percent, e.g., from about 25 percent to about 40 percent of HPMC; from about 45 percent to about 75 percent, e.g., from about 50 percent to about 70 percent of maltodextrin; and from about 1 percent to about 10 percent, e.g., from about 5 percent to about 10 percent of PEG 400. 25 The dried subcoating typically is present in an amount, based upon the dry weight of the core, from about 0 percent to about 5 percent. Figure 1 depicts a dosage form 1 according to the invention comprising a shell 3 having a plurality of openings 2. Openings 2 are shaped as elongated slits, and do not extend all the way through the shell 3 to the core (not shown) under the shell 3.
WO 2004/028513 PCT/US2003/008897 16 Figure 2 depicts another dosage form according to the invention. The dosage form 1 comprises a core (not shown) covered a shell made of a first shell portion 3a and a second shell portion 3b. Shell portion 3a contains a plurality of openings 2a, 2b. Openings 2a are in the shape of dimples, while openings 2b are in the shape of 5 letters. Figure 3 illustrates another dosage form according to the invention. Dosage form 1 comprises a core (not shown) covered by a shell 3, which comprises openings 2a, 2b. Openings 2a are in the shape of circular holes, while openings 2b are in the shape of letters. 10 Figure 4 shows another dosage form according to the invention. Dosage form 1 comprises a core 4 surrounded by a shell 3 having openings 2. Core 4 is partially visible at the base of each opening 2 in shell 3. Figure 5 depicts a further dosage form according to the invention. Dosage form 1 comprises a football-shaped core (not shown) covered by a shell comprising a 15 first shell portion 3a and a second shell portion 3b. First shell portion 3a comprises a plurality of small, round openings 2. Each opening may have dimensions, e.g., length, width, or diameter, in the range of about 0.1% to about 100%, of the diameter of the dosage form, or of any dimension (e.g. diameter, length, or width) of a major face of the dosage form. The 20 diameter or width of each opening is preferably from about 0.5% to about 5% of the diameter of the dosage form, or of any dimension (e.g. diameter, length, or width) of a major face of the dosage form. In certain embodiments the diameter or width of the openings may range from about 200 to about 2000 microns. The length of the openings may range from about 1% to about 100% of the diameter of the dosage 25 form, or of the diameter of a major face of the dosage form. In certain particular embodiments, the length or diameter of a major face of the dosage form is from about 10,000 to about 20,000 microns. In one particular embodiment, the length of the openings is from about 100 to about 20,000 microns. The depth of the openings is typically from about 75% to about 100% of the thickness of the shell at the location of 30 the openings. In certain embodiments, the thickness of the shell at the location of the WO 2004/028513 PCT/US2003/008897 17 openings typically ranges from about 20 to about 800 microns, e.g. from about 100 to about 400 microns. In one particular embodiment, the depth of the openings is from about 75 to about 400 microns. If a plurality of openings are present, they are typically spaced from one another by at least about one half, e.g. at least about one, 5 times the smallest dimension of the smallest opening. The openings may have a variety of shapes, or be arranged in a variety of different patterns, and may have similar or different sizes, such as depicted in Figure 6. In one embodiment, the size of the openings is small enough to prevent the core from being tasted, yet the number of openings is large enough to provide 10 communication between a certain percentage of surface area of the core and the exterior of the dosage form. The shell thickness at various locations may be measured using a microscope, for example, an environmental scanning electron microscope, model XL 30 ESEM LaB6, Philips Electronic Instruments Company, Mahwah, WI. The shell thickness is 15 measured at 6 different locations on a single dosage form. The relative standard deviation (RSD) is calculated as the sample standard deviation, devided by the mean, times 100 as known in the art (i.e. the RSD is the standard deviation expressed as a percentage of the mean). The RSD in shell thickness provides an indication of the variation in the thickness of the shell on a single dosage form. In certain optional 20 embodiments of the invention, the relative standard deviation in shell thickness is less than about 40%, e.g less than about 30%, or less than about 20%. The dosage forms of the invention provide immediate release of one or more active ingredients contained therein. The active ingredient or ingredients may be found within the core, the shell, or portions or combinations thereof. In one 25 embodiment, at least one active ingredient is contained in the core. In embodiments in which it is desired for the active ingredient to be absorbed into the systemic circulation of an animal, the active ingredient or ingredients are preferably capable of dissolution upon contact with a fluid such as water, gastric fluid, intestinal fluid or the like. In one embodiment, the dissolution characteristics of at 30 least one active ingredient meets USP specifications for immediate release tablets WO 2004/028513 PCT/US2003/008897 18 containing the active ingredient. For example, for acetaminophen tablets, USP 24 specifies that in pH 5.8 phosphate buffer, using USP apparatus 2 (paddles) at 50 rpm, at least 80% of the acetaminophen contained in the dosage form is released therefrom within 30 minutes after dosing, and for ibuprofen tablets, USP 24 specifies that in pH 5 7.2 phosphate buffer, using USP apparatus 2 (paddles) at 50 rpm, at least 80% of the ibuprofen contained in the dosage form is released therefrom within 60 minutes after dosing. See USP 24, 2000 Version, 19 - 20 and 856 (1999). In another embodiment, at least about 70% the active ingredient can be detected in a suitable dissolution medium after 60 minutes of stirring at suitable conditions. 10 Accordingly, the shell, or a portion thereof, is readily soluble in gastrointestinal fluids. In a preferred embodiment in which the shell comprises a first and second shell portion, at least the first shell portion comprises openings therein, and is readily soluble in gastrointestinal fluids. In such embodiments, such shell or shell portion will preferably be breached or dissolved within 30 minutes in 900 ml 15 water or 0.1 N HCl, or phosphate buffer solution at 37*C with stirring by a USP type 2 dissolution apparatus (Paddle method) at 50 or 100 rpm. The shell or shell portion preferably comprises materials which exhibit rapid dissolution in gastro-intestinal fluids. For example, such shell or shell portion may comprise readily soluble materials selected from water soluble or water swellable film 20 formers, water soluble or water swellable thickeners, crystallizable and non crystallizable carbohydrates. In certain such embodiments, suitable water soluble or water swellable film formers may be selected from water swellable cellulose derivatives, thermoplastic starches, polyalkalene glycols, polyalkalene oxides, and amorphous sugar glass, and combinations thereof. In certain other such embodiments, 25 suitable film formers may be selected from film forming water soluble polymers such as for example water soluble vinyl polymers, water soluble polycarbohydrates, and water soluble copolymers; film-forming proteins, and combinations thereof. In certain other such embodiments, suitable thickeners may be selected from gelling polymers or hydrocolloids; gelling starches, and crystallizable carbohydrates. In 30 certain other such embodiments, suitable non-crystallizable carbohydrates may be selected from polydextrose, starch hydrolysates, and non-crystallizable sugar WO 2004/028513 PCT/US2003/008897 19 alcohols. In one embodiment, the shell preferably comprises at least about 50%, preferably at least about 80%, most preferably at least about 90% of a material selected from film formers, gelling polymers, low-melting hydrophobic materials, non-crystallizable sugars or sugar alcohols, and mixtures thereof. In another 5 embodiment, the shell comprises at least about 50%, preferably at least about 80%, most preferably at least about 90% of a material selected from film formers, gelling polymers, low-melting hydrophobic materials, and mixtures thereof. In another particular embodiment, the shell comprises less than about 50%, preferably less than about 25%, most preferably less than about 5% of a crystallizable 10 sugar. In another embodiment, the dosage form is substantially free (i.e. less than 1% by weight, preferably less than about 0.1% by weight, based upon the shell weight) of charge control agents. As used herein, the term "charge control agents" refers to a material having a charge control function, such as those used for electrostatic 15 deposition of coatings onto substrates. Such charge control agents include metal salicylates, for example zinc salicylate, magnesium salicylate and calcium salicylate; quaternary ammonium salts; benzalkonium chloride; benzethonium chloride; trimethyl tetradecyl ammonium bromide (cetrimide); and cyclodextrins and their adducts. 20 In certain optional embodiments, the shell itself or an outer coating thereon may contain active ingredient. In one particular embodiment, such active ingredient will be released immediately from the dosage form upon contact with suitable liquid media. In another embodiment, the shell comprises a first shell portion and a second shell portion. An outer coating resides upon the second shell portion, while the first 25 shell portion comprises openings therein. Active ingredient may be released either immediately, or in a controlled, e.g. sustained, prolonged, extended manner, or in a delayed, e.g. pulsatile, or repeat action manner from the dosage form upon contact with suitable liquid media. In embodiments wherein the active ingredient is released immediately from the outer coating, the outer coating is also preferably readily 30 soluble in gastrointestinal fluids, as described above.
- 20 The shell may be applied to the core by any suitable method, for example by spraying, dipping, enrobing, or molding. Suitable spray-coating methods are described in, for example, United States Patent Nos. 3,185,626, 4,683,256, 4,543,370, 4,643,894, 4,828,841, 4,725,441, 4,802,924, 5,630,871, and 6,274,162, the disclosures of which are 5 all incorporated by reference herein. Suitable dipping methods are described in US Patent Nos. 4,820,524, 5,538,125; 5,228,916; 5,436,026; 5,679,406, the disclosures of which are all incorporated by reference herein. Suitable enrobing methods are described in US Patent Nos. 5,146,730 and 5,459,983. Suitable molding methods are described herein. 10 In certain optional embodiments of the invention, the core, the shell, or both are prepared by molding. In particular, the core, the shell, or both may be made by solvent based molding or solvent-free molding. In such embodiments, the core or the shell is made from a flowable material optionally comprising active ingredient. The flowable material may be an edible material that is flowable at a temperature between about 37*C 15 and 250 0 C, and that is solid, semi-solid, or can form a gel at a temperature between about -10 0 C and about 35'C. When it is in the fluid or flowable state, the flowable material may comprise a dissolved, dispersed, or molten component, and optionally a solvent such as for example water or organic solvents, or combinations thereof The solvent may be partially or substantially removed by drying. 20 In one embodiment, solvent-based or solvent-free molding is performed via thermal setting molding using the method and apparatus described in US patent 6,982,094, pages 57 to 63, the disclosure of which is incorporated herein by reference. In this embodiment, a core or shell is formed by injecting flowable form into a molding chamber. The flowable material preferably comprises a thermal setting material at a 25 temperature above its melting point but below the decomposition temperature of any active ingredient contained therein. The starting material is cooled and solidifies in the molding chamber into a shaped form (ie, having the shape of the mold). According to this method, the flowable material may comprise solid particles suspended in a molten matrix, for example a polymer matrix. The flowable material 30 may be completely molten or in the form of a paste. The flowable material may comprise an active ingredient dissolved in a molten material. The flowable material may comprise solid particles dispersed in a fluid carrier. Alternatively, the flowable material -21 may be made by dissolving a solid in a solvent, which solvent is then evaporated after the molding step. In another embodiment, solvent-based or solvent-free molding is performed by thermal cycle molding using the method and apparatus described in US patent 5 7,122,143, pages 27 to 51, the disclosure of which is incorporated herein by reference. Thermal cycle molding is performed by injecting a flowable material into a heated molding chamber. The flowable material may comprise active ingredient and a thermoplastic material at a temperature above the set temperature of the thermoplastic material but below the decomposition temperature of active ingredient. The flowable 10 material is cooled and solidifies in the molding chamber into a shaped form (ie, having the shape of the mold). In the thermal cycle molding method and apparatus of US patent 7,122,143 a thermal cycle molding module having the general configuration shown in Figure 3 therein is employed. The thermal cycle molding module 200 comprises a rotor 202 15 around which a plurality of mold units 204 are disposed. The thermal cycle molding module includes a reservoir 206 (see Figure 4) for holding flowable material. In addition, the thermal cycle molding module is provided with a temperature control system for rapidly heating and cooling the mold units. Figures 55 and 56 depict the temperature control system 600. 20 The mold units may comprise center mold assemblies 212, upper mold assemblies 214, and lower mold assemblies 210, as shown in Figures 26 to 28, which mate to form mold cavities having a desired shape, for instance of a core or a shell surrounding one or more cores. As rotor 202 rotates, opposing center and upper mold assemblies or opposing center and lower mold assemblies close. Flowable material, which is heated to 25 a flowable state in reservoir 206, is injected into the resulting mold cavities. The temperature of the flowable material is then decreased, hardening the flowable material. The mold assemblies open and eject the finished product. In one optional embodiment of the invention, the shell is applied to the dosage form using a thermal cycle molding apparatus of the general type shown in Figures 30 28A-C of US patent 7,122,143 comprising rotatable center mold assemblies 212, lower mold assemblies 210 and upper mold assemblies 214. Cores are continuously fed to the mold assemblies. Shell flowable material, which is heated to a flowable state in reservoir 206, is injected into the mold cavities created by the closed mold assemblies - 22 holding the cores. The temperature of the shell flowable material is then decreased, hardening it around the cores. The mold assemblies open and eject the finished dosage forms. Shell coating is performed in two steps, each half of the dosage forms being coated separately as shown in the flow diagram of Figure 28B of US patent 6,837,696 5 rotation of the center mold assembly. In one embodiment, the compression module of US patent 6,767,200, pages 16 to 27 may be employed to make the core, and the shell is applied to the core using a thermal cycle molding module as described above. A transfer device as described in US patent 6,742,646, pages 51 to 57, the disclosure of which is incorporated herein by 10 reference, may be used to transfer the cores from the compression module to the thermal cycle molding module. Such a transfer device may have the structure shown as 300 in Figure 3 of US patent 6,837,696. It comprises a plurality of transfer units 304 attached in cantilever fashion to a belt 312 as shown in Figures 68 and 69 of US patent 6,837,696. The transfer device rotates and operates in sync with the compression module and the 15 thermal cycle molding module to which it is coupled. Transfer units 304 comprise retainers 330 for holding cores as they travel around the transfer device. Suitable thermoplastic materials for use in or as the flowable material include both water soluble and water insoluble polymers that are generally linear, not crosslinked, and not strongly hydrogen bonded to adjacent polymer chains. The 20 WO 2004/028513 PCT/US2003/008897 23 thermoplastic material may be single materials, or may be mixtures of materials with solvent or plasticizer. Examples of suitable thermoplastic materials include those comprising water swellable cellulose derivatives, water insoluble cellulose derivatrives, thermoplastic vinyl polymers, thermoplastic starches, thermoplastic 5 polyalkalene glycols, thermoplastic polyalkalene oxides, and amorphous sugar-glass, and the like, and derivatives, copolymers, and combinations thereof. Examples of suitable thermoplastic water swellable cellulose derivatives include hydroxypropyl cellulose (HPC), hydroxypropylmethyl cellulose (HPMC), methyl cellulose (MC), and their combinations with water or other suitable solvents and/or plasticizers. 10 Examples of suitable thermoplastic water insoluble cellulose derivatives include cellulose acetate (CA), ethyl cellulose (EC), cellulose acetate butyrate (CAB), cellulose propionate, and their combinations with suitable organic solvents and/or plasticizers. Examples of suitable thermoplastic vinyl polymers include polyvinyl alcohol (PVA) and polyvinyl pyrrolidone (PVP). Examples of suitable thermoplastic 15 starches are disclosed for example in U.S. Patent No. 5,427,614. Examples of suitable thermoplastic polyalkalene glycols include polyethylene glycol. Examples of suitable thermoplastic polyalkalene oxides include polyethylene oxide having a molecular weight from about 100,000 to about 900,000 Daltons. Other suitable thermoplastic materials include sugar in the form on an amorphous glass such as that 20 used to make hard candy forms. It should be noted that, when used to make the shell, the flowable material must be a material readily soluble in gastrointestinal fluids, as described above. In those embodiments in which the shell is prepared using a solvent-free molding process, the shell typically comprises at least about 30 percent, e.g. at least 25 about 45 percent by weight of a thermal-reversible carrier. The shell may optionally further comprise up to about 30 weight percent total of various plasticizers, adjuvants and excipients. In those embodiments in which the shell is prepared using a solvent-based molding process, the shell typically comprises at least about 10 weight percent, e.g. at 30 least about 12 weight percent or at least about 15 weight percent or at least about 20 WO 2004/028513 PCT/US2003/008897 24 weight percent or at least about 25 weight percent of a film-former. The shell may again also optionally further comprise up to about 30 weight percent total of various plasticizers, adjuvants, and excipients. The total weight of the shell is preferably about 20 percent to about 400 5 percent of the total weight of the cores. In embodiments wherein the shell is prepared by a solvent-free molding process, the total weight of the shell is typically from about 50 percent to about 400 percent, e.g. from about 75 percent to about 400 percent, or about 100 percent to about 200 percent of the total weight of the cores. In embodiments wherein the shell is prepared by a solvent-based molding process, the 10 total weight of the shell is typically from about 20 percent to about 100 percent of the total weight of the cores. In embodiments in which the shell is applied to the core by molding, at least a portion of the shell surrounds the core such that the shell inner surface resides 15 substantially conformally upon the core outer surface. As used herein, the term "substantially conformally" shall mean that the inner surface of the shell has peaks and valleys or indentations and protrusions corresponding substantially inversely to the peaks and valleys of the outer surface of the core. In certain such embodiments, the indentations and protrusions typically have a length, width, height or depth in one 20 dimension of greater than 10 microns, say greater than 20 microns, and less than about 30,000 microns, preferably less than about 2000 microns. In those embodiments in which solvent-free molding is employed, the flowable material may comprise a thermal-reversible carrier. Suitable thermal reversible carriers for use in making a core, the shell or both by molding are 25 thermoplastic materials typically having a melting point below about 11 0 0 C, more preferably between about 20 and about 100*C. Examples of suitable thermal reversible carriers for solvent-free molding include thermplastic polyalkalene glycols, thermoplastic polyalkalene oxides, low melting hydrophobic materials, thermoplastic polymers, thermoplastic starches, and the like. Preferred thermal-reversible carriers 30 include polyethylene glycol and polyethylene oxide. Suitable thermoplastic WO 2004/028513 PCT/US2003/008897 25 polyalkylene glycols for use as thermal-reversible carriers include polyethylene glycol having molecular weight from about 100 to about 20,000, e.g. from about 100 to about 8,000 Daltons. Suitable thermoplastic polyalkalene oxides include polyethylene oxide having a molecular weight from about 100,000 to about 900,000 5 Daltons. Suitable low-melting hydrophobic materials for use as thermal-reversible carriers include fats, fatty acid esters, phospholipids, and waxes which are solid at room temperature, fat-containing mixtures such as chocolate; and the like. Examples of suitable fats include hydrogenated vegetable oils such as for example cocoa butter, hydrogenated palm kernel oil, hydrogenated cottonseed oil, hydrogenated sunflower 10 oil, and hydrogenated soybean oil; and free fatty acids and their salts. Examples of suitable fatty acid esters include sucrose fatty acid esters, mono, di, and triglycerides, glyceryl behenate, glyceryl palmitostearate, glyceryl monostearate, glyceryl tristearate, glyceryl trilaurylate, glyceryl myristate, GlycoWax-932, lauroyl macrogol 32 glycerides, and stearoyl macrogol-32 glycerides. Examples of suitable 15 phospholipids include phosphotidyl choline, phosphotidyl serene, phosphotidyl enositol, and phosphotidic acid. Examples of suitable waxes which are solid at room temperature include carnauba wax, spermaceti wax, beeswax, candelilla wax, shellac wax, microcrystalline wax, and paraffin wax. Suitable thermoplastic polymers for use as thermal-reversible carriers include thermoplastic water swellable cellulose 20 derivatives, thermoplastic water insoluble polymers, thermoplastic vinyl polymers, thermoplastic starches, and thermoplastic resins, and combinations thereof. Suitable thermoplastic water swellable cellulose derivatives include include hydroxypropylmethyl cellulose (HPMC), methyl cellulose (MC), carboxymethylcellulose (CMC), cross-linked hydroxypropylcellulose, hydroxypropyl 25 cellulose (HPC), hydroxybutylcellulose (HBC), hydroxyethylcellulose (HEC), hydroxypropylethylcellulose, hydroxypropylbutylcellulose, hydroxypropylethylcellulose, and salts, derivatives, copolymers, and combinations thereof. Suitable thermoplastic water insoluble polymers include ethylcellulose, polyvinyl alcohols, polyvinyl acetate, polycaprolactones, cellulose acetate and its 30 derivatives, acrylates, methacrylates, acrylic acid copolymers, and the like and derivatives, copolymers, and combinations thereof. Suitable thermoplastic vinyl polymers include polyvinylacetate, polyvinyl alcohol, and polyvinyl pyrrolidone WO 2004/028513 PCT/US2003/008897 26 (PVP). Examples of suitable thermoplastic starches for use as thermal-reversible carriers are disclosed for example in U.S. Patent No. 5,427,614. Examples of suitable thermoplastic resins for use as themal-reversible carriers include dammars, mastic, rosin, shellac, sandarac, and glcerol ester of rosin. In one embodiment, the thermal 5 reversible carrier for making a core by molding is selected from polyalkylene glycols, polyalkaline oxides, and combinations thereof. In embodiments in which the shell comprises an active ingredient intended to have immediate release from the dosage form, the shell is preferably prepared via solvent-free molding. In such embodiments a thermal-reversible carrier is employed 10 in the flowable material to make the shell, said thermal-reversible carrier preferably selected from polyethylene glycol with weight average molecular weight from about 1450 to about 20000, polyethylene oxide with weight average molecular weight from about 100,000 to about 900,000, and the like. In a preferred embodiment of the invention, the shell is applied to the core by 15 enrobing. In enrobing methods, cast films are applied to opposite sides of a core, i.e., a compressed tablet, using rotating dies, and are sealed together in an essentially edge-to-edge manner at a seal line that extends around the core at a desired place. The dies are positioned such that the surfaces are in abutting relationship with one another, thereby forming a nip in between. Each of the dies has a series of matching 20 recesses on its circumferential surface. As the dies rotate, the films are joined and fused together at the nip between the dies where a pair of matching recesses form a pocket into which a core is dropped by a metered feed mechanism. As the dies continue to rotate, the core urges the films into the interior of the recesses in the dies, and the core is thereby securely enveloped and enrobed by the films, while the films 25 continue to be joined about the core by the dies. Simultaneously with the fusing of the films about the core, the enrobed core is pinch cut from the films by the rotary dies, whereupon it separates from the films in the form of an individual enrobed dosage form. Useful enrobing methods and apparatuses are described for example in U.S. 30 Patent Nos. 5,146,730 and 5,459,983, the disclosures of which are incorporated herein WO 2004/028513 PCT/US2003/008897 27 by reference. Referring to the '730 patent and Figure 13 in particular, cast films 36 and 37 are formed on rotating casting drums 42 and 43, which are cooled by a coolant. The films are fed through a series of rotating drums to drum-like dies 38 and 39, which rotate synchronously with one another. Dies 38 and 39 are symmetrically 5 disposed relative to one another about a functional center plane 54 of the overall enrobing apparatus. Films 36 and 37 contact each other at the nip between dies 38 and 39. Here, the cores are enrobed with coating, and the two films are sealed together and cut. Specifically, a web is created as films 36 and 37 converge and are squeezed 10 together. The films self-adhere together. After emerging from between dies 38 and 39, the web containing the enrobed cores passes between a pair of mangle rolls 63. The web is stretched, and the enrobed cores self separate and drop into product receptacles 65. Referring to Figure 20 of the '730 patent, each die 38, 39 has a plurality of 15 recesses 108, which cooperate with corresponding recesses in the other die. The cavities of these recesses are shaped to receive a single core. The cavities are defined by ribs 109 that close together to cut the enrobed cores from the web. Teeth 115 on the edges of the dies 38, 39 grip the films 36, 37. The enrobed cores can be washed and dried, and optionally further processed 20 as desired. In another embodiment, the shell is again applied to the core by enrobing, however the films used to make the shell each comprise visually distinct portions, for example stripes. The films are applied by the enrobing method described in commonly assigned, copending U.S. Application Serial Nos. [MCP 25 301 and MCP3161. Referring generally to Figures 9-11 therein, the film casting apparatus 30 for this method of enrobing comprises a casting drum 34, the exterior surface 36 of which is cooled to at least partially solidify coating materials coming into contact therewith. A multi-chamber slit extruder 38 deposits film onto the casting drum 34. The extruder 38 comprises partitions 58, 60, 62 that divide the 30 interior 44 into four chambers 64, 66, 68, 70. The chambers 64, 66, 68, 70 can each WO 2004/028513 PCT/US2003/008897 28 contain visually different coating materials, i.e., different colored coating materials. Each partition has a tapered blade edge 94, 96, 98 to control the flow of coating material onto the casting drum 34. The coating materials are supplied to the chambers from for example feeder pipes 72, 74. An open slit 78 is located at the bottom of the 5 slit extruder 38. Slit 78 communicates with each chamber 64, 66, 68, 70. The slit extruder is heated to heat the coating materials to a flowable state, which depending on the material may be in the range of about 40 to 250" C. Referring to Figures 14-16 of the [MCP 301] application, an enrobing apparatus 102 for use with cast films having visually distinct portions similar to that 10 described in U.S. Patent Nos. 5,146,730 and 5,459,983 may be used. In particular, cast films 32, 32' are moved in a continuous manner, by a series of rollers 106, 108, 110, 106', 108', 110' toward a pair of coacting rotary dies 112, 112', which are positioned symmetrically on either side of the central plane of symmetry 104 of the apparatus 102. The rotary dies 112, 112' rotate on their axes of rotation AR, AR', 15 respectively, thereby forming a nip in between. The nip between the rotary dies 112, 112' lies in the aforesaid central plane of symmetry 104 and the striped films 32, 32' are passed therethrough. , The enrobing apparatus 102 also includes a core dispensing means 118, which holds a supply of cores 10 and dispenses them to the nip in a timed manner. The core 20 dispensing means 118 is also aligned with the central plane of symmetry 104. The core dispensing means 118 orients and dispenses each core 10 such that the core 10 simultaneously contacts the contact surfaces 32a, 32a' of the converging striped films 32, 32' as the core 10 enters the nip, with its transverse plane of symmetry 16 lying in the central plane of symmetry 104 of the enrobing apparatus 102, and the color 25 transitions 92a, 92a' of the films 32, 32', respectively, lying in the conjugate plane of symmetry 18 of the core 10. The films 32, 32' are then stretched around the opposite sides of each core 10 symmetrically. Figure 15 of the [MCP 301] application shows the proper positioning of the cores 10 in between the striped films 32, 32' as they enter the nip 30 between the dies 112, 112' and relative to the color transitions 92a, 92b, 92c, 92a', WO 2004/028513 PCT/US2003/008897 29 92b', 92c' of each film 32, 32'. All of the color transitions 92a, 92b, 92c, 92a', 92b', 92c' are aligned with the conjugate plane of symmetry 16 of a corresponding core 10. Furthermore, the enrobing apparatus 102 preferably includes registering means 120 (shown schematically in Figure 14 of the [MCP 301] 5 application) for ensuring that the colored stripes (not shown) of the films 32, 32' are properly aligned with one another prior to passage between the rotary dies 112, 112'. The registering means 120 also ensures that the positions of the dispensed cores 10 are appropriate relative to the color transitions 92a, 92b, 92c, 92a', 92b', 92c', such that the transition between the colors on the resulting products 122 are properly 10 matched with one another and the conjugate plane of symmetry 18 of each core 10. An enlarged schematic perspective view of the drum-like rotary dies 112, 112' is provided in Figure 16 of the [MCP 301] application. The rotary dies 112, 112' are substantially identical to one another, each having an exterior circumferential surface 124, 124' with a series of recesses 126, 126' thereon. Each 15 recess 126, 126' is arranged such that its length 130, 130' is aligned parallel to the axis of rotation AR, AR' of its respective rotary die 112, 112'. Each recess 126 on one die 112 cooperates with a corresponding recess 126' on the other die 112'. In addition, the number of rows of recesses 126, 126' should correspond to the number of color transitions 92a, 92b, 92c, 92a', 92b', 92c' between the stripes 84, 86, 88, 90, 20 '84', 86', 88', 90' on the striped films 32, 32', respectively, that pass between the dies 112, 112'. The orientation of the striped films 32, 32' as they pass between the rotary dies 112, 112' is such that, for example, red stripes 84, 88 of one film 32 are matched with the red stripes 84', 88' of the other film 32' and yellow stripes 86, 90, 86', 90' of 25 each film 32, 32', respectively, are similarly matched with one another. The registering means 120 of the enrobing apparatus 102 may be used to facilitate the orientation of the films 32, 32' such that the matching and alignment of the color transitions of each film are improved. As the rotary dies 112, 112' rotate, the cores 10 are dispensed to the nip 30 between the dies 112, 112' such that they are oriented with their lengths aligned WO 2004/028513 PCT/US2003/008897 30 parallel to the axes of rotation AR, AR' of the dies 112, 112' and each core 10 is thereby properly aligned to be received between a pair of coacting recesses 126, 126'. The rotary dies 112, 112' continue to rotate and the films 32, 32' are sealed to each other by the raised rims 128, 128' of the coacting recesses 126, 126', around the core 5 10 thereby forming a film seam 134, which lies in the transverse plane of symmetry 16 of the core 10. The raised rims 128, 128' also cut through the bonded films 32, 32', at the film seam 134 around each enrobed core 10, thereby releasing the enrobed core products 122, from the bonded films 32, 32'. The film seam 134 created may comprise abutting film edges. It is also 10 possible to have a film seam 134 wherein the cut edge of one film 32 slightly overlaps the cut edge of the other film 32' by an amount approximately equal to the thickness of the films 32, 32'. Alternatively, the film seam 134 could be formed such that the cut edges of the films 32, 32' are aligned with one another about the core 10, but are spaced apart slightly by a distance that is approximately equal to the thickness of the 15 films 32, 32'. If aesthetically desired, the films 32, 32' may be aligned such that the resulting products 122 have a film seam 134 wherein a stripe of one color (for example, a red stripe 84) (or visual distinction) of one film 32 abuts or overlaps a stripe of another color (for example, a yellow stripe 90') (or visual distinction) of the other film 32' to 20 form a product 122 having a "checkerboard pattern", i.e., having four quadrants of alternating red and yellow colors (or other visual distinctions). Figures 17-19 of the [MCP 301] -- application depict an alternative film casting apparatus 136 for use with enrobing processes. The alternative film casting apparatus 136 includes film receiving means, such as a 25 conventional metal casting belt 140 that is mounted onto two rotating drums 142, 144, for receiving the fihn 138 being cast thereon. The rotating drums 142, 144 rotate, thereby causing the casting belt 140 to move in the directions indicated by the arrows J and K. A warming plate 148 may be positioned adjacent to the casting belt 140 to warm the casting belt 140 prior to casting film thereon. A cooling plate 150 is WO 2004/028513 PCT/US2003/008897 31 positioned adjacent to the casting belt 140 to cool the casting belt 140 after film is cast thereon. The alternative film casting apparatus 136 further includes film depositing means, such as a reciprocating multi-chamber slit extruder 146, for depositing the film 5 138, in a semi-continuous manner, onto the casting belt 138. As with the slit extruder 38 discussed above, the reciprocating slit extruder 146 includes interior partitions 152, 154, 156 that form interior chambers 158, 160, 162, 164 for holding visually distinct coating material 166, 168 therein. A slit 170 is also provided, through which the coating materials 166, 168 flow out of the chambers 158, 160, 162, 164 and onto the 10 casting belt 140, thereby creating a striped film 138. The reciprocating slit extruder 146 also includes supply means, such as feeder pipes 182, 184 for supplying the coating materials 166, 168 to each of the chambers 158, 160, 162, 164 and flow control means, such as a slidable gate 180 for controlling the flow of the coating materials 166, 168 from the chambers 158, 160, 162, 164. 15 Each of the interior partitions 152, 154, 156 of the reciprocating slit extruder 146 has stripe control means, such as a tapered blade edge, to control the flow of the coating materials 166, 168 exiting the chambers 158, 160, 162, 164. One notable difference between the slit extruder 38 described above and the present reciprocating slit extruder 146 is that reciprocating slit extruder 146 is connected to a conventional 20 motor such that it moves reciprocatingly in the directions indicated by arrow M in Figure 18 of the [MCP 301] - application. Initially, feeder pipes 182, 184 supply coating materials 166, 168 of two colors, such as red and yellow, respectively, to alternate chambers 158, 160, 162, 164, respectively, of the reciprocating slit extruder 146. Within chambers 158, 160, 162, 25 164 the coating materials 166, 168 become or are maintained as liquid and flowable. Cooling plate 150 at least partially solidifies the coating material 166, 168 upon physical contact with the surface of the casting belt 140 to form the transversely striped film 138. After the coating materials 166, 168, the warming plate 148 and the cooling 30 plate 150 have attained their desired temperatures, a portion 198 of the casting belt WO 2004/028513 PCT/US2003/008897 32 140 is warmed by the warming plate 148 and is then advanced by the rotating drums 142, 144 to a position underneath the reciprocating slit extruder 146. The slidable gate 180 is then moved to a position which opens the slit 170 to the thickness that is desired for the striped film 138. While the rotating drums 142, 144 and the casting 5 belt 140 remain stationary, the coating materials 166, 168 flow out of the chambers 158, 160, 162, 164, along the tapered blade edges (not shown), through the slit 170 and onto the warmed portion 198 of the casting belt 140, which briefly maintains the coating material 166, 168 in a substantially liquid, flowable state. Simultaneously with the flow of the coating materials 166, 168 onto the 10 casting belt 140, the reciprocating slit extruder 146 is moved from a first position 194 to a second position 196, where it is temporarily halted. As soon as the reciprocating slit extruder 146 reaches its second position 196, the slidable gate 180 is moved to a closed position, thereby blocking the slit 170 and temporarily halting the flow of coating materials 166, 168, which results in the formation of a film segment 200. The 15 film segment 200 has alternating, transversely oriented red stripes 172, 176 and yellow stripes 174, 178 with straight and consistent color transitions 186, 188, 190 therebetween. Next, the casting belt 140 is moved by the rotating drums 142, 144, such that the film segment 200 is moved, and a newly warmed portion of the casting belt 140 is 20 positioned beneath the reciprocating slit extruder 140. The first film segment 200 is cooled while the second film segment is cast onto the casting belt 140. When it is desired to cast a subsequent film segment, with the reciprocating slit extruder 146, now in its second position 196, and the casting belt 140 held stationary, the slidable gate 180 is again moved to a position which opens the slit 170 25 by an amount that is equal to the thickness desired for the striped film 138. As coating materials 166, 168 flow out onto the casting belt 140, the reciprocating slit extruder 146 is moved from its second position 196 back to its first position 194, where it is again temporarily halted. As the coating materials 166, 168 are being cast onto the casting belt 140, the first edge of the new film segment will meet and bond 30 with the second edge 204 of the first film segment 200. After the reciprocating slit WO 2004/028513 PCT/US2003/008897 33 extruder 146 returns to its first position 194, the slidable gate 180 is again moved to its closed position, thereby blocking the slit 170 and temporarily halting the flow of coating materials 166, 168, which results in the creation of a new film segment that is bonded to the first film segment 200. 5 The foregoing process steps are repeated continuously, resulting in a film casting process that is semi-continuous and which produces a continuous ribbon of transversely striped film 138. The transversely striped film 138 is continuously removed from the casting belt 140 by a scraper or other device and then fed into the rotary die enrobing apparatus 102 for enrobing cores 10 as described above. 10 However, because the alternative film casting apparatus 136 produces film 138 having stripes that are transversely oriented, rotary dies 208, 208' have recesses 210, 210' which are oriented such that their lengths are aligned perpendicularly to the axes of rotation of their respective rotary dies. In addition, the core dispensing means used herewith orients and dispenses each core 10 to the nip between the dies 208, 208' end 15 first, i.e., such that one of the ends 12, 14 of each caplet 10 simultaneously contacts the converging films 138, 138' as the core 10 enters the nip. Figures 22-30 of the [MCP 301] application are directed to an alternative enrobing apparatus for making films with visually distinct portions, which includes the alternative film casting apparatus 136 described above. A transversely 20 striped film is fed, along with cores, into the alternative enrobing apparatus to produce bi-colored products, each having a film seam that only partially circumscribes the core and which lies in a reference plane that is different from the reference plane in which the color transition of the product lies. The alternative enrobing apparatus includes a conveyor system 220 that 25 comprises a series of horizontally-oriented rollers 222 and pairs of rollers, 224, 226, 228 for supporting and conveying the transversely striped film 138. A core dispensing means 230 is positioned above the conveyor system 220 and the film 138 for the purpose of dispensing cores 10 onto the film 138 in the required orientation with respect to the color transitions 186, 188, 190. The core dispensing means 230 30 includes slat feeders 234, 236 that orient the cores as required for proper positioning WO 2004/028513 PCT/US2003/008897 34 onto the film 138. The core dispensing means 230 further includes a core positioning slat 238 and a core plunger 240 positioned above the positioning slat 238. Cores 10 are fed from hopper 232, through the slat feeders 234, 236, to the positioning slat 238. The cores 10', 10", 10' are lined up, end 12 to end 14 and, 5 thereby, each core is moved along the positioning slat 238 in a substantially continuous manner by the core behind it. When a core 10' is pushed beyond the support rails 248, 250 and is no longer supported thereby, and when the position of a color transition 186 of the film 138 lies in the conjugate plane of symmetry 18' of core 10', a registering means 242 signals a motor, which moves the plunger 240 up 10 and down until the core 10' contacts and rests upon the film 138. When plunger 240 reaches its uppermost position, it momentarily stops until the next core 10" is moved beyond support rails 248, 250 contained within the positioning slat 238. The foregoing events are repeated continuously as long as cores 10 are fed and moved through the positioning slat 238. 15 The beginning portion of the conveyor system 220, i.e., the portion that is located between the alternative film casting apparatus 136 and a short distance on the opposite side of the core positioning slat 238, is comprised of horizontally-oriented rollers 222. Film 138 is moved by the horizontally-oriented rollers 222 along this beginning portion. The remaining portion of the conveyor system 220, which is 20 located between a short distance past the positioning slat 238 and the rotary dies 260, 262, is comprised of pairs of rollers 224, 226, 228. As shown schematically in Figure 26 of the [MCP 301] application, the individual rollers of sequential pairs of rollers 224, 226, 228 are gradually and sequentially pivoted upward from the horizontal plane, in increments of about 10 degrees for each successive pair of rollers 25 224, 226, 228, starting proximate to the positioning slat 238. Accordingly, as the film 138 approaches the rotary dies 260, 262, the film 138 is folded longitudinally about the cores 10. The rotary dies 260, 262 rotate and cooperate with one another to form a nip therebetween, into which the cores 10 and the film 138 are fed. Likewise, each of the 30 dies 260, 262 have recesses 282, 284, arranged circumferentially in a row on the WO 2004/028513 PCT/US2003/008897 35 surface of each die 260, 262. The recesses 282, 284 each have raised rims for sealing and cutting the bonded film 138 about the cores 10, thereby enrobing the cores 10. The rotary dies 260, 262 however, are oriented such that they rotate in the horizontal plane, rather than in the vertical plane as do the previously discussed rotary dies 112, 5 112', 208, 208'. Furthermore, when the cores 10 are fed into the nip, the film 138 is folded and partially bonded about them. Furthermore, the partially enrobed cores 10 are fed successively, i.e., one-by-one, into the nip between the dies 260, 262. The shell may also be applied to the core using a vacuum forming apparatus. Commonly assigned, copending U.S. Patent Application Serial Nos. [MCP 301 and 10 MCP 316] disclose such apparatuses. With reference to Figures 31-44 of the [MCP 301] application, a vacuum forming apparatus 292 includes a first plurality of individual porous platens 294, a first conveyor system 296 and a second conveyor system 298. The first and second conveyor systems 296, 298 are arranged in series with one 15 another, thereby creating a single path along which the porous platens 294 are moved in semi-continuous fashion. The first and second conveyer systems 296, 298 are provided with conventional vacuum sources that apply a vacuum to each of the porous platens 294 while they are moved along the apparatus. The vacuum forming apparatus 292 further includes a second plurality of 20 individual porous platens 304 and a third conveyor system 306 that moves porous platens 304 along a second path, which is shown by the arrow GG in Figure 31. The third conveyor system 306 is positioned between the first and second conveyor systems 296, 298. A rotating mechanism 308 is also positioned between the first and second 25 conveyor systems 296, 298. The rotating mechanism 308 simultaneously holds together two of platens, i.e., one platen 294 and a corresponding platen 304, and rotates them together, such that the platen 304, first on top, is inverted and positioned on the bottom.
WO 2004/028513 PCT/US2003/008897 36 Each porous platen 294, 304 has at least one recess 310, 312, respectively, sized and shaped to temporarily but snugly receive therein a core 10 to be enrobed. It is possible to achieve multi-colored enrobed products having color transitions oriented in a variety of different ways using different combinations of the 5 platens with transversely and longitudinally striped films. However, within a particular vacuum forming apparatus, the orientation of the recesses 310, 312 in all of the platens 294, 304 must be longitudinal, or, alternatively, the orientation of the recesses 310, 312 in all of the platens 294, 304 must be transverse (or otherwise aligned with the orientation of the stripes on the films). 10 The vacuum forming apparatus 292 further includes a first pair of rollers 338, 340 having a film 342 mounted thereon. The first pair of rollers 338, 340 is positioned proximate to the first conveyor system 296 such that the first film 342 is suspended above the first plurality of porous platens 294. A second pair of rollers 344, 346 having a second film 348 mounted thereon is positioned proximate to the 15 second conveyor system 298 such that the second film 348 is also suspended above the first plurality of porous platens 294 The vacuum forming apparatus 292 also includes a first registering device 350 positioned proximate to the first conveyor system 296 for properly positioning the first film 342 relative to a core 10 that is positioned within the recess 310 of the 20 porous platen 294. A second registering device 352 is positioned proximate to the second conveyor system 298 for properly positioning the second film 348 relative to a partially enrobed core 10 that is positioned within the recess 310 of another of the porous platens 294. The vacuum forming apparatus 292 also includes a first ring press 354 and a 25 first film cutter 356 that are positioned proximate to the first conveyor system 296 and move in a reciprocating fashion. Additionally, a second ring press 358 and a second film cutter 360 are positioned proximate to the second conveyor system 298. The first and second ring presses 354, 358 each have an open configuration, such as an 0 shape or an oval shape, as viewed from above, such that there is formed a passageway 30 362, 364, respectively, therethrough. Each of the ring presses 354, 358 also has a WO 2004/028513 PCT/US2003/008897 37 contacting edge 366, 368, respectively, configured to contact the first and second films 342, 348, respectively, without damaging them. Each of the ring presses 354, 358 is sized and shaped such that the contacting edges 366, 368 circumscribe a core 10 therein. 5 The first and second film cutters 356, 360 each have a recess 370, 372, respectively, that is sized and shaped to receive therein a portion of a partially enrobed core 10 which already has a film coating applied thereto. The first film cutter 356 is oriented to face the porous platen 294 positioned thereunder, while the second film cutter 360 is oriented to face the porous platen 304 positioned thereunder. The 10 first and second film cutters 356, 360 also move reciprocatingly. The first film 342 is mounted onto a first pair of rollers 338, 340 and stretched therebetween, such that the first film 342 is positioned between the first conveyor system 296 and the first plurality of porous platens 294 on one side, and the first ring press 354 and the first film cutter 356 on the other side. Similarly, the second film 15 348 is mounted onto a second pair of rollers 344, 346 and stretched therebetween, such that the second film 348 is positioned between the second conveyor system 298 and the first plurality porous platens 294 on one side, and the second ring press 360 and the second film cutter 362 on the other side. Initially, the first, second and third conveyor systems 296, 298, 306 are set 20 into motion, thereby moving the porous platens 294, 304 in the directions indicated by the arrows EE, FF, GG, respectively, in Figure 31 of the [MCP 301] application. The first conveyor system 296 moves one of the porous platens 294 to a position that is immediately prior to the first station 378. A core 10 is placed into the recess 310 of this porous platen 294 and held firmly in the recess 310 by the 25 aforementioned vacuum, which is continuously applied to the platen 294 and all others on the conveyor 298, by a first vacuum source 300. Platen 294 is next moved by the first conveyor system 296 to the first station 378. Movement of the platen 294 ceases temporarily when the first registering device 350 confirms that the core 10 is properly positioned. While the platen 294 is 30 momentarily stationary, hot air is blown through the first ring press 354, thereby WO 2004/028513 PCT/US2003/008897 38 softening the first film 342 to a formable state. The first ring press 354 is then moved, such that the contacting edge 366 of the first ring press 354 presses the first film 342 onto the working surface 314 of the platen 294 and into contact with the top half of the core 10. 5 The heated first film 342 is simultaneously pulled onto the core 10 and thereby made to conform to the shape of the top half of the core 10 by the aforementioned vacuum. Thereafter, the first ring press 354 is retracted and platen 294 is moved to the second station 380, where it is temporarily stopped. While the platen 294 and the core 10 are temporarily stationary, cold air is blown onto the first film 342 and core 10 10, thereby cooling and molding the first film 342 into conformity with the top half of the core 10. Referring to Figures 36-44 of the [MCP 301] application, after sufficient time has passed to cool and mold the first film 342 onto the core 10, the platen 294 and partially enrobed core 10 are moved a predetermined distance by the 15 first conveyor system 296 to the third station 382 of the vacuum forming apparatus 292 and temporarily halted there such that the partially enrobed core 10 is aligned with the recess 370 and the cutting edge 374 of the first film cutter 356. The first film cutter 356 is moved until the partially enrobed core 10 is received snugly within the recess 370 and the tapered cutting edge 374 contacts and cuts through the first film 20 342 closely around the perimeter of the partially enrobed core 10. The first film cutter 356 is then moved away from the platen 294. The platen 294 and partially enrobed core 10 are next moved to the fourth, or rotating, station 384 of the vacuum forming apparatus 292 and, again, temporarily stopped, whereupon the partially enrobed core 10 is transferred to one of the platens 25 304, as follows. The third conveyor system 306 moves one of the platens 304 into position at the rotating station 384, such that it is inverted relative to the platen 294 carrying the partially enrobed core 10 thereon. After the platen 294 is moved a predetermined distance, such that the partially enrobed core 10 is aligned with the recess 312 of the inverted platen 304, the first conveyor system 296 holds the platen 30 294 and partially enrobed core 10 temporarily stationary at the rotating station 384.
WO 2004/028513 PCT/US2003/008897 39 The platen 304 is then moved toward the partially enrobed core 10 until the partially enrobed core 10 is held within the recesses 310, 312 of both of the platens 294, 304 (as shown in Figures 31 and 40 of the [MCP 301] - application). The vacuum being applied to the porous platen 294 is discontinued and the platens 294, 5 304 are rotated with the partially enrobed core 10 therebetween, whereupon the platen 294 holding the core 10 is inverted, and the platen 304 is moved into a right-side-up position. The now inverted platen 294 is now moved away from the right-side-up platen 304 and becomes one of the platens 304 moving along the path shown by the arrow GG in Figure 31 of the [MCP 301] -- application. The right-side-up 10 platen 304 is next moved onto the second conveyor system 298 and becomes one of the platens 294 moving along the path shown by the arrows EE, FF in Figure 31 of the [MCP 301] - application. Next, a vacuum is applied to partially enrobed core 10, thereby holding the partially enrobed core 10 within the recess 310 of the platen 294, which is now moving on the second conveyor system 298, such that the 15 uncovered portion of the partially enrobed core 10 is exposed. Platen 294 and partially enrobed core 10 are moved by the second conveyor system 298 to the fifth station 386 of the vacuum forming apparatus 292. Movement of the platen 294 ceases temporarily when the second registering device 352 confirms that the partially enrobed core 10 is properly positioned relative to the second film 20 248. While the platen 294 is momentarily stationary, hot air is blown through the second ring press 358 to soften the second film 348 to a formable state. The second ring press 358 is then moved such that the contacting edge 368 of the second ring press 358 contacts and presses the second film 348 onto the working surface 314 of the platen 294 and into contact with the uncovered portion of the partially enrobed 25 core 10. The heated second film 248 is then pulled onto the core 10 by a vacuum applied by the second vacuum source 302, thereby conforming the second film 248 to the shape of the uncovered portion of the core 10. Thereafter, the second ring press 358 is retracted and the platen 294, having the enrobed core 10 held in its recess 310 30 by the vacuum, is now moved to the sixth station 388 and temporarily stopped there. It is noted that, as shown in Figure 42 of the [MCP 301] application, the WO 2004/028513 PCT/US2003/008897 40 second film 348 partially overlaps the cut edge of the first film 342 that has already been applied to the core 10. While the platen 294 and the core 10 are temporarily stationary, cold air is now blown onto the second film 248 and core 10, thereby cooling and molding the second film 348 into conformity with the core 10. 5 After sufficient time has passed to cool and mold the second filn 348 onto the core 10, the platen 294 and the enrobed core 10 are moved a predetermined distance by the second conveyor system 298 to the seventh station 390 of the vacuum forming apparatus 292 and temporarily halted there such that the enrobed core 10 is aligned with the recess 372 and the cutting edge 376 of the second film cutter 360. The 10 second film cutter 360 is moved until the enrobed core 10 is received snugly within the recess 372 and the cutting edge 376 contacts and cuts through the second film 248 closely around the perimeter of the enrobed core 10. The second film cutter 360 is then moved away from the platen 294. The platen 294 and fully enrobed core 10 are moved by the second conveyer 15 system 298 away from the seventh station 390. After the platen 294 and enrobed core 10 are past the seventh station 390, the vacuum being applied to the platen 294 is ceased, thereby releasing the enrobed product 404 from the recess 310. Alternatively, platens having recesses that are each circumscribed by a raised cutting ridge capable of cleanly cutting the first and second films 342, 348 may be 20 used. Alternatively, instead of first placing the caplet 10 into the recess 310 of the first platen 294, the first film 342 could be laid across a first platen and then warm air could be blown onto the first film 342 to soften it to a formable state. Then, a vacuum could be applied through the platen to pull the first film 342 into the recess and conform it thereto. Thereafter, the core 10 could be placed into the recess 310 and 25 cool air blown onto the platen 294, first film 342 and core, to mold the first film 342 into conformity with the core 10. The second film 348 would then be placed onto the platen, on top of the core 10, and wanna air blown onto the second film 348 to soften it to a formable state. Another platen would then be moved into contact with the second film 348, pressing the second film 348 against the core 10 and the first platen 294, 30 thereby, conforming the second film 348 to the contour of the core 10. Cool air WO 2004/028513 PCT/US2003/008897 41 would then be blown onto the second film 348, thereby molding the second film 348 onto the caplet 10. Lastly, the raised cutting edges of the recesses may cut through both of the first and second films 342, 348, thereby releasing enrobed products. It is noted that the hot and cold air temperature ranges, as well as the vacuum 5 pressure ranges, are within the knowledge of those skilled in the art. In embodiments in which the shell is applied to the core by spraying, dipping, enrobing, or molding, the shell is preferably applied to the core in the form of a flowable material. The flowable material may comprise a dissolved, dispersed, or molten component, and optionally a solvent or fluid carrier component that may 10 optionally be removed during processing, for example by drying. Regardless of the method by which it is applied, the finished shell, and accordingly the flowable material for making the shell, preferably comprises a film former. Optionally, the shell or readily soluble shell portion of the present invention may further comprise one or more thickeners, and various adjuvants and/or excipients as known in the art. 15 Any film former known in the art is suitable for use in the flowable material. Examples of suitable film formers include, but are not limited to, film-forming water soluble polymers, film-forming proteins, film-forming water insoluble polymers, and film-forming pH-dependent polymers. In one embodiment, the film former may be selected from cellulose acetate, ammonio methacrylate copolymer type B, shellac, 20 hydroxypropylmethylcellulose, and polyethylene oxide, and combinations thereof. Suitable film-forming water soluble polymers include water soluble vinyl polymers such as polyvinylalcohol (PVA); water soluble polycarbohydrates such as hydroxypropyl starch, hydroxyethyl starch, pullulan, methylethyl starch, carboxymethyl starch, pre-gelatinized starches, and film-forming modified starches; 25 water swellable cellulose derivatives such as hydroxypropyl cellulose (HPC), hydroxypropylmethyl cellulose (HPMC), methyl cellulose (MC), hydroxyethylmethyleellulose (HEMC), hydroxybutylmethylcellulose (HBMC), hydroxyethylethylcellulose (HEEC), and hydroxyethylhydroxypropylmethyl cellulose (HEMPMC); water soluble copolymers such as methacrylic acid and methacrylate 30 ester copolymers, polyvinyl alcohol and polyethylene glycol copolymers, WO 2004/028513 PCT/US2003/008897 42 polyethylene oxide and polyvinylpyrrolidone copolymers; and derivatives and combinations thereof. Suitable film-forming proteins may be natural or chemically modified, and include gelatin, whey protein, myofibrillar proteins, coaggulatable proteins such as 5 albumin, casein, caseinates and casein isolates, soy protein and soy protein isolates, zein; and polymers, derivatives and mixtures thereof. Suitable film-forming water insoluble polymers, include for example ethylcellulose, polyvinyl alcohols, polyvinyl acetate, polycaprolactones, cellulose acetate and its derivatives, acrylates, methacrylates, acrylic acid copolymers; and the 10 like and derivatives, copolymers, and combinations thereof. Suitable film-forming pH-dependent polymers include enteric cellulose derivatives, such as for example hydroxypropyl methylcellulose phthalate, hydroxypropyl methylcellulose acetate succinate, cellulose acetate phthalate; natural resins, such as shellac and zein; enteric acetate derivatives such as for example 15 polyvinylacetate phthalate, cellulose acetate phthalate, acetaldehyde dimethylcellulose acetate; and enteric acrylate derivatives such as for example polymethacrylate-based polymers such as poly(methacrylic acid, methyl methacrylate) 1:2, which is commercially available from Rohm Pharma GmbH under the tradename, EUDRAGIT S, and poly(methacrylic acid, methyl methacrylate) 1:1, which is commercially 20 available from Rohm Pharma GmbH under the tradename, EUDRAGIT L, and the like, and derivatives, salts, copolymers, and combinations thereof. One suitable hydroxypropylmethylcellulose compound for use as a thermoplastic film-forming water soluble polymer is "HPMC 2910", which is a cellulose ether having a degree of substitution of about 1.9 and a hydroxypropyl molar 25 substitution of 0.23, and containing, based upon the total weight of the compound, from about 29% to about 30% methoxyl groups and from about 7% to about 12% hydroxylpropyl groups. HPMC 2910 is commercially available from the Dow Chemical Company under the tradename METHOCEL E. METHOCEL E5, which is one grade of HPMC-2910 suitable for use in the present invention, has a viscosity of 30 about 4 to 6 cps (4 to 6 millipascal-seconds) at 20'C in a 2% aqueous solution as WO 2004/028513 PCT/US2003/008897 43 determined by a Ubbelohde viscometer. Similarly, METHOCEL E6 , which is another grade of HPMC-2910 suitable for use in the present invention, has a viscosity of about 5 to 7 cps (5 to 7 millipascal-seconds) at 20'C in a 2% aqueous solution as determined by a Ubbelohde viscometer. METHOCEL El5, which is another grade of 5 HPMC-2910 suitable for use in the present invention, has a viscosity of about 15000 cps (15 millipascal-seconds) at 20*C in a 2% aqueous solution as determined by a Ubbelohde viscometer. As used herein, "degree of substitution" meand the average number of substituent groups attached to a anhydroglucose ring, and "hydroxypropyl molar substitution" meand the number of moles of hydroxypropyl per mole 10 anhydroglucose. One suitable polyvinyl alcohol and polyethylene glycol copolymer is commercially available from BASF Corporation under the tradename KOLLICOAT IR. As used herein, "modified starches" include starches that have been modified 15 by crosslinking, chemically modified for improved stability or optimized performance, or physically modified for improved solubility properties or optimized performance. Examples of chemically-modified starches are well known in the art and typically include those starches that have been chemically treated to cause replacement of some of its hydroxyl groups with either ester or ether groups. 20 Crosslinking, as used herein, may occur in modified starches when two hydroxyl groups on neighboring starch molecules are chemically linked. As used herein, "pre gelatinized starches" or "instantized starches" refers to modified starches that have been pre-wetted, then dried to enhance their cold-water solubility. Suitable modified starches are commercially available from several suppliers such as, for example, A.E. 25 Staley Manufacturing Company, and National Starch & Chemical Company. One suitable film forming modified starch includes the pre-gelatinized waxy maize derivative starches that are commercially available from National Starch & Chemical Company under the tradenames PURITY GUM and FILMSET, and derivatives, copolymers, and mixtures thereof. Such waxy maize starches typically contain, based 30 upon the total weight of the starch, from about 0 percent to about 18 percent of amylose and from about 100% to about 88% of amylopectin.
WO 2004/028513 PCT/US2003/008897 44 Other suitable film forming modified starches include the hydroxypropylated starches, in which some of the hydroxyl groups of the starch have been etherified with hydroxypropyl groups, usually via treatment with propylene oxide. One example of a suitable hydroxypropyl starch that possesses film-forming properties is available from 5 Grain Processing Company under the tradename, PURE-COTE B790. Suitable tapioca dextrins for use as film formers include those available from National Starch & Chemical Company under the tradenames CRYSTAL GUM or K 4484, and derivatives thereof such as modified food starch derived from tapioca, which is available from National Starch and Chemical under the tradename PURITY 10 GUM 40, and copolymers and mixtures thereof. Any thickener known in the art is suitable for use in the flowable material of the present invention. Examples of such thickeners include but are not limited to hydrocolloids (also referred to herein as gelling polymers), clays, gelling starches, and crystallizable carbohydrates, and derivatives, copolymers and mixtures thereof. 15 Examples of suitable hydrocolloids (also referred to herein as gelling polymers) such as alginates, agar, guar gum, locust bean, carrageenan, tara, gum arabic, tragacanth, pectin, xanthan, gellan, maltodextrin, galactomannan, pusstulan, laminarin, scleroglucan, gum arabic, inulin, pectin, whelan, rhamsan, zooglan, methylan, chitin, cyclodextrin, chitosan. Examples of suitable clays include smectites 20 such as bentonite, kaolin, and laponite; magnesium trisilicate, magnesium aluminum silicate, and the like, and derivatives and mixtures thereof. Examples of suitable gelling starches include acid hydrolyzed starches, and derivatives and mixtures thereof. Additional suitable thickening hydrocolloids include low-moisture polymer solutions such as mixtures of gelatin and other hydrocolloids at water contents up to 25 about 30%, such as for example those used to make "gummi" confection forms. Additional suitable thickeners include crystallizable carbohydrates, and the like, and derivatives and combinations thereof. Suitable crystallizable carbohydrates include the monosaccharides and the oligosaccharides. Of the monosaccharides, the aldohexoses e.g., the D and L isomers of allose, altrose, glucose, mannose, gulose, 30 idose, galactose, talose, and the ketohexoses e.g., the D and L isomers of fructose and WO 2004/028513 PCT/US2003/008897 45 sorbose along with their hydrogenated analogs: e.g., glucitol (sorbitol), and mannitol are preferred. Of the oligosaccharides, the 1,2-disaccharides sucrose and trehalose, the 1,4-disaccharides maltose, lactose, and cellobiose, and the 1,6-disaccharides gentiobiose and melibiose, as well as the trisaccharide raffinose are preferred along 5 with the isomerized form of sucrose known as isomaltulose and its hydrogenated analog isomalt. Other hydrogenated forms of reducing disaccharides (such as maltose and lactose), for example, maltitol and lactitol are also preferred. Additionally, the hydrogenated forms of the aldopentoses: e.g., D and L ribose, arabinose, xylose, and lyxose and the hydrogenated forms of the aldotetroses: e.g., D and L erythrose and 10 threose are preferred and are exemplified by xylitol and erythritol, respectively. In one embodiment of the invention, the flowable material comprises gelatin as a gelling polymer. Gelatin is a natural, thermogelling polymer. It is a tasteless and colorless mixture of derived proteins of the albuminous class which is ordinarily soluble in warm water. Two types of gelatin - Type A and Type B - are commonly 15 used. Type A gelatin is a derivative of acid-treated raw materials. Type B gelatin is a derivative of alkali-treated raw materials. The moisture content of gelatin, as well as its Bloom strength, composition and original gelatin processing conditions, determine its transition temperature between liquid and solid. Bloom is a standard measure of the strength of a gelatin gel, and is roughly correlated with molecular weight. Bloom 20 is defined as the weight in grams required to move a half-inch diameter plastic plunger 4 mm into a 6.67% gelatin gel that has been held at 10'C for 17 hours. In a preferred embodiment, the flowable material is an aqueous solution comprising 20% 275 Bloom pork skin gelatin, 20% 250 Bloom Bone Gelatin, and approximately 60% water. 25 Suitable xanthan gums include those available from C.P. Kelco Company under the tradenames KELTROL 1000, XANTROL 180, or K9B3 10. Suitable clays include smectites such as bentonite, kaolin, and laponite; magnesium trisilicate, magnesium aluminum silicate, and the like, and derivatives and mixtures thereof.
WO 2004/028513 PCT/US2003/008897 46 "Acid-hydrolyzed starch," as used herein, is one type of modified starch that results from treating a starch suspension with dilute acid at a temperature below the gelatinization point of the starch. During the acid hydrolysis, the granular form of the starch is maintained in the starch suspension, and the hydrolysis reaction is ended by 5 neutralization, filtration and drying once the desired degree of hydrolysis is reached. As a result, the average molecular size of the starch polymers is reduced. Acid hydrolyzed starches (also known as "thin boiling starches") tend to have a much lower hot viscosity than the same native starch as well as a strong tendency to gel when cooled. 10 "Gelling starches," as used herein, include those starches that, when combined with water and heated to a temperature sufficient to form a solution, thereafter form a gel upon cooling to a temperature below the gelation point of the starch. Examples of gelling starches include, but are not limited to, acid hydrolyzed starches such as that available from Grain Processing Corporation under the tradename PURE-SET B950; 15 hydroxypropyl distarch phosphate such as that available from Grain Processing Corporation under the tradename, PURE-GEL B990, and mixtures thereof. Suitable low-melting hydrophobic materials include fats, fatty acid esters, phospholipids, and waxes. Examples of suitable fats include hydrogenated vegetable oils such as for example cocoa butter, hydrogenated palm kernel oil, hydrogenated 20 cottonseed oil, hydrogenated sunflower oil, and hydrogenated soybean oil; and free fatty acids and their salts. Examples of suitable fatty acid esters include sucrose fatty acid esters, mono, di, and triglycerides, glyceryl behenate, glyceryl palmitostearate, glyceryl monostearate, glyceryl tristearate, glyceryl trilaurylate, glyceryl myristate, GlycoWax-932, lauroyl macrogol-32 glycerides, and stearoyl macrogol-32 glycerides. 25 Examples of suitable phospholipids include phosphotidyl choline, phosphotidyl serene, phosphotidyl enositol, and phosphotidic acid. Examples of suitable waxes include carnauba wax, spermaceti wax, beeswax, candelilla wax, shellac wax, microcrystalline wax, and paraffin wax; fat-containing mixtures such as chocolate; and the like.
WO 2004/028513 PCT/US2003/008897 47 Suitable non-crystallizable carbohydrates include non-crystallizable sugars such as polydextrose, and starch hydrolysates, e.g. glucose syrup, corn syrup, and high fructose corn syrup; and non-crystallizable sugar-alcohols such as maltitol syrup. Suitable solvents for optional use as components of the flowable material 5 include water; polar organic solvents such as methanol, ethanol, isopropanol, acetone, and the like; and non-polar organic solvents such as methylene chloride, and the like; and mixtures thereof. The flowable material for making the shell by spraying, dipping, enrobing, or molding may optionally comprise adjuvants or excipients, which may comprise up to 10 about 30% by weight of the flowable material. Examples of suitable adjuvants or excipients include plasticizers, detackifiers, humectants, surfactants, anti-foaming agents, colorants, flavorants, sweeteners, opacifiers, and the like. Suitable plasticizers for making the core, the shell, or a portion thereof, by molding include, but not be limited to polyethylene glycol; propylene glycol; glycerin; sorbitol; triethyl citrate; 15 tribuyl citrate; dibutyl sebecate; vegetable oils such as castor oil, rape oil, olive oil, and sesame oil; surfactants such as polysorbates, sodium lauryl sulfates, and dioctyl sodium sulfosuccinates; mono acetate of glycerol; diacetate of glycerol; triacetate of glycerol; natural gums; triacetin; acetyltributyl citrate; diethyloxalate; diethylmalate; diethyl fumarate; diethylmalonate; dioctylphthalate; dibutylsuccinate; 20 glyceroltributyrate; hydrogenated castor oil; fatty acids; substituted triglycerides and glycerides; and the like and/or mixtures thereof. In one embodiment, the plasticizer is triethyl citrate. In certain embodiments, the shell is substantially free of plasticizers, i.e. contains less than about 1%, say less than about 0.0 1% of plasticizers. The openings may be made in the shell in any manner. A variety of methods 25 of creating openings or holes in coatings are known in the pharmaceutical and other arts, and any of these may be used. As will be appreciated by one skilled in the art, different methods of making the openings may lend themselves to combination with different methods of manufacturing the dosage form and/or applying the shell thereto. The method of making the openings also depends on the nature and composition of 30 the shell, and the outer coating if present. The openings may be formed in the shell of WO 2004/028513 PCT/US2003/008897 48 the present invention at any of several different steps in the process, depending partly on the process used to apply the shell to the core. For embodiments in which the shell is applied to the core by enrobing, the openings may be formed during formation of the cast film, after formation of the cast film but prior to application of the film to the 5 core, during application of the film to the core, or after application of the film to the core. For embodiments in which the shell is applied to the core by dipping, transfer, spraying, or molding, the openings may be formed in the shell material during application of the shell to the core, or after application of the shell to the core. For example, ablative methods employing erosion, melting, or vaporization of 10 the shell by water jet erosion, sand blasting, grinding, arc vaporization, dielectric breakdown, ion beam sputtering, ultrasonic abrasive machining, cavitating fluid jet, or laser evaporation may be used to make the openings. Mechanical processes such as punching, perforating, slitting, piercing, drilling, masking followed by dipping, or vacuum removal may be used to make the openings. Chemical means, such as acid 15 reactions, base reactions, solvent washing, acid etching with masking, photo etching with masking, anisotropic wet chemical etching, isotropic wet chemical etching, hydrophobization whereby dots of a nonwetting material are printed for example on a roller, or a burned mask effect may be used to make the openings. Methods involving the application of heat, such as melting with a hot iron, laser machining, arc 20 evaporation, ultrasonic melting or cavitation, microwave heating, high energy methods such as plasma methods, infrared selective polymer curing, or induction heating with ferrous additives may be used to make the openings. Finally, additive methods such as painting, dipping, solvent washing, enrobing of the core with a woven material, strands or ribbons, spray coating with a masking material and 25 removing the masking material by solvent or hydrophobic incompatibility, spraying through a masking sheet, using ribbons of material, or building up threads or webs or mats in the shell may also be used to create openings. In one embodiment of the invention, the shell is applied to the core by thermal cycle molding, as described above, and the openings are formed via one or more 30 protrusions on the inside surface of at least one of the mold assemblies. Each protrusion, which is adjusted for shape and size as desired, masks a small location on WO 2004/028513 PCT/US2003/008897 49 an underlying core, leaving behind an opening in the shell at the site of the protrusion. The mold assemblies may comprise a plurality of protrusions to form a plurality of corresponding openings in the shell. The protrusions may be located on the inside surface of only one mold assembly, say the upper mold assembly, or located within 5 only a portion, i.e., one quadrant of the inside surface of one mold assembly, as desired. Or the protrusions may be arranged to form patterns, symbols, words, and the like, in the shell. In another embodiment of the invention, the shell is applied to the core by enrobing, either using visually homogeneous films as described in U.S. Patent Nos. 10 5,146,730 and 5,459,983, or films having visually distinct portions as described in commonly assigned, copending U.S. Application Serial Nos. [MCP 301 and MCP 316] . In either case, the cast films used for the enrobing step are perforated either before, during, or after the enrobing process. In one embodiment, in which the shell is applied to the core by enrobing, the 15 openings may be formed during formation of the cast film by the mechanical method of casting the openings into the film using a suitably shaped or textured casting surface, e.g. chilled film forming roll (exterior surface 36 of casting drum 34 in the [MCP 301] application). Suitable textures include surfaces with protrusions tall enough that the poured film will not envelope the protrusions, thus 20 leaving openings in the cooled film. Figure 7 depicts such a forming roll 1010 having a surface 1020 having a suitable texture that creates voids, slits, or open areas in the film. The films arrive at the dye rolls 1040 already containing openings. In a second embodiment, in which the shell is applied to the core via enrobing, the openings may be mechanically pierced or punched in the cast film after it is 25 formed, and prior to its application to the core. For example, Figures 8 and 9 depict perforating apparatuses 1030 located between the forming rolls 1010 and dye rolls 1040. The perforating apparatus pierces, or punches openings into the formed film. In another such embodiment, utilizing the vacuum forming method of applying the shell to the core via enrobing, the film is vaccuum formed on a vacuum forming plate 30 (i.e., a plurality of porous platens 294 as described in the [MCP 301] WO 2004/028513 PCT/US2003/008897 50 application) into the cavity shapes for depositing the cores into the recess, then the openings are formed prior to inserting the cores. In one particular such embodiment, the shaped film with recesses is removed from the forming plate (i.e., the plurality of porous platens 294), and travels to a perforating apparatus. In another particular 5 embodiment, the shaped film with recesses remains in contact with the forming plate (i.e., the plurality of porous platens 294), and openings are formed therein via suitable ablative methods prior to insertion of the cores. One particularly suitable ablative method for this application employs a laser to "burn" the openings into the formed film in the desired shape, size and pattern. 10 Another particular embodiment wherein openings are formed in the shell prior to its application to the core by enrobing is depicted in Figure 10. This method employs a capsule shell (comprising gelatin, starch, cellulose ethers, or other suitable materials as known in the art and described herein) to enrobe the core of the dosage form. The capsule shell is formed in two portions 1210 by dipping steel pins into a 15 solution of shell material in fluid form as known in the art. The shell material is then solidified on the steel pins. Before removal of the solidified capsule shells from the forming pins, suitable means, such as for example a laser, is used to burn the openings in the capsule shell in the desired size, shape, and pattern. The cores 1220 are then enrobed with the capsule shells 1210 as known in the art, for example by shrink 20 fitting capsule shell halves onto compressed tablets as disclosed in U.S. Patent Nos. 5,415,868, 6,126,767, 5,464,631, 5,460,824, 5,317,849, 5,511,361, 5,609,010, 5,795,588 and 6,080,426, and PCT Appln. No. WO 97/37629 to produce a dosage form 1230 of the present invention. In a third embodiment the openings may be formed in the shell during the 25 application of the shell to the core. In such embodiments, the shell may be applied to the core by any suitable method, e.g. enrobing, dipping, transfer, spraying, or molding. For example, in one embodiment wherein the shell is applied by enrobing, the surface of the rotary dies 1040 have a suitable texture that creates voids, slits, or open WO 2004/028513 PCT/US2003/008897 51 areas in the shell by perforating, piercing, or punching as the core is being enrobed with the cast film. One example of a method of forming openings in the shell during application of the shell to the core by a dipping process is depicted in Figure 11. In this method, 5 the core is held during dipping by a holder 1310 equipped with one or more, preferably a plurality of masking pins 1320 that hold the core, and mask the areas to be left uncovered by shell. The shape, size and arrangement of the masking pins 1320 determine the shape, size, and pattern of the openings in the shell. Another example of a method of forming openings in the shell during application of the shell to the core 10 by a dipping process is depicted in Figure 12. Here the core is dipped into a foamed shell material 1420. The air bubbles in the foam will become openings 1430 in the finished solidified shell. In a similar embodiment, the openings are coreated during application of the shell by dipping the core into a suspension of solid wax non-pareils in film-forming shell material. The non-pareils are deposited onto the core along with 15 the shell material. The shell material is then solidified. Next, heat is applied in order to melt the wax non-pareils, leaving openings in the shell in the size and shape of the wax non-pareils. In another embodiment, the core is dipped into a fluid material, e.g. polymer which reacts and solidifies upon activation by ultraviolet radiation, light, or heat. In this method, a highly specific or targeted energy source such as a laser is 20 used to selectively solidify the portion of shell intended to remain on the tablet. After this treatment, the remaining fluid either drains off or is washed off. In a similar embodiment, the core surface may be coated with a powder, after which a laser can be used to selectively melt portions of the powder, leaving unmelted powder where openings are desired. The remaining material remains a powder and is shaken off. 25 One example of a preferred method of forming openings in the shell during application of the shell to the core by a transfer method similar to printing is depicted in Figure 13. A transfer plate 1510 surface has an engraved image with peaks and valleys. The shell material is applied in fluid form to the surface of the transfer plate 1510, and selectively fills in the valleys but does not cover the peaks. A "print pad" 30 applicator 1520 picks up the shell material in the pattern of the image from the transfer plate 1510 and deposits, or transfers, the shell material in the desired pattern WO 2004/028513 PCT/US2003/008897 52 onto the surface of the core. Transfer plates offer the advantage of allowing indirect application of the pattern to the dosage form. Another suitable method of painting the shell material selectively onto the core is by powder coating, e.g. electrostatic depostion as disclosed in PCT Appln. No. WO 01/57144. Another suitable method of 5 painting the shell material selectively onto the core is via ink jet printing as disclosed in. In a fourth embodiment, the openings may be formed in the shell after the shell is applied to the core. One such embodiment is depicted in Figure 14. Here, the core 1610 has protrusions 1620, the shell 1630 is applied to surround the entire core, 10 then the protrusions are ground off, e.g. by a pair of rotating grinding wheels 1640 to expose uncoated core (i.e. create openings 1650). In yet another example, the shell is applied to the core as multiple layers of a film, e.g. by enrobing. Areas of the film are then selectively burned off with a laser to create openings in the shell surface in the desired pattern and having any desired depth. In another such embodiment, a 15 scintering process is used to deposit the shell. Powdered shell material is applied to the core surface, then heat is applied to partially, but not completely, fuse the powder particles, creating a porous shell surface. Other preferred methods for forming openings in the shell after its application to the core employ mechanical methods such as punching, piercing, drilling, hot knive, melting. One such mechanical method is 20 depicted in Figure 15. Figure 15A depicts the use of hot pins or knives to melt and/or pierce the openings into the shell. Figure 15B depicts the drilling of openings in the shell. The melting or piercing tips depicted in Figure 15 may form the surface (or "business end") of either a punch mechanism, or a roller mechanism. Another suitable mechanical method includes punching the openings into the formed shell as 25 depicted in Figure 16. In this particular embodiment, the punched-out shell material remains in the cavity created by the punch, however a portion of the core surface becomes exposed as part of the interior of the cavity. Alternate methods for forming openings in the shell after its application to the core include ablative methods such as sand/grit blasting, grinding, arc vaporization, dielectric breakdown, ion beam 30 sputtering, ultrasonic abrasive machining, cavitating fluid jet, laser evaporation; chemical methods such as selective application acid or base reaction, chemical photo WO 2004/028513 PCT/US2003/008897 53 etching; thermal methods such as melting using hot pins, laser machining, arc evaporation, ultrasonic melting or cavitation, microwave heating, and the like. These methods can optionally be employed to selectively remove shell material after first masking the area of shell intended to remain intact. 5 It will be appreciated that many additional methods, including but not limited to those in the broad categories of ablative, mechanical, chemical, thermal, or additive, though not specifically exemplified herein, are suitable for forming the openings in the shell of the present invention. For example, after exiting the film casting apparatus but before being fed to 10 the enrobing apparatus, the film sheets may be subjected to a mechanical process such as punching, perforating, slitting, piercing, or drilling to form one or more openings in the film sheets. For instance, slits may be formed in the cast or extruded film by ablative, mechanical, chemical, thermal, or additive methods. 15 The following non-limiting example further illustrates the invention. Example Part A: Preparation of compressed tablet core: A compressed tablet core, comprising 500mg of acetaminophen as the active ingredient, is prepared from the following components: 20 Ingredient Mg/Core I. - Active and Excipients acetaminophen, USP 500.0 powdered cellulose, NF 40.0 25 pregelatinized starch, NF 10.0 sodium starch glycolate, NEF 10.0 II. - Granulating Agent starch, NF 40.0 purified water, USP q.s. 30 III - Dry Adds magnesium stearate, NF 3.2 WO 2004/028513 PCT/US2003/008897 54 Total 603.2 The active and excipients of Part I are weighed in the proportions provided and added to a bowl of a fluid bed granulator such as an AEROMATIC brand 5 granulator. The granulating agent (Part II) is prepared by adding the purified water to a processing tank with approximately 15 grams of water for each gram of starch NF. The starch is mixed in slowly, and the mixture is heated until the temperature reaches about 82 to 84' C. With the components of Part I in a heated fluidized state and an inlet air temperature of 75 to 85' C., the granulating agent is sprayed onto the 10 powders. After all the granulating agent has been sprayed, the granulated powders are dried to a moisture content of about 1.4 to 1.9% as determined by loss on drying using for example a COMPUTRAC brand analyzer. The dried granulation is then sieved, for example, using a GLATT QUICK brand sieve stator No. 3, screen No. 1.5 mm, 1,000 RPM. The sieved and dried granulation is then blended with the powders of 15 Part III using a suitable mixer such as a twin shell, ribbon or planetary mixer. The finished blend is then loaded into the hopper of a rotary tableting machine and compressed into tablets using round deep concave tooling having a diameter of 7/16 inches. The average thickness of the resulting tablet cores is approximately 0.3 inches. The average hardness of the resulting tablet cores is approximately 10 Kp. The 20 average tablet core weight is approximately 603.2 mg. Part B: Preparation of Shell Material as Cast Film for Enrobing: A first gelatin based cast film for enrobing the core of part A, having a thickness in the range of approximately 0.02 inches, is prepared from the following components: 25 Gelatin (150 Bloom) 45% Glycerin 6% Sorbitol 2% Water 45% Colorants 2% 30 The colorants are mixed with the water to form a homogenous soluiton. The dry gelatin granules are added to the colorant solution, and mixed for about 1 minute to completely wet the gelatin granules. The gelatin slurry is placed in a water bath WO 2004/028513 PCT/US2003/008897 55 and heated to 55'C to melt and dissolve the gelatin. The glycerin and sorbitol are then mixed in. The final solution is held at 55'C for approximately 10 hours to deaerate. The solution is then mixed at low speed until uniform (about 5 to 15 minutes), and transferred to a jacketed feed tank equipped with a propeller-type 5 electric mixer. The gelatin solution is maintained at 55*C with continuous mixing during its use for forming the cast film for making the first shell portion of the present invention. The gelatin solution is then poured onto a casting drum (forming roll 1010), the surface of which is cooled to a temperature of approximately 25 C to form a cast film. 10 A second gelatin based cast film having similar thickness, but a second color, is prepared by the method described above. The cooled first cast film is then fed between two rolls comprising a perforating apparatus (1030), which punches openings into the formed film. The openings are round, with a diameter of 750 microns, and are arranged in groups of 7, 15 with one central opening encircled by 6 peripheral openings. The groups of 7 openings are spaced in the film at intervals corresponding to the cavities in the dye rolls 1040. The cooled second cast film is fed between two rolls with smooth surfaces, thus remaining continuous with no openings therein. Next, the perforated first film and the non-perforated second film are fed 20 between the dye rolls 1040, of an enrobing apparatus, together with the tablet cores of part A. The first and second films are pressed in contact with the tablet core, and with one another at an interface forming a seem around the belly band of the compressed tablet core. The resulting dosage form has a first shell portion of a first color, having openings therein, and a second shell portion of a second color, having substantially no 25 openings therein.

Claims (29)

1. An immediate release dosage form containing at least one active ingredient, wherein the dosage form comprises a core and a shell surrounding at least a portion of the 5 core, wherein the core is a compressed core and has a density of at least about 0.9 g/cc, the shell comprises one or more openings having a diameter of from about 200 to about 2000 micron and wherein said shell is readily soluble in gastrointestinal fluids and comprises at least one material which exhibits rapid dissolution in gastrointenstinal fluids, and wherein the dosage form provides for immediate release of at least 70% of the at least one active 10 ingredient contained in the core upon contact of the dosage form with a liquid medium within 60 minutes of such contact.
2. The dosage form of claim 1, wherein the shell comprises a plurality of openings. 15
3. The dosage form of claim I or claim 2, wherein one or more openings contact the core.
4. The dosage form of claim 2, wherein a plurality of openings contact the core. 20
5. The dosage form of any one of claims I to 4, wherein the core comprises at least one active ingredient.
6. The dosage form of any one of claims 1 to 5, wherein the shell comprises at least one active ingredient. 25
7. The dosage form of any one of claims I to 6, wherein the core comprises a 2 compressed tablet that has a hardness from about 2 to about 30 kp/cm2
8. The dosage form of any one of claims 1 to 7, wherein the shell is applied to the core 30 by dipping.
9. The dosage form of any one of claims I to 7, wherein the shell is applied to the core by molding. -57
10. The dosage form of any one of claims I to 7, wherein the shell is applied to the core by enrobing. 5
11. The dosage form of any one of claims 1 to 10, further comprising an outer coating covering at least a portion of the shell.
12. The dosage form of claim 11, wherein the outer coating comprises at least one active ingredient. 10
13. The dosage form of claim 11 or claim 12, wherein the outer coating covers at least a portion of the openings.
14. The dosage form of any one of claims I to 13, wherein said material which exhibits 15 rapid dissolution in gastrointenstinal fluids is selected from a film-former.
15. The dosage form of claim 14, wherein the film-former comprises gelatin.
16. The dosage form of any one of claims I to 15, wherein the average shell thickness 20 is in the range from about 100 to about 400 microns.
17. The dosage form of any one of claims 1 to 16, wherein the relative standard deviation of the shell thickness on the dosage form is less than about 30%. 25
18. The dosage form of any one of claims I to 17, wherein the shell comprises less than about 50% crystallizable carbohydrate.
19. The dosage form of any one of claims 1 to 18, wherein the dosage form is substantially free of charge control agents. 30
20. The dosage form of any one of claims I to 19, wherein the shell comprises first and second shell portions which are compositionally different. -58
21. The dosage form of claim 20, wherein the first and second shell portions are visually distinct.
22. The dosage form of claim 20 or claim 21, wherein the first and second shell 5 portions are joined at an interface.
23. The dosage form of any one of claims 20 to 22, wherein the first shell portion comprises one or more openings therein, and the second shell portion is substantially free of openings therein. 10
24. The dosage form of any one of claims 20 to 23, wherein the first and second shell portions are in direct contact with the core.
25. The dosage form of claim I or 23, wherein the core is substantially surrounded by a 15 subcoating.
26. The dosage form of claim 25, wherein the first and second shell portions are in direct contact with said subcoating. 20
27. The dosage form of any one of claims I to 26, wherein the diameter or width of one or more openings is from about 200 to about 2000 microns.
28. An immediate release dosage form comprising a core as a compressed tablet and having an outer surface and a shell having outer and inner surfaces, wherein at least a 25 portion of the shell surrounds the core such that the shell inner surface resides substantially conformally upon the core outer surface, at least a portion of the shell comprises one or more openings therein, one or more of the openings are from about 200 to about 2000 microns in diameter or width, at least a portion of the shell is readily soluble in gastrointestinal fluids and comprises at least one material which exhibits rapid dissolution 30 in gastrointenstinal fluids, the average shell thickness is in the range from about 100 to about 400 microns, the shell comprises less than about 50% crystallizable sugar, and the dosage form is substantially free of charge control agents and the dosage form provides for -59 immediate release of at least 70% of the at least one active ingredient contained in the core upon contact of the dosage form with a liquid medium within 60 minutes of such contact.
29. An immediate release dosage form, substantially as herein described with reference 5 to any one or more of the examples but excluding comparative examples.
AU2003225945A 2002-09-28 2003-03-21 Immediate release dosage form comprising shell having openings therein Ceased AU2003225945B2 (en)

Applications Claiming Priority (11)

Application Number Priority Date Filing Date Title
PCT/US2002/031062 WO2003026626A2 (en) 2001-09-28 2002-09-28 Modified release dosage forms
AU2002347776 2002-09-28
PCT/US2002/031163 WO2003026627A1 (en) 2001-09-28 2002-09-28 Composite dosage forms
AUPCT/US2002/031129 2002-09-28
AU2002334743 2002-09-28
AU2002334741 2002-09-28
AUPCT/US2002/031024 2002-09-28
PCT/US2002/031024 WO2003026625A1 (en) 2001-09-28 2002-09-28 Modified release dosage forms
PCT/US2002/031129 WO2003026630A1 (en) 2001-09-28 2002-09-28 Dosage forms having an inner core and outer shell with different shapes
PCT/US2002/031117 WO2003026629A2 (en) 2001-09-28 2002-09-28 Modified release dosage forms
PCT/US2003/008897 WO2004028513A1 (en) 2002-09-28 2003-03-21 Immediate release dosage form comprising shell having openings therein

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AU2003225945A1 AU2003225945A1 (en) 2004-04-19
AU2003225945B2 true AU2003225945B2 (en) 2009-04-23

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AU2003225945A Ceased AU2003225945B2 (en) 2002-09-28 2003-03-21 Immediate release dosage form comprising shell having openings therein
AU2003220468A Abandoned AU2003220468A1 (en) 2002-09-28 2003-03-21 Solid dosage form comprising ketoprofen
AU2003220479A Abandoned AU2003220479A1 (en) 2002-09-28 2003-03-21 Modified release dosage forms

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AU2003220468A Abandoned AU2003220468A1 (en) 2002-09-28 2003-03-21 Solid dosage form comprising ketoprofen
AU2003220479A Abandoned AU2003220479A1 (en) 2002-09-28 2003-03-21 Modified release dosage forms

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Citations (4)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US3823816A (en) * 1972-02-03 1974-07-16 Parke Davis & Co Water-soluble package
EP0279682A2 (en) * 1987-02-20 1988-08-24 Mcneilab, Inc. Gelatin coated caplets and process for making same
US5582838A (en) * 1994-12-22 1996-12-10 Merck & Co., Inc. Controlled release drug suspension delivery device
WO2001051040A1 (en) * 2000-01-13 2001-07-19 Osmotica Corp Osmotic device containing alprazolam and an antipsychotic agent

Patent Citations (4)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US3823816A (en) * 1972-02-03 1974-07-16 Parke Davis & Co Water-soluble package
EP0279682A2 (en) * 1987-02-20 1988-08-24 Mcneilab, Inc. Gelatin coated caplets and process for making same
US5582838A (en) * 1994-12-22 1996-12-10 Merck & Co., Inc. Controlled release drug suspension delivery device
WO2001051040A1 (en) * 2000-01-13 2001-07-19 Osmotica Corp Osmotic device containing alprazolam and an antipsychotic agent

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AU2003220468A1 (en) 2004-04-19
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