AU2001266802A1 - Method and system for automated transaction compliance processing - Google Patents

Method and system for automated transaction compliance processing

Info

Publication number
AU2001266802A1
AU2001266802A1 AU2001266802A AU6680201A AU2001266802A1 AU 2001266802 A1 AU2001266802 A1 AU 2001266802A1 AU 2001266802 A AU2001266802 A AU 2001266802A AU 6680201 A AU6680201 A AU 6680201A AU 2001266802 A1 AU2001266802 A1 AU 2001266802A1
Authority
AU
Australia
Prior art keywords
automated transaction
compliance processing
transaction compliance
processing
automated
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Abandoned
Application number
AU2001266802A
Inventor
Gary Hom
Tanuja Prasad
Hans-Linhard Reich
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Goldman Sachs and Co LLC
Original Assignee
Goldman Sachs and Co LLC
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Goldman Sachs and Co LLC filed Critical Goldman Sachs and Co LLC
Publication of AU2001266802A1 publication Critical patent/AU2001266802A1/en
Abandoned legal-status Critical Current

Links

Classifications

    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04—Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q30/00—Commerce
    • G06Q30/02—Marketing; Price estimation or determination; Fundraising
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q30/00—Commerce
    • G06Q30/06—Buying, selling or leasing transactions
    • G06Q30/0601—Electronic shopping [e-shopping]
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/03—Credit; Loans; Processing thereof
AU2001266802A 2000-06-08 2001-06-08 Method and system for automated transaction compliance processing Abandoned AU2001266802A1 (en)

Applications Claiming Priority (3)

Application Number Priority Date Filing Date Title
US21043100P 2000-06-08 2000-06-08
US60210431 2000-06-08
PCT/US2001/018654 WO2001095225A1 (en) 2000-06-08 2001-06-08 Method and system for automated transaction compliance processing

Publications (1)

Publication Number Publication Date
AU2001266802A1 true AU2001266802A1 (en) 2001-12-17

Family

ID=22782881

Family Applications (1)

Application Number Title Priority Date Filing Date
AU2001266802A Abandoned AU2001266802A1 (en) 2000-06-08 2001-06-08 Method and system for automated transaction compliance processing

Country Status (3)

Country Link
US (4) US7873560B2 (en)
AU (1) AU2001266802A1 (en)
WO (1) WO2001095225A1 (en)

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US7945501B2 (en) 2007-04-09 2011-05-17 Pricelock, Inc. System and method for constraining depletion amount in a defined time frame
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US8447687B2 (en) * 2009-03-30 2013-05-21 Albert OGRODSKI Method and system for centralized identity and account controls
US8271366B2 (en) * 2009-05-15 2012-09-18 Itg Software Solutions, Inc. System and method for providing high performance compliance services using pre-calculated rule evaluation
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US20120233049A1 (en) * 2011-03-11 2012-09-13 Bionic Trader Systems, LLC System and method for managing risk in a trading environment
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US20120233051A1 (en) * 2011-03-11 2012-09-13 Bionic Trader Systems, LLC System and method for managing risk in a trading environment
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US10482396B2 (en) 2012-03-16 2019-11-19 Refinitiv Us Organization Llc System and method for automated compliance verification
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Also Published As

Publication number Publication date
US20140207643A1 (en) 2014-07-24
US7873560B2 (en) 2011-01-18
US8595125B2 (en) 2013-11-26
US20110282771A1 (en) 2011-11-17
US20020059107A1 (en) 2002-05-16
US8244614B2 (en) 2012-08-14
WO2001095225A1 (en) 2001-12-13
US20120310815A1 (en) 2012-12-06

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