WO2012134326A1

WO2012134326A1 - Method for organizing a process for internet trading of stock-exchange resources and electronic structure for implementing same

Info

Publication number: WO2012134326A1
Application number: PCT/RU2011/000265
Authority: WO
Inventors: Яков Михайлович АШКИНАЗИЙ; Альберт Эрикович ВАЛИЕВ
Original assignee: Ashkinazy Yakov Mikhailovich
Priority date: 2011-03-29
Filing date: 2011-04-22
Publication date: 2012-10-04

Abstract

The invention relates to a method and an electronic structure for organizing a process for Internet trading of stock-exchange resources. In the method, information associated with the trading of stock-exchange resources is received, processed and transmitted with the aid of hardware of an electronic structure. The electronic structure for implementing the process of Internet trading of stock-exchange resources comprises: a central stock-exchange post in the form of a server computer of a stock-exchange broker intermediary; trading post workstations; a finance and investment fund; an intermediary company; payment system terminals provided by a supplier; a payment and accounting system of a financial institution; and a marketing company. The technical result consists in extending the range of functional possibilities.

Description

METHOD OF ORGANIZING THE PROCESS OF ONLINE TRADE OF EXCHANGE RESOURCES AND ELECTRONIC STRUCTURE FOR

ITS IMPLEMENTATION

The invention relates to electronic financial technologies for the calculation of operations with securities and electronic structures for their implementation. Namely, to a method for organizing the process of Internet trading of exchange resources using automated electronic transceiver structures and systems operating in local and global information networks for financial and credit operations in the field of Internet trading in securities and financial derivatives derived from them on stock exchanges when accessing information in real time.

State of the art

The prior art method of organizing the process of Internet trading of exchange resources, according to which they use:

- a central exchange post in the form of a server computer of an exchange intermediary or broker - a professional stock market participant, officially registered or authorized to conduct operations with exchange resources on the exchange, with at least one information platform with a database or other technical or software tool for organizing Online - trading of exchange resources in real time;

- as well as trading posts, which technically form in the form of a local network of remote computerized or equipped with other mobile devices, workplaces secondary bidders - clients who, i.e., jobs, programmatically and / or technically organize with the possibility of transactions on the purchase and sale of relevant exchange resources through communication through a system of information exchange and filing of trade applications of the main computer terminal of the local network through a global information network, in particular the Internet, with the server computer of an exchange intermediary or broker.

At the same time, a computer or other mobile terminal of each secondary bidder is equipped with a username and password to identify the user.

Software is installed on the main computer terminal of each trading post for direct access to trading in exchange resources (DMA-Direct Market Access) through a computer information system of trading through the server computer of the central exchange post in real time.

Each trading post is organized with the ability to serve many customer jobs, including remote jobs, which, i.e., jobs, equip:

- a system for monitoring the progress of trading and / or receiving information from exchange platforms in real time;

- a system for receiving, processing and transmitting information to the host computer of the local area network, into which (i.e., into the system) includes information input means, for example, a keyboard and mouse and / or touch screen;

- a system for selecting market data of a market sector by groups of exchange resources.

The electronic structure as a whole is additionally equipped with a system of control of funds on the account of secondary ^" bidders, which programmatically organize with the ability to ensure the withdrawal of the commission and the penalty.

In this case, the system of control of funds in the account of secondary bidders is programmatically organized with the possibility of monitoring, including automatically, the sufficiency of funds in the account of the secondary bidder to decide on the suspension from participation in the bidding of this bidder or on the rejection of those bids of this bidder that are not covered by the amount of collateral, and other applications that do not meet the required standards, and are also equipped with a subsystem for fixing each transaction and other information related to the wire mymi operations of secondary market participants, including the fixing of deals at the best price specified in the counter orders (RU, Ne 37247, U1, 2004).

The prior art also knows the electronic structure for implementing the process of Internet trading of exchange resources, including:

- a central exchange post in the form of a server computer of an exchange intermediary or broker - a professional participant in the stock market, officially registered on the exchange or authorized to conduct operations with exchange resources on the exchange, with at least one information platform with a database and / or other technical or software for organizing Internet - trading of exchange resources in real time;

- as well as trading posts, technically formed in the form of a local network of remote computerized or equipped with other mobile devices, workplaces of secondary bidders - clients who, that is, workplaces, are programmatically and / or technically organized with the possibility of making purchase transactions -sale of relevant exchange resources through communication through a system of exchanging information and filing trading applications of the main computer terminal of a local area network through a global information network, in particular the Internet, with the server computer of an exchange intermediary or broker.

At the same time, the computer or other mobile terminal of each secondary bidder is equipped with a username and password to identify the user.

On the main computer terminal of each trading post, software for direct access to trading in exchange resources (DMA - Direct Market Access) and access to the computer information system of trading through the server computer of the central exchange post in real time is installed.

Each trading post is organized with the ability to service many customer jobs, including remote jobs, which, i.e., jobs, are equipped with:

- a system for receiving, processing and transmitting information to the host computer of the local area network, which, i.e., the system, includes information input means, for example, a keyboard and mouse and / or touch screen;

The electronic structure as a whole is additionally equipped with a system of control of funds in the account of secondary bidders, which is programmatically organized with the possibility of securing a withdrawal of the commission and forfeit;

The system of control of funds in the account of secondary bidders is programmatically organized with the possibility of monitoring the sufficiency of funds in the account of a secondary bidder to make, including automatic, a decision to suspend a bidder from participation in tenders or to reject those bids of this bidder that do not meet the requirements for the current amount of collateral, and other orders that do not correspond required standards, and is also equipped with a subsystem for fixing each transaction and other information related to operations of secondary bidders, including fixing transactions at the best price specified in counter bids (RU, N ° 37247, U1, 2004).

The disadvantages of the data of solutions known from the prior art include significantly limited functionality, due to the provision of Internet trade exclusively in information and / or advertising resources. That is, due to the implementation of exclusively informational and / or consulting functions.

Disclosure of invention

The claimed technical solutions were based on the task of expanding functional capabilities, as a result of ensuring the implementation (in addition to the information and / or consulting functions) of trust management and the credit and financial function in the field of Internet trading in securities and financial instruments derivative from them on stock exchanges, while ensuring access to real-time information for an unlimited number of users - clients and providing them with the opportunity to participate the exchange of information and the provision of consulting services.

The technical result is the expansion of functionality in the exchange of competencies, increasing the efficiency and transparency of financial transactions using electronic and technical means, both between financial institutions, and between financial institutions and their clients, by attracting clients as external consultants to manage the assets of financial institutions.

The technical result set in relation to the subject matter of the invention, the “method” is achieved by the fact that in the method of organizing the process of Internet trading of exchange resources, according to which use:

- as well as trading posts, which technically form in the form of a local network of remote computerized or equipped with other mobile devices, workplaces of secondary bidders - clients who, that is, workplaces, programmatically and / or technically organize with the possibility of transactions on purchase and sale of relevant exchange resources through communication through the system of information exchange and filing of trading applications of the main computer terminal of the local network through the global information network in particular, the Internet, with the server computer of an exchange intermediary or broker;

wherein the computer or other mobile terminal of each secondary bidder is equipped with a username and password to identify the user; software is installed on the main computer terminal of each trading post for direct access to trading in exchange resources (DMA-Direct Market Access) through the computer information system of trading through the server computer of the central exchange post in real time;

- a system for receiving, processing and transmitting information to the host computer of the local area network, into which, i.e., into the system, includes information input means, for example, a keyboard and mouse and / or touch screen;

- a system for selecting market data of a market sector by groups of exchange resources;

the electronic structure as a whole is additionally equipped with a system of control of funds in the account of secondary bidders, which is programmatically organized with the possibility of securing a commission and forfeit;

the control system of funds on the account of secondary bidders is programmatically organized with the ability to control, including automatically, the sufficiency of funds on the account of the secondary bidder to decide on the suspension from participation in the bidding of this bidder or on the rejection of those bids of this bidder that are not covered by the amount of collateral, and other applications that do not meet the required standards, and are also equipped with a subsystem for fixing each transaction and other information related to the wire mymi operations of secondary market participants, including including, fixing transactions at the best price indicated in counter applications, according to the invention:

the central exchange post is placed on the territory of a state with a foreign jurisdiction in relation to the state of placement of the mentioned trading posts (formed in the form of a local network);

as exchange resources use the market for securities and derivatives in relation to them financial instruments, as well as other exchange financial instruments;

as financial and technical instruments of secondary bidders functionally use:

- a financial fund (or hedge fund) with electronic infrastructure, which is located on the territory of a state with a foreign jurisdiction in relation to the state where the mentioned trading posts are located, the infrastructure and technical capabilities of which are organized with the possibility of opening the aforementioned exchange as a corporate client at the central exchange post intermediary or broker, using it, i.e., intermediary or broker, infrastructure and technical capabilities, own account for placing fin the funds of the fund, which is, therefore, the sole owner of this account;

- an intermediary company with a staff of employees that is geographically located and registered outside the state of location of the mentioned trading posts (mainly in one of the offshore zones of the world) whose infrastructure and technical capabilities (i.e., intermediary companies) are functionally organized with the possibility of managing the provided or allocated asset accounts from the aforementioned own account of the financial fund on the terms of a contract or agreements on financial consulting, or trust management of securities, or subconsulting and advice on making trading decisions on the purchase of certain securities;

- trading posts of employees of the aforementioned intermediary company, which operate on the basis of a direct contract with an intermediary company, which provides employees with their own accounts for financial support of clients' trading requests;

- as well as workplaces of trading posts directly by customers with the appropriate infrastructure and technical capabilities, for which, in terms of interaction with the intermediary company and its employees in the field of capital management and financial settlements following the trading sessions, they use an independent contract agreement (Independent Contractor Agreement) in accordance with which, in particular, to the client, in addition to his personal capital, deposited into the account of the offset deposit for compensation for losses in the performance of capital management services - deposit for drawdown (or “Security Deposit - account”), additionally provide management part of the capital that is managed in the account of the employee of the company-intermediary, and the amount of additional capital provided, at least the order exceeds the amount credited to the client as a deposit on. drawdown;

in addition, the electronic structure includes:

- terminals of any payment system provided by the supplier, which are functionally a means of crediting the customer’s drawdown to the intermediary company to their own personal account by the contract number and debiting from this account to a plastic card, for example, VISA or Master Card, the client arrived at the end of the trading session;

as well as the payment and settlement system of a financial institution - an independent bank cash desk, which is functionally a technical means of transferring client funds to its own drawdown account in an intermediary company, which is organized through the technical capabilities of the intermediary company infrastructure;

as a financial and legal tool for interaction between the terminal supplier and the intermediary company, an agreement is used to collect and return client funds to a plastic card, for example, a VISA or Master Card, a client of any bank that has the technical capabilities to make the required payment transactions;

as an financial and legal instrument for the interaction of a financial institution through a payment and settlement system with an intermediary company and a client, use the Independent Contractor Agreement;

at the same time, at least a part of the premises of public institutions are functionally used as trading financial platforms for placement of trading posts for intermediary firms to interact with customers, for this the infrastructure of these institutions is mainly temporary, i.e., for the period conducting a trading session in real time, is converted into the infrastructure of an office or business center, for which they place payment and settlement terminals on their territory, and / or information and computing tionary equipment, such as computers, and organizes trade positions employees of the firm - a mediator with the appropriate infrastructure; and the said trading financial platforms are located on the territory of a state with a jurisdiction different from the jurisdiction of the state of location of the said central exchange post.

The technical result set in relation to the subject of the invention “device” is achieved by the fact that in the electronic structure for the implementation of the process of Internet trading of exchange resources, including:

- a central exchange post in the form of a server computer of an exchange intermediary or broker - a professional participant in the stock market, officially registered on the exchange or authorized to conduct operations with exchange resources on the exchange with at least one information platform with a database or other hardware or software for organization of Internet trading in exchange resources in real time;

- as well as trading posts, technically formed in the form of a local network of remote computerized or equipped with other mobile devices, workplaces of secondary bidders - clients who, that is, workplaces, are programmatically or technically organized with the possibility of making purchase and sale transactions relevant exchange resources through communication through the system of information exchange and filing of trading applications of the main computer terminal of the local network through global information Networks, in particular, the Internet, with the server computer of an exchange intermediary or broker;

wherein:

the computer or other mobile terminal of each secondary bidder is equipped with a username and password to identify the user; software was installed on the main computer terminal of each trading post for direct access to trading in exchange resources (DMA - Direct Market Access) and access to a computer - information trading system through the server computer of the central exchange post in real time;

the control system of funds in the account of secondary bidders is programmatically organized with the ability to monitor the sufficiency of funds in the account of the secondary bidder to make, including automatic, a decision to suspend a particular bidder or to reject those bids that are not meet the requirements for the current amount of collateral, and other applications that do not meet the required standards, and is also equipped with a subsystem for fixing each transaction and other information associated with ongoing operations of secondary bidders, including the number of fixing transactions at the best price indicated in counter orders; according to the invention:

the central exchange post is located on the territory of a state with a foreign jurisdiction in relation to the state of placement of the mentioned trading posts (formed in the form of a local network);

as the exchange resources, the market of securities and derivatives in relation to them financial instruments, as well as other exchange financial instruments is used;

financially - technical tools of secondary bidders functionally are:

- a financial fund (or hedge fund) with electronic infrastructure located in the territory of, including a state with a foreign jurisdiction in relation to the state where the trading posts are located, the infrastructure and technical capabilities of which are organized with the possibility of opening the aforementioned as a corporate client exchange intermediary or broker, using it, i.e., intermediary or broker, infrastructure and technical capabilities, own account for placement of financial resources It is thus edinopravnym owner of the account;

an intermediary company with a staff of employees, geographically located and registered outside the state of location of the mentioned trading posts, mainly in one of the offshore zones of the world, the infrastructure and technical capabilities of which are functionally organized with the ability to manage the provided or allocated asset accounts from the aforementioned own account / financial fund on the terms of a contract or agreement on financial consulting or trust management of securities or subconsulting and advice on making trading decisions on the acquisition of certain securities;

- trading posts of employees of the aforementioned intermediary company, operating on the basis of a direct contract with an intermediary company, which provides employees with their own accounts for financial support of clients' trading requests;

- as well as workplaces of trading posts directly by customers with the appropriate infrastructure and technical capabilities, financial and legal tools for which, in terms of interaction with the intermediary company and its employees in the field of capital management and financial settlements based on the results of trading sessions, is an independent contract agreement - Independent Contractor Agreement, in accordance with which, in particular, to the client, in addition to his personal capital, contributed to the account of the offset deposit for compensation losses in the performance of capital management services - a drawdown for a drawdown or a “Security Deposit - account”, are additionally provided with part of the capital managed by the employee of the intermediary company, and the amount of additional capital provided is at least an order of magnitude greater than the amount credited to the client as a deposit for a drawdown;

In addition, the electronic structure includes:

- terminals of any payment system provided by the supplier, which are functionally a means of crediting the customer’s drawdown to the personal account of the client in the intermediary company by the contract number and debiting from this account to a plastic card, for example, VISA or Master Card, the client arrived at the end of the trading session; as well as the payment and settlement system of a financial institution — an independent bank cash desk — which is functionally a technical means of transferring client funds to its own personal account of a client’s drawdown in an intermediary company, organized through the technical capabilities of the intermediary company’s infrastructure;

a financial and legal tool for the interaction of a terminal supplier with an intermediary company is an agreement to collect and return client funds to a plastic card, for example, a VISA or Master Card, a client of any bank that has the technical capabilities to make the required payment transactions;

financial and legal instrument for the interaction of a financial institution through a payment and settlement system with an intermediary company and a client is an independent contract agreement - Independent Contractor Agreement;

at the same time, at least part of the premises of public establishments is functionally used as trading financial platforms for placing trading posts of employees of the intermediary company to interact with customers, mainly temporarily, i.e., for the period of the trading session in the mode real time, the transformation of the infrastructure of these institutions into the infrastructure of the office or business center by placing payment and settlement terminals on their territory and / or, information -computing equipment, such as computers, and the organization of trading posts of employees of the company-intermediary with the appropriate infrastructure;

and the said trading financial platforms are located on the territory of the state with a jurisdiction different from the jurisdiction of the state of location of the said central exchange post. It is advisable to equip each workplace of a trading post with information computer technology, which is functionally a means of displaying: exchange data and / or quotes and / or graphs of exchange resources, and / or other graphical visualization of changes in prices of exchange resources, and / or a summary table of exchange resources with their description for each market sector and information on quotes of currently active orders for each exchange resource.

It is optimal that each workplace of a trading post is equipped with technical means for receiving and / or displaying information about all registered transactions, the list of transactions completed by the trading participant himself - the client, the list of applications for the purchase / sale of exchange resources, open positions for exchange resources offered by this by the participant - client for sale and / or purchase, as well as the list of reports on execution of transactions declared by the bidder - client, and the list of reports on execution of transactions received by the participant orgs - by the client, and also, as an option, information on the balance of the deposit for the drawdown - Security Deposit - to the account.

It is reasonable that each main computer terminal of each trading post should be equipped with a system for displaying information about the positions of each trading participant - client of this trading post by money, as well as exchange resources offered by this participant - client for sale and / or purchase, as well as a control system , setting restrictions, liquidating positions and blocking actions and accounts for each specific bidder - client.

It is permissible that each workplace of a trading post be technically organized with the possibility of displaying information on the schedule of the trading session for the bidder - client, and is also equipped with a display system of messages sent bidders - clients regarding the actions of clients, as well as the current trading session, including the admission or termination of admission to trading or the imposition of restrictions.

BEST MODE FOR CARRYING OUT THE INVENTION The claimed inventions are illustrated by graphic materials in which a block diagram of the electronic structure of the Internet commerce process is implemented in accordance with the declared technical solutions (including territorial affiliation, as well as direct and feedback links between the individual links of the structure as a whole) .

In the graphic materials the following items indicate the following structural units and their territorial affiliation.

1 - post (central exchange in the form of a server computer of an exchange broker intermediary);

2 - post (trade);

3 - place (working trading post 2);

4 - infrastructure (financial investment fund);

5 - infrastructure (intermediary companies);

6 - territory (state of the central exchange post 1, infrastructure 4 of the financial investment fund and, mainly, infrastructure 5 of the intermediary company);

7 - territory (state of the placement of trading posts 2);

8 - terminals (any payment system provided by the supplier); /

9 - system (payment and settlement financial institution / bank cashier of an independent owner);

10 - platform (financial trading for the placement of trading posts 2);

1 1 - infrastructure (marketing company, mainly independent, already existing). The practical implementation of the claimed technical solution (in terms of the subject of the invention, the "method") functionally - technically organized as follows.

In the method of organizing the process of Internet trading of exchange resources use:

- a central exchange post 1 in the form of a server computer of an exchange intermediary or broker - a professional stock market participant, officially registered or authorized to conduct operations with exchange resources on the exchange, with at least one information platform with a database or other hardware or software for organization of Internet - trading of exchange resources in real time;

- as well as trading posts 2, which technically form in the form of a local network of remote computerized or equipped with other mobile devices, jobs 3 secondary bidders - clients who, that is, jobs 3, programmatically and / or technically organize with the possibility transactions on the purchase and sale of relevant exchange resources through communication through the system of information exchange and filing of trade applications of the main computer terminal of the local network through the global information system in particular, the Internet, with the server computer of an exchange intermediary or broker.

Software is installed on the main computer terminal of each trading post 2 for direct access to trading in exchange resources (DMA-Direct Market Access) through a computer information system of trading through the server computer of the central exchange post 1 in real time.

Each trading post 2 is organized with the possibility of servicing a multitude of workplaces of 3 clients, including remote workplaces 3, which, i.e., workplaces 3, equip:

The electronic structure as a whole is additionally equipped with a system of control of funds in the account of secondary bidders, which is programmatically organized with the possibility of securing a commission and forfeit.

In this case, the system of control of funds in the account of secondary bidders is programmatically organized with the possibility of monitoring, including automatically, the sufficiency of funds in the account of the secondary bidder to decide on the suspension from participation in the bidding of this bidder or on the rejection of those bids of this bidder that are not covered by the amount of collateral, and other applications that do not meet the required standards, and are also equipped with a subsystem for fixing each transaction and other information related to the wire mymi operations of secondary market participants, including the fixing of deals at the best price specified in the counter orders.

Distinctive features of the claimed technical solution is the following. The central exchange post 1 is located on the territory of 6 states with foreign jurisdiction in relation to the state of the location of the mentioned trading posts 2 (formed in the form of a local network).

As the exchange resources use the market for securities and derivatives in relation to them financial instruments, as well as other exchange financial instruments.

The following are functionally used as financial and technical instruments of secondary bidders:

- a financial fund (or hedge fund) with electronic infrastructure 4, which is located on the territory (for example, territory 6) of a state with a foreign jurisdiction in relation to the state of location of the said trading posts 2, the infrastructure and technical capabilities of which are organized with the possibility of opening as a corporate client at the central exchange post 1 of the aforementioned exchange intermediary or broker, using his, i.e., intermediary or broker, infrastructure and technical capabilities, in fact on account of the placement of financial fund, which thus edinopravnym owner of the account;

- an intermediary company with a staff of employees, which are geographically located and registered outside the state of location of the mentioned trading posts 2 (mainly in one of the offshore zones of the world), the infrastructure and technical capabilities of which are functionally organized with the ability to manage the provided or allocated asset accounts from the above own account of a financial fund on the terms of a contract or agreement on financial consulting, or trust management securities, or subkonsaltingu and advising on the adoption of trading decisions on the acquisition of certain securities;

- trading posts of 2 employees of the aforementioned intermediary company, which operate on the basis of a direct contract with an intermediary company, which provides employees with their own accounts for the financial support of clients' trading requests;

- as well as workplaces of 3 trading posts of 2 customers directly with the appropriate infrastructure and technical capabilities, for which, in terms of interaction with the intermediary company and its employees in the field of capital management and financial settlements following the trading sessions, they use independent contract agreement (Independent Contractor Agreement), in accordance with which, in particular, to the client, in addition to his personal capital paid into the account of the offset deposit To compensate for losses in the performance of capital management services - a deposit for a drawdown (or “Security Deposit - to an account”), they additionally provide for management part of the capital that is managed on the account of an intermediary company employee, and the amount of additional capital provided is at least an order of magnitude greater than the amount credited to the client as a deposit for the drawdown.

In addition, the electronic structure includes:

- terminals 8 of any payment system provided by the supplier, which are functionally a means of crediting the client’s drawdown to the intermediary company’s own personal account with the contract number and debiting the client’s plastic card, for example, VISA or Master Card, from the trading session; - as well as the payment and settlement system 9 of a financial institution - an independent bank cash desk, which is functionally a technical means of transferring client funds to its own drawdown account in an intermediary company, which is organized through the technical capabilities of the intermediary company infrastructure.

An agreement on the collection and return of client funds to a plastic card, for example, VISA or Master Card, a client of any bank with the technical capabilities to make the required payment transactions, is used as a financial and legal tool for interaction between the terminal 8 supplier and the intermediary company.

An independent contract agreement (Independent Contractor Agreement) is used as a financial and legal instrument for the interaction of a financial institution through a payment and settlement system 9 with an intermediary company and a client.

At the same time, at least a part of the premises of public establishments functionally use at least part of the premises of public establishments to function as trading financial platforms 10 for placement of trading posts by 2 employees of the intermediary company, for this the infrastructure of these establishments is mainly temporary, i.e., for the period of the trading session in real time, they are converted into the infrastructure of an office or business center, for which they place payment and settlement terminals 8 and / or information-calculation on their territory advanced equipment, such as computers, and organize trading posts of 2 employees of the intermediary company with the appropriate infrastructure. And the mentioned trading financial platforms 10 are located on the territory of 7 states with jurisdiction different from the jurisdiction of the state where the central exchange post 1 is located.

In more detail, the implementation of the claimed method is disclosed by the example of the functioning of an electronic structure for implementing the process of Internet trading of exchange resources, which includes:

- the central exchange post 1 in the form of a server computer of an exchange intermediary or broker - a professional participant in the stock market, officially registered on the exchange or authorized to conduct operations with securities on the exchange, with at least one information platform with a database or other technical and / or a software tool for organizing online trading in exchange resources in real time;

- as well as trading posts 2, technically formed in the form of a local network of remote computerized or equipped with other mobile devices, workplaces of 3 secondary bidders - clients who, i.e., workplaces 3, are programmatically or technically organized with the possibility of conducting transactions on purchase and sale of relevant exchange resources through communication through the system of information exchange and filing of trade applications of the main computer terminal of the local network through global information second network, in particular the Internet, to the server computer exchange intermediary or broker.

Wherein:

- the computer or other mobile terminal of each secondary bidder is equipped with a username and password to identify the user; - on the main computer terminal of each trading post 2 installed software for direct access to trading in exchange resources (DMA - Direct Market Access) and access to the computer information system of trading through the server computer of the central exchange post 1 in real time.

Each trading post 2 is organized with the ability to service many workplaces 3 of customers, including remote workplaces 3, which, i.e., workplaces 3, are equipped with:

The electronic structure as a whole is additionally equipped with a system of control of funds in the account of secondary bidders, which is programmatically organized with the possibility of securing a withdrawal of the commission and forfeit.

The control system of funds in the account of secondary bidders is programmatically organized with the ability to monitor the sufficiency of funds in the account of the secondary bidder to make, including automatic, a decision to suspend a particular bidder from participation in tenders or to reject those bids of this bidder meet the requirements for the current amount of collateral, and other applications that do not meet the required standards, and is also equipped with a subsystem for fixing each transaction and other information associated with ongoing operations of secondary bidders, including the number of transactions fixed at the best price indicated in counter orders.

Distinctive features of the claimed technical solution is the following.

The central exchange post 1 is located in the territory of 6 states with a foreign jurisdiction in relation to the territory of 7 states of the location of the mentioned trading posts 2 (formed in the form of a local network).

As the exchange resources, the market of securities and derivatives in relation to them financial instruments, as well as other exchange financial instruments, is used,

Functionally, the financial and technical tools of the secondary bidders are:

- a financial fund (or hedge fund) with electronic infrastructure 4, located on the territory of 6 states with a foreign jurisdiction in relation to the state where the mentioned trading posts are located 2, the infrastructure and technical capabilities of which are organized with the possibility of opening as a corporate client at the central exchange post 1 of the aforementioned exchange intermediary or broker, using it, i.e., intermediary or broker, infrastructure and technical capabilities, own account for placing fi ansovyh fund, which thus edinopravnym owner of the account;

- an intermediary company, with a staff of employees, geographically registered outside the state of location of the mentioned trading posts 2, the infrastructure and technical capabilities of which are functionally organized with the ability to manage the provided or allocated asset accounts from the aforementioned own account of the financial fund on the terms of a contract or agreements on financial consulting or trust management of securities or subconsulting and advice on making trading decisions on the purchase of certain securities;

- trading posts of 2 employees of the aforementioned intermediary company, operating on the basis of a direct contract with an intermediary company, which provides employees with their own accounts for financial support of clients' trading requests;

- as well as the workplaces of 3 trading posts of 2 direct customers with appropriate infrastructure and technical capabilities, financial and legal tools for which, in terms of interaction with the intermediary company and her, employees in the field of capital management and financial settlements based on the results of trading sessions, is an independent a contract agreement (Independent Contractor Agreement) in accordance with which, in particular, to the client, in addition to his personal capital paid into the account of the credited deposit for compensation losses during the performance of capital management services - a deposit for a drawdown (or “Security Deposit - to an account”), an additional part of the capital that is managed by the company's employee account is ~ an intermediary, and the amount of additional capital provided is at least an order of magnitude higher than the amount credited to the client as a deposit for the drawdown.

In addition, the electronic structure includes:

- terminals 8 of any payment system provided by the supplier, which are functionally a means of crediting the customer’s drawdown to their own personal account in the intermediary company by the contract number and debiting from this account to a plastic card, for example, VISA or Master Card, the client arrived at the end of the trading session;

- as well as the payment and settlement system 9 of a financial institution — an independent bank cash desk — which is functionally a technical means of transferring client funds to its own personal client drawdown account in an intermediary company, organized through the technical capabilities of the infrastructure of 5 intermediary companies.

The financial and legal instrument for the interaction of the terminal supplier 8 with the intermediary company is an agreement to collect and return client funds to a plastic card, for example, VISA or Master Card, a client of any bank that has the technical capabilities to make the required payment transactions.

The financial and legal instrument for the interaction of a financial institution through a payment and settlement system 9 with an intermediary company and a client is an Independent Contractor Agreement.

At the same time, at least part of the premises of public establishments is functionally used, primarily, temporarily (i.e., for the duration of the trading session) as trading financial platforms 10 for placing trading posts of 2 employees of an intermediary company for interacting with customers in real time) the transformation of the infrastructure of these institutions into the infrastructure of an office or business center by placing payment and settlement terminals 8 on their territory, and / or information NGO-computer technology, such as computers and the organization of trade posts 2 employees of the firm - a mediator with the appropriate infrastructure. The mentioned trading financial platforms 10 are located on the territory of 7 states with jurisdiction different from the jurisdiction of the state where the central exchange post 1 is located.

It is advisable to every ^'workplace 3 trading post 2 equip Computing technology, functionality is the display means: exchange of data, and / or quotations and / or exchange resource scheduling, and / or other graphical visualization of price changes exchange resources, and / or the summary table exchange resources with their description for each sector of the market and information on quotes of currently active orders for each exchange resource.

It is optimal for each workplace 3 of trading post 2 to be equipped with technical means for receiving and / or displaying information about all registered transactions, the list of transactions completed by the trading participant himself - the client, the list of applications for the purchase / sale of exchange resources, open positions on exchange resources proposed by this participant - the client for sale and / or purchase, as well as the list of reports on the execution of transactions declared by the bidder - the client, and the list of reports on the execution of transactions received by the participant the trading nickname - the client, and also, as an option, information on the balance of the deposit for the drawdown (Security Deposit - to the account).

It is reasonable that each main computer terminal of each trading post 2 should be equipped with a system for displaying information on the positions of each trading participant - client of this trading post by money, as well as exchange resources offered by this participant - client for sale and / or purchase, as well as the system control, setting restrictions, liquidating positions and blocking actions and accounts for each specific bidder - client. It is permissible that each workplace 3 of trading post 2 be technically organized with the ability to display information on the schedule of the trading session for the bidder-client, and is also equipped with a display system of messages sent to bidders-clients regarding the actions of clients, as well as the current trading session, including the admission or termination of admission to bidding or the imposition of restrictions.

The main computer terminal of the local network of trading post 2 can also be organized with the possibility of functioning as the main electronic, voice or other point of receiving trade orders and information and technical requests from remote workstations of 3 clients, including remote workstations 3 located outside the area of the local network, but having other methods of receiving and transmitting information to the said main computer terminal.

Placement of trading posts 2 is also possible on the territory of hypermarkets and shopping malls, together with the main functions, implementing an advertising show. That is, in the form of so-called investment or financial boutiques in which financial transactions will be offered to visitors (potential customers) through the organization of trading racks-posts located directly on the territory of hypermarkets and shopping malls.

It is also advisable to provide, within the framework of the implementation of the patented concept, the use of the services of a marketing company in order to inform and attract an additional circle of customers to the trading and financial platforms 10 through its existing infrastructure 11.

The general operation scheme of the claimed electronic structure follows from the presented graphic materials. However, some fundamentally important features of the practical implementation of the claimed technical solution are disclosed in more detail below.

As follows from the foregoing, a fundamentally new direction has been created in the speculative-brokerage exchange business - investment brokerage business, when the risks of losses associated with the management of the fund’s funds are transferred to secondary bidders - clients of the intermediary company.

As the best trading platform 10 for the implementation of the project, the implementation of this type of investment and brokerage business is seen, for example, in the trading floor of a hypermarket, shopping mall, in the restaurant, where it will be possible to carry out speculative operations, for example, with shares of leading American companies. This place will actually become a place of pilgrimage for traders and speculators (including existing brokerage houses). It could also unite and assemble all ambitious businessmen, financiers, lawyers, etc. Promote the creation of a platform for communication, discussion, development of your own business and, thereby, lead to an increase in the number of jobs existing today. At the same time, this conceptual platform will be at the same time a place of entertainment, discussion and implementation of stock speculative operations, financed by a financial investment fund and / or a hedge fund.

The main income items of the investment financial fund and the intermediary company will be the brokerage commission and a small percentage of the profitable transactions of the secondary participants - clients.

The project’s income is provided by a derivative investment and brokerage business — its inverse relationship model. Difference from classic brokerage is that money for speculation with shares to the client allocated investment financial fund. This runs counter to the classical system of broker-client relations in the brokerage business, which creates a new financial relations system and business concept, when not an investment or brokerage company attracts money from clients to manage their money, but itself provides its capital to manage clients, while requires customers only to compensate for losses when they occur due to incompetent management of capital by the client. That is, it requires from the client only guarantees of the quality management of its capital (services provided by the client to the investment company).

The basis of the relationship is formed by the contract under which the client manages the fund’s money and takes the limited risk of compensation for possible loss-making transactions, and in return receives from the fund the ability to manage the fund’s money and receives a percentage of the profit on the basis of the contract, for example, 90%. Loss compensation guarantee - minimum client deposit (Security Deposit).

Clients will be offered for trading the most famous and liquid shares of American companies and corporations (Google, Apple, Microsoft.lBM, Exxon, etc.), as well as, if possible, shares of local companies. The client will be able to trade on the funds provided to him for management on the same day after signing the contract with the company and depositing funds into the card account (for example, the card of the VISA payment system) to pay off possible unprofitable transactions. Upon making a profit by the client, the fund instantly credits the client’s profits to the client’s plastic card or the client’s bank account specified in the agreement. An order for a trade transaction will be carried out both by voice (including by phone), and using a portable device by the client.

An example of a specific implementation of a patentable business concept. For example, a client who wants to receive $ 100,000 in management is contacting an employee of an intermediary company. The client confirms that for this purpose he is ready to allocate 3,000 dollars (open a drawdown account - Security Deposit account for this amount) as compensation for losses of the intermediary company in case the client buys shares for all 100,000 dollars and the shares begin to fall in price . An employee of the intermediary company through trading post 2 opens a personal alphanumeric trading account to the client on contractual terms with the intermediary company. It is quite natural that the intermediary company is not interested in incurring losses in the framework of the implementation of its activities - capital management of a financial investment fund. Therefore, according to the present invention, the information system of the intermediary company monitors all client positions in real time and if his position begins to fall below $ 100,000 (suppose at the moment it is $ 98,000), the client’s drawdown account is automatically debited the benefit of the intermediary company is $ 2,000. Thus, the client has $ 1,000 left in his personal drawdown account for compensation for future losses. Further, if the open position on the client’s shares on the trading account allocated to him by the intermediary company continues to fall in price, then as soon as the value of his position reaches $ 97,000, his trading account will automatically be blocked and the remaining $ 1,000 will be deducted from the drawdown account to pay off the loss . Thus, the intermediary company completely limits both itself and the financial investment fund from losses in the framework of the implementation of this concept - investment and brokerage business. Industrial applicability

The above information indicates the following conditions are met when using the claimed technical solution:

- an object that implements the claimed technical solution, when implemented, is intended to be used as an automated electronic transceiver structure operating in local and global information networks for financial and credit operations in the field of Internet trading in securities and financial derivatives thereof tools on stock exchanges when accessing information in real time.

- for the claimed object in the form as described in the independent clauses of the formula below, the possibility of its implementation using the means and methods described above or known from the prior art on the priority date is confirmed;

- the object embodying the claimed technical solution, when implemented, is able to ensure the achievement of the technical result perceived by the applicant.

Therefore, the claimed object meets the requirement of the patentability condition "industrial applicability".

Claims

CLAIM

1. A method of organizing the process of Internet trading of exchange resources, according to which they use: a central exchange post in the form of a server computer of an exchange intermediary or broker - a professional participant in the stock market, officially registered or authorized to conduct operations with exchange resources on the exchange, with at least one information platform with a database or other hardware or software for organizing online trading of exchange resources in real time; as well as trading posts, which technically form in the form of a local network of remote computerized or equipped with other mobile devices, workplaces of secondary bidders - clients who, that is, workplaces, programmatically and / or technically organize with the possibility of making purchase transactions -sale of relevant exchange resources through communication through the system of information exchange and filing of trading applications of the main computer terminal of the local network through the global information network, in particular, the Internet, with the server computer of an exchange intermediary or broker; wherein the computer or other mobile terminal of each secondary bidder is equipped with a username and password to identify the user; software is installed on the main computer terminal of each trading post for real-time access to trading in exchange resources through the computer information system of trading through the server computer of the central exchange post; each trading post is organized with the ability to serve many customer jobs, including remote jobs, which, i.e., workplaces, equipped with: a system for monitoring the progress of bidding and / or receiving information from exchange platforms in real time; a system for receiving, processing and transmitting information to the host computer of the local area network, into which, i.e., to the system, includes information input means, for example, a keyboard and mouse and / or touch screen; a system for selecting market data of a market sector by groups of exchange resources; the electronic structure as a whole is additionally equipped with a system of control of funds in the account of secondary bidders, which is programmatically organized with the possibility of securing a commission and forfeit; the control system of funds on the account of secondary bidders is programmatically organized with the ability to control, including automatically, the sufficiency of funds on the account of the secondary bidder to decide on the suspension from participation in the bidding of this bidder or on the rejection of those bids of this bidder that are not covered by the amount of collateral, and other applications that do not meet the required standards, and are also equipped with a subsystem for fixing each transaction and other information related to the wire by our operations of secondary bidders, including fixing transactions at the best price indicated in counter orders, characterized in that: the central exchange post is placed on the territory of the state with a foreign one, in relation to the state of the location of the mentioned trading posts, formed in the form of a local network jurisdiction; as exchange resources use the market for securities and derivatives in relation to them financial instruments, as well as other exchange financial instruments; as financial and technical instruments of secondary bidders functionally use: a financial fund, or a hedge fund with electronic infrastructure, which is placed on the territory a state with a foreign jurisdiction with respect to the state of placement of the said trading posts, the infrastructure and technical capabilities of which are organized with the possibility of opening the above-mentioned exchange intermediary or broker as a corporate client at the central exchange post, using it, i.e., intermediary or broker , infrastructural and technical capabilities, own account for placing financial resources of the fund, which is, therefore, the sole owner of this account; an intermediary company with a staff of employees that are geographically located and registered outside the state of location of the mentioned trading posts, mainly in one of the offshore zones of the world, the infrastructure and technical capabilities of which are functionally organized with the ability to manage the provided or allocated asset accounts from the above-mentioned own account financial fund on the terms of a contract or agreement on financial consulting, or trust management securities, or subconsulting and advising on the adoption of trading decisions on the acquisition of certain securities; trading posts of employees of the aforementioned intermediary company, which operate on the basis of a direct contract with an intermediary company, which provides employees with their own accounts for financial support of clients' trading requests; as well as workplaces of trading posts directly for customers with the appropriate infrastructure and technical capabilities, for which, in terms of interaction with the intermediary company and its employees in the field of capital management and financial settlements following the trading sessions, they use an independent contract agreement according to which, in particular, to the client, in In addition to his personal capital paid into the account of the credited deposit to compensate for losses in the performance of capital management services - a deposit for drawdown, they also provide management with a part of the capital that is managed in the account of an intermediary company employee, and the amount of additional capital provided is at least at least an order of magnitude greater than the amount credited to the client as a deposit for a drawdown; in addition, the electronic structure includes: terminals of any payment system provided by the supplier that are functionally a means of crediting the customer’s drawdown to the intermediary company to their own personal account by the contract number and debiting from this account to a plastic card, for example, VISA or Master Card, the client arrived at the end of the trading session; as well as the payment and settlement system of a financial institution - an independent bank teller bank, which is functionally a technical means of transferring client funds to its own drawdown account in an intermediary company, which is organized through the technical capabilities of the intermediary company infrastructure; as a financial and legal tool for interaction between the terminal supplier and the intermediary company, an agreement is used to collect and return client funds to a plastic card, for example, a VISA or Master Card, a client of any bank that has the technical capabilities to make the required payment transactions; an independent contractual agreement is used as a financial and legal instrument for the interaction of a financial institution through a payment and settlement system with an intermediary company and a client; at the same time, as trading financial platforms for placing trading posts of employees of the intermediary company for functional interaction with customers use at least part of the premises of public establishments, for this the infrastructure of these establishments, mainly temporarily, i.e., for the period of the trading session in real time, is converted into the infrastructure of an office or business center, for which they are placed on their payment and settlement terminals, and / or information technology, such as computers, organize trade posts for employees of an intermediary company with the appropriate infrastructure; and the said trading financial platforms are located on the territory of a state with a jurisdiction different from the jurisdiction of the state of location of the said central exchange post.

2. An electronic structure for implementing the process of Internet trading of exchange resources, including: a central exchange post in the form of a server computer of an exchange intermediary or broker - a professional participant in the stock market, officially registered or authorized to conduct operations with exchange resources on the exchange, with at least one information platform with a database or other hardware or software for organizing Internet - trading of exchange resources in real time; as well as trading posts, technically formed in the form of a local network of remote computerized or equipped with other mobile devices, workplaces of secondary bidders - clients who, that is, workplaces, are programmatically and / or technically organized with the possibility of making purchase and sale transactions selling relevant exchange resources through communication through the system of information exchange and filing of trading applications of the main computer terminal of the local network through global information Networks, in particular the Internet, with a server computer exchange intermediary or broker; wherein the computer or other mobile terminal of each secondary bidder is equipped with a username and password to identify the user; software was installed on the main computer terminal of each trading post for real-time access to trading in exchange resources and access to the computer information system of trading through the server computer of the central exchange post in real time; each trading post is organized with the ability to serve many customer jobs, including remote jobs, which, that is, jobs, are equipped with: a system for monitoring the progress of trading and / or receiving information from exchange platforms in real time; a system for receiving, processing and transmitting information to the host computer of the local area network, which, i.e., the system, includes means for inputting information, for example, a keyboard and mouse and / or touch screen; a system for selecting market data of a market sector by groups of exchange resources; the electronic structure as a whole is additionally equipped with a system of control of funds in the account of secondary bidders, which is programmatically organized with the possibility of securing a withdrawal of commission and forfeit; a system for controlling funds in the account of secondary bidders is programmatically organized with. the ability to control the sufficiency of funds in the account of the secondary bidder to make, including automatic, a decision to suspend the bidder from participation in tenders or to reject those bids of this bidder that do not meet the requirements for the current amount of collateral, and other bids, not complying with the required standards, and is also equipped with a subsystem for fixing each transaction and other information related to the operations of secondary bidders, including fixing transactions at the best price specified in counter orders, characterized in that: the central exchange post is located on the territory of the state with a foreign jurisdiction in relation to the state of placement of the said trading posts formed in the form of a local network; as the exchange resources, the market of securities and derivatives in relation to them financial instruments, as well as other exchange financial instruments is used; The financial and technical tools of the secondary bidders are functionally: a financial fund or a hedge fund with electronic infrastructure, located in the territory of a state with a foreign jurisdiction, the infrastructure and technical capabilities of which are organized with the possibility of opening as a corporate client, in relation to the state where the trading posts are located the aforementioned exchange intermediary or broker, using it, i.e., intermediary or broker, infrastructure and technical Sgiach opportunities own account to accommodate the financial means of the fund, which is thus edinopravnym owner of the account; an intermediary company, with a staff of employees, geographically registered outside the state of location of the mentioned trading posts, mainly in one of the offshore zones of the world, the infrastructure and technical capabilities of which are functionally organized with the ability to manage the provided or allocated asset accounts from the above-mentioned own account of the financial fund on the terms of a contract or agreement on financial consulting, or trust management of valuable AGAMI or subkonsaltingu and advice on making trading decisions on the purchase of certain securities; trading posts of employees of the aforementioned intermediary company, operating on the basis of a direct contract with an intermediary company that provides employees with their own accounts for financial support of clients' trading requests; as well as workplaces of trading posts directly for customers with the appropriate infrastructure and technical capabilities, financial and legal tools for which, in terms of interaction with the intermediary company and its employees in the field of money management and financial settlements following the trading sessions, there is an independent contract agreement, according to which, in particular, to the client, in addition to his personal capital, deposited into the account of the credited deposit to compensate for losses upon execution In the case of capital management services - a deposit for drawdown, a part of the capital that is managed in the account of an employee of the intermediary company is additionally provided for management, and the amount of additional capital provided is at least an order of magnitude greater than the amount credited to the client as a deposit for a drawdown; In addition, the electronic structure includes: terminals of any payment system provided by the supplier, which are functionally a means of crediting a customer’s drawdown to their own personal account in the intermediary company by the contract number and debiting from this account to a plastic card, for example, VISA or Master Card, the client arrived at the end of the trading session; as well as the payment and settlement system of a financial institution, an independent bank cashier’s bank, which is functionally a technical means of transferring client funds to its own personal client drawdown account in an intermediary company, organized through the technical capabilities of the intermediary company infrastructure; financial and legal instrument for the interaction of the terminal supplier with the intermediary company is the collection and return agreement client funds on a plastic card, for example, VISA or Master Card, a client of any bank having the technical ability to make the required payment transactions; An independent contractual agreement is a financially legal tool for the interaction of a financial institution through a payment and settlement system with an intermediary company and a client; at the same time, at least part of the premises of public establishments is functionally used as trading financial platforms for placement of trading posts for intermediary firms to interact with customers, mainly temporarily, i.e. for the period of the trading session in the mode real time, the transformation of the infrastructure of these institutions into the infrastructure of an office or business center by placing payment and settlement terminals on their territory and / or, information -computing equipment, such as computers, and the organization of trading posts of employees of the intermediary company with the appropriate infrastructure; and the said trading financial platforms are located on the territory of the state with jurisdiction different from the jurisdiction of the state of location of the said central exchange post.

3. The electronic structure according to claim 2, characterized in that each workplace of a trading post is equipped with information computer technology that is functionally a means of displaying: exchange data, and / or quotes, and / or graphs of exchange resources, and / or other graphical visualization of changes prices of exchange resources, and / or a summary table of exchange resources with their description for each sector of the market and information on quotes of currently active orders for each exchange resource.

4. The electronic structure according to claim 2, characterized in that each workplace of a trading post is equipped with technical means for receiving and / or displaying information about all registered transactions, the list of transactions completed by the trading participant himself - the client, the list of applications for the purchase / sale of exchange resources, open positions on exchange resources offered by this participant - the client for sale and / or purchase, as well as the list of execution reports on transactions declared by the bidder - the client, and the list of reports executed other transactions received by the bidder - client, as well as, as an option, information on the balance of the deposit for the drawdown.

5. The electronic structure according to claim 2, characterized in that each main computer terminal of each trading post is equipped with a system for displaying information about the positions of each trading participant - client of this trading post for money, as well as for exchange resources offered by this participant - client for sale and / or purchase, as well as a system of control, setting restrictions, liquidating positions and blocking actions and accounts for each specific bidder - client.

6. The electronic structure according to claim 2, characterized in that each workplace of a trading post is technically organized with the ability to display information about the schedule of the trading session for the bidder-client, and is also equipped with a display system of messages sent to bidders-clients regarding client actions , as well as the current trading session, including the admission or termination of admission to trading or the imposition of restrictions.