JP2015153221A - Investment trust application impossible date information utilization system and program - Google Patents

Abstract

PROBLEM TO BE SOLVED: To achieve a technique for surely transmitting investment trust application impossible date information to respective selling companies from an investment trust operation company.SOLUTION: Application impossible date information in which a fund code is associated with a closure date related to a financial product transaction institution in a foreign country, is stored, and handling fund information in which correspondence between investment trust and an investment trust selling company is defined, is referred, and application impossible date information related to investment trust handled by respective investment trust selling company is associated with a selling company code and then is stored. When a browsing request of application impossible date information related to specific investment trust is transmitted from a terminal of the investment trust selling company, the application impossible date information is extracted, and the browsing screen is transmitted to a client terminal. When confirmation of the respective application impossible date information is transmitted from the terminal, a flag indicating confirmation is completed, is set to the respective application impossible date information. When a browsing request of the confirmation state is transmitted from a terminal of the investment trust operation company, an application impossible date confirmation state browsing screen in which display indicating that confirmation is completed, is displayed on every application impossible date, is transmitted to the terminal.

Description

  The present invention relates to a system and program for information on non-applicable application days for investment trusts, and in particular, information relating to non-application days on which investment trust setting / cancellation applications cannot be applied due to reasons such as holidays in overseas markets. It relates to technology that can be shared and utilized effectively among investment trust sales companies.

Investment trusts (hereinafter referred to as “investment trusts”) are composed of various financial products such as stocks, bonds, futures, and foreign exchange, so if there is an application for setting (purchase) or cancellation (cash) for specific investment trusts, An investment trust management company needs to actually buy and sell each financial product included in the investment trust in the market.
Investment trusts often include financial products such as foreign stocks and foreign bonds, so if the overseas market for these foreign financial products is not opened for reasons such as holidays during the settlement period, Even if the application date is a weekday in Japan, it will not be possible to cancel the investment trust setting.

For this reason, each investment trust management company collects closed information on its own by periodically visiting websites in overseas markets, etc., and creates a list of non-application days for investment trusts operated by the company. It is provided by e-mail to investment trust sales companies such as companies.
Upon receiving this, the investment trust sales company creates a list of non-applicable days for each investment trust sold by the company and announces it on a homepage or the like (see Non-Patent Document 1).
Tokai Tokyo Securities Co., Ltd./Domestic Investment Trust Order Date Unavailable Internet URL: https://www.tokaitokyo.co.jp/products/fund/calendar/ Search Date: February 12, 2014

  For this reason, it is of course necessary for investment trust management companies to correctly guide the dates when they cannot apply for their own investment trusts, but it is extremely important to ensure that this information is communicated to investment trust sales companies. If this happens, it may develop into a major trouble or a credit problem.

  However, investment trust management companies generally handle a large number of issues, and there are a large number of investment trust sales companies with transactions. It was a big burden on the person in charge of the company. In particular, since the information on non-application days is often updated on a yearly basis, the person in charge of the investment trust management company must complete the communication to each investment trust sales company for all stocks within a limited period at the end of the year. There was a significant psychological load.

  In addition, even if information on the date of non-application is correctly transmitted from the investment trust management company to the sales company, due to troubles on the system of the sales company or human error, etc. The possibility of an order being issued is not zero, and if this is accepted as such, there is a risk that the investment trust management company will be liable for accident handling.

  The present invention has been devised to solve such a conventional problem, and is to provide a technology capable of reliably transmitting investment trust application deadline information from the investment trust management company to each sales company. One purpose.

  In addition, the present invention provides a technology that can prevent the investment trust management company from accepting an order for setting or canceling investment trusts issued from an investment trust sales company, even if the application is not possible. This is the second purpose.

  In order to achieve the above-mentioned purpose, the application system for non-application date of investment trust described in claim 1 is an application in which a fund code for identifying an investment trust is associated with at least a holiday on a plurality of foreign financial instruments exchanges. Non-application date master storage means for storing non-applicable date information, handling fund information storage means in which the correspondence relationship between each investment trust and a plurality of investment trust sales companies dealing in the investment trust is defined, and the above handling By referring to the fund information storage means, the non-application date information relating to the investment trusts handled by each investment trust sales company is extracted from the non-application date master storage means, and the sales company is associated with the sales company code that identifies each investment trust sales company. Browsing non-application date information related to a specific investment trust from the disclosure means stored in the non-application date information storage means and the client terminal of the investment trust sales company When a quest is sent, the client terminal displays a browsing screen that lists the application unavailable date information related to the investment trust from the seller unavailable application information storage means related to the investment trust sales company and lists each application unavailable date information Flag that has been confirmed for each non-application date information in the non-application date information storage means for each sales company when a message indicating that the non-application date information has been confirmed is sent from the client terminal. When a request for viewing a confirmation status of a specific investment trust by a specific investment trust sales company is sent from the client terminal of the investment trust management company and the investment trust management company's client terminal, the non-applicable date information storage by sales company related to the investment trust sales company Refer to the method, and display the status screen for confirming the status of non-applicable dates that displays either confirmed or unconfirmed status for each non-applicable date. Is characterized in that a means for transmitting the Ant terminal.

  The investment trust application unavailable date information utilization system according to claim 2 is the system according to claim 1, and further, order information for setting or canceling a specific investment trust is transmitted from the client terminal of the investment trust sales company. In this case, refer to the above-mentioned sales company-specific application date information storage means related to the investment trust sales company, a means for determining whether the order information corresponds to an order on the application disabled date, and an order on the application disabled date In this case, there is provided a means for storing the order information in the order information storage means and a means for transmitting a warning message to the client terminal when the order corresponds to an order on the unavailable date.

  The investment trust non-applicable date information utilization system according to claim 3 is the system according to claim 2, and the cancel information is transmitted from the client terminal of the investment trust sales company for the order information for which the warning message is issued. If the order confirmation information is transmitted for the order information for which the warning message is issued from the means for discarding the order information and the investment trust sales company system, the order information is stored in the order information storage means. Each order information stored in the order information storage means by referring to the sales company-specific application unavailable date information storage means when an order information browsing request is transmitted from the storage means and the client terminal of the investment management company If there is a means to determine whether or not the order falls under an order not applicable date, and there is order information applicable to an order on the unavailable date To is characterized in that it comprises means for transmitting a warning message to the client terminal.

  The investment trust application disapproval date information utilization system described in claim 4 is the system according to claims 1 to 3, wherein the disclosure means further issues a request for disclosing each application disapproval date information from a client terminal of the investment trust management company. When the information is transmitted, the application non-application date master storage unit extracts the corresponding application non-application date information and stores the information in the sales company-specific application non-application date information storage unit.

  The investment trust non-application date information utilization program according to claim 5 stores non-application date information in which a computer is associated with a fund code identifying an investment trust on at least a holiday on a plurality of foreign financial instruments exchanges. Refer to the fund information storage means, the handling fund information storage means in which the correspondence relationship between each investment trust and a plurality of investment trust sales companies dealing in the investment trust is defined. In addition, the non-application date information regarding investment trusts handled by each investment trust sales company is extracted from the non-application date master storage means, and the non-application date information storage means by sales company is associated with the sales company code that identifies each investment trust sales company. A request to view non-application date information on a specific investment trust is sent from the client terminal of the investment trust sales company. If it is, the application unavailable date information for the investment trust is extracted from the seller-specific application unavailable date information storage means for the investment trust sales company, and a browsing screen listing each application impossible date information is sent to the client terminal. Means, means for setting a confirmed flag in each non-application date information in the above-mentioned sales company-specific non-application date information storage means when a message indicating confirmation of each non-application date information is transmitted from the client terminal When a request for viewing a confirmation status by a specific investment trust sales company regarding a specific investment trust is sent from the client terminal of the investment trust management company, refer to the non-applicable date information storage means by sales company related to the investment trust sales company, Sends a confirmation screen for viewing the status of non-applicable dates that displays either confirmed or unconfirmed status for each non-applicable date to the client terminal. It is characterized in that function as that means.

According to the investment trust non-application date information use system described in claim 1 and the investment trust non-application date information use program described in claim 5, the non-application date of each investment trust stored in the non-application date master storage means The investment trust management company applies to each sales company because the information is distributed to each sales company that handles the investment trust and is stored in a dedicated non-applicable day information storage means. It becomes possible to save the trouble of individually transmitting impossible date information.
Moreover, since it becomes possible for the investment trust management company to check whether or not each investment trust sales company has confirmed the non-application date information, it is possible to prevent the occurrence of transmission omission.

  According to the investment trust application unavailable date information utilization system described in claim 2, the suitability of the order information transmitted from the investment trust sales company is judged, and a warning message is issued if the order is approved on the unavailable date. Since it is provided with a mechanism to be transmitted to the company side, it is possible to prevent an erroneous order from occurring.

  According to the investment trust application disapproval date information utilization system described in claim 3, the order confirmation information is newly transmitted from the investment trust sales company even though the order is recognized as an application disapproval date and a warning message is transmitted. In this case, it is possible to store the order as a valid order in the order information storage means, but at the time of inquiry from the investment trust management company, the suitability is judged again and a warning message is displayed. Can also be given pre-check opportunities.

  The investment trust non-applicable date information utilization system described in claim 4 has a mechanism for the non-applicable date information to be used for browsing by each investment trust sales company after waiting for a public request from the investment trust management company. Therefore, it becomes possible to give the investment trust management company the opportunity to check and correct in advance.

FIG. 1 is an overall configuration diagram of a non-application date information utilization system 12 for investment trusts according to the present invention, and includes a non-application date master storage unit 22 and a transaction relay system 24.
In addition, the transaction relay system 24 is connected to a plurality of investment trust management company client terminals 26 and a plurality of investment trust sales company client terminals 28 via a communication network.

  FIG. 2 exemplifies records stored in the non-application date master storage unit 22 and includes a fund code, non-application date (2012/01/02, etc.), public flag (public / non-public), and setting flag. Data items such as (can be set / cannot be set), cancellation flag (cancel cancellation / cannot be canceled), all holiday flag (all holidays / transaction time is limited), summary 1 and summary 2 are provided.

In the data items of “Summary 1” and “Summary 2”, the cause of the application unavailable date is described.
For example, the non-applicable date of “2012/01/02” is “New Years Day” holiday of New York Stock Exchange, New York Bank holiday, London Stock Exchange holiday, London Bank "Summary 1" describes "New York Stock Exchange Closed Day, New York Bank Closed Day, London Stock Exchange Closed Day, London Bank Closed Day" In “Summary 2”, “New Years Day” is described.
By the way, depending on the country or region, the holidays of the exchange may not match the holidays of the bank, and even if the exchange is open, if the bank is closed, funds cannot be settled. Since the transaction cannot be performed, the bank closed day information for each region (city) is also stored in the non-application date master storage unit 22.

  The information on the holidays of exchanges overseas is basically collected by the system operator staff visiting the exchanges and bank websites of each country on a regular basis and stored in the external storage device of the computer. Stored in the non-application date master storage unit 22. At this time, reference is also made to the holiday information obtained from the information vendor.

The non-application date information stored in the non-application date master storage unit 22 is valid via the transaction relay system 24 by the investment trust management company itself and a plurality of investment trust sales companies (banks and securities companies) that handle the investment trust. Be utilized.
FIG. 3 is a block diagram showing the functional configuration of the transaction relay system 24. The disclosure processing unit 50, the browsing processing unit 52, the order processing unit 54, the order processing unit 56, the handling fund information storage unit 58, An application unavailable date information storage unit 60 and an order information storage unit 62 are provided.

The publication processing unit 50, the browsing processing unit 52, the order processing unit 54, and the order receiving processing unit 56 are realized by the CPU of the computer executing predetermined processing according to the OS and a dedicated application program.
In addition, the handling fund information storage unit 58, the application unavailable date information storage unit 60, and the order information storage unit 62 are provided in the external storage device of the computer.
In the handling fund information storage unit 58, a correspondence relationship between each investment trust and a sales company of the investment trust is defined in advance.

  Here, regarding the investment trust managed by the investment trust management company A, the person in charge of the investment trust management company A is transferred from the client terminal 26 to the transaction relay system 24 after the application disable date master storage unit 22 stores the application disable date information. When accessed, the publication processing unit 50 refers to the application unavailable date master storage unit 22 to generate an application unavailable date edit screen and transmits it to the client terminal 26.

As a result, as shown in FIG. 4, the application unavailable date editing screen 64 is displayed on the display of the client terminal 26.
Here, when the person in charge enters a keyword in the fund code entry field 65 or the fund name entry field 66 and clicks the search button 67, the publication processing unit 50 searches the application unavailable date master 22 and cannot apply for the corresponding fund. A list of days 68 is displayed on the application unavailable date edit screen 64.

The person in charge confirming that there is no problem in the contents by browsing the list 68 of application unavailable days checks the selection column 69 for each application unavailable day and clicks the publish button 70.
Upon receiving this, the publishing processing unit 50 sets “publish flag → publishable” to the corresponding record in the non-application date master 22.
Next, the public processing unit 50 refers to the handling fund information storage unit 58 and identifies a sales company (for example, “investment trust sales company A”) that is registered as handling the investment trust, and then applies for the non-application date information. Is stored in the non-applicable day information storage unit 60.

FIG. 5 shows an example of the record stored in the application-by-sales-by-sales application date information storage unit 60. The fund code, investment trust sales company code, inapplicable date (2012/01/02, etc.), sales company confirmation flag Data items such as (confirmed / unconfirmed), setting flag (can be set / cannot be set), cancellation flag (can be canceled / cannot be canceled), all holiday flag (all holidays / transaction time is limited), summary 1, summary 2 etc. I have.
Normally, one investment trust is sold to general investors through a plurality of investment trust sales companies, and therefore, a dedicated non-application date information storage unit 60 for each sales company is provided for each investment trust sales company.

  After the non-application date information is stored in the non-application date information storage unit 60 of the investment trust sales company A, when the person in charge of the investment trust sales company A accesses the transaction relay system 24 from the client terminal 28, the browsing processing unit 52 The non-application date browsing information storage unit 60 is referred to generate a non-application date browsing screen and transmits it to the client terminal 28.

As a result, as shown in FIG. 6, the application unavailable date browsing screen 74 is displayed on the display of the client terminal 26.
Here, when the person in charge inputs a keyword in the fund code input field 75 or the fund name input field 76 and clicks the search button 77, the browsing processing unit 52 searches the non-applicable date information storage unit 60 by sales company, and the corresponding fund. Is displayed on the browsing screen 74.

The person in charge who grasps the application unavailable date of the investment trust through the browsing screen 74 checks the selection field 79 for each application unavailable date and clicks the confirmation button 80.
In response to this, the browsing processing unit 52 sets “sales company confirmation flag → confirmed” in the corresponding record in the sales day-specific application information storage unit 60.

  Next, when the person in charge of the investment trust management company A accesses the transaction relay system 24, the browsing processing unit 52 generates a non-application date confirmation status browsing screen and transmits it to the client terminal 26.

As a result, a confirmation status browsing screen 82 is displayed on the Web browser of the client terminal 26 as shown in FIG.
Here, the person in charge enters a keyword in one of the sales company code input field 83 and the sales company name input field 84, and also enters a keyword in either the fund code input field 85 or the fund name input field 86 for searching. When the button 87 is clicked, the browsing processing section 52 searches the sales company-specific application unavailable date information storage section 60 and a list 88 of application unavailable days related to the fund is displayed on the confirmation status browsing screen 82.

“Confirmed” is displayed in the confirmation status field 89 in this list 88, so that the person in charge of investment trust management company A is surely aware of the information on unavailable days of application by the person in charge of investment trust sales company A Can be confirmed.
Also, if for some reason the confirmation of the investment trust sales company A is delayed and “unconfirmed” is displayed in the confirmation status column 89, the person in charge of investment trust management company A will call the investment trust sales company A via telephone or email. Confirmation can be prompted.

The person in charge of the investment trust sales company A can not only browse the non-application date information on the screen of the client terminal 28 but can also print out a list of non-application days.
That is, when the print button 90 is clicked on the browsing screen 74 in FIG. 6, the browsing processing unit 52 transmits a non-application date form file (PDF format or the like) and displays the contents of the file on the display of the client terminal 28 as a screen. The
On the other hand, when the person in charge selects “print” on the screen, as shown in FIG. 8, a non-application date list 91 relating to the investment trust is output from the printer 92 connected to the client terminal 28. The person in charge can save the form file in the external storage device of the client terminal 28 by selecting “Save” on the screen.

When the person in charge of the investment trust sales company A clicks the download button 93 on the browsing screen 74 in FIG. 6, the browsing processing unit 52 transmits the data (CSV file) of the application impossible date related to the investment trust to the client terminal 28. And stored in a predetermined directory of the client terminal 28.
As a result, the investment trust sales company A can make effective use of the data of the non-application date information in its own investment trust sales system (not shown).

Next, the non-application date check function provided in the transaction relay system 24 will be described.
First, when the person in charge of the investment trust sales company A transmits the investment trust setting / cancellation order information for the investment trust management company A through the order screen (not shown) displayed on the client terminal 28, the order processing unit 54 receives the order information. Based on the fund code included in the item, the application-by-sales application non-application date information storage unit 60 is checked to confirm whether the order falls on an application non-application day.

Here, if it is confirmed that “it does not correspond to an application non-applicable date”, the order information is stored in the order information storage unit 62 as it is.
On the other hand, if it is determined that the item falls under a non-applicable date, the order processing unit 54 sends a warning message “applicable non-applicable day” to the client terminal 28 and displays it on the order screen. Pop-up is displayed.
When the person in charge of the investment trust sales company A who notices an error inputs “cancel” on the order screen, the order processing unit 54 discards the order information.

On the other hand, when the person in charge of the investment trust sales company A inputs “order after confirmation” instead of “cancel”, the order processing unit 54 stores the order information in the order information storage unit 62.
Next, when the person in charge of the investment trust management company A accesses the transaction relay system 24 from the client terminal 26, the order receiving processing unit 56 refers to the order information storage unit 62 and orders from the investment trust sales company A to the investment trust management company A. An information list screen (not shown) is generated and transmitted to the client terminal 26.

  At this time, the order processing unit 56 checks the sales day-specific application date information storage unit 60 based on the fund code included in each order information, and if an order corresponding to the non-application date is included, In response to this, a warning message of “corresponding to an unapplicable date” is displayed in a pop-up on the list screen to alert the person in charge of investment trust management company A.

  The person in charge of the investment trust management company A who touched the warning message can prevent an accident in which an incorrect order is accepted by contacting the sales company A by telephone or the like and prompting cancellation of the order.

  In addition, if the application unavailable date that was initially set for some reason becomes invalid and an agreement has been made in advance between the person in charge of Investment Trust Management Company A and Investment Trust Sales Company A, The person in charge may ignore the warning message.

1 is an overall configuration diagram of an investment trust non-application date information utilization system according to the present invention. FIG. It is a figure which shows the structure of an application impossible day master. It is a block diagram which shows the function structure of a transaction relay system. It is a figure which shows the structure of an application impossible day edit screen. It is a figure which shows the structure of the non-application application date information according to a sales company. It is a figure which shows the structure of an application impossible day browsing screen. It is a figure which shows the structure of an application impossible day confirmation condition browsing screen. It is a figure which shows the example which listed and printed out the application impossible day by investment trust unit.

12 Application system for unavailable days
22 Unavailable date master storage
24 Transaction relay system
26 Investment trust management company client terminals
28 Client terminals of investment trust sales companies
50 Public Processing Department
52 Browsing processor
54 Order processing department
56 Order processing department
58 Handling Fund Information Storage
60 Date information storage section not available for sales companies
62 Order information storage
64 Non-application date edit screen
65 Fund code input field
66 Fund name input field
67 Search button
68 List of unavailable days
69 Selectable days
70 Publish button
74 Non-application date browsing screen
75 Fund code input field
76 Fund name input field
77 Search button
78 List of unavailable days
79 Selection column for unavailable days
80 Confirm button
82 Confirmation status browsing screen
83 Sales company code input field
84 Sales company name input field
85 Fund code input field
86 Fund name input field
87 Search button
88 List of unavailable days
89 Confirmation status column
90 Print button
91 Unavailable days list
92 Printer
93 Download button

Claims (5)

A non-application date master storage means for storing non-application date information associated with a fund code for identifying an investment trust on at least a holiday related to a plurality of foreign financial instrument exchanges;
Handling fund information storage means in which the correspondence relationship between each investment trust and a plurality of investment trust sales companies that sell and sell the investment trust is defined;
With reference to the above-mentioned fund information storage means, the application impossible date information regarding the investment trusts handled by each investment trust sales company is extracted from the above application impossible date master storage means and associated with the sales company code that identifies each investment trust sales company A means for publishing information stored in the information storage means for non-applicable dates by sales company,
When a request to view the non-applicable date information related to a specific investment trust is sent from the client terminal of the investment trust sales company, the non-applicable date related to the investment trust from the non-applicable date information storage means related to the investment trust sales company Means for extracting information and sending a browsing screen listing each non-application date information to the client terminal,
Means for setting a confirmed flag in each non-application date information in the above-mentioned non-application date information storage means by sales company when a message indicating that each non-application date information has been transmitted from the client terminal;
When a confirmation request by a specific investment trust sales company regarding a specific investment trust is sent from the client terminal of the investment trust management company, refer to the non-applicable date information storage means by sales company related to the investment trust sales company, A means for sending to the client terminal an application non-application date confirmation status view screen displaying either confirmed or unconfirmed status for the application non-application date;
A system for using non-applicable date information for investment trusts. When order information for setting or canceling a specific investment trust is sent from a client terminal of an investment trust sales company, the order information is applied by referring to the above-mentioned non-applicable date information storage means for each investment trust sales company. Means for determining whether the order falls on an impossible day,
Means for storing the order information in the order information storage means when the order is not applicable on the non-applicable date;
If the order falls on a non-applicable date, a means for sending a warning message to the client terminal,
The system for using non-application date information for investment trusts according to claim 1. Means for discarding the order information when cancel information is transmitted from the client terminal of the investment trust sales company for the order information for which a warning message is issued;
Means for storing the order information in the order information storage means when the order confirmation information is transmitted for the order information for which a warning message is issued from the investment trust sales company system;
When an order information browsing request is transmitted from the client terminal of the investment trust management company, the order information stored on the order information storage means is referred to on the date when the order information is not available. Means for determining whether or not the order falls under;
Means for sending a warning message to the client terminal when there is order information corresponding to the order on the non-applicable date;
The investment trust non-application date information utilization system according to claim 2, comprising:   When the disclosure request for each non-application date information is transmitted from the client terminal of the investment trust management company, the public means extracts the non-application date information from the non-application date master storage means, and applies for each sales company. 4. The investment trust disabled date information utilization system according to claim 1, wherein processing for storing in the disabled date information storage means is executed. Computer
Non-application date master storage means for storing non-application date information associated with a fund code that identifies an investment trust on at least holidays of a plurality of foreign financial instrument exchanges,
Handling fund information storage means in which correspondence relations between each investment trust and a plurality of investment trust sales companies dealing in the investment trust are defined,
With reference to the above-mentioned fund information storage means, the application impossible date information regarding the investment trusts handled by each investment trust sales company is extracted from the above application impossible date master storage means and associated with the sales company code that identifies each investment trust sales company Disclosing means for storing in the non-applicable date information storage means by sales company,
When a request to view the non-applicable date information related to a specific investment trust is sent from the client terminal of the investment trust sales company, the non-applicable date related to the investment trust from the non-applicable date information storage means related to the investment trust sales company A means of extracting information and sending a browsing screen listing each non-application date information to the client terminal,
Means for setting a confirmed flag in each non-application date information in the above-mentioned sales company-specific non-application date information storage means when a message indicating that each non-application date information has been sent from the client terminal;
When a confirmation request by a specific investment trust sales company regarding a specific investment trust is sent from the client terminal of the investment trust management company, refer to the non-applicable date information storage means by sales company related to the investment trust sales company, Means for sending to the client terminal an application non-application date confirmation status view screen showing either the confirmed or unconfirmed status of the application non-application date;
A program for using information on days when investment trusts cannot be applied.

Images