JP2003524223A - Global investor customer access system - Google Patents

Abstract

(57) [Summary] Establishing access to at least one information database including investment information on investment media, investment information including accounting information, news information, compliance information, and performance information, Maintaining an electronic site on a network to which the user can connect and, in response to a user request, a user on a network including at least one of (i) investment information and (ii) at least one link to the investment information Sending an electronic screen to a user, the method comprising providing investment information to a user.

Description

Detailed Description of the Invention

[0001] Field of the background 1. OF THE INVENTION The present invention, accounting to institutional investors, storage, promising securities, performance data, compliance information, and investor services to a method and apparatus for providing information about market news Regarding The invention preferably distributes the information over a network, such as the Internet, allowing institutional investors to utilize the information as desired.

2. Related Technology Institutional investors and plan guarantors (such as pension plan managers) have traditionally been interested in regularly obtaining information on performance data for accounting, custody, securities lending, compliance, and portfolios.
Such information has hitherto been obtained on a monthly basis and has typically been transferred to investors / managers, for example by fax, mail or electronic bulletin boards (such as on the network). Unfortunately, these conventional reports have some disadvantages: they only provide data at one point in time (ie, during the relevant month). Thus, investors / managers were not provided with information about accounting, performance, etc. over time, eg, time-series data as represented in chart form. In fact, the static "snapshots" of the data provided in these traditional reports provide investors / managers with information on portfolio performance trends that they can use to determine whether to change portfolio holdings. Don't give. In addition, these reports provide information in a batch, overnight format, rather than on a daily basis. Moreover, prior art systems did not provide institutional investors the ability to use information, for example, country exposure, currency exposure, segment, category, sector, industry, accrued income, purchase / sale. . Significantly, prior art systems did not provide information including accounting data, custody data, securities lending, performance data, compliance data, market news in one electronically accessible place.

Accordingly, institutional investors and / or portfolio managers have available information about accounting data, custody data, loan securities data, compliance data, performance data, and market news across electronic networks on a daily basis. There is a need in the art for new investor services methods and / or systems that provide

[0004] To overcome the disadvantages of the summary prior art invention, a method and apparatus for providing investment information to the user are provided by this invention. In a broad sense, this method includes the following actions: establishing access to at least one information database containing investment information about investment vehicles, the investment information being accounting information, news information,
Contains compliance information, performance information; Maintains electronic sites on the network to which the user can connect; Transfers electronic screens to the user across the network, including at least one of the following: (i) Investment information (Ii) at least one link to investment information in response to a user request. This invention also
It also includes a computerized information management system for implementing the method of the present invention.

For the purposes of illustration of the invention, the drawings show a preferred form herein, but it is to be understood that the invention is not limited to the structures and means shown.

Detailed Description of the Preferred Embodiment In the preferred embodiment, a user (eg, an institutional investor, portfolio manager, etc.) uses a conventional web browser, such as Microsoft® Internet Explorer, over a computer network. The invention is accessed via the World Wide Web, eg the Internet. FIG. 1 is a site map showing the various features and functions available.

Upon accessing the website, the user's monitor displays the home page 100. From here, the user has four major categories of information: views and reports 200, news and reports 300, compliance information 400,
Access performance data 500. The user may enter commands into these categories (or modules) of information by activating icons using any known technique, such as a keyboard or mouse, hyperlinks, and typing commands in dialog boxes.
Enter with. An example home page is shown in FIG. 1A.

Browsing and Reporting Within the Browsing and Reporting module 200, information is available in multiple broad reporting categories for one or more investment portfolios. Still referring to FIG. 1, the categories of reports in this module are Accounting Holding 2
10, accounting transaction 230, custody holding 250, custody transaction 270, and loanable securities 290. When the view and report module is selected from the home page 100, a screen containing information and icons appears on the user's monitor, which can generate additional types of reports.

An example of such a screen is shown in FIG. Here, browsing and report module screen 2
11 is a left side 212 containing buttons corresponding to each of the browse and report module categories and a right side 2 representing a list of available reports selected by the user.
13 and will be described below. When the screen 211 first appears, the right side 213 can be empty and the left side 212 can be the main categories 210, 230, 250, 2
It should be appreciated that only buttons for 70 and 290 may be shown.

Accounting-Holding As shown in FIG. 2, when the Accounting-Holding category 210 is selected, a drop-down list 215 appears to show the categories of reports that can be generated. These are Country Exposure Report 214, Currency Exposure 216, Exposure Analysis Report 218, Receivable Income Report 220, Net Asset Value Report 222, Sector / Industry Exposure Report 224, Securities Detail Report 226, Segment / Category Exposure Report. 228, and Top Holding Report 229.

To generate a particular report, the user begins by selecting the desired subcategory. This may be done, for example, by highlighting the desired item in list 215. For example, when the country exposure report 214 is selected, an electronic screen 800 as shown in Figure 3 appears. This can be a contact form made with any conventional or desired database technology and is set up to allow the user to select the data fields to be included in one or more country exposure reports. The data fields are
It may be selected in various conventional ways. For example, the date may be entered using text box 802. Specify comparison date, currency type, country identification, segment type and category type respectively in drop-down list 804,
It is possible to input from 806, 808, 810 and 812. One or more report types (eg, summary and / or country details) and one or more data display types (eg, region and / or account) are selected by non-exclusive radio button button pairs 814 and 816. obtain. As will be appreciated, other fields may be included if desired, such as "all" in the currency, segment, country, and category fields.

When the user clicks the process button 820 after completing the selection, the screen 22
0 (FIG. 2) reappears. Here, the available report types based on the user's selection on screen 800 (FIG. 3) are listed in browse window 213. Based on the selection example, the list is based on account country exposure details (report 21
4a), country exposure details by region (report 214b), country exposure summary by account (report 214c), and country exposure summary by region (report 214d).

As will be appreciated, four reports on country exposure (214a
, 214b, 214c, 214d) are two report types (ie summary and country details) and two data presentation methods (ie region / country and account).
Is selected on the screen 800, and is generated. In the example shown, "all" has been selected from the list of currencies, countries, segments and categories. Therefore, currency, country, segment and category will all appear in the report. The report will be updated by the date "current".

When a comparison date designation is entered into the inquiry form 800, the change in percentage of net asset value between the comparison date designation and the date present is displayed in the report. Including (or omitting) comparative date designations provides four additional potential country exposures.

According to the present invention, the assets of a particular portfolio can be classified by four general attributes: segment, category, sector, and / or industry. Assets that may be found in the segment categories may include equity, fixed income securities, cash equivalents, short-term investments, alternative investments, and / or miscellaneous assets. Assets that may be found in the categorization include common stock, preferred stock, government bonds, futures and short-term government bonds. Thus, the segment / category classification is equity / common stock, fixed income / government debt, derivatives / futures, cash equivalents,
Including short-term government bonds. Assets in the sector category may include, for example, capital equipment, municipal bonds, and the like. Assets in an industry category may include, for example, aerospace, specified revenue bonds, etc.

The following is a list of preferred fields for account detail country exposure report 214a with and without comparison date designations provided.

Select comparison date designation (by account name) -Subtotal net asset value with comparison date designation-Subtotal net asset value as of date-Change in percentage of net asset value from designation comparison date to date・ Total net asset value by comparison date designation ・ Total net asset value as of date ・ Gross ratio change No comparison date designation (by account name) ・ Region ・ Country (by account and region) Subtotal : -Book value / Net asset value (unrealized, ratio unrealized, and total ratio) Total: -Book value / Net asset value (unrealized, ratio unrealized, and total ratio) Country Country Detailed Exposure Report 214b preferably contains substantially the same data as subcategory 214a, but is organized by region and / or country. Country exposure summary reports 214c and 214d preferably include a summary of the data provided in detail reports 214a and 214b.

Advantageously, the country exposure report also includes information on the percentage of net asset value for a particular portfolio invested in either a particular country or region. Country exposure reports, among other reasons, are useful in illustrating the concentration of portfolios allocated to various risk countries.

FIG. 4 shows an example of an account country exposure detail report 214a. The asset value by region (by continent), country and region / country is here 8
Shown for each account as of the date of the 1st of the month. Also shown is
The comparison date designation of July 1, 1998, and the percentage change of the net asset value from July 1, 1998 to August 1, 1998. Reports 214b, 214c,
The examples of and 214d are not shown, as those skilled in the art will readily recognize from the above description how such a report would be constructed.

Referring again to FIG. 2, when the currency exposure category 216 in the drop down list 215 is selected, a report creation screen 830 as shown in FIG. 5 appears. The available data fields are the Date Current field, in which data can be entered using the text box 832, and the comparison date specification, in which data can be entered from each of the drop down lists 834, 836, 838, 840,
Includes currency, segment and category fields. Additionally, report types (eg, summary and / or segment details), and data display types (eg, currency and / or accounts) are non-exclusive radio button button pairs 84.
4 and 846. Once again, you will understand
Other fields may be included and default values may be provided, if desired.

After the selection is complete, the user clicks the process button 850 to generate the desired report. A screen similar to 220 (see FIG. 2) appears with a list of reports generated for the viewer (corresponding to reference 213 on screen 220). Depending on whether it is one or both of report type and data display type, the radio button can be selected to generate the following eight types of reports: • Currency exposure summary by currency type (with comparison date, or・ No account currency exposure summary (with or without comparison date) ・ Currency currency exposure segment details (with or without comparison date) ・ Account currency exposure segment details (with comparison date,
Or None) For the data selections shown in Figure 5, a currency exposure summary by currency will be generated without comparison to previous data. All currencies, segments and categories appear in the report.

The above eight currency exposure reports preferably include some or all of the following data fields: Currency Exposure Summary by Currency (Comparison Dated) • Currency Type • Net Asset Value with Comparison Dated (Local and base) ・ Net asset value as of date (local and base) ・ Change of net asset value ratio from designation of comparison date to date of date Summary of currency exposure by currency (without designation of comparison date) ・ Currency type ・ Cost ( Local and base • Net asset value (local and base) • Unrealized gains and losses (local and base) • Percentage Unrealized gain and loss (local and base) • Percentage of total net asset value (base) Account currency exposure summary (comparison) Specify date) ・ Account name ・ Aka Unt number-Currency type-Net asset value with specified comparison date (local and base) -Net asset value as of date (local and base) -Percentage change Net asset value Account currency exposure summary (no comparison date specified)- Account Name-Account Number-Currency Type-Net Asset Cost (Local and Base) -Net Asset Value (Local and Base) -Unrealized Gain / Loss (Local and Base) -Percent Unrealized Gain / Loss (Local and Base) -Percent Total Net Assets Price (base) Currency exposure by currency / segment (comparison date designation) -Currency type-Segment type-Market price with comparison date (local and base) -Date current market price (local and base) -Percentage change market Price By currency / segment Currency exposure (without specifying comparison date) -Currency type-Segment type-Cost value (local and base) -Market price (local and base) -Unrealized gain / loss (local and base) -Percentage unrealized gain / loss-Percentage of total Account currency exposure segment details (specify comparison date) -Account name-Account number-Currency type-Segment type-Market price with comparison date (local and base) -Date current market price (local and base) -Percentage Change Market Price Account Currency Exposure Segment Details (No Comparison Date Specified) -Account Name-Account Number-Currency Type-Segment Type-Cost Value (Local and Base) -Market Price (Local and Base) -Unrealized Profit (local and base) -Percentage Unrealized profit and loss (local and base) -Percentage of total It will be appreciated by those skilled in the art that the above reports can be classified by at least one of currency, segment and category. Let's do it. Subtotals and grand totals are preferably given for the fields mentioned above. Advantageously, these reports are useful for illustrating the concentration of particular currencies in particular portfolios, thereby providing the user with information about the risks associated with those currencies. Referring back to FIG. 2, if the exposure analysis category 218 in the drop-down list 215 is selected, an exposure analysis creation screen 870 as shown in FIG. 6 appears. Available data fields are text boxes 872
Includes date-current fields into which you can enter data and currency, segment, and country fields from which you can enter data from the respective drop-down lists 874, 876, 878. The Country Summary and / or Account Summary type reports may be selected from the non-exclusive radio button pair 880. Again, as will be appreciated, other fields can be included and default values can also be provided for one or more fields if desired.

After the selection is complete, the user clicks the process button 882 to generate the desired report. A screen similar to 220 (see FIG. 2) displays a list of reports (see
(Corresponding to reference 213 on screen 220) is generated and appears.

For the data selections shown in FIG. 5, only country summary reports are listed. Data is 1 for all currencies, all countries and all segments
The one of July 10, 998 will appear.

The two types of exposure analysis reports preferably include some or all of the following data fields: Exposure analysis summary by country Market price (by country and segment) Percentage of total market price (country And by segment) • Total market price (by country and segment) Account exposure analysis summary • Total market price Listed by account name and number • Total market price by segment • Percentage of total market price by segment Preferably, the user classifies this information using at least one of country and account. Subtotals and / or grand totals are provided for at least some of the fields.

Referring again to FIG. 2, the accrued income category 220 in the drop-down list 215.
When is selected, a report creation screen 900 appears as shown in FIG. Available data fields are text box 902 or pop-up calendar 9
04 includes a current date field into which data can be entered, and currency and security ID fields into which data can be entered from drop-down lists 906 and 908, respectively. The report type and display mode are selected from each of the radio button sets 910 and 912. Again, as will be appreciated, other fields can be included if desired and default values can also be provided for fields such as date-current and currency.

The following report types are available: -Accounts Receivable by Currency (Selected by Radio Button 910a) -Account / Currency Receivables (Selected by Radio Button 910b) -Security / Payment Date Accrued. Income (selected by radio button 910c) Radio buttons 910a, 910b, and 910c are preferably not exclusive to allow one or more of the listed report types to be generated together.

Currency values are displayed as follows: -in local currency only (selected by radio button 910a) -in base currency only (selected by radio button 910b) -in local and base currency (radio In the example shown, these are mutually exclusive selections, but it will be understood that two non-exclusive buttons for local currency and base currency achieve similar results. Ah

After completing the selection, the user clicks on the process button 914 and the selected report is generated. A screen similar to 220 (see FIG. 2) displays a list of reports (see
(Corresponding to reference 213 on screen 220) is generated and appears.

The three lists listed above preferably all include some or all of the following data fields: • Income • Currency Code • Account Name • Account Number • Securities Name • Securities ID • Ex Date • Payment date-Total unearned income-Overdue unearned income-Withholding tax-Incurred tax refund-Net income due date-Exchange rate Currency field data is in local and / or base currency depending on user selection of radio button 912. It may be displayed.

Report data may be advantageously sorted by currency, payment date, account name, or security name, or by a combination of these fields. However, the most useful results are obtained when the report is categorized as follows: Currency Receivables-Currency and-Payment Date Account / Currency Receivable-Account Name and Currency-Payment Date Securities / Accounts Receivable by Payment Date ・ By Securities Name and ・ Payment Date Referring again to FIG. 2, when the net asset value category 222 in the drop-down list 215 is selected, the reporting screen 930 is displayed as shown in FIG. Appear in.
Available data fields include a current date field into which data can be entered using text box 932 or pop-up calendar 934, and a comparison date specification field into which data can be entered from drop down list 936. The available report types (eg Summary and Account) are selected by the non-exclusive radio button set 938. Again, as will be appreciated, other fields may be included if desired, eg default values as of the date may also be provided.

The following four report types are available: Net Asset Value Summary (specify comparison date) Net Asset Value Summary (specify comparison date) Net Asset Value by Account (specify comparison date) Net Asset Value by Account (No Comparison Dated) The above four report types preferably include some or all of the following fields: Net Asset Value Summary (Comparison Dated) -Comparison Dated Net Asset Value (Base) -Net Asset Value As (base) ・ Percentage change Net asset value (base) Net asset value summary (no designation of comparison date) ・ Cost (base) ・ Net asset value (base) ・ Unrealized gain / loss (base) ・ Ratio unrealized gain / loss (base) ) Net asset value by account (specify comparison date) ・ Account name ・ Account number ・ Comparison date Specified net asset value (base) ・ As net asset value (base) ・ Percentage change Net asset value (base) Account-based net asset value (no designation of comparison date) ・ Account name ・ Account number ・ Cost (base) ・ Net asset Value (base) -Unrealized loss (base) -Ratio Unrealized (base) -Ratio of total (base) Preferably, the user may classify the above information at least by account name. The report is preferably as a comparison date specified net asset value, net asset value,
Shows aggregates for percentage change net asset value, net asset value (cost), net asset value (market) unrealized gain (loss) (base), and ratio unrealized gain (loss) data.

After the selection is complete, the user clicks the process button 938 to generate the selected report. A screen similar to 220 (see FIG. 2) appears on the viewing side with a list of reports (corresponding to reference 213 on screen 220) generated.

Referring again to FIG. 2, when the sector / industry category 224 in the drop-down list 215 is selected, the report generation screen 950 appears as shown in FIG.
The available data fields are the Date Current field, which allows you to enter data using the text box 952, and drop-down lists 954, 956, 958,
Includes comparison date designations, currencies, countries, segments, sectors and industry fields into which data may be entered from each of the 960, 962, 964. The report type (eg summary and account details) and data display mode (eg sector and industry) are selected by the non-exclusive radio button sets 966 and 968. Again, as will be appreciated, other fields may be included if desired and default values may be provided for some of the fields such as date, currency, etc.

After completing the selection, the user clicks the process button 970 and the selected report is generated. A screen similar to 220 (see FIG. 2) appears and a list of reports is generated on the viewer side (corresponding to reference numeral 213 on screen 220). The following eight types of reports may be generated, depending on which of the report type and data display type radio buttons are selected.・ Sector / industry summary by sector (with and without comparison date designation) ・ Sector / industry summary by industry (with and without comparison date designation) ・ Sector / industry account details by sector (with comparison date designation and Sector / industry account details by industry (with and without comparison date designation) For the data selection shown in FIG. 9, the sector / industry exposure summary by sector 1998 without comparison with previous data. Generated as of July 10, 2012. The report shows all currencies, countries, segments, sectors and industry categories.

The eight sector / industry exposure reports identified above preferably include some or all of the following data fields:

Sector / Industry Exposure Summary by Sector (Designation of Comparison Date Designation) -Sector-Comparison Date Designation Market Price (Base) -Current Date Market Price (Base) -Percentage Change (Base) Sector / Industry Exposure by Sector Summary (without specifying comparison date) ・ Sector cost (base) ・ Market price (base) ・ Unrealized profit / loss (base) ・ Percentage unrealized (base) ・ Percentage value (base) Sector / industry by industry Exposure summary (with or without comparison date designation) -Same information as sector summary (comparison date designation) -Industry information Sector / industry exposure account details by sector (comparison date designation) -Account name- Account number, sector, market price (base) with comparison date, current market price (base) Percentage change (base) Sector / industry exposure account details by sector (without specifying comparison date) ・ Account name, account number, sector, cost (base) ・ Market price (base) ・ Unrealized (base) ・ Ratio Unrealized (base) -Percentage of total (base) Industry sector / industry exposure account details (with and without comparison date designation) -Same information as sector account details (with and without comparison date designation)- Industry Information The user may preferably sort the information by at least one of sector, industry and account name. Preferably, (i) the sector summary report is sortable by sector; (ii) the industry summary report is sortable by at least one of sector and industry; (iii) the sector account detail report is It is sortable by at least one of account name and sector; and (iv) the account detail report by industry is sortable by at least one of account name, sector and industry.

The sector / industry report may be, for example, a grand total for each field in the sector summary report; a subtotal for each field in each sector in the industry summary report; for each field for each account in the account detail report by sector Preferably a subtotal of at least some of the fields, such as a subtotal of each field for each account and sector in the account detail report by industry.

Referring again to FIG. 2, the security details category 22 in the drop-down list 215.
If 6 is selected, a report creation screen 1000 appears as shown in FIG. The available data fields are the current date field in which data can be entered using the text box 1002 and the respective drop-down list 100.
4, 1006, 1008, 1010, 1012, 1014 and 1016 from which comparison date designations, currency, country, segment, category, sector and industry fields can be entered. The data sort order rules (eg, security name / account or account / security name) and currency display formats (eg, local price only and local and base prices) for the report are selected by non-exclusive radio button sets 1018 and 1020. In addition, an issue lookup dialog box 1022 is provided that allows you to enter some letters (or the entire name) of the security, and a "lookup" icon 102
It can be accessed by activating 4.

Also, as will be appreciated, other fields may be included as desired and default values may be provided for some of the fields such as current date, currency, country, and the like.

After completing the selection, the user clicks the process button 1026 and the selected report is generated. A screen similar to 220 (see FIG. 2) appears and a list of reports is generated on the viewer side (corresponding to reference numeral 213 on screen 220). The following four types of reports can be generated, depending on which of the sort order rule radio buttons is selected.・ Security details by securities / account (with and without comparison date designation) ・ Security details by account / security (with and without comparison date designation) Regarding the data selection shown in FIG. 10, as of July 10, 1998, Data is sorted by security name and account, displaying currency by local price only,
Generate a report. All currencies, countries, segments, categories, sectors and industries appear in the report.

The security detail report identified above preferably includes some or all of the following data fields:

Securities details by securities / account (with comparison date specified) ・ Securities name, account name, account number, securities ID, segment, category, sector, industry, currency, stock / unit, local price, market price with comparison date specified (Local and / or base) • current date market price (local and / or base) • percentage change market price (local and / or base) A total is given for each base field, such as the comparative market price base, the current market price base and the percentage change market price base.

The Securities Details by Account / Securities (with Comparison Date) report contains substantially the same information as the Securities / Accounts (with Comparison Date) report, which can be sorted by account name and then security name It is understood that
Further, the Account / Securities Securities Details (with Comparison Dating) report preferably includes aggregates for base fields such as comparative market price base, current market price base and percentage change market price base.

Securities details by securities / account (no comparison date specified) ・ Securities name / account name Account number / Securities ID / segment / category / sector / industry / currency / stock / unit / local price / book value (local and / or Market price (local and / or base) • total unearned income (local and / or base) • unrealized gain / loss (local and / or base) • percentage unrealized profit / loss (local and / or base) ) • Total Portfolio, Percentage of Total Issued Shares, Percentage of Shares Held Preferably, this report is sortable by security name and then account name. Aggregates are preferably provided in the report for base fields such as book value, market price base, unearned income base, unrealized gain / loss base and percentage unrealized base.

The Securities Details by Account / Security (No Comparison Date) report contains substantially the same information (fields) as the Securities / Accounts (No Comparison Date) report, which includes the security name and then the account name. It is understood that can be sorted by. Aggregates are preferably given for base fields such as book value basis, market price basis, unearned income basis, unrealized gain / loss basis and percentage unrealized basis.

Referring to FIG. 2, when the user highlights the segment / category exposure category 228 in the pop-down screen 212, a browse window (not shown for simplicity) shows a number of available report types. Are preferably listed. These reports are preferably segment / category exposure summary by segment (with and / or without comparison), segment / category exposure by account (with and / or without comparative date), segment / category exposure by segment Includes details (with and / or without comparison dates) and account segment / category exposure security details (with and / or without comparison dates).

The segment / category exposure report is preferably generated in response to user-provided instructions. With reference to FIG. 11, it is preferable to present the user with an electronic screen on which at least some of the following information may be entered. Current date, comparison date designation (optional), security type, country, segment, category, display data (eg segment and / or account) and report type (eg summary and / or security details). The user can also search for a particular security (security) by entering one or more letters of the security name (or the entire security name) in the Security Lookup dialog box and executing the "Look Up" icon. Good.

The Segment / Category Exposure Summary With Comparison Dated Report by Segment preferably includes at least one of the following information (fields): Segment, category, comparison date specified market price base, current date market price base and percentage change market price base. If the user does not include a category, this information is preferably sorted by segment. However,
If the user has selected a category, the information is preferably sorted by segment and category. Preferably, the account segment / category exposure summary (with comparison date) report includes at least one of substantially the same information included in the account name, account number and segment summary (with comparison date) report. Including one. Preferably, the Account Summary (Comparison Dated) report is sortable by account, segment and (if selected) category.

The Segment / Category Exposure Summary (No Comparison Date Specified) Report by Segment preferably includes at least one of the following information (fields): It is a ratio of segment, category, book price base, market price base, unrealized gain / loss base, percentage unrealized profit / loss base and total market price base. Preferably, this information is sortable by segment if the user does not include a category. However, if the user has selected a category,
The information is preferably sorted by segment and category.

Preferably, the Account by Segment / Category Exposure Summary (No Comparison Dated) report contains substantially the same information contained in the Account Name, Account Number and Segment Summary (No Comparison Dated) report. Including. Preferably, the account summary (no comparison date specified) report is sortable by account, segment and category (if selected).

The segment / category exposure detail by segment (with comparison date designation) report includes at least one of the following information (fields): Segment, Category, Account Name, Account Number, Currency, Stock Name, Stock / Unit, Local Price, Comparison Dated Market Price (Local and / or Base), Current Date Market Price (Local and / or Base) and Percentage Change Market Price (local and / or base). Preferably, this information is the segment,
It can be sorted by category and / or security name. Preferably, the account segment / category exposure details (with comparison date) includes substantially the same information that is included in the segment exposure details (with comparison date) report, however, this information is It is understood that they can be sorted by, account, segment, category and security name.

Preferably, the Segment / Category Exposure Detail by Segment (No Comparison Date Specified) report includes at least one of the following information (fields): Segment, category, account name, account number, currency, security name, stock / unit, local price, book value (local and / or base), market price (local and / or base), total unearned revenue (local and / or local) Base), unrealized gains / losses (local and / or base) and percentage unrealized gains / losses (local and / or base). Preferably, this information is sortable by segment, category and security name. The segment / category exposure details (no comparison date specified) report by account is
It preferably includes substantially the same information that is included in the Segment Exposure Details (No Comparison Date) report, however, it is understood that this information can be sorted by account, segment, category and security name. To be done.

Referring to FIG. 2, the user holds the upper holding category 22 in the pop-down screen 212.
Highlighting 9 preferably lists a number of available report types in a browse window (not shown for simplicity). These reports preferably include a top share summary and a top share detail. The Top Holding Report is preferably
Created in response to user-provided instructions. With reference to FIG. 12, the user is preferably presented with an electronic screen on which at least some of the following information may be entered. Current date, currency type, country, segment, category, report type (eg summary and / or details) and number of shares to display (eg 10 shares).

The Top Holding Summary Report preferably includes at least one of the following information (fields): Valuation, stock / unit, security ID, security name, market price base, percentage of total portfolio, currency, risk country, segment and category. This information is preferably sorted on a market price basis. The superior holding details report preferably includes the account name, account number, and substantially the same information provided in the superior holding summary report. The top share details report information is preferably sortable on a market price basis.

Those skilled in the art will appreciate that the electronic screens shown in FIGS. 3 and 5-12 have been labeled with accounts, criteria, spreadsheets and graphs, which preferably provide hyperlinks to other electronic screens. It will be acknowledged to include executable icons.
For example, graph icons preferably provide a graphical depiction of the underlying information for a particular report, and spreadsheet icons preferably provide information for a particular report in a known spreadsheet format. The account icon preferably, when activated, lists all of a user's accounts in a particular portfolio or portfolios and presents an electronic screen to the user.

Accounting Transactions Referring to FIG. 13, when the accounting transaction icon 230 is activated, a pop-down screen 212 is preferably provided that lists the categories of reports that the user can access. In particular, the transaction fee report 304, transaction detail report 306, corporate activity report 308, foreign exchange report 310, futures and options report 312 and purchase and sale report 314 are accessible, for example by highlighting the desired report.

When the user highlights the transaction fee category 304 in the pop-down screen 212, for example, account transaction fee summary 304a, intermediary transaction fee summary 304b, account transaction fee detail 304c, intermediary / currency transaction. Fee details 304d, trading fees details 304 by broker / transaction date
Preferably, a number of available report types are listed in the viewing window, such as e and broker / trade commission details 304f.

Trading fee reports 304a-304f are preferably generated in response to user-provided instructions. With reference to FIG. 14, the user is preferably presented with an electronic screen on which at least some of the following information may be entered. Value date, end date, date selection (eg, transaction date, settlement date, effective date), currency type, transaction type, intermediary and report type (eg summary and / or details). The summary data may be designated as by intermediary and / or by account / intermediary. Account / By intermediary, Intermediary / By transaction date, Intermediary /
Detailed display data may be specified as by currency and / or by intermediary / transaction type. Also, local currency only, base currency only and /
Alternatively, detailed display may be specified in local and base currencies. A particular security name may be accessed by entering the first few letters of the security name (or the entire security name) into the stock lookup dialog box and executing the "lookup" icon.

Intermediary Transaction Fee Summary Report 304b preferably includes at least one of the following information (fields): Trade intermediary name, traded shares / unit,
Fees are based on cost, principle basis, average fee per share basis and principle percentage basis. Those skilled in the art will recognize that the average fee per share may be calculated by taking the ratio of the fee cost base to the shares / unit traded (preferably done to three decimal places). . The percentage basis of the principle may be calculated by taking the ratio of the principle volume-based total (for a particular intermediary) to the principle volume-based total (for all intermediaries). The information listed above is preferably sorted by intermediary. A grand total is preferably given in the report for the principle quantity basis and the total fee cost basis for all intermediaries.

The account trading fees summary 304a preferably includes at least one of the account name, account number, and substantially the same information (fields) as provided in the intermediary trading fees summary report 304b. However, it is understood that this information is preferably sorted by account and intermediary. Subtotals are preferably included in the report on a fee expense basis, an account-based volume basis, an average fee-per-share basis, and a principle-per-account basis for each account. Aggregates are preferably included in the report for all accounts, on a fee expense basis, on a principle volume basis by account, on an average fee per share basis and on a principle percentage basis.

The Account / Intermediary Transaction Fee Detail Report 304c preferably includes at least one of the following information (fields): Account name, account number, transaction intermediary name, detailed transaction type, local currency, transaction date, effective date, settlement date, traded stock / unit, security ID, short security name, principle amount local, fee local, 1 share Average fee per share Local, principle amount basis, fee cost basis and average fee per share basis.

Those skilled in the art will appreciate that the formula for calculating the average fee base per share is the ratio of the fee cost base to the shares / unit traded (preferably performed to three decimal places). I will admit. The average commission per share local is the shares / unit traded with the commission cost local (preferably rounded to three decimal places).
You may calculate by taking the ratio with. The information listed above is preferably sorted by account and intermediary. Subtotals are preferably included in the report on a principle volume basis by account and a fee expense basis. The grand total is preferably included in the report on a principle volume basis and fee cost basis for all accounts.

The Broker / Currency Transaction Fee Detail Report 304d preferably includes substantially the same information (fields) as the Account / Intermediary Transaction Fee Detail Report 304c. However, this information is preferably sorted by intermediary, currency and transaction date. Subtotals are preferably included in the report for base fields and local fields that, if selected, are subtotaled by intermediaries and currencies. The grand total is preferably, for all currencies, if selected:
Only base fields are included in the report.

The Broker / Transaction Date Transaction Fee Detail Report 304e preferably includes substantially the same information (fields) as provided in the Account / Intermediary Transaction Fee Detail Report 304c. The sort of information is preferably obtained by intermediary and transaction date. Subtotals are preferably included in the report on an intermediary basis on a volume basis and fee expense basis. The grand total is preferably included in the report on a principle volume basis and fee cost basis for all intermediaries.

Broker / Transaction Type Transaction Fee Detail Report 304f preferably includes substantially the same information (fields) as provided in the Account / Intermediary Transaction Fee Detail Report 304c. However, the sorting of information is preferably obtained by intermediary, transaction type and transaction date. Subtotals are preferably included in the report for base fields by intermediary and transaction type, if selected. Grand totals are preferably included in each report for all transaction types, if selected, for base fields only.

With reference to FIG. 13, the user selects transaction detail category 3 in pop-down screen 212.
When 06 is highlighted, a number of available report types are preferably listed in the browse window (not shown for simplicity). Preferably, there are 16 transaction detail reports that the user will get. (I) account / settlement date; (ii) settlement date; (iii) transaction type / settlement date; and / or (iv
) Are all detailed transactions; (ii) income transactions; (iii) spend transactions; and / or (iv) non-principle cash transactions, sorted by currency / settlement date.

Those of ordinary skill in the art will appreciate that examples of income transactions include dividend reinvestments, cumulative dividends, dividends, interest collected, and the like. Examples of spending transactions include audit fees, investment fees, investment manager fees, interest expenses, and other costs. Examples of non-principles cash transactions include participant contributions, contribution receipts, leveraged asset contributions, and the like.

The transaction detail report is preferably generated in response to user-provided instructions.
Referring to FIG. 15, the user is preferably presented with an electronic screen on which at least some of the following information may be entered. Displaying start date, end date, transaction date, settlement date and / or effective date, currency type, transaction type and report type (eg all detail transactions, revenue transactions, revenue transactions only, spend transactions only and / or non-principles) Cash transaction). The user may also preferably show details on the display of the data, eg by account / settlement date, settlement date, transaction type / settlement date and / or currency / settlement date. The user may also access a particular security by inserting a few letters (or the entire security name) of the security of interest into the Stock Lookup dialog box and executing the "lookup" icon.

The transaction detail report preferably includes at least one of the following information (fields): Account name, account number, summary transaction type, trading date, effective date, settlement date, security ID, short security name, stock / unit traded, detailed transaction type, local currency, net amount local, exchange rate, net amount base , And trading issue 1 and trading issue 2.

Preferably, by account / settlement date, all detail transactions, income transactions, spend transactions and non-principles cash transaction reports are sorted by account and settlement date. All detail transactions, income transactions, expense transactions and non-principal cash transaction reports by settlement date are preferably sorted by settlement date and account name. All detail transactions, income transactions, expense transactions and non-principles cash transaction reports by transaction type / settlement date are preferably sorted by transaction type, detail transaction type and settlement date. Also, all detail transactions, revenue transactions, expense transactions and non-principles cash transaction reports by currency / settlement date are preferably sorted by currency and settlement date. Referring to FIG. When highlighting the corporate activity category 308, the browsing window (not shown for brevity) preferably lists some available report types. These reports preferably include business activity details by account / transaction type, business activity details by transaction type / account, and business activity details by currency / transaction type.

The corporate activity report is preferably generated in response to instructions provided by the user. Referring to FIG. 16, the user is preferably provided with an electronic screen in which at least some of the following information may be entered: start date,
Display of end date, payment date and / or Ex date, currency type, and transaction type.
The user preferably identifies the details of how the information in the report will be displayed. For example, account / transaction type, transaction type / account type, currency / transaction type, local currency only, base currency only, and / or local and base currency. The user may access a particular security name by entering the first few letters of the security name (or the entire security name) in the Issue Lookup dialog box and executing the "lookup" executable icon.

The Corporate Activity Details Report preferably includes at least one of the following information (or discipline): Account Name, Account Number, Detailed Transaction Type, Ex Date, Payment Date, Trading Instrument 1, Trading Instrument 2, Local currency, stocks / units traded, cost local, net quantity local, cost based, and net quantity based. The Corporate Activity Detail Report by Account / Transaction Type is preferably categorized by account and transaction type. Corporate activity details by transaction type / account are preferably categorized by transaction type and then account. The corporate activity detail report by currency / transaction type is preferably categorized by currency and transaction type.

The corporate activity report advantageously lists details regarding imperative and voluntary capital changes affecting securities holdings in a given time frame and a given account. It will be recognized by those skilled in the art that a change of capital is any activity that affects the investor's investment rights or the interests in those investments by the investor or another party involved in the investor. Examples of corporate activity transaction types include stock dividends, stock splits, reverse bonuses, reverse splits, share issuances, bidding, partial calls, and guarantee exercises.

Referring to FIG. 13, when the user highlights the Forex category 310 in the pop-down screen 212, some available report types are listed in the browse window (not shown for brevity). Preferably. These reports preferably include foreign exchange transactions by (i) account / sale date, (ii) transaction type / sale date, and (iii) currency / security ID / sale date.

Forex reports are preferably generated in response to instructions provided by the user. Referring to FIG. 17, the user is preferably provided with an electronic screen in which at least some of the following information may be entered: start date,
End date, buy / sell date selection, settlement date, and / or effective date, currency type, and transaction type. Users are preferably able to specify how the data in the report will be displayed, ie by account / trade date, by transaction type / trade date, and / or by currency / security ID / trade date.

The Forex Trading Report preferably includes at least one of the following information (or fields): Account Name, Number of Accounts, Detailed Transaction Type, Securities ID, Local Currency, Trading Date, Settlement Date, Trading Brokerage. Name of person, local price, net volume local, exchange rate, net volume base, and transaction reference number. The Forex Trading By Account / Buy Date report is preferably categorized by Account, Securities ID, and Trade Date. The transaction type / trade date report is preferably sorted by transaction type and trade date. Forex transactions by currency / stock ID / trade date are preferably categorized by currency, security ID and trade date.

As will be appreciated by those skilled in the art, examples of foreign exchange transactions include empire currency contracts, buying currency, ending currency contracts, exchange currency sales, and the like.

Referring to FIG. 13, when the user highlights futures and options category 312 in pop-down screen 212, some available report types are listed in a browsing window (not shown for brevity). Preferably. These reports are (i) account / security ID, (ii) security ID / trade date, (
iii) Preferably includes futures and options trading by trade date / trade type and (iv) currency / security ID.

Futures and options reports are preferably generated in response to instructions provided by the user. Referring to FIG. 18, the user is preferably provided with an electronic screen, in which at least some of the following information may be entered: a start date, an end date, a command to identify the trade date, Settlement date and / or effective date, currency type, transaction type, and intermediary. How the user will see the details of the data in the report, eg by account / security ID, security ID / trade date, trade date / trade type, currency / security, local currency. Preferably, only, base currency only, and / or local and base currency, etc. can be specified. The user is also preferably able to access a particular security by entering the first few letters of the security name (or the entire security name) in the Issue Lookup dialog box and executing the "lookup" icon.

Futures and options trading reports preferably include at least one of the following information (or fields): account name, account number, security ID, short security name, detailed trade type, trade date, settlement date, Trading broker name, contract size, stock / unit traded, expiration date, local price, local currency, principle amount local,
Other Fees Local, Fees Local, Net Volume Local, Exchange Rate, Principle Volume Based, Other Fee Bases, Fees Based, and Net Volume Based. Futures and options trading reports by account / security ID are
It is preferably classified by D and settlement date. Futures and options trades by security ID / trade date are preferably sorted by security ID and trade date, and trade reports by trade date / trade type are preferably sorted by settlement date and trade type.

As will be appreciated by those skilled in the art, examples of futures and options trading are open long-term futures contracts, long-term futures contracts sold, long-term futures contracts expired, buy and call options (by
and call option), margin changes, etc.

Referring to FIG. 13, when the user highlights the Buy and Sell category 314 in the pop-down screen 212, some available report types are displayed in the browse window (not shown for brevity). Preferably listed. These reports preferably include (i) account / security, (ii) trade date / trade type, (iii) trade type / trade date, and currency / trade date buy and sell activity for the security. The buy and sell report is preferably generated in response to instructions provided by the user. Referring to FIG. 19, the user is preferably provided with an electronic screen in which at least some of the following information may be entered: start date, end date, display of trade date, settlement date, And / or effective date,
Currency type, transaction type, and intermediary. Details about how the data in the report will be displayed, for example by account / security, by trade date / trade type, by trade type / trade date, by currency / trade date, by local currency only, It is preferable to be able to identify base currency only, base currency only, and / or local and base currency, and the like. The user can also access a particular security by entering the first few letters of the security name (or the entire security name) in the Issue Lookup dialog box and executing the "lookup" icon.

The Securities Purchase and Sale Activity Report preferably includes at least one of the following information (or fields): Account Name, Account Number, Detailed Transaction Type, Trading Date, Effective Date, Settlement Date, Trading. Broker name, securities ID, stock / unit traded, short securities name, local price, local currency, principle amount local, increase amount local, realized profit / loss local, net amount local, exchange rate, principle amount base, increase amount base , Realized profit and loss basis, and net amount basis.

Account / Securities Securities Purchase and Sale Activity Reports are preferably categorized by Account and Securities. The activity report by trade date / transaction type is preferably categorized by trade date / transaction type.
The trade date activity report is preferably categorized by trade type and trade date. The currency / trade date activity report is preferably sorted by currency and trade date.

Custody Stocks It is known in the art that the custody location for custody is the ultimate physical custody or electronic custody of the securities. In the United States, there are three main custodian locations: Federal Reserve Bank (electronic record for US Government securities), stock transfer clearing companies (equity, corporate bonds, and / or specific financial institutions). Physical custodian or electronic repositories for market securities) and subscriber trust companies (
A depository for GNMA securities). In most developed markets, there is one or more institutions that handle all securities, such as the German Stock Exchange in Germany, where government agencies typically sell government securities. Liquidate,
The private institution clears all other securities. There are exceptions to this rule.

With reference to FIG. 20, when the Stocks in Stock category 250 is activated, a pop-down screen 212 is preferably provided listing one or more categories of reports accessible by the user. Here, by highlighting the desired category, for example, the asset position report 252 is accessible.

When the asset position category 252 is highlighted, for example, asset position report 252a by country / location details, asset position 252b by country / location summary, and asset position 252c by country / location summary details. Preferably, some available report types are listed in the viewing window.

The asset position report is preferably generated in response to instructions provided by the user. With reference to FIG. 21, the user is preferably provided with an electronic screen in which at least some of the following information may be entered: specific account, date, country, location, local currency type, Asset Type, Securities ID, Report Type (ie Summary, Summary and Details, or Details), Report Format (
For example, Excel, current behavior features (tabs, commas, or separated spaces),
Copy and paste), and base currency. The user can also select the details that can be included in the report, such as whether to include pending transactions, and also for example, account classification, country classification, location classification, security ID classification,
And / or it is preferable to be able to specify classification criteria, such as classification by asset type.

The Asset Position Report preferably includes at least one of the following information (or fields): Account, Account ID, Pending Delivery, Pending Receipt, Base Currency Code, Base Currency Issue, Base Market Price, Local code, local currency details, local market price day, local market price, local market price, local market value, location code, location, including country code, country symbol, coupon rate, reporting date, exchange rate, moving, pending Details, maturity date, collateral, details of holdings, pool number, registration code, registration details, registering, report format, report type, securities date, securities issue, securities ID, settlement amount, sub-account code, Sub-account stock,
Total units, asset type code, asset type symbol, collateralized account,
Collateralist, core asset type code, and core asset type instrument.

Custody Transactions It will be appreciated by those skilled in the art that custody transactions generally refer to the settlement of a purchase and / or sale contract executed, for example, by an intermediary. An investor may enter the other side to buy or sell securities with an intermediary, and the information about the contract then becomes a settlement order for the identified depositary to complete the settlement of the contract. The cash statement and custody statement report provides information on these transactions for purchases and / or sales. In particular, the cash statement report provides information regarding control of the cash balance for trading activities and may typically include some non-trading transactions such as, for example, rate payments, profit collection on cash balances, trading with equity securities. The custody statement report provides information on controlling securities holdings (share balances) and influences holdings, for example collecting stock dividends, stock splits, and decreasing bond holdings (eg from partial calls to bonds). Contains information about activities.

As shown in FIG. 22, when the Custody Transactions category is activated, a pop-down screen 212 listing the categories of reports accessible by the user is preferably provided. These reports include cash balance statement report 272 and custody transaction statement report 274 and are preferably accessible, for example, by highlighting the desired report.

When the cash statement category 272 is highlighted, some available report types are preferably listed in the browse window. These reports are Cash Balance Report, Cash Balance and Transaction Statement Report, Cash Balance and Transaction Detail Report, Cash Balance and Transaction Statement, and Transaction Detail Report, Cash Transaction Statement Report, Cash Transaction Statement and Transaction Detail Report, and Cash Transaction Details. It preferably includes a report.

The cash statement report is preferably generated in response to instructions given by the user. Referring to FIG. 23, the user is preferably provided with an electronic screen in which at least some of the following information may be entered: account, currency type, start date, and end date. The user is also preferably able to select one or more report types (ie balance, balance and trade statements, balance and trade details, etc.). The user also preferably has the ability to select a report format (eg, formatting such as Excel, rows and columns, and / or comma separation, CSV). The user also has a cash account, transaction date, custody account, transaction type, security ID, net volume, and / or
Alternatively, it is preferable that a classification standard such as currency can be selected.

The cash statement report preferably includes at least one of the following information (or discipline): account name, account number, income amount, additional information,
Asset type (code and / or symbol), brokerage fee, cash account (name and / or number), clearing agent (name and / or number), coupon rate, currency (code and / or symbol), customer reference, Date, issue (transaction code and / or transaction name), dividend / interest rate, ending balance, Ex day, exchange rate, factor, calculation date, income amount, dividend / interest rate, expiration date, net amount, starting balance,
Other charges, payment date, pool number, price principle amount, recording date, recording type, securities date, securities issue, securities ID, settlement date, withholding tax amount, withholding tax rate, withholding tax rate first,
Second, etc. Country, end date, trading fee, trading date, trading agent (name and / or number), trading date, trading number, trading type issue, unit, delivery date, withholding tax first, second, etc. , Country, and currency.

The cash statement report advantageously provides the user with a cash balance for a specified account for a particular period of activity.

Referring to FIG. 22, when the user highlights the saved statement category 274 in the pop-down screen 212, a browse window (not shown for brevity).
Preferably, some available report types are listed therein. These reports preferably include a public custody transaction statement summary report, a public custody transaction statement summary and detail report, and a public custody transaction statement detail statement.

The archive statement report is preferably generated in response to instructions provided by the user. Referring to FIG. 24, the user is preferably provided with an electronic screen in which at least some of the following information may be entered: start date, end date, account, transaction type, currency type, And securities ID. The user is also preferably able to select report types such as summary, summary and details, and / or details. Users are preferably able to select a particular type of report format, such as formatting (eg, Excel), rows and columns, and / or comma-separated values (CSV). Users can also be categorized by specific criteria such as custody account, transaction date, transaction type, currency, and / or stock name.

The archive statement report preferably includes at least one of the following information (or fields): : Account name, account number, amount of income, additional information, asset type (code and / or stock), trading fee, cash account (name and / or number), clearing house (name and / or number), coupon rate (Code and / or issue), currency (code and / or issue), customer reference, date, issue (transaction code and / or transaction name), dividend / interest rate, Ex
Day, exchange rate, factor, start date, amount of income, dividend / interest rate, maturity date, net amount, other fees, maturity date of payment, pool number, price principle amount, registration date, report type, securities calculation date, securities Issue name, security ID, settlement date, withholding tax amount, withholding tax rate, withholding rate of 1st and 2nd, etc., country, end date, trading fee, trading date, trading agent (name and / or number), Transaction date, transaction number, transaction type symbol, unit, interest calculation date, first and second withholding tax amount, country, and currency.

Lending Securities With reference to FIG. 25, when the Lending Securities category 290 is activated, preferably a pop-down screen 212 is provided listing the categories of reports that may be accessed by the user. Preferably, these reports include an investment report and an accrued loan report 292, 292, respectively.

When the investment report category 292 is highlighted, the multiple available report types are preferably listed in the viewing window, eg, Investment Report by Account (US Financial Instruments) 292a. Investment Report by Account 2
92a preferably responds to instructions provided by the user by an electronic screen through which the user may enter at least some of the following information: current date, account number, collateral currency type and / or open / periodic type. Is generated. The investment report 292a by account (US settlement securities) is preferably
The following information (or fields): current date, print date, account name, account number, product, name of issuer, principle amount, investment rate, original investment date, price revision date, maturity date, daily profit, collateral currency, open / Periodic and SLM.

When the Outstanding Loans Report category 294 is highlighted, the available report types are preferably listed in a browse window (not shown for simplicity). These reports are preferably the Outstanding Loans Summary Report by Account (Non-US Market), Unpaid Lending by Account (Non-US Market), Unpaid Lending Report by Account (US Settlement Securities), Account (US Settlement). Outstanding Loans Summary Report by Securities and Revenue by Account (US Settled Securities).

The unpaid loan report preferably contains the following information: account number, current date,
It is generated in response to an instruction provided by a user via an electronic screen through which the user may enter at least some of a loan type, a settlement currency type, a collateral currency type, and a security ID. Preferably, the user is given the ability to select a report type (eg, non-US Market and US Settlement Securities), Summary, and Revenue.

The following information (or fields) provides a summary of unpaid loans by account (non US market): current date, print date, account name, account number, loan number, total / par value of shares, loan value, collateral price. , At least one of: loan type, settlement currency, collateral currency, loan value (preferably US $), collateral price, open / term, and SLS. Preferably, the information (or fields) contained in the summary report of outstanding loans by account (non-US market) may be sorted by account ID, loan type, settlement currency and / or collateral currency.

The unpaid loan report by account (non-US market) has the following information (or fields): current date, print date, account name, account number, loan number, intermediary name, security ID, security issue, loan date, It preferably includes at least one of open / term, stock / par value, loan value, collateral price, loan type, settlement currency, collateral currency, loan value, collateral price, and SLS. Preferably, the information may be sorted by account number, loan type, settlement currency and / or collateral currency.

The unpaid loan report by account (US Settlement Securities) includes the following information (or fields): current date, print date, account name, account number, loan number,
It preferably includes at least one of an intermediary name, a securities identifier, a security issue, a loan date, an open / term, a stock / par value, a loan price, a collateral price, a loan type, a settlement currency, a collateral currency, and an SLM. Preferably, this information may be sorted by account ID, loan type, settlement currency, and / or collateral currency.

A summary report of unpaid lending by account (US Settlement Securities) provides the following information (
Or field): at least one of current date, print date, account name, account number, loan number, stock total / par value, loan value, collateral price, loan type, settlement currency, collateral currency, open / term, and SLM. It is preferable to include. Preferably, this information may be sorted by account number, loan type, settlement currency and / or collateral currency.

The Profit Report by Account (US Settlement Securities) provides the following information (or fields): current date, print date, account name, account number, loan type, collateral currency, loan account, open / term, stock / par value. , Collateral prices, currency cycle returns, and / or SLMs. Preferably, this information may be sorted by account number, loan type and / or collateral currency.

Those of ordinary skill in the art will appreciate that loan collateral is only one example of a lending transaction and that other securities may be provided as collateral for securities borrowed. Advantageously, the loaned securities report may give information on the total amount of securities loaned or borrowed and the price of the collateral is monitored to ensure that the price of the collateral remains sufficiently high. It

News and Reference Referring to FIG. 1, when a user commands access to the News and Reporting category 300, he or she may have multiple methods: a custom page 302, a trade value 320, a chart 340, Information may be accessed by news 360 and / or market preview 380. The informational news and reporting category 300 is preferably provided to the user via one or more electronic screens transmitted by the network.

Custom Page Referring to FIG. 26, an example of an electronic screen containing news and reporting information organized on custom page 302 is shown. Those skilled in the art will understand that the details of FIG. 26 are schematically shown by way of example only. Many other modifications and variations to the "look and feel" of electronic screens will be apparent to those skilled in the art. The custom page 302 preferably includes multiple pieces of information about news and reporting, such as full trade values, watchlists, news headlines and / or charts.

Full trade prices include market prices such as current price, high price, low price, open price, discount price, volume and / or annual high price low. The full transaction price is preferably available to the user in substantially real time. The user preferably has access to full transaction price information in area 304 of custom page screen 302. When the user wants to obtain, for example, the full trading value of an IBM security, he or she preferably enters a ticker symbol in input field 306 (input field 306 is pre-populated in memory). Including a drop-down box that contains a symbol. The user can also return to the previously entered ticker symbol by activating the "back" icon.

According to the present invention, a watchlist is a portfolio of individuals defined by a user to see the transaction values for one or more certificates (eg, securities) in a single display. Preferably, the user may access and / or operate his or her watchlist in area 308 of news and reporting screen 302. The user runs the "Create Watchlist" icon, then enters a name for the new watchlist, adds and / or removes ticker symbols that should be displayed or removed from the new watchlist, and A new watchlist may be created by executing / storing the new watchlist by activating an accept icon (eg, the "ok" icon). FIG. 26 shows that the user has selected multiple ticker symbols, namely W, MFST, CMB, B, MER and F, for display, showing the closing price, fluctuations, highs and lows for easy viewing. Tracked for. User "returns"
You may review previously saved watchlists by running the icon. Preferably, the user may edit the existing watchlist by running the "Edit Watchlist" icon and adding / deleting the desired symbols. The user may access a particular watchlist, preferably by running the "View Another Watchlist" icon and entering the desired watchlist name.

The news and reporting electronic screen 302 preferably provides the user with the ability to retrieve news headlines and the like at area 310. The user is preferably provided with one or more input fields for receiving from the user the search criteria used to access the database of news and reporting information. The input fields preferably include categories of information 312, keywords 314 and / or ticker symbols (eg company name) 316. Each field preferably contains a drop-down box containing the pre-filled criteria. Reference information and / or news headlines that match the criteria entered by the user are preferably listed in area 318. When the user highlights a particular headline, an electronic screen containing the actual news article associated with the headline is preferably transmitted to the user.

The chart information is preferably news and reporting electronic screen 302.
Area 303. Chart information is preferably high, low, discount,
It includes a price for a particular instrument (eg, a security, such as a particular stock), in which an open price is preferably included. The user preferably specifies a particular certificate by entering a symbol in the input field 305, which is understood to include a drop-down box containing the previously entered certificate. For users,
Preferably, the ability to specify whether the chart is for a daily, weekly, monthly, etc. period is provided. The user may review the previous chart by activating the "back" icon.

As discussed above, the custom page electronic screen 302 shown in FIG. 26 is only one example of how information may be organized for a user. Preferably, when the user specifies a custom page option 302 in the News and Reporting category 300, he or she will be able to select an existing custom page, delete the custom page, save the custom page,
And / or creating a new custom page. One of ordinary skill in the art will appreciate that these options can be readily provided on an electronic screen and activated by any of the known methods, eg, executable icons, links, input fields, etc. When the user selects the new custom page creation option, he or she is preferably prompted to enter a name for the new custom page, and multiple frames (each of the information) that the user wishes to be presented on the custom page. Select one frame per type). Examples of frames include full trade values, watchlists, news headlines, charts, etc. The user is preferably given the option to specify where these fields should be located on the custom page. The user may then save the new custom page using any of the known techniques.

Existing custom pages pre-specified and defined by the user are preferably enumerated in the command by the user. Those of ordinary skill in the art will appreciate that the user may be provided with executable icons, input fields, links, etc. that, when activated, will cause the electronic screen to enumerate the names of these custom pages on the electronic screen. I will admit. The user may then preferably highlight the custom page name to obtain an electronic screen of the custom page, such as that shown in FIG.

The user may edit an existing custom page, preferably by executing an appropriate icon or the like that invokes an editing interface containing substantially the same information / options as creating a new custom page. . The user may then modify the custom page and save these changes for future accessibility. Custom pages may preferably be deleted using any of the known techniques.

Users do not need to get news and reporting information through custom pages, but may get full trade values, watchlists, news headlines and / or charts individually.

Trade Value The user preferably enters the information into a particular certificate in substantially the same manner as activating the icon and obtaining the trade value for the custom page 302, eg, by entering ticker information. Get the transaction price. This preferably allows an electronic screen containing the market price, such as opening price, high price, low price, closing price and discount price to be transmitted to the user. The electronic screen also preferably includes a chart containing previous prices in time series, eg, 52 weekly closing prices. News headlines for a particular certificate may also be displayed on an electronic screen, for example by listing the headlines and allowing the user to highlight the particular headline and obtain an electronic screen containing an electronic version of the actual article. May be included above.

When the user does not know the symbol of a particular certificate, a list of possible ticker symbols is preferably provided, eg, in response to the full name being entered in the input field.
It is given to the user by an electronic screen. Preferably, the user may then highlight the correct ticker symbol to get the full trade value.

Charts Referring to FIG. 1, a user may obtain a chart 340, preferably by executing the appropriate icon (or other input method) on the News and Reporting Category 300 electronic screen. When the user performs the chart option, the user is preferably presented with an electronic screen that prompts the user for a particular ticker symbol, but if the ticker symbol is not known, the user performs a symbol lookup function. It is understood that it is good. The user is also prompted for pricing frequency (eg, daily, weekly, and / or monthly). The user then says "
The "Get Chart" icon may be executed, which will result in the electronic screen containing the appropriate chart for the specified ticker symbol being transmitted to the user (
See, for example, region 303 of FIG. 26).

News Headlines Referring to FIG. 1, a user may obtain news headlines 360 by executing the appropriate icon (or other input method) on the news and reporting category 300 electronic screen. A new start-up screen is preferably transmitted to the user that provides access to a number of broad categories of news, eg, company, equity amount, forex and general news information. These broad categories are preferably accessed by implementing icons, links, input fields, etc. The user may preferably enter the certificate name, such as company name, ticker symbol, etc., so that only news about the certificate is listed or accessible. Preferably, general news information is the default, and news headlines for categories other than corporate, equity, economic, or foreign exchange are preferably listed to the user on an electronic screen. The user preferably highlights a particular general news item to obtain an electronic version of the underlying article (see, for example, region 310 of Figure 26).

When the user executes the company icon, only news information about the company is displayed. When the user runs the corporate icon, preferably multiple subcategories are displayed (eg, by icon, etc.) that further filter news information for the user. These sub-categories preferably include worldwide corporate news articles, global total corporate revenue. The user may preferably highlight one of these subcategories to get a list of news headlines for that subcategory. A particular news article may be obtained by highlighting a particular headline.

Subcategories are also preferably provided for the Equity category: World Stock Markets, Emerging Markets, and Major World Equity articles.

The Economics category preferably includes the following subcategories: Global Corporate News Articles, Economic Indicators Announcements, Interest Rate Announcements, US Federal Reserves, Market Focus Major Cases and Analysis, and Post-Crisis Thorough Analysis.

The Forex category preferably includes the following subcategories: G7 countries, Western Europe, Eastern Europe, North America, South America, Pacific Rim, Middle East, Southwest Asia, and Africa.

The general category preferably has the following subcategories: major business articles from around the world, major business articles from Latin America, major articles from G7 countries, world general news index, world sports news index, world. Includes general news, world sports news, and world news.

Market Lookup Referring to FIG. 1, market lookup information 380 may preferably be invoked from the news and reporting screen 300 by activating the associated icon. When the market preview icon 380 is executed, the user is preferably provided with a plurality of market category icons, for example, equity, fixed income, forex, financial markets, commodities and energy (equity category is the default). An electronic screen is presented that includes a left-hand navigation menu that includes. When the equity icon is called (or the equity category is accessed by default), preferably, for example, World Stock Market Index, Asia Index, Emerging Market Index, Europe Index, US Index, and Latin America Index. , A plurality of subcategories are listed on the electronic screen. When the user highlights one of the subcategories, the details below are preferably provided in the electronic screen.

When the Fixed Income icon is activated, the user preferably has multiple subcategories including US Treasury and Financial Markets, Canadian Capital Markets, US Government Bonds, and Global Yield Summary. An electronic screen to list is presented. When the Forex and Financial Markets icons are activated, users will preferably be prompted with Spot Rates, Cross Rates, Currency Futures, Currency Pricing, Special Drawing Rights (SDR) Rates, Spot Rates in Categories, Futures Quotes, Cross rates in categories, currency pricing enumerated by banks, interbank transaction interest rates (BBA), settlement rates, European deposits,
An electronic screen listing a plurality of subcategories including and Japanese official discount rate is provided.

When the commodities and energy icon is activated, it preferably contains a plurality of metal overviews, energy overviews, Reuters Commodity Price Index, Brent, Gold Spot Price, London Gold Price, and Silver Spot Price. Subcategories are provided to the user.

The user is preferably prompted to enter an instrument (such as a symbol or company name) in the input field. When one of the above categories and / or subcategories is selected, preferably one or more frames containing the following information appear on the electronic screen. Market trading prices (open, high, low, close, close, etc.), charts (52 week close, etc.), and a list of key related news. Compliance Compliance is a product that assesses after each sale whether a portfolio is invested within the parameters of applicable investment guidelines (or rules). This guideline may be determined at the composite portfolio level by regulation and / or by the Investment Committee (of the sponsor of the investment medium). Further guidelines are imposed by the sponsor at the portfolio manager level. Guidelines are typically dictated by the desire to diversify risk and diversify the portfolio. Examples of guidelines (or rules) are: (i) total assets within any one country or industry within 5%;
i) Within 5% of the share capital issued to any one of the issuers, (iii)
Standard and Poor's keep net asset value within 2% of securities rated below AAA, (iv) Do not give a written opinion unless the portfolio has underlying securities ,
and so on.

Referring to FIG. 1, the user preferably activates the appropriate icon on an electronic screen, such as home page 100, to obtain a compliance report. In general, compliance screen 400 includes investment guideline compliance information for one or more investment portfolios (eg, mutual funds). Compliance reports preferably show the results of tests performed on portfolio investments to ensure that certain rule violations are eliminated. For example, rules can be established that a particular portfolio invests at least a percentage of total assets in debt securities. If the portfolio were to invest only (A-1) percent of total assets in debt securities, this rule would be broken and compliance would not be met.

When the user activates the compliance icon, he / she is preferably presented with a startup electronic screen as shown in FIG. On the left side of this electronic screen, a menu of reports is available via icons or links.
That is, viewing reports such as account, test, and rule reports, results reports such as passes, warnings and violations, and other reports such as revised and / or special requests are available.

The work area of this screen displays the information requested by the user from the menu. When the "By Account" icon is activated, one or more user accounts (
Portfolios, mutual funds, etc.) are listed with associated rules, results and / or status. For example, the XYZ test has five relevant rules: currency reporting, derivative regulation, Japanese requirements, rights reporting, and warrant reporting. Those skilled in the art will appreciate that these rules can take any infinite number of forms and are typically defined by a supervisory document (eg, a prospectus or other supervisory document). The results column indicates whether the particular portfolio passed or was potentially out of rule or failed. The status is "open" if testing is in progress as to whether the account (or portfolio) satisfies one or more rules. If the test has already been performed on the account, the status will be
"Close". These accounts, tests, rules, results and status can be accessed by selecting the appropriate icon in the menu,
It can be presented and classified by rules, results, etc.

Referring to FIG. 28, the user is enabled to search (ie filter) information in one or more reports. Specifically, the user can filter by publication date, future date, account, test, rule, status, run type, view view, etc. Activating the “select” icon adjacent to the account, test or rule entry dialog box preferably provides the user with one or more lists of accounts, tests and / or rules from which to select. Or she won't have to type the information explicitly. Referring now to FIG. 29, this is an example of the electronic screen resulting from the search screen of FIG. 28 (assuming some of the input fields are complete). One of ordinary skill in the art will appreciate that the search criteria presented in FIG. 28 have been used to obtain accounts, rules, tests, results and / status that meet the search criteria. When the user highlights the “potential violation” icon in FIG. 29, the user
An electronic screen is presented that presents so-called drilldown information (an example of which is shown in Figure 30). Preferably, the user can activate the “test summary” executable icon (eg, at the bottom of the electronic screen), which preferably results in the user being presented with an additional electronic screen containing information about the test summary. To be done. For example, the electronic screen shown in FIG. 31 may be presented to the user in response to actuation of the “test summary” icon on the electronic screen shown in FIG.

Other examples of rules are as follows. The account invests in at least three different countries, including the United States, and the account may be in any one country (US.
Accounts within 40% of total assets, accounts keep common preferred stock investments within 20% of total assets. Performance Referring to FIG. 1, a user preferably obtains a performance report by activating an appropriate icon on an electronic screen such as home page 10 or performance page 500. In general, the performance features of the present invention produce a customized report for a user in response to the user's commands.
When the user activates the performance icon, he or she is preferably presented with an electronic screen as shown in FIG. On the left side (or window field) of this electronic screen, a menu of actionable icons is provided: Client View 502, Composite 504, Account 506, Index 508, Portfolio View 510, and Guidelines 512.

The client browse icon 502, when activated, displays the user-specific business
Create a so-called routine report based on your needs. Composite 504,
The icons for account 506 and index 508 are specific composites,
Providing the user with a means for having an account and / or index included in the performance report. The Portfolio Browsing Icon 510 allows you to create individual composite, account and / or
Or provide the user with a means to specify whether an index is used, or if multiple composites, accounts and / or indexes are used.

In general, the reports from the Client Browsing 502 category are:
Created according to a predetermined and stored set of criteria, ie, a predetermined criteria that defines a predetermined composite, account and / or index, and its report. Reports from the Portfolio Browsing 510 category generally include commands (composite, account and / or) to create the desired report for the user.
Or it is created by inputting an index and criteria).

When a user wants to obtain a portfolio viewing report, the user preferably selects one or more composites 504, accounts 506 and / or indices 508 that he or she wants to include in the report. To those skilled in the art, an account is a fund or portfolio that can be managed by a particular portfolio manager, a composite is a combination of two or more accounts, an index is an industry standard benchmark, an asset class, a stock market. It will be appreciated that it represents and / or represents an investment objective.

When the user activates the composite icon 504, a drop-down box appears on the electronic screen that lists the available composites and adds the specific composite as a highlighting function. A similar drop down box is preferably created when the user activates the account icon 506 or the index icon 508.

The user then preferably activates the browse portfolio icon 510, which causes a drop-down box listing a plurality of reports available to the user to appear on the electronic screen. Preferably, these reports are Add Hock Performance, Asset Allocation, Cash Flow Reports, Characteristics, Comparison Market Indices, Component account (Com
ponent Account), Corporate Action (Corporate Action), Country Assignment (Country Allocati
on), fixed income distribution (Fixed Income Allocation), portfolio holding (Portf
olio Holdings), Monthly Change In Index Value,
Monthly Change In Portfolio Value,
Performance, Portfolio Comparison
), Portfolio by country (Portfolio By Country), search (Search), securities allocation by country (Security Allocation By Country), securities FI characteristics (Security FI charac
teristics), Securities FI Listing, Transaction
, Triangle Analysis, and Yearly Summar
y) is included.

When a user highlights a particular report (eg, portfolio comparison report), preferably a window field containing one or more input fields for receiving commands from the user on the criteria for producing that report. Appears on the electronic screen (see FIG. 32). Generally, each of the drop-down boxes created by the portfolio browsing icon 510, when activated, will give rise to a different set of input fields for receiving the criteria, although it is possible that two reports require the same criteria. is there. When a user selects a portfolio comparison report, the criteria that the user should select is the standard range (ie, the current 3
Months, Years to Present, Subsequent Years, Subsequent Three Years, etc., Comparison Dates, Custom Date Ranges (ie Start Date to End Date), Selected Date Ranges, Attributes (ie Asset Category, Economy) Sector, industry level, etc., asset category, country, market index (eg Dow Jones), First Boston Convertible Bonds (F
irst Boston Convertible Bonds)) and presentation of revenue (eg yearly, cumulative, etc.).

When the user enters a criterion in the criterion input field 514, he or she may be prompted to activate the process icon 516 that yields the criterion given to the set of data contained in the store. One of ordinary skill in the art will appreciate that standard mathematical techniques are used to provide this criterion to stored financial data to produce reporting data for reporting. This report may be provided to the user in many different ways, for example as a table or a graph. Referring to FIG. 33, when the user activates the spreadsheet icon 518, a spreadsheet (or table) may preferably be provided to the user. The specific information provided in the report shown in FIG. 33 is preferably generated in response to the portfolio holding report. Those skilled in the art will appreciate that the data fields of the portfolio holding report are shown in FIG.
It will be appreciated that many modifications and variations are possible within the scope of the invention as shown in FIG. The portfolio holding report contains at least one of the following information (or fields): Drawer, Manager, Contract Number, Book Value, Portfolio Percentage, Current Rate, Maturity / Duration, Type, Contract Start Date. , Contract end date, payment start date, total payment amount, and remaining payment amount (payments left).

At least some of the reports under the portfolio browsing icon 510 will result in a graphical representation. The graph is preferably obtained by the user executing the graph icon 520. Referring to FIG. 34, when the user executes the graph icon 520, a graphical representation of the performance report preferably appears on the electronic screen. The particular graph shown in window field 522 represents the total performance by region (here Europe).
Performance in other regions (ie Australia, South America, North America, South Asia and / or Central America) may be shown along the top of the electronic screen. Bar and / or pie charts can also be obtained by selecting the appropriate icon.

The Asset Allocation Report preferably includes at least one of the following information (or fields): Non-US Equity, US Equity, Non-US Fixed Income, US Fixed Income, Cash and Cash. , US Real Estate, Convertible Securities, and Alternative Securities.

The Corporate Activity Report preferably includes at least one of the following information: account number, account name, transaction type, security ID, security name, trade date, settlement date, unit price, share, exchange rate. , BAC market price, LOC market price, realized gain / loss, commission, and intermediary name.

The Country Assignment Report preferably includes at least one of the following information: Country,
Portfolio manager, market price by country (by each manager), total composite market price by country, total market price by portfolio manager.

The monthly portfolio value volatility report preferably includes at least one of the following information (or fields): composite name, portfolio account number, manager details, market price (previous period minus). (Daily or monthly)
, Net cash flow, market price (current minus daily or monthly total) RO
R, weighted flow, ROR, and increase / decrease rate.

One of ordinary skill in the art can use any of the information (or fields) listed above in any of the portfolio viewing reports, if desired, and the specific fields listed above are exemplary. You will find that it was presented only for the sake of benefit.

The client browsing category 502 report is preferably pre-defined for a particular client, minimizing the number of additional criteria that must be entered prior to obtaining the report. The client views report may include, for example, client summary information including at least one of the following information: manager name, benchmark, actual allocation, target allocation, daily portfolio income, daily benchmark income, to date. Month Portfolio Revenue, Month To Date Benchmark Revenue, Year To Year Portfolio Revenue, Year To Date Benchmark Revenue, Benchmark Day Change, Benchmark Month Change To Year, And Benchmark Year Change To Year. .

A particular client may also want a custom client summary report, which may include at least one of the following information: manager name, market price, percentage of total assets, daily portfolio revenue, Monthly portfolio revenue to date, yearly portfolio revenue to date. Those skilled in the art will appreciate that other types of client browsing reports can be pre-defined in accordance with the present invention. These reports can be viewed by the user as he or she sees the client view icon 5
You get when you activate 02 and highlight a particular report.

With reference to FIG. 32, the batch, export, help, and print icons are preferably provided in the fields on the left side of the window. These icons can be activated, for example, by obtaining and batch reports that allow the user to easily identify criteria in the future by monitoring and storing the criteria of frequently used reports. When the export icon is activated, the data (or fields) contained in the report will be transferred to an external program (eg Excel (
Excel) etc.). Export files are obtained in comma-separated values (CSV) format so that they can be imported into most spreadsheet or database programs. The print icon allows the user to print the information in the report. As is known in the art, help icons provide information on how to utilize performance features. System Architecture Referring to FIG. 35, a block diagram of a system architecture suitable for use in implementing the present invention is shown. This system is connected to the network 20 through a firewall 30. Most preferably, this network is the Internet, but any computer network is considered to be within the scope of the present invention.

The network server is a microprocessor, a database coupled to the microprocessor, and a network interface coupled to the microprocessor and operable to send and receive data over a computer network as is known in the art. / Output circuit). The microprocessor is operable to execute instructions at least in part according to a computer program stored in the database. Those of ordinary skill in the art will appreciate that network server 10 may be compatible with other network servers 10 to facilitate various functions in accordance with the present invention.
It will be appreciated that it can be attached to a, 10b, 10c. For example, the database need not be included in the network server 10 and can be a stand-alone unit 12 accessible via a separate database server 10c. User 40 may access the features and functionality of the present invention via network 20 using, for example, a computer employing a network browser application.

Although the present invention has been described in relation to particular embodiments thereof, many other variations, modifications and other uses will be apparent to those skilled in the art. Therefore,
It is preferred that the invention be limited not by the specific disclosure herein, but only by the claims appended hereto.

[Brief description of drawings]

FIG. 1 is a block diagram showing a site map of the present invention.

FIG. 2 is a diagram of an electronic screen on which a user of the present invention requests and receives information.

FIG. 3 is a diagram of an electronic screen on which a user of the present invention requests and receives information.

FIG. 4 is a diagram of an electronic screen on which a user of the present invention requests and receives information.

FIG. 5 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 6 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 7 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 8 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 9 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 10 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 11 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 12 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 13 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 14 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 15 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 16 is a diagram of an electronic screen on which a user of the present invention requests and receives information.

FIG. 17 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 18 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 19 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 20 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 21 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 22 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 23 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 24 is a diagram of an electronic screen on which a user of the present invention requests and receives information.

FIG. 25 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 26 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 27 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 28 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 29 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 30 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 31 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 32 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 33 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 34 is a diagram of an electronic screen on which a user of this invention requests and receives information.

FIG. 35 is a block diagram showing a system capable of performing the functions of the present invention.

─────────────────────────────────────────────────── ─── Continued front page    (81) Designated countries EP (AT, BE, CH, CY, DE, DK, ES, FI, FR, GB, GR, IE, I T, LU, MC, NL, PT, SE), OA (BF, BJ , CF, CG, CI, CM, GA, GN, GW, ML, MR, NE, SN, TD, TG), AP (GH, GM, K E, LS, MW, SD, SL, SZ, TZ, UG, ZW ), EA (AM, AZ, BY, KG, KZ, MD, RU, TJ, TM), AE, AG, AL, AM, AT, AU, AZ, BA, BB, BG, BR, BY, CA, CH, C N, CR, CU, CZ, DE, DK, DM, DZ, EE , ES, FI, GB, GD, GE, GH, GM, HR, HU, ID, IL, IN, IS, JP, KE, KG, K P, KR, KZ, LC, LK, LR, LS, LT, LU , LV, MA, MD, MG, MK, MN, MW, MX, NO, NZ, PL, PT, RO, RU, SD, SE, S G, SI, SK, SL, TJ, TM, TR, TT, TZ , UA, UG, UZ, VN, YU, ZA, ZW (72) Inventor Cronine, Patricia H.             United States, 07043 New Jar             Gee, Upper Montclair, Par             Ku Street, 526

Claims (88)

[Claims] 1. A method of providing investment information to a user, comprising establishing access to at least one information database containing investment information relating to an investment medium, the investment information comprising accounting information, news information. , And compliance information and performance information, and further maintaining an electronic site on the network to which the user can connect, (i) the investment information and (ii) the investment information in response to the user's request. Transmitting an electronic screen comprising at least one of the at least one link to the user via the network. 2. The accounting information includes country exposure, currency exposure, exposure analysis, Income Receivable, net asset value, sector / industry exposure, securities details, segment / category exposure, and top. The method of claim 1, comprising data from at least one category of holdings. 3. The accounting information is presented as a function of a user's request, which user's request, if a country exposure report is desired, current date, specific comparison date, currency type, country, segment. The method of claim 2, comprising at least one of: a category, a summary report, a detailed report, a regional report, and an account report. 4. The segment includes equity, fixed income securities, cash equivalents,
The method of claim 3, comprising at least one of short-term investments, alternative investments, and miscellaneous assets, the category including at least one of common stock, preferred stock, government bonds, futures and short-term government bonds. 5. The accounting information for the country exposure report is a subtotal of the net asset value of the particular comparison date given the particular comparison date.
The accounting information for the country exposure report includes at least one of a subtotal of the net asset value of the current date and a rate of change of the net asset value from a particular comparison date to the current date. If no comparison date is given, for each account name, region and country, at least the book value and net asset value subtotal, unrealized amount, unrealized percentage, and total percentage in each account and region. The method of claim 3, comprising one piece of information. 6. The accounting information is presented as a function of the user's request, the user's request including the current date, a particular comparison date, a currency type, a country, a segment, if a currency exposure report is desired. The method of claim 2, comprising at least one of a category, summary report, detail report, region report, account report and currency report. 7. The segment includes equity, fixed income securities, cash equivalents,
7. The method of claim 6, comprising at least one of short-term investments, alternative investments and miscellaneous assets, the category including at least one of common stock, preferred stock, government bonds, futures and short-term government bonds. 8. The accounting information for the currency exposure report is the type of currency, the local net assets of a particular comparison date, if a summary report in currency is desired and a particular comparison date is given. Value, the net asset value at the current date (local or base), and the rate of change of the net asset value (local or base) from a particular comparison date to the current date, the currency exposure including at least one of: The accounting information for reporting includes currency type, local book value, local net asset value, unrealized gains / losses (if a summary report by currency is desired and no specific comparison date is given. Local or base), unrealized profit / loss (local or base) percentage, and net contribution by base Ratio of price total, including at least one information out of the method according to claim 6. 9. The accounting information for the currency exposure report is account name, account number, currency type, specific comparison, if a summary report by account is desired and a specific comparison date is given. Includes at least one of: net asset value of the day (local or base), net asset value of the current date (local or base), rate of change of the net asset value (local or base). The accounting information for is, if a summary report by account is requested and no specific comparison date is given,
Account name, account number, currency type, net asset book value (local or base), net asset value (local or base), unrealized gain or loss (local or base), unrealized gain or loss (local or base), and 7. The method of claim 6, comprising at least one of :, a percentage of the total net asset value on a basis. 10. The accounting information for the currency exposure report includes currency type, segment type, and specific comparison date if a currency / segment report is desired and a specific comparison date is given. The accounting information for the currency exposure report, including at least one of market price (local or base), current market price (local or base), and market price (local or base) rate of change. If a currency / segment report is desired and no specific comparison date is given,
Currency type, segment type, book value (local or base), market price (local or base), unrealized gain or loss (local or base), unrealized gain or loss (local or base) percentage, and market by base 7. The method of claim 6, comprising at least one piece of information for a percentage of total price. 11. The accounting information for the currency exposure report is account name, account number, currency type, segment if a segment detail report by account is desired and a specific comparison date is given. Type, market price on a specific comparison date (local or base), market price on the current date (local or base), and market price (local or base)
Of at least one of the change rates of the account, the accounting information for the currency exposure report, if the account segment detail report is required and no specific comparison date is given, Name, account number, currency type, segment type, book value (local or base), market price (local or base), unrealized gain or loss (local or base), unrealized gain or loss (local or base) percentage, and 7. The method of claim 6, comprising at least one of :, a percentage of the total market price on a basis. 12. The accounting information is presented as a function of the user's request, the user's request, if an exposure analysis report is desired, current date, currency type, country, segment, country report and account report. The method of claim 2, comprising at least one of the following: 13. The accounting information for the exposure analysis report includes market prices and percentages of total market prices for each country and segment, as well as for all countries and segments, if a country report is required. 13. The method of claim 12, including at least one piece of information about a market price total. 14. The accounting information for the exposure analysis report includes a market price total if an account report is sought, and a market price and a percentage of the market price total for each segment for each account name and account number. 13. The method of claim 12, including information for at least one of: 15. The accounting information is presented as a function of the user's request, the user's request being the current date, currency type, security ID, currency / payment date report, account / account / Currency reports, and
The method of claim 2, comprising at least one of: security / payment date, local currency only, base currency only, and local and base currency. 16. The accounting information for the accrual report includes:
Income currency code, account name, account number, security name, security ID, due date, payment date, total accrued income (local or base), past due income (accrued inco)
me past due (local or base), withholding tax (local or base), tax reclaim accrual (local or base), net income due (local or base) ), And at least one of the exchange rates. 17. The accounting information is presented as a function of a user's request, the user's request being at least one of a current date, a specific comparison date, a summary report and a detailed report if a net asset value report is desired. The method of claim 2, comprising one piece of information. 18. The accounting information for the net asset value report includes a summary report and a comparison date net asset value on a base, a current date net asset value on a base, if a specific comparison date is sought. And at least one of a change in net asset value on a basis, the accounting information for the net asset value report requires a summary report and not a specific comparison date. 18. The method of claim 17, wherein the method comprises at least one of: a carrying value on a base, a net asset value on a base, an unrealized gain or loss on a base, and a ratio of unrealized gain or loss on a base. . 19. The accounting information for the net asset value report includes account name, account number, date of comparison net asset value, base if account report and specific comparison date is sought. The accounting information for the net asset value report includes at least one of the present day net asset value and the rate of change of the net asset value on a base. If the date is not required, at least the account name, account number, carrying value on a base, net asset value on a base, unrealized gains / losses on a base, and percentage of unrealized gains / losses on a base. 18. The method of claim 17, comprising one piece of information. 20. The accounting information is presented as a function of a user's request, which user's request includes a current date, a specific comparison date, a currency type, if a sector / industry exposure report is desired. The method of claim 2, comprising information of at least one of country, segment, sector, industry, summary report, account detail report, sector report and industry report. 21. The accounting information for the sector / industry exposure report is a summary report by sector and, if a specific comparison date is sought, market price on a specific comparison date, sector, on a base basis. Of the current date of the market price and the rate of change of the market price on a base basis, the accounting information for the sector / industry exposure report includes:
If a sector summary report is required and a specific comparison date is not required, the sector, book value at base, market price at base, unrealized gains / losses at base, unrealized gains / losses at base 21. The method of claim 20, comprising information of at least one of a percentage and a percentage of total market price on a base. 22. The accounting information for the sector / industry exposure report includes a summary report by the industry and, if a specific comparison date is sought, market price on a specific comparison date by industry, sector, or base, The accounting information for the sector / industry exposure report includes at least one of: a current date market price on a basis and a rate of change of the market price on a basis.
If an industry summary report is required and no specific comparison date is required, the industry, sector, book value on a base, market price on a base, unrealized gains / losses on a base, unrealized gains / losses on a base Percentage and percentage of total market price on a base,
21. The method of claim 20, comprising at least one piece of information. 23. The accounting information for the sector / industry exposure report includes account detail report by sector and specific comparison by account name, account number, sector, base if a specific comparison date is sought. The accounting information for the sector / industry exposure report includes at least one of: a daily market price, a current date market price on a base, and a rate of change of the market price on a base.
If you are looking for an account detail report by sector and not a specific comparison date, account name, account number, sector, book value on a base,
21. The method of claim 20, comprising at least one of: a market price on a base, an unrealized gain or loss on a base, a ratio of unrealized gains and losses on a base, and a percentage of the total market price on a base. 24. The accounting information for the sector / industry exposure report includes industry, account name, account number, sector, based on account detail report by industry and specific comparison date. The accounting information for the sector / industry exposure report includes at least one of a market price on a specific comparison date, a market price on the current date on a base, and a rate of change of the market price on a base. ,
If you are looking for an account detail report by industry and not a specific comparison date, then you can view industry, account name, account number, sector, book value on base, market price on base, unrealized gains / losses on base, 21. The method of claim 20, comprising information of at least one of a percentage of unrealized gains and losses on a base and a percentage of total market price on a base. 25. The accounting information is presented as a function of a user's request, the user's request including the current date, a particular comparison date, currency type, country, segment, category, if a securities detail report is desired. Contains at least one of sector, industry, local value only, and local and base value information,
The method of claim 2. 26. The segment includes at least one of equity, fixed income securities, cash equivalents, short-term investments, alternative investments, and miscellaneous assets, and the categories include common stock, preferred stock, government bonds, futures and 26. The method of claim 25, comprising at least one of short-term government bonds. 27. The accounting information for the security detail report includes:
Securities / account reports and, if required, a specific comparison date, security name,
Account Name, Account Number, Securities ID, Segment, Category, Sector, Industry, Currency, Stock / Unit, Local Price, Market Price (Local or Base) for the Specific Comparison Date, Market Price (Local or Base) for the Current Date, and 26. The method of claim 25, comprising information for at least one of: a market price (local or base) rate of change. 28. The accounting information for the securities detail report includes:
Account / Securities Report and security name, if a specific comparison date is required,
Account Name, Account Number, Securities ID, Segment, Category, Sector, Industry, Currency, Stock / Unit, Local Price, Market Price (Local or Base) for the Specific Comparison Date, Market Price (Local or Base) for the Current Date, and 26. The method of claim 25, comprising information for at least one of: a market price (local or base) rate of change. 29. The accounting information for the security detail report includes:
Securities / Account Report is required but no specific comparison date is required, Securities Name, Account Name, Account Number, Securities ID, Segment, Category, Sector, Industry, Currency, Stock / Unit, Local Price, Book Price (local or base), Market price (local or base), Total unearned income (local or base), Unrealized gain or loss (local or base), Unrealized gain or loss (local or base) percentage, Total portfolio percentage, Issuance 26. The method of claim 25, comprising at least one piece of information about total shares outstanding and percentage of shares held. 30. The accounting information for the security detail report includes:
Securities Name, Account Name, Account Number, Securities ID, Segment, Category, Sector, Industry, Currency, Stock / Unit, Local Price, if Account / Securities Report is required but no specific comparison date is required. , Book value (local or base), market price (local or base), total unearned income (local or base), unrealized gain (loss) (local or base), unrealized gain (loss) (local or base), percentage of total portfolio , Total shares issued, and
26. The method of claim 25, comprising at least one piece of information about a shareholding percentage. 31. The accounting information is presented as a function of a user's request, which user's request, if a segment / category exposure report is desired, current date, specific comparison date, security type, country, segment. ,category,
The method of claim 2, comprising at least one of a sector, segment report, account report, summary report and detail report. 32. The segment includes at least one of equity, fixed income securities, cash equivalents, short-term investments, alternative investments, and miscellaneous assets, and the categories include common stock, preferred stock, government bonds, futures and 32. The method of claim 31, comprising at least one of short-term government bonds. 33. The accounting information for the segment / category exposure report includes a summary report by segment and, if a specific comparison date is sought, the market price for the specific comparison date on the segment, category, and base, The accounting information for the segment / category exposure report includes at least one of the current market price on the basis and the rate of change of the market price on the basis. And the specific comparison date is not required, segment, category, book value on a base, market price on a base, unrealized gain or loss on a base, percentage of unrealized gain or loss on a base, and A claim, containing at least one of the percentage of total market price on a basis The method according to 31. 34. The accounting information for the segment / category exposure report includes a summary report by account and identification by account name, account number, segment, category, if a specific comparison date is sought. The market price of the comparison date, the market price of the current date on a base, and
The accounting information for the segment / category exposure report includes at least one of a change in market price on a basis, a summary report by account is required and a specific comparison date is required. If not, of account name, account number, segment, category, carrying value at base, market price at base, unrealized gain or loss at base, percentage of unrealized gain or loss at base, and total market price at base. 32. The method of claim 31, comprising at least one piece of information in a percentage. 35. The accounting information for the segment / category exposure report includes detailed reports by segment and segment, category, account name, account number, currency, security name if a specific comparison date is sought. , Stock / unit, local price, market price on a specific comparison date (local or base), current market price (local or base), and
The accounting information for the segment / category exposure report includes at least one of: market price (local or base) rate of change; If not, segment, category, account name, account number, currency, security name, stock / unit, local price, book value (local or base)
, Market price (local or base), total accrued revenue (local or base),
32. The method of claim 31, comprising information of at least one of unrealized gains / losses (local or base) and percentage of unrealized gains / losses (local or base). 36. The accounting information for the segment / category exposure report includes a detailed report by account and segment, category, account name, account number, currency, security name if a specific comparison date is sought. , Stock / unit, local price, market price on a specific comparison date (local or base), current market price (local or base), and
The accounting information for the segment / category exposure report includes at least one of: market price (local or base) rate of change; If not, segment, category, account name, account number, currency, security name, stock / unit, local price, book value (local or base)
, Market price (local or base), total accrued revenue (local or base),
32. The method of claim 31, comprising information of at least one of unrealized gains / losses (local or base) and percentage of unrealized gains / losses (local or base). 37. Accounting information is presented upon request of the user,
The user request comprises at least one of current date, currency type, country, segment, category, number of shares, summary report and detailed report information if a top share report is desired. The method described. 38. The segments are equity, fixed income securities, cash equivalents,
The method of claim 3, comprising at least one of short-term investments, alternative investments and miscellaneous assets, and wherein the categories include at least one of common stock, preferred stock, government bonds, futures trades, and treasury bills. 39. Accounting information for top holding reports includes ranking,
At least one of stock / unit, security ID, security name, market price on a base, percentage of total portfolio, currency, risk country, segment and category information
38. The method of claim 37, including one. 40. The method of claim 1, wherein the accounting information includes data for at least one of trading fees, trading details, corporate activity, foreign exchange, futures and options, and trading. 41. Accounting information is presented in response to a user request,
The user's request may include at least one of the following information: start date, end date, transaction date, settlement date, effective date, currency, transaction type, intermediary, summary report and detailed report if a transaction fee report is desired. 41. The method of claim 40, including. 42. Accounting information for a trading commission report includes the name of the trading intermediary, stock / unit trading, commission cost on a base, principle amount on a base, and 1 on a base if a summary report by broker is requested. 42. The method of claim 41, comprising at least one of average fee per share and principle percentage information on a base. 43. Accounting information for a trading commission report includes account name, account number, brokerage name, stock / unit trade, commission cost on a base, and base amount on a base, if a summary report by account is requested. 42. The method of claim 41, comprising at least one of: average fee per share on a basis, and principle percentage information on a basis. 44. Accounting information for a trading fee report includes account name, account number, transaction intermediary name, detailed transaction type, local currency, transaction date, if a detailed account / intermediary report is requested. , Effective Date, Settlement Date, Trading Stock / Unit, Securities ID, Shortened Securities Name, Local Principle, Local Fee Cost, Local Average Fee Per Share, Principle On Base,
42. The method of claim 41, comprising at least one of fee cost on a base and average fee per share on a basis information. 45. Accounting information for a trading fee report includes an account name if at least one of an account / broker detail report, a broker / currency detail report, and a broker / currency detail report is requested. Account number, broker name, detailed transaction type, local currency, transaction date, effective date,
Settlement Date, Trading Stock / Unit, Securities ID, Shortened Securities Name, Local Principle, Local Fee Cost, Local Average Fee Per Share, Base Pricing, Principle Amount, Base Fee Cost, and 42. The method of claim 41, comprising at least one of average fee per share information on a basis. 46. Accounting information is presented at the request of the user,
User request is Start Date, End Date, Transaction Date, Settlement Date, Effective Date, Currency, Transaction Type, All Detailed Transactions, Revenue Transactions, Revenue Transactions Only, Spending Transactions Only if Transaction Detail Report is desired 41. The method of claim 40, comprising at least one of :, and non-principle cash transaction information. 47. Accounting information for a transaction detail report includes account name, account number, summary transaction type, transaction date, effective date, settlement date, security ID,
47. At least one of: shortened security name, traded stock / unit, detailed transaction type, local currency, local net amount, exchange rate, net amount on a base, and trading instrument information. The method described. 48. Accounting information is presented at the request of the user,
41. The method of claim 40, wherein the user request includes at least one of start date, end date, payment date, Ex date, currency type, and trading symbol information if a corporate activity report is desired. . 49. Accounting information for a corporate activity report includes account name, account number, detailed transaction type, Ex date, payable date, trading instrument, local currency, trading stock / unit, local cost, 49. The method of claim 48, comprising at least one of local net amount, base cost and base net amount information. 50. Accounting information is presented in response to a user request,
The user request is at least one of: start date, end date, transaction date, settlement date, effective date, currency type and transaction type information if a forex report is desired.
41. The method of claim 40, including one. 51. Accounting information for a forex report includes account name, account number, detailed transaction type, security ID, local currency, trade date, settlement date, trade intermediary name, local price, local. 51. The method of claim 50, comprising at least one of net amount at, exchange rate, net amount at base, and transaction reference number information. 52. Accounting information is presented in response to a user request,
The user's request may include at least one of the following information: future date, end date, transaction date, settlement date, effective date, currency type, transaction type and intermediary if futures and options reports are desired. 41. The method of claim 40, including. 53. Accounting information for futures trading and options reporting includes account name, account number, security ID, contract name, detailed trade type, trade date, settlement date, trade intermediary name, contract volume, trading stock / Unit, expiration date,
Local Price, Local Currency, Local Principle, Local Other Expenses, Local Fees, Local Fee Fees, Local Net Volume, Exchange Rate, Exchange Rate, Principles on Base, Other Fees on Base, Base 53. The method of claim 52, comprising at least one of: fee cost at, and net amount at base information. 54. Accounting information is presented in response to a user request,
The user request comprises at least one of start date, end date, transaction date, settlement date, effective date, currency type, transaction type and intermediary information if a buy and sell report is desired. The method according to 40. 55. Accounting information for trading reports includes account name, account number, detailed trade type, trade date, effective date, settlement date, trader name, security ID, trading stock / unit, shortened security name, Local price, local currency, local principle amount, local gross accrual amount, local realized profit / loss, local net amount, exchange rate, exchange rate, principle amount, base gross accrual amount At least 1 of information on realized profit / loss on a base basis and net amount on a base basis
55. The method of claim 54, including one. 56. The method of claim 1, wherein the accounting information comprises data from a location asset status category. 57. Accounting information is presented in response to a user request,
User's request is for location, asset status report, account, date, country, location, local currency type, asset type, security ID, summary report, detailed report and currency in base. 57. The method of claim 56, comprising at least one of the information. 58. Accounting information for asset status by location is account, account ID, waiting for delivery, waiting for receipt, currency code at base, currency statement at base, market price at base, country code, country. Local Currency Codes, Local Currency Codes, Local Market Price Dates, Local Market Prices, Local Market Prices, Local Market Prices, Including Line Items, Coupon Rates, Report Dates, Exchange Rates, Moved and Pending Location code, location details, expiration date, collateral, status details, pool number, registration code, registration details, on register, report format, report type, security date, security details, security ID, settlement amount, sub-account Code, sub-account details, total units, asset type codes, asset type details, collateral, core asset type codes, and core assets. 58. The method of claim 57, including at least one of the birth type specification information. 59. The method of claim 1, wherein the accounting information comprises data from at least one of a cash statement or custody statement category. 60. Accounting information is presented in response to a user request,
The user's request is that if a cash statement report is desired, the account,
Of currency type, value date, end date, balance, balance including transaction details, balance including transaction details, cash account, transaction date, protection deposit, transaction type, securities ID, net amount and currency information 60. The method of claim 59, comprising at least one. 61. Accounting information for a cash statement report includes account name, account number, income amount, asset type (code or statement),
Transaction fees, cash account (name or number), settlement trader (name or number), coupon rate, currency (code or statement), customer reference, date, statement (transaction code or transaction name), dividend / interest rate, year-end balance. , Ex date, exchange rate, factor,
Start date, income amount, dividend / interest rate, expiration date, net amount, balance carried forward, fee, payable date, pool number, price principle amount, recording date, report type, securities date, securities description, securities ID, Settlement date, withholding tax amount, withholding tax rate, withholding rate, country, current date, transaction fee, transaction date, transaction intermediary (name or number), transaction date, transaction number, transaction type statement, unit, delivery date, withholding 61. The method of claim 60, comprising at least one of amount, country and currency information. 62. Accounting information is presented in response to a user request,
The user's request is to request a custody statement report, start date, end date, account, transaction type, currency type, security ID, summary report, detailed report, custody, transaction date, transaction type, currency and 60. The method of claim 59, comprising at least one of security statement information. 63. Accounting information for a custody statement report includes account name, account number, income amount, asset type (code or statement),
Transaction fees, cash account (name or number), clearing trader (name or number), coupon rate, currency (code or statement), customer reference, date, statement (transaction code or transaction name), dividend / interest rate, Ex date , Exchange rate, factor, start date, income amount, dividend / interest rate, expiration date, net amount, fee, payable date, pool number, price principle amount, recording date, report type, securities date, securities statement, securities ID, settlement date, withholding tax amount, withholding tax rate, withholding rate, country, start date, transaction fee, transaction date, transaction intermediary (name or number), transaction date, transaction number, transaction type specification, unit, delivery date, 63. The method of claim 62, comprising at least one of withholding tax amount, country and currency information. 64. The method of claim 1, wherein accounting information comprises data from at least one of investment and unpaid lending categories. 65. Accounting information is presented in response to a user request,
66. The method of claim 64, wherein the user request includes at least one of current date, account number, collateral currency type, and open / periodic type information if an investment report is desired. 66. Accounting information for an investment report includes current date, print date, account name, account number, product, name of issuer, principle amount, investment rate, original investment date, price revision date, expiration date, and 1 day. 66. The method of claim 65, comprising at least one of: revenue, collateral currency, open / periodic and SLM information. 67. Accounting information is presented in response to a user request,
The user's request includes account number, current date, loan type, settlement currency type, collateral currency type, security ID, non-US market, US cleared securities, summary and revenue information if an outstanding loan report is desired. 66. The method of claim 64, comprising at least one of. 68. Accounting information for the Outstanding Loans Report is the current date, print date, account name, account number, loan number, total shares / total shares / if a summary of unpaid loans by account (non-US market) report is requested. 7. At least one of face value, loan price, collateral price, loan type, settlement currency, collateral currency, loan price, collateral price, open / term and SLS information.
7. The method according to 7. 69. The accounting information for the unpaid lending report is the current date, print date, account name, account number, lending number, intermediary name, security ID, if an account unpaid lending (non-US market) report is requested. 68. At least one of information on: a security statement, loan date, open / term, stock / par value, loan price, collateral price, loan type, settlement currency, collateral currency, loan price, collateral price and SLS. The method described in. 70. Accounting information for an unpaid lending report includes current date, print date, account name, account number, lending number, intermediary name, securities ID, if unpaid lending by account (US market report) is requested. Securities details, loan date, open / term, stock / par value, loan price, collateral price, loan type,
7. The method includes at least one of payment currency, collateral currency, and SLM information.
7. The method according to 7. 71. The accounting information for the Unpaid Loans Report is the current date, print date, account name, account number, and loan number if a summary of outstanding loans by account outstanding loans (US Settlement Securities) report is requested. , Total stock / par value, loan price, collateral price, loan type, settlement currency, collateral currency,
68. The method of claim 67, comprising at least one of open / periodic and SLM information. 72. Accounting information for an unpaid loan report includes current date, print date, account name, account number, loan type, collateral currency, loan account, if a Revenue by Account (US Cleared Securities) report is requested. 68. The method of claim 67, comprising at least one of: open / periodic, equity / par value, collateral price, currency cycle earnings and SLM information. 73. The method of claim 1, wherein the news and report information comprises at least one of transactions, charts and news. 74. The news and report information is presented in response to a user request, the user request including at least one of a checker symbol and security name information if a transaction is desired. The method described. 75. The transaction includes at least one of market price, current price, high price, low price, closing price, opening price, discount price, volume and annual high / low price information.
The method described in. 76. News and report information is presented in response to a user's request, the user's request including information category, keyword, checker symbol, securities name and company name information if a news article is desired. 74. The method of claim 73, comprising at least one of. 77. News and report information is presented at the request of the user, the request of the user including a checker symbol, a security name, if a chart is desired.
74. The method of claim 73, comprising at least one of daily, weekly, monthly information. 78. The method of claim 77, wherein the chart includes at least one of high, low, open, and discount information. 79. The method of claim 1, wherein the compliance information includes data indicating whether a securities transaction has violated one or more predetermined guidelines. 80. The guidelines are: (i) not invested in more than a certain percentage of total assets in one country; (ii) not invested more than a certain percentage of total assets in one industry; (iii) ) No more than a given percentage of the issued share capital of a single issuer, (iv) Securities below a given industry rank are not invested above a given percentage of their net asset value, ( v) no written option is available unless the portfolio holds physical securities, and (vi) the portfolio contains at least one of the guidelines that invest at least a predetermined percentage of total assets in debt securities, 80. The method of claim 79. 81. The performance information includes ad hoc performance, asset distribution, cash flow report, characteristics, comparative market index, component account, corporate activity, country allocation, fixed income, portfolio holding, monthly index value fluctuation, monthly Data from at least one of the following reports: Portfolio Value Fluctuations, Performance, Portfolio Comparisons, Country Portfolios, Surveys, Country Securities Distributions, Securities FI Characteristics, Securities FI Lists, Trading, Triangle Analysis and Annual Summaries. The method of claim 1, comprising. 82. The performance information is presented according to a user's request, and the user's request is account 506, index, individual composite, multiple composite, market index,
Life Span, Subsequent 3 Months, Current Year, Subsequent Years, Subsequent 3
At least one of the following information: period of year, date of comparison, date range, start date, end date, asset category, economic sector, industry level, country, revenue display, annual revenue display, and cumulative revenue display. 82. The method of claim 81, comprising: 83. The method of claim 82, wherein the performance information is presented as at least one of a table, spread sheet, graph, bar graph, pie chart and map. 84. The portfolio holding report includes the issuer, manager, contract number, book value, portfolio ratio, currency rate, maturity / duration, type, contract start date, contract end date, payment start date, and total payment amount. 83. The method of claim 82, including at least one of: and remaining payment information. 85. The asset allocation report includes non-US equities, US equities, non-US fixed income, US fixed income, cash and cash, US real estate, convertible securities,
83. The method of claim 82, including at least one of: and foreign investment information. 86. The corporate activity report includes account number, account name, transaction type, securities ID, securities name, trading date, settlement date, unit price, stock, exchange rate, BAC.
83. The method of claim 82, comprising at least one of market price, LOC market price, realized gains / losses, fees and intermediary name information. 87. The country distribution report includes at least one of country, portfolio manager, country market price (per manager), country total composite market price, and total market price information. The method described in. 88. A monthly portfolio value volatility report includes composite name, portfolio account number, manager details, market price, net cash flow, market price, ROR, weighted flow, ROR, and percentage increase / decrease. 83. The method of claim 82, comprising at least one of the information.