CN115278848A - NOMA-based joint precoding and power distribution method - Google Patents
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Abstract
The invention discloses a combined pre-coding and power distribution method based on NOMA, which is used for determining the reachable rate of each user in a selected wave beam based on the NOMA of a non-complete SIC; with the goal of maximizing the reachable rate of each user, considering beam power limitation and ensuring the minimum service quality of the user, establishing a combined precoding and power distribution problem based on NOMA; converting the problem into two sub-problems, wherein the first sub-problem is fixed power, and optimizing a precoding vector; the second sub-problem is to fix the precoding vector and optimize the power; and carrying out iterative solution on the global optimal solution based on the subproblem solution result, wherein the obtained global optimal solution is used as the precoding vector and the power of each user. When the method designs the precoding vector, the power distributed by the user and the channel state information of the user are simultaneously considered, and better rate performance can be obtained.
Description
Technical Field
The invention belongs to the field of information communication, and particularly relates to a joint precoding and power allocation method based on NOMA.
Background
The heaven-earth converged network can realize global deep coverage and heaven-earth integrated communication, and is an important direction for development of 5G and 6G in the future. Currently, satellite communication is mainly focused on geostationary satellite orbits and medium and high orbit satellite scenarios, using multi-color frequency multiplexing, orthogonal Multiple Access (OMA), and fixed power allocation. Compared with a geostationary orbit (GEO) satellite, the low-earth orbit (LEO) network has smaller transmission delay, can provide wider coverage for 5G and future 6G, has real-time access and realizes efficient communication.
The satellite network is limited in power and frequency due to the inherent characteristics of the satellite, and the problem of low frequency spectrum utilization rate exists when multi-color multiplexing is adopted; when the number of the users on the ground is far larger than that of the antennas, the adoption of the orthogonal multiple access mode requires multiple access scheduling to enable all the users to be served, so that the cost is high, and the frequency spectrum efficiency is low.
The multibeam antenna is widely used in a satellite communication system because it can cover a large ground area with high gain and can adjust the beam shape as needed. By using the multi-beam antenna technology, the satellite terminal can adopt the precoding technology to eliminate the influence of the interference between beams. In the past, the precoding method only considers the channel characteristics and does not consider the actual distributed power of the user, and the system cannot realize the optimal spectrum efficiency. In order to obtain larger system capacity or spectrum efficiency, the traditional power allocation algorithm sacrifices the user benefit of poor channel quality, so that the traditional power allocation algorithm can be served with little energy and lacks fairness. In the prior art, the influence of power on precoding is not considered, the spectrum efficiency of the system is reduced, and the same user can only be served in the same beam, so that the service efficiency is low.
Disclosure of Invention
The invention aims to provide a joint precoding and power allocation method based on NOMA (non-orthogonal multiple access) aiming at the technical problem that the influence of power on precoding is not considered in the prior art.
The invention adopts the following technical scheme.
A joint precoding and power allocation method based on NOMA is provided, which comprises the following steps:
determining the signal-to-interference-and-noise ratio of each user in the selected wave beam in a non-orthogonal multiple access mode, and determining the reachable rate of each user in the selected wave beam according to the signal-to-interference-and-noise ratio of each user;
the method comprises the steps of taking the reachable rate of each user in a selected beam as a target, considering beam power limitation and ensuring the minimum service quality of the user, and establishing a combined precoding and power distribution problem based on NOMA;
converting the joint precoding and power distribution problem based on NOMA into two sub-problems, wherein the first sub-problem is fixed power, and a precoding vector is optimized; the second sub-problem is to fix the precoding vector and optimize the power; and iteratively solving a global optimal solution based on the solving result of the subproblem, wherein the obtained global optimal solution is used as the precoding vector and the power of each user.
Further, the sir calculation formula for each user is as follows:
wherein the SINRmnFor user n in beam m,for the signal strength of user n in beam m, WmnPrecoding vectors, p, for users n in a beam mmnFor user N in beam m, power, NmIs the number of users in the beam m, WmiPrecoding vector, p, for user i in beam mmiFor the power, σ, of user i in beam m2Is gaussian white noise power.
Still further, the achievable rate for each user in a beam is represented as:
Rmn=log2(1+SINRmn) (2)
wherein R ismnThe achievable rate for user n in beam m.
Further, the NOMA-based joint precoding and power allocation problem is expressed as follows:
whereinWmnPrecoding vectors, p, for users n in a beam mmnFor user N in beam m, power, NmIs the number of users in the beam m, RmnReachable rate, p, for user n in beam mmIs the total power of beam m, pmnFor the power of user n in beam m, r0The minimum quality of service for the user.
Still further, the first sub-problem is represented as:
still further, the solving method of the first sub-problem is as follows:
converting the maximized SINR into a maximized SINR, as follows:
the above problem is the generalized Rayleigh entropy problem, and the optimal solution of the precoding vector is
Wherein the content of the first and second substances,
and I is a standard matrix.
Still further, the second sub-problem is represented as:
Still further, the method for solving the second sub-problem includes:
order to And transforming the sub-problem P2 into a convex optimization problem for the natural logarithm of the power of the user n in the wave beam m, solving a lower bound of the optimal power when the precoding vector is fixed by using a Lagrange dual method and a secondary gradient method, and obtaining the power of the user n in the wave beam m when the precoding vector is fixed by using an iteration method.
Still further, the method for iteratively obtaining the power of the user n in the beam m while fixing the precoding vector comprises:
step 1: set the maximum number of iterations lmaxIteration number l =0, initial value of randomly allocated power
Step 2: set the dual vector to be non-negative, update alphamn, The SINR value of the user n in the wave beam m in the ith iteration is obtained;
and step 3: by usingAnd the following formula obtains the power p of the user n in the beam m at this timemn,
Wherein, the first and the second end of the pipe are connected with each other,corresponding non-negative dual vectors of constraint C1 and C2 of formula (7), t is the iteration number of obtaining optimal dual variable by using a secondary gradient method, sigma2Is the power of white gaussian noise and is,is the power, H, of user j in beam m at the l-th iterationin、HijIs an intermediate parameter that is a function of,
and 4, step 4: updating the dual vectors by using (14) and (15), if the dual vectors are converged, turning to the step 5, otherwise, returning to the step 3;
wherein, the first and the second end of the pipe are connected with each other,and τtThe t-th iteration step length (x) when obtaining the optimal dual variable for the sub-gradient method+Is the maximum of x and 0;
step 6: if l > lmaxOr the power converges, then the power p is outputmnOtherwise, returning to the step 2.
The method for iteratively solving the global optimal solution based on the subproblem solving result comprises the following steps:
step 1: randomly allocating power to each user according to user gainSum rateThe current iteration number is q, and q =1;
step 2: according to the power of the q-1 iterationAnd the formula (6) obtains the precoding vector of each user at the q iteration
And step 3: according to the precoding vector at the q iterationAnd solving the second sub-problem to obtain the power of each user in the q iteration
And 4, step 4: substituting the power and the precoding vector obtained in the q-th iteration into a formula (2), calculating the reachable rate of each user in the beam m, and calculating the sum rate of the users in the q-th iterationAnd the sum rate of q-1 iteration of each user is calculated according to the reachable rate of each userIf it isAnd if zeta is a convergence parameter, outputting the precoding vector and power of each user, otherwise, q = q +1, and returning to the step 2.
Rmn=log2(1+SINRmn) (2)
The invention has the following beneficial technical effects:
the method considers the incompleteness of serial interference elimination, dynamically allocates the power of each user according to the channel state information of each user, and compared with the traditional fixed allocation of power, the dynamic allocation of power can enable the system to obtain higher sum rate;
the traditional method for designing precoding only considers the channel state information and does not consider the power distributed by each user, when the method designs precoding, the power distributed by the user and the channel state information of the user are simultaneously considered, and a precoding vector closed expression (formula (6)) of each user based on the user state information and the power is deduced, compared with the traditional precoding, the precoding method can obtain better rate performance;
in the LEO satellite network, users are accessed in an OMA mode, the method adopts the NOMA mode to access the users, and precoding and power distribution are jointly optimized based on the NOMA, so that the whole system can provide services for the users in one beam compared with the OMA mode and the combined precoding and power distribution based on MIMO, higher sum rate is obtained, service efficiency is improved, and certain fairness is ensured.
Drawings
FIG. 1 is a flow chart of a method for solving a second sub-problem in an embodiment of the present invention;
FIG. 2 is a flowchart of a NOMA-based joint precoding and power allocation method according to an embodiment of the present invention;
FIG. 3 illustrates the convergence of the proposed method according to an embodiment of the present invention;
fig. 4 is a graph illustrating the performance of the proposed method as a function of signal to noise ratio according to an embodiment of the present invention.
Detailed Description
The invention is further described in the following with reference to the drawings and the specific embodiments.
Example 1: a joint precoding and power allocation method based on NOMA, as shown in fig. 2, comprising:
according to the basic principle of NOMA, it is assumed that the signal strength of a user receiving each beam at the LEO satellite end satisfies the following relationship:
wherein the content of the first and second substances,representing the channel gain of user n in beam m, considering the user receiving end SIC: (Successive Interference Cancellation,Successive interference cancellation), the signal-to-interference-and-noise ratio of user n in beam m is
Wherein wmn,pmnPrecoding vector and power, N, respectively, for user N in beam mmFor the number of users in the beam m, μ is the incomplete successive interference cancellation (interference SIC) factor, σ2Is gaussian white noise. The achievable rate based on user n in beam m can be expressed as:
Rmn=log2(1+SINRmn) (2)。
the method realizes the maximization of beam users and rate by combining time precoding and power allocation, considers beam power limitation and ensures the minimum service quality of users. Order to
Thus, the optimization objective function can be expressed as:
wherein, C1 is QoS constraint, C2 and C3 are power constraint, and C4 is precoding vector normalization constraint. N is a radical ofmFor the number of users in the beam m, pmTotal power of beam m, pmnFor the power of user n in beam m, r0The minimum quality of service for the user. Since the objective function is non-convex and the power is coupled with the precoding vector, it is difficult to directly solve the problem, which we decompose into two sub-problems, the first sub-problem: fixing power and optimizing a precoding vector; the second sub-problem: and fixing the precoding vector and optimizing the power. And finally, solving the optimal sum rate by iteration.
The first sub-problem is solved, and when the power is fixed, the original problem is converted into the maximization of the signal to interference and noise ratio of each user, namely
At this time, we cannot find the closed-form solution of the precoding vector, so the maximized signal-to-interference-and-noise ratio is converted into the maximized signal-to-leakage-and-noise ratio, that is, the maximum signal-to-interference-and-noise ratio
The above problem is the generalized Rayleigh entropy problem, and the optimal solution of the precoding vector is
Wherein, the first and the second end of the pipe are connected with each other,
And solving the second subproblem, wherein when the precoding vectors are fixed, the power distribution of each user is an optimization problem, and the subproblems are difficult to solve directly due to the fact that an objective function is not convex. Using formulasThen the rate R can be reachedmn=log2(1+SINRmn) Can be approximately expressed asWherein the content of the first and second substances, is the SINR value of user n in beam m at the ith iteration. The original problem is approximated to
WhereinReachable rate R for user n in beam mmnIs approximately represented by pmnFor the power of user N in beam m, N =1,2, \8230;, Nm,NmFor the number of users in the beam m, pmFor the total power of beam m, order N natural logarithm of power for m users of beamThe problem P2 translates into a convex optimization problem. Then lagrangian dual and secondary gradient methods can be used to solve. Order toThe lagrange function can be expressed as:
wherein the content of the first and second substances,the non-negative dual vector of C1 is constrained for equation (7), and η is the non-negative dual vector of C2 is constrained for equation (7). Because the original problem is a convex optimization problem, the optimal solution of the dual problem is the optimal solution of the original problem, and the dual variable is updated by using a secondary gradient method.
For is toDerivation, the first derivative of the Lagrange dual function is 0 and KKT condition is applied, so that
λmn(αmnln(SINRmn)+βmn-r0)=0 (11)
Wherein Hin、HijIs an intermediate parameter, which can be expressed as
The power of user n in beam m can be expressed as
Respectively corresponding non-negative dual vectors of constraint C1 and C2 of formula (7), and t is the iteration number of obtaining optimal dual variable by the sub-gradient method, sigma2Is the power of white gaussian noise and is,is the power of user j in beam m at the ith iteration. Using sub-gradient methods, parametersAnd ηlCan be obtained by the following two formulas:
wherein, the first and the second end of the pipe are connected with each other,and τtThe t iteration step length (x) when obtaining the optimal dual variable for the secondary gradient method+Is the maximum of x and 0. And when the dual vector is converged, obtaining the optimal power of the problem P2 under the fixed precoding vector. The obtained optimal power is the lower bound of the problem P when the precoding vector is fixed, and in order to obtain the optimal power of the problem P when the precoding vector is fixed, an iterative method is adopted, which is summarized as an algorithm 1, and the steps are as follows:
1. set the maximum number of iterations lmaxIteration number l =0, initial value of randomly allocated power
2. Setting the dual vector to be non-negative and updating alphamn,The SINR value of the user n in the beam m in the ith iteration is obtained;
4. Updating the dual vectors by using (14) and (15), if the dual vectors are converged, turning to the step 5, otherwise, returning to the step 3;
6. if l > lmaxOr the power converges, then the power p is outputmnOtherwise, the flow chart of the algorithm 1 is returned to the step 2 as shown in fig. 1.
In order to obtain a global optimal solution, an iterative algorithm of joint precoding and power allocation based on NOMA is provided: a specific algorithm of the NOMA based joint precoding and power allocation method, algorithm 2, is given below, as follows:
1. randomly allocating power to each user according to user gainAnd rate of speedThe current iteration number is q, and q =1;
2. according to the power of the q-1 iterationAnd the formula (6) obtains the precoding vector of each user at the q iteration
3. According to the precoding vector at the q-th iterationAnd solving the second subproblem to obtain the power of each user in the q iteration
4. Substituting the power and the pre-coding vector obtained in the q iteration into a formula (2), calculating the velocity of each user, and calculating the sum velocity of the q iteration of the userIf it isAnd if zeta is a convergence parameter, outputting the precoding vector and power of each user, otherwise, q = q +1, and returning to the step 2.
A detailed flowchart of the joint precoding and power allocation method based on NOMA is shown in fig. 2.
To highlight the performance advantage of the proposed method, the following simulation verification was done. The simulation parameters were set as follows, with 16 × 16 antennas, 600km satellite orbits, r0=0.01bit/s/Hz, without loss of generality, the product of the satellite antenna gain, the user antenna gain and the free space loss of the orbit height is 1, the Rice factor is 10dB, the number of multipaths is 5, and the maximum number of iterations q ismax=20. The non-orthogonal multiple access represents a joint precoding and power allocation method based on the non-orthogonal multiple access, namely the method is provided, the complete SIC represents complete serial interference elimination, the non-complete SIC, mu =0.01 represents incomplete interference elimination, and the orthogonal multiple access represents a MIMO joint precoding and power allocation method based on the orthogonal multiple access.
As can be seen from fig. 3, the joint precoding and power allocation methods based on complete SIC and non-complete SIC have better convergence and higher performance than the MIMO joint precoding and power allocation methods based on orthogonal multiple access. When complete SIC is considered, the influence of the pre-coding vector on the power is small, so that the sum rate tends to be stable after 1 iteration, and convergence is achieved; when the incomplete SIC is considered, the user power has influence on the design of precoding, the sum rate of the proposed non-orthogonal multiple access-based joint precoding and power distribution method is increased along with the increase of the number of iterations, and when the number of iterations is more than 12, the sum rate is stable, and the convergence is verified; the proposed method is able to better regulate inter-user power, and therefore the performance of the proposed method based on non-full SIC is slightly degraded compared to full SIC.
Fig. 4 depicts a graphical representation of performance as a function of signal to noise ratio. The gap between the non-orthogonal multiple access (star) and MIMO-based joint precoding and power allocation (triangle) approaches of orthogonal multiple access remains substantially constant as the signal-to-noise ratio increases. When the signal-to-noise ratio is 20dB, the performance of the non-orthogonal multiple access method is improved by about 33% compared with the orthogonal multiple access method. This is because the proposed non-orthogonal multiple access method can serve multiple users in each beam, and non-orthogonal multiple access has higher spectral efficiency than orthogonal multiple access. When non-complete successive interference cancellation is considered (circled lines), the proposed power allocation algorithm can effectively adjust the power of each user such that the system performance is slightly degraded under this condition.
As will be appreciated by one skilled in the art, embodiments of the present application may be provided as a method, system, or computer program product. Accordingly, the present application may take the form of an entirely hardware embodiment, an entirely software embodiment or an embodiment combining software and hardware aspects. Furthermore, the present application may take the form of a computer program product embodied on one or more computer-usable storage media (including, but not limited to, disk storage, CD-ROM, optical storage, and the like) having computer-usable program code embodied therein.
The present application is described with reference to flowchart illustrations and/or block diagrams of methods, apparatus (systems), and computer program products according to embodiments of the application. It will be understood that each flow and/or block of the flow diagrams and/or block diagrams, and combinations of flows and/or blocks in the flow diagrams and/or block diagrams, can be implemented by computer program instructions. These computer program instructions may be provided to a processor of a general purpose computer, special purpose computer, embedded processor, or other programmable data processing apparatus to produce a machine, such that the instructions, which execute via the processor of the computer or other programmable data processing apparatus, create means for implementing the functions specified in the flowchart flow or flows and/or block diagram block or blocks.
These computer program instructions may also be stored in a computer-readable memory that can direct a computer or other programmable data processing apparatus to function in a particular manner, such that the instructions stored in the computer-readable memory produce an article of manufacture including instruction means which implement the function specified in the flowchart flow or flows and/or block diagram block or blocks.
These computer program instructions may also be loaded onto a computer or other programmable data processing apparatus to cause a series of operational steps to be performed on the computer or other programmable apparatus to produce a computer implemented process such that the instructions which execute on the computer or other programmable apparatus provide steps for implementing the functions specified in the flowchart flow or flows and/or block diagram block or blocks.
While the present invention has been described with reference to the embodiments shown in the drawings, the present invention is not limited to the embodiments, which are illustrative and not restrictive, and it will be apparent to those skilled in the art that various changes and modifications can be made therein without departing from the spirit and scope of the invention as defined in the appended claims.
Claims (10)
1. A joint precoding and power allocation method based on NOMA is characterized by comprising the following steps:
determining the signal-to-interference-and-noise ratio of each user in a selected wave beam in a non-orthogonal multiple access mode, and determining the reachable rate of each user in the selected wave beam according to the signal-to-interference-and-noise ratio of each user;
the method comprises the steps of taking the reachable rate of each user in a selected beam as a target, considering beam power limitation and ensuring the minimum service quality of the user, and establishing a combined precoding and power distribution problem based on NOMA;
converting the joint precoding and power distribution problem based on NOMA into two sub-problems, wherein the first sub-problem is fixed power, and a precoding vector is optimized; the second sub-problem is to fix the precoding vector and optimize the power; and iteratively solving a global optimal solution based on the solving result of the subproblem, wherein the obtained global optimal solution is used as a precoding vector and power of each user.
2. The method of claim 1, wherein the SINR of each user is calculated as follows:
wherein the SINRmnFor user n in beam m,for the signal strength of user n in beam m, WmnPrecoding vectors, p, for users n in a beam mmnFor the power of user N in beam m, NmIs the number of users in the beam m, WmiPrecoding vectors, p, for users i in beam mmiFor the power, σ, of user i in beam m2Is the Gaussian white noise power, μ is the non-perfect SIC factor.
3. The NOMA-based joint precoding and power allocation method of claim 2, wherein the achievable rate for each user in a beam is represented as:
Rmn=log2(1+SINRmn) (2)
wherein R ismnThe achievable rate for user n in beam m.
4. The method of claim 1, wherein the NOMA-based joint precoding and power allocation problem is represented as follows:
6. The method of claim 5, wherein the solving of the first sub-problem comprises:
converting the maximized SINR to the maximized SINR, as follows:
wherein SLNRmnFor user n in beam m the signal to leakage noise ratio,for the signal strength, p, of user i in beam mmiPower for user i in beam m;
the above problem is a generalized Rayleigh entropy problem, and the optimal solution for the precoding vector of user n in beam m is
Wherein, the first and the second end of the pipe are connected with each other,
7. A NOMA-based joint precoding and power allocation method according to claim 3, wherein the second sub-problem is represented as:
8. the method of claim 7, wherein the solving of the second sub-problem P2 comprises:
order to And transforming the second sub-problem P2 into a convex optimization problem for the natural logarithm of the power of the user n in the wave beam m, solving a lower bound of the optimal power when the precoding vector is fixed by using a Lagrange dual method and a secondary gradient method, and obtaining the power of the user n in the wave beam m when the precoding vector is fixed by using an iteration method.
9. The method of claim 8, wherein obtaining power of user n in beam m with fixed precoding vector by using an iterative method comprises:
step 1: set the maximum number of iterations lmaxWith iteration number l =0, the initial value of the power of user n in beam m is randomly allocated
Step 2: set the dual vector to be non-negative, update alphamn, The SINR value of the user n in the beam m in the ith iteration is obtained;
and step 3: using user n power in beam m at the first iterationAnd the following formula obtains the power p of the user n in the beam m at this timemn,
Wherein the content of the first and second substances,corresponding non-negative dual vectors of constraint C1 and C2 of formula (7), t is the iteration number of obtaining optimal dual variable by using a secondary gradient method, sigma2Is Gaussian white noise power, Hin、HijIs an intermediate parameter that is a function of,
is a waveSignal strength, W, of user i in bundle mmjThe precoding vector for user j in beam m,the power of user j in beam m at the l-th iteration;
and 4, step 4: updating the dual vectors by using (14) and (15), if the dual vectors are converged, turning to the step 5, otherwise, returning to the step 3;
wherein, the first and the second end of the pipe are connected with each other,and τtThe t-th iteration step length (x) when obtaining the optimal dual variable for the sub-gradient method+Is the maximum of x and 0;
step 6: if l > lmaxOr the power converges, then the power p is outputmnOtherwise, returning to the step 2.
10. The NOMA-based joint precoding and power allocation method of claim 1, wherein the method of iteratively solving the global optimal solution based on the sub-problem solution results comprises:
step 1: randomly allocating power to each user according to user gainSum rateThe current iteration number is q, and q =1;
step 2: according to the power of the q-1 iterationAnd the formula (6) obtains the precoding vector of each user in the q iteration
Wherein the content of the first and second substances,and I is a standard matrix,is GmnTransposed matrix of pmnFor the power of user N in beam m, N =1,2m;NmThe number of users in the beam m;
and 3, step 3: according to the precoding vector of the user n in the wave beam m at the q-th iterationAnd solving the second subproblem to obtain the power of the user n in the wave beam m when each user iterates for the q times
And 4, step 4: substituting the power and the pre-coding vector obtained in the q iteration into a formula (2) to calculate the reachable rate of each user in the beam m, and calculating the sum rate of the user in the q iteration based on the reachable rate of each userAnd the sum rate of q-1 iteration of each user is calculated according to the reachable rate of each userIf it isZeta is convergence parameter, then output
The precoding vector and the power of each user, otherwise, q = q +1, and the step 2 is returned;
Rmn=log2(1+SINRmn) (2)
wherein R ismnThe achievable rate for user n in beam m.
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