CN112737649A - Millimeter wave channel estimation method based on angle grid optimization and norm constraint - Google Patents
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Abstract
The invention discloses a millimeter wave channel estimation method based on angle grid optimization and norm constraint. In the existing channel estimation method based on compressed sensing, the channel estimation problem is converted into a sparse signal reconstruction problem by quantizing angle domain parameters into angle grids, and a classical orthogonal matching pursuit algorithm is adopted for solving. The method cannot restrict the sparsity of the channel, and the algorithm has high calculation complexity. The method of the invention firstly comprisesThe divided angle grid is optimized according to the known receiving signal and the wave beam forming matrix, and l is introduced2And constraining the sparsity of the channel parameters by the norm so as to obtain an optimization function of the channel estimation. At the moment, the channel estimation problem is converted into a convex optimization problem, and a global optimal solution is obtained by directly solving the minimum value, so that the channel matrix is restored. The method can optimize the angle grid and restrain the sparsity of the millimeter wave channel, effectively reduces the algorithm computation complexity and has better realizability.
Description
Technical Field
The invention belongs to the technical field of wireless communication, in particular to a single-user millimeter wave large-scale multiple-input multiple-output (MIMO) system adopting hybrid beam forming, and relates to a method for optimizing a diagonal grid and optimizing the diagonal grid through I2The norm adds sparsity constraint to the channel parameters.
Background
In the millimeter wave communication system, the quality of communication depends on the wireless Channel to a great extent, and in order to transmit signals better, acquiring Channel State Information (CSI) is important for fully playing the performance of the millimeter wave massive MIMO system. Therefore, channel estimation becomes an indispensable element in the design of communication systems. Because the number of pilot frequencies required by the traditional channel estimation is in direct proportion to the number of antennas at a transmitting end, and a large-scale MIMO system just needs to be provided with a large number of antennas at the transmitting end and a receiving end, the traditional channel estimation method causes huge pilot frequency overhead; meanwhile, millimeter waves have the defects of large path loss, low signal-to-noise ratio of a receiving end and the like, and the traditional channel estimation method can cause low estimation precision. It is very challenging to acquire CSI in a millimeter wave system with a large number of antennas using conventional channel estimation methods. Due to the limited scattering effect, the millimeter wave channel has only a few spatial paths and exhibits sparsity, so researchers have proposed to solve the channel estimation problem of the millimeter wave massive MIMO system by using a Compressed Sensing (CS) algorithm based on the sparsity of the millimeter wave channel, and such an algorithm also has the problems of high complexity, low precision and the like in practice.
In the conventional channel estimation based on compressed sensing, Angle of departure (Angle of departure, AoD)/Angle of arrival (Angle of arrival, AoA) is quantized into a non-uniformly distributed grid, and a redundant dictionary is formed by array response vectors with a fine quantized Angle grid as a sparse transformation basis of CS, at this time, the channel estimation problem is transformed into a sparse signal reconstruction problem, which can be solved by Orthogonal Matching Pursuit (OMP). However, the channel estimation method based on the OMP algorithm has problems: the calculation complexity of the algorithm is high; the sparsity of the channel cannot be constrained.
Disclosure of Invention
The invention aims to provide a millimeter wave channel estimation method based on angle grid optimization and norm constraint, aiming at the problems that the traditional channel estimation method based on an OMP algorithm is large in calculation amount and high in complexity and cannot constrain the sparsity of channel parameters.
The application scenario of the method of the invention is as follows: the transmitting end and the receiving end both adopt a single-user millimeter wave large-scale MIMO communication system with a hybrid beam forming structure; the antenna Array is a Uniform Linear Array (ULA) containing tens or hundreds of antennas.
Considering a single-user millimeter wave large-scale MIMO communication system adopting a hybrid beam forming structure; the transmitting terminal has NTRoot antenna, receiving end having NRThe root antenna, the transmitting end and the receiving end are all provided with NRF≤min(NT,NR) A radio frequency chain. Transmitting end sendingA pilot beam is defined asReceived at the receiving endA beam is defined asDefining the p-th transmission beamA received vector is Then:
xpwhich means that the pilot symbols are transmitted,in order to be a matrix of channels,is a noise vector andthen set upCan obtain the productComprises the following steps:
Y=WHHFX + N (equation 3)
matrix arrayIs as { xpIs a matrix of diagonal elements, usually setWhere P is the pilot power. The precoding matrixes of the transmitting end and the receiving end are respectively F ═ FRFFBBAnd W ═ WRFWBB,Respectively representing Radio Frequency (RF) beamforming matrices at a transmitting end and a receiving end, respectively representing the baseband precoding matrix of the transmitting end and the receiving end. Vectorizing Y to
Wherein vec (H) is a vector obtained after H vectorization, and N is a vector obtained after N vectorization.
The channel model can be written in matrix form:
andrespectively representing array response matrixes of a receiving end and a transmitting end;a path complex gain matrix is represented.
In a ULA, the general form of the array response vector is:
λ is the signal wavelength and d is the spacing of adjacent antenna elements.
And sparse modeling is carried out by utilizing the sparsity of the millimeter wave channel, and the channel estimation problem is converted into a sparse signal recovery problem. The angle parameters are quantized into an angle grid by the following definitions:
g is the number of grids, and G is more than or equal to max (N)T,NR)。Satisfies the following conditions:
the channel matrix based on the angle grid is represented as:
referred to as an approximate channel matrix defined in a discrete angular domain, representing a quantized channel;a matrix with sparsity L (not a diagonal matrix), i.e. there are L non-zero entries corresponding to AoA/AoD;is a quantization error matrix generated by quantizing the angle.
by having a fine quantization angle gridForming a redundant dictionary as the sparse transformation base of CS, wherein the sparse representation form of vec (H) under the dictionary is
After the angle domain is quantized, in the whole signal transmission stage, the received signal at the receiving end can be represented as:
order toAt this timeWhich may be referred to as an equivalent sensing matrix, equation 11 reduces to:
the method comprises the following specific steps:
step 1, estimating AoA and AoD according to the received signals and the beam forming matrix, and optimizing an angle grid:
(1.1) estimation of AoA and AoD: known received signal matrixWherein WHIs the conjugate transpose of W, which represents the precoding matrix at the receiving end,in order to be a matrix of channels,representing the path complex gain matrix, NTNumber of antennas at transmitting end, NRL is the number of channel paths for the number of antennas at the receiving end, F represents the precoding matrix at the transmitting end,is as { xpIs a matrix of diagonal elements, xpWhich is indicative of the pilot symbols, is,in order to transmit the end pilot beam(s),in order to receive the pilot beams at the receiving end,is a noise matrix, ARAnd ATArray response matrices corresponding to AoA and AoD respectively, and when subscripts are removed, the matrix response matrices haveA (N) represents the nth column of the array response matrix, theta corresponds to AoA or AoD, lambda represents signal wavelength, d represents antenna spacing, and N is the number of antennas at a transmitting end or a receiving end; the beamforming matrixes of the transmitting end and the receiving end are respectively F ═ FRFFBBAnd W ═ WRFWBBWherein the RF beamforming matrix FRFAnd WRFDefined as DFT matrix, base band precoding matrix FBBAnd WBBDefined as a unit matrix, the beamforming matrices F and W are DFT matrices. The ith row and jth column elements of the DFT matrix are expressed as:therefore, when the received signal matrix and the beamforming matrix are known, AoA and AoD of the L paths are estimated from the relation between the received signal and the angle and beamforming matrix. First, find the index of the first L elements with the largest modulus value in Y, where the index includes the information of the row number row and the column number col of the L elements. Then, AoA corresponding to the L paths is estimated according to the L rows and the receiving end beamforming matrix W, and AoD corresponding to the L paths is estimated according to the L columns and the transmitting end beamforming matrix F, specifically:
wherein, N is the number of antennas at the transmitting end or the receiving end. When it is row, N is NRTheta corresponds to thetarI.e., AoA; when col, N corresponds to NTTheta corresponds to thetatI.e., AoD.
(1.2) simplifying the array response matrix according to the estimated values of AoA and AoD: obtaining cos (theta) corresponding to the estimated values AoA and AoD, and obtaining the cos (theta) by dividing an angle gridFind the L grids closest to cos (theta), get the position index of the L angle grids, and then will find the position index of the L angle gridsAndthe column corresponding to the L position index is reserved, the elements of other irrelevant columns are set to be 0, and a new array response matrix is obtainedAndsimplifying the array response matrix after grid division; whereinIs the angle of the grid division and,andrespectively dividing the grids to obtain array response matrixes corresponding to AoA and AoD;
step (2), obtaining the angle grid according to the optimized angleAndthen the equivalent sensing matrixIs rewritten as:
step (3), solving the optimal solution of the channel estimation optimization problem:
(3.1) channel estimation optimization problem: according to the above steps, the received signal at the receiving end is rewritten as:
is composed ofIn the form of a vectorization of (c),to representAndthe path complex gain matrix for the corresponding lower path,n is a noise vector, so the method is based on the compressed sensing theory and simultaneously carries out the channel parameter matchingIntroduction of l2The norm constraint obtains the optimization problem of the millimeter wave channel estimation as follows:
for the channel parameter to be estimated, y is the known receiving end signal, and μ is the penalty factor of the constraint term. And solving the optimal solution of the optimization problem by a design algorithm, thereby realizing the estimation of the millimeter wave channel.
(3.2) solving the optimal solution: the channel estimation optimization problem obtained in the above step is a convex optimization problem, so that a first derivative of the parameter to be estimated is directly obtained for the objective function, and the value of the corresponding parameter to be estimated is the global optimal solution of the convex optimization problem when the first derivative is equal to 0.
For the objective functionConcerning the number to be estimatedThe first derivative is calculated as:
let a derivative equal to 0, get the expression:
whereinIs a matrix with mu as diagonal element and the other elements as 0;then the inverse can obtain the channel parametersThe estimated values of (c) are:
step (4), reconstructing a channel matrix: will estimate the valueInverse quantization can be obtainedThereby based on grid-basedAndandobtaining an estimated value of a channel matrixComprises the following steps:
compared with the prior art, the invention has the beneficial effects that: the invention utilizes the sparsity of a millimeter wave channel to quantize angle parameters into angle grids, optimizes the angle grids by receiving signals and a beam forming matrix, and simultaneously adopts l2The norm constrains sparsity of channel parameters, so that a channel estimation problem is converted into a convex optimization problem, a global optimal solution of the optimization problem can be directly obtained by solving a minimum value, and a millimeter wave channel estimation result is obtained. The method has the advantages of good estimation precision, low calculation complexity and good realizability.
Drawings
Fig. 1 is a single-user millimeter wave massive MIMO communication system employing a hybrid beamforming structure.
Fig. 2 is a simulation plot of Normalized Mean Square Error (NMSE) versus Pilot-to-Noise Ratio (PNR) for an estimated channel in an example of the present invention. The figure has two curves in common, one is the simulation curve of the invention, and the other is the simulation curve adopting the OMP algorithm.
The specific implementation mode is as follows:
in order to make the objects, technical solutions and advantages of the present invention more apparent, the present invention is further described in detail with reference to specific examples below.
As shown in FIG. 1, the number N of antennas at the transmitting end and the receiving end is definedT=NR32; pilot beamRadio frequency chain N RF8; the channel path number L is 5; adjacent antenna element spacingλ is the signal wavelength; baseband precoding matrix FBB/WBBIs a unit array; RF beamforming matrix FRF/WRFSetting as a DFT matrix; the angle grid number G is 32.
The method comprises the following specific steps:
step 1, estimating AoA and AoD according to the received signals and the beam forming matrix, and optimizing an angle grid:
1.1. estimation of AoA and AoD: known received signal matrixWherein A isRAnd ATArray response matrices corresponding to AoA, AoD, respectively, with subscripts removed, then:a (n) represents the nth column of the array response matrix, and θ corresponds to AoA or AoD. The beamforming matrixes of the transmitting end and the receiving end are respectively F ═ FRFFBBAnd W ═ WRFWBBWherein the RF beamforming matrix FRFAnd WRFDefined as DFT matrix, base band precoding matrix FBBAnd WBBDefined as a unit matrix, the beamforming matrices F and W are DFT matrices. The ith row and jth column elements of the DFT matrix can be expressed as:therefore, when the received signal and the beamforming matrix are known, AoA and AoD of the L paths can be estimated from the relation between the received signal and the angle and beamforming matrix. First, find the index of the first L elements with the largest modulus value in Y, where the index includes the information of the row number row and the column number col of the L elements. Then, AoA corresponding to the L paths can be estimated according to the L rows and the receiving end beamforming matrix W, AoD corresponding to the L paths can be estimated according to the L columns and the transmitting end beamforming matrix F, specifically:
wherein, N is the number of antennas at the transmitting end or the receiving end. When it is row, N is NRTheta corresponds to thetarI.e., AoA; when col, N corresponds to NTTheta corresponds to thetatI.e., AoD.
1.2. According to AEstimates of oA and AoD simplify the array response matrix: obtaining cos (theta) corresponding to the estimated values AoA and AoD, and obtaining the cos (theta) by dividing an angle gridFind the L grids closest to cos (theta), get the position index of the L angle grids, and then will find the position index of the L angle gridsAndthe column corresponding to the L position index is reserved, the elements of other irrelevant columns are set to be 0, and a new array response matrix is obtainedAndand simplifying the array response matrix after the grid division is finished.
and 3, solving the optimal solution of the channel estimation optimization problem:
3.1. channel estimation optimization problem: according to the above steps, the received signal of the receiving end can be rewritten asTherefore, based on the compressed sensing theory, the channel parameters are simultaneously processedIntroduction of l2Norm constraint to obtain the optimization problem of millimeter wave channel estimation asWhereinIs represented byY is the known receiver signal, and μ is the penalty factor of the constraint term, which is set to 5 in this example.
3.2. Solving an optimal solution: the channel estimation optimization problem obtained by the invention is a convex optimization problem, so that a first derivative related to the parameter to be estimated can be directly solved for the objective function, and the value of the corresponding parameter to be estimated is the global optimal solution of the convex optimization problem when the first derivative is equal to 0. For the objective functionConcerning the number to be estimatedThe first derivative is calculated as:let this first derivative equal 0, the expression can be derived:whereinIs a matrix with mu as diagonal element and the other elements as 0;then the inverse can obtain the channel parametersIs estimated as
Fig. 2 is a simulation test chart of NMSE performance of an estimated channel according to PNR in the present invention, which includes a simulation curve of the present invention and a simulation curve based on an OMP algorithm. As can be seen from fig. 2, the performance of the channel estimation method NMSE of the present invention is substantially close to the performance of the channel estimation method NMSE based on the OMP algorithm. However, the calculation amount of the OMP algorithm is proportional to the number G of grids, and the algorithm complexity is high. In contrast, the channel estimation method of the present invention optimizes the angle grid to make the equivalent sensing matrixThe medium and large number of elements are all 0, and the channel estimation is solved without adopting an iterative mode of an OMP algorithmThe optimization problem is calculated, the optimal solution of the problem is solved directly through matrix inversion, and therefore the calculation complexity is greatly reduced, and the method has good realizability.
Claims (1)
1. A millimeter wave channel estimation method based on angle grid optimization and norm constraint is applied in the following scenes: a single-user millimeter wave large-scale MIMO communication system adopting a hybrid beam forming structure; the antenna array is a uniform linear array, and is characterized in that the method comprises the following specific steps:
estimating an arrival angle AoA and a departure angle AoD according to the received signals and the beam forming matrix, and optimizing an angle grid:
(1.1) estimation of AoA and AoD: known received signal matrixWherein WHIs the conjugate transpose of W, which represents the precoding matrix at the receiving end,in order to be a matrix of channels,representing the path complex gain matrix, NTNumber of antennas at transmitting end, NRL is the number of channel paths for the number of antennas at the receiving end, F represents the precoding matrix at the transmitting end,is as { xpIs a matrix of diagonal elements, xpWhich is indicative of the pilot symbols, is,in order to transmit the end pilot beam(s),in order to receive the pilot beams at the receiving end,is a noise matrix, ARAnd ATArray response matrices corresponding to AoA and AoD respectively, and when subscripts are removed, the matrix response matrices haveA (n) represents the nth column of the array response matrix, θ corresponds to AoA or AoD; λ represents signal wavelength, d represents antenna spacing, and N is the number of antennas at the transmitting end or the receiving end; the beamforming matrixes of the transmitting end and the receiving end are respectively F ═ FRFFBBAnd W ═ WRFWBBWherein the RF beamforming matrix FRFAnd WRFDefined as DFT matrix, base band precoding matrix FBBAnd WBBDefining as a unit matrix, so that the beam forming matrixes F and W are DFT matrixes; the ith row and jth column elements of the DFT matrix are expressed as:therefore, under the condition that a received signal matrix and a beam forming matrix are known, the AoA and the AoD of the L paths are estimated according to the relation between the received signals and the angle and the beam forming matrix; firstly, finding the indexes of the first L elements with the maximum module value in Y, wherein the indexes comprise the information of the row number row and the column number col of the L elements; then, AoA corresponding to the L paths is estimated according to the L rows and the receiving end beamforming matrix W, and AoD corresponding to the L paths is estimated according to the L columns and the transmitting end beamforming matrix F, specifically:
wherein, N is the number of antennas of the transmitting end or the receiving end; when it is row, N is NRTheta corresponds to thetarI.e., AoA; when col, N corresponds to NTTheta corresponds to thetatI.e., AoD;
(1.2) simplifying array response based on estimated value of AoA and AoDMatrix: obtaining cos (theta) corresponding to the estimated values AoA and AoD, and obtaining the cos (theta) by dividing an angle gridFind the L grids closest to cos (theta), get the position index of the L angle grids, and then will find the position index of the L angle gridsAndthe column corresponding to the L position index is reserved, the elements of other irrelevant columns are set to be 0, and a new array response matrix is obtainedAndsimplifying the array response matrix after grid division; (ii) a WhereinIs the angle of the grid division and,andrespectively dividing the grids to obtain array response matrixes corresponding to AoA and AoD;
step (2), obtaining the angle grid according to the optimized angleAndthen the equivalent sensing matrixIs rewritten as:
step (3), solving the optimal solution of the channel estimation optimization problem:
(3.1) channel estimation optimization problem: according to the above steps, the received signal at the receiving end is rewritten as:
is composed ofIn the form of a vectorization of (c),to representAndthe path complex gain matrix for the corresponding lower path,n is a noise vector, so the method is based on the compressed sensing theory and simultaneously carries out the channel parameter matchingIntroduction of l2The norm constraint obtains the optimization problem of the millimeter wave channel estimation as follows:
the channel parameter to be estimated is y a known receiving end signal, and mu is a penalty factor of a constraint term; solving the optimal solution of the optimization problem by a design algorithm, thereby realizing the estimation of the millimeter wave channel;
(3.2) solving the optimal solution: the channel estimation optimization problem obtained in the above step is a convex optimization problem, so that a first derivative of the parameter to be estimated is directly solved for the objective function, and the value of the corresponding parameter to be estimated is the global optimal solution of the convex optimization problem when the first derivative is equal to 0;
for the objective functionConcerning the number to be estimatedThe first derivative is calculated as:
let a derivative equal to 0, get the expression:
whereinIs a matrix with mu as diagonal element and the other elements as 0;then the inverse can obtain the channel parametersThe estimated values of (c) are:
step (4), reconstructing a channel matrix: will estimate the valueInverse quantization can be obtainedThereby based on grid-basedAndandobtaining an estimated value of a channel matrixComprises the following steps:
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