CN109446473B - Robust tensor principal component analysis method based on blocks - Google Patents
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Abstract
The invention discloses a steady tensor principal component analysis method based on blocking, which divides the whole tensor into a cascade of a plurality of block tensors with the same size by introducing cascade operation, and carries out an image denoising experiment in a tensor with a more proper size. The alternating direction multiplier method divides the optimization model into two sub-problems, namely low rank component approximation and sparse component approximation. An iterative tensor singular value soft threshold operator and an iterative soft threshold operator are used to solve both sub-problems. The resulting low rank component is a de-noised image, and the sparse component is noise. The method is used for extracting the low-rank components and the sparse components of the multi-channel data, and extracting the low-rank components in a smaller block tensor by introducing a blocking idea and adding sparse constraint, so that more accurate and clear details can be obtained.
Description
Technical Field
The invention relates to the field of image processing, in particular to a tensor low-rank decomposition method based on blocking
Background
Tensors are multidimensional data, which is a high order generalization of vector and matrix data. Tensor data-based signal processing plays an important role in a wide range of applications, such as recommendation systems, data mining, image/video denoising and repairing, and the like. However, many data processing methods are developed only for two-dimensional data. It has become increasingly important to extend these efficient methods into the tensor domain.
Principal Component Analysis (PCA), one of the most common statistical tools for two-dimensional data analysis, can extract potentially low-rank structures in the data. However, PCA is very sensitive to large noisy points or outliers, and its estimated values obtained can be arbitrarily far from the true values. Therefore, Robust Principal Component Analysis (RPCA) was proposed. However, the main drawback of the RPCA method is that it can only process two-dimensional data. However, real-world data, such as color images, video, and magnetic resonance images, are often in multi-dimensional form. When RPCA is used for multiplexing data, the data must be flattened or vectorized. During the matrixing or vectorization process, information loss is inevitable, and the structural characteristics of data cannot be fully utilized.
To exploit the multidimensional structural information in tensor data, Robust Tensor Principal Component Analysis (RTPCA) is proposed. Given an observed tensorWhereinRepresenting real number fields, superscripted as dimensional information, i.e. N1,N2,N3Representing the first, second and third dimensions of the tensor, respectively, which can be decomposed into low rank and sparse components:
whereinRepresenting the low rank component of the tensor, and epsilon represents the sparse component of the tensor. All element values of both components may be arbitrarily large.
Problem (1) can be transformed into the following convex optimization problem:
wherein the content of the first and second substances,to representIs the tensor kernel norm, | epsilon |1The L1 norm of the tensor representing epsilon, λ is a positive number, and is a weighting factor for low rank components and sparse components.
The current processing method of the RTPCA problem usually processes the whole tensor directly, and the result is usually coarse, which obscures details in some applications, for example, color image denoising based on RTPCA. Thus, an RTPCA method based on the block concept is proposed, named IBTSVT. Giving a tensorWhich can be decomposed into a concatenation of several block tensorsWhereinRepresenting a cascade of operations, for each block tensor It can be decomposed into low rank and sparse components:
whereinLow rank component, epsilon, representing the block tensorpRepresenting sparse components of the tensor.
To extract the low-rank component of each block tensor, the IBTSVT method processes the tensor nuclear norm of each block tensorSingular values of the Fourier domainSoft thresholds may be used to extract the low rank component of the block tensor. The soft threshold operator is as follows:
wherein' ()+"means that the positive part is retained.
The low rank component of the final overall tensor is expressed asThe sparse component is represented as
The IBTSVT method processes the sparse component too coarsely, and as a result, there may be large noise or outliers.
Disclosure of Invention
The invention aims to: in view of the above problems, a tensor resolution method capable of restoring details is provided. The invention introduces a blocking idea, adds sparse constraint and provides a steady block tensor principal component analysis (RBTPCA) method, so that low-rank components can be extracted from a smaller block tensor to obtain more accurate and clear details.
The invention discloses a robust tensor principal component analysis method based on blocks, which comprises the following steps of:
Initializing low rank componentsA sparse component epsilon,Weight factor lambda with epsilon, dual variableLagrange penalty operator rho and Lagrange penalty operator upper limit rhomaxThe convergence threshold value is epsilon, the iteration coefficient k and an adjusting factor phi with the value larger than zero, and the value is larger than a constant mu of 1;
computing low rank components for the kth iterationAnd the sparse component ε of the kth iterationk:
To tensorCarrying out tensor decomposition operation, dividing the tensor decomposition operation into a plurality of cascades of block tensors with the same size, and obtaining each block tensorWherein p is a block identifier; for example, if the number of block tensors obtained by the tensor decomposition operation is represented by P, P is 1, …;
and updating each block tensor: firstly, toCarrying out fast Fourier transform to obtain tensorRespectively to tensorThe singular value decomposition of the matrix is carried out on each front slice, and two unitary matrixes and a positive definite diagonal matrix can be obtained; then calculating soft threshold operators of positive definite diagonal matrixes obtained by decomposing each front slice, wherein parameters during calculation of the soft threshold operatorsInverse Fourier transform is performed on the basis of soft threshold operators of positive definite diagonal matrixes of all front slices and two unitary matrixesObtaining an updated block tensor after the conversion;
computing low rank components for a current iterationWherein the symbolsRepresenting a cascade operation;
by parametersCalculating tensorsAnd taking the calculation result as the sparse component epsilon of the current iterationk;
Judging whether the iterative convergence condition is satisfied, if so, updatingε=εkOutputting the tensor to be processedLow rank component ofAnd a sparse component epsilon;
otherwise, updateε=εkAfter k +1 is updated again, the calculation of the low rank component is continuedAnd a sparse component εk;
The iteration convergence condition is as follows:‖εk-ε‖∞e.g or less andwhile satisfying the requirements.
In summary, due to the adoption of the technical scheme, the invention has the beneficial effects that: for a tensor to be processedThe parameter settings compared to the existing method of operating directly on the whole large tensor should be based on N1And N2Compared with the method for analyzing the block tensor, the method for analyzing the block tensor has the advantages that the one-dimensional size and the two-dimensional size of the block tensor are equal, and the parameters are set more easily, so that the method is more robust than the existing method. According to the invention, by introducing the blocking idea and adding sparse constraint, low-rank components are extracted from a smaller block tensor, and more accurate and clear details can be obtained.
Drawings
FIG. 1 is a schematic representation of t-SVD;
FIG. 2 is a schematic diagram of the cascaded operation of the present invention;
FIG. 3 a robust block tensor principal component analysis model;
FIG. 4 is a schematic representation of the color image denoising results of the present invention method and prior art method, wherein (a) represents the original image; (b) the column represents a noisy image; columns (c) and (d), (e) are graphs of the recovery results for the existing RTPCA, IBTSVT, and RBTPCA of the present invention, respectively;
FIG. 5 is a comparison of RSE and PSNR values of the denoising experiment of 50 color images by the method of the present invention and the prior art method, wherein FIG. 5-a is a comparison of RSE values; FIG. 5-b is a comparison of PSNR values.
Detailed Description
In order to make the objects, technical solutions and advantages of the present invention more apparent, the present invention will be described in further detail with reference to the following embodiments and accompanying drawings.
The invention provides a Robust Block Tensor Principal Component Analysis (RBTPCA) method based on a blocking thought, which is used for extracting low-rank components and sparse components of data.
For ease of understanding, the notation of the symbols, and the associated tensor are defined as follows:
(1) symbol annotation
a,A,Representing vectors, matrices and tensors, respectively. a isi,j,kTensor of representationThe (i, j, k) th element of (a).Denotes the (i, j) th tube fiber.Andrespectively, the ith horizontal, jth lateral and kth frontal slices. The k-th frontal slice can also be denoted as
Some commonly used norms are defined asAndin this embodiment, use is made ofRepresenting along tensorThird dimension of (2)Fast Fourier Transform (FFT). In the same way, can be based onCalculation by inverse Fourier transform (IFFT)
(2) Defining the annotations:
Where · represents the cyclic convolution between two tube fibers.
Definition 2 (conjugate transpose) given a size N1×N2×N3Tensor ofFirst, conjugate transposeEach of the front face of (1) is sliced, and the inverted 2 nd to N th3The order of the individual frontal slices. What is obtained is a size ofN2×N1×N3Tensor of
whereinRepresenting the unit tensor with the first frontal slice being the identity matrix and the other frontal slices being the 0 matrix, i.e.Symbol "()T"denotes transposition.
Define 4 (f-diagonal tensor) when one tensorIs a diagonal matrix, the tensorReferred to as the f-diagonal tensor.
whereinAndrespectively is size N1×N1×N3And N2×N2×N3The orthogonal matrix of (a) is,is a size of N1×N2×N3The f-diagonal tensor of.
I.e. in the pair tensorWhen singular value decomposition is performed, matrix Singular Value Decomposition (SVD) in a fourier domain is used, and referring to fig. 1, a specific decomposition processing procedure is as follows:
step S11: tensor to be decomposedAlong a third dimensionPerforming fast Fourier transform and recording the transform result as tensor
Step S12: initialization parameter n3=1;
Step S13: to tensorN of (2)3A front side of the sliceSVD decomposition is carried out to obtain decomposition results [ U, S, V]I.e. byU, V thereinFor corresponding unitary matrix, S is positive definite diagonal matrix, symbol' ()*"denotes conjugate transpose;
Step S14: judging n3Whether or not equal to N3If not, the parameter n3After incrementing by 1, continue to step S13; if yes, go to step S15;
Definition 6 (tensor nuclear norm: TNN): for tensorTensor nuclear norm ofIs equivalent toThe norm of a matrix kernel of, whereinIs a block diagonal tensor defined as
Based on the above notation and definition, the RBTPCA method of the present invention has the following principles:
first, the invention can be expressed as the following optimization model:
whereinThe cascade operation is shown, and the schematic diagram of the cascade operation is shown in fig. 2, namely, the cascade operation comprises an up-down direction and a left-right direction. Wherein, for two block tensors cascaded up and down, the second dimension and the third dimension are equal; for two block tensors cascaded left and right, the first dimension and the third dimension are equal.
The RBTPCA model is shown in FIG. 3, where the black dots represent sparse components.
Defining a low rank component asBy symbolsRepresenting tensor resolution operations, i.e.The RBTPCA problem shown in equation (9) can be solved by using an Alternating Direction Multiplier Method (ADMM), which translates into the following iterative problem:
where p > 0 is the lagrangian penalty operator,is a dual variable, k is an iteration coefficient,εkrespectively represents dual variables and sparse components in the k iteration,εk+1and respectively representing dual variables, low-rank components and sparse components in the (k + 1) th iteration.
The low rank component approximation problem shown in equation (10) can be converted to equation (13):
wherein, namelyWhereinRespectively representing tensorsTwo orthogonal tensors obtained by performing a t-SVD decomposition, whereinAndtensor of representationAn f-diagonal tensor of a Fourier domain obtained when t-SVD decomposition is performed, ifft (-) represents inverse Fourier transform,tensor of representationThe soft threshold operator of (2).
Then, equation (13) can be solved by iterating the singular value threshold operator of the block tensor as follows:
wherein the block tensor should satisfy the following condition:
as for the sparse component ∈, it can be solved by equation (16):
wherein, sthτ(X) andrepresenting matrix X and tensor, respectivelyWhich means that for any element x in the matrix or tensor:
sthτ(x)=sign(x)·max(|x|-τ) (17)
where the sign function sign () is used to return the sign of the parameter.
For a given object to be analyzedThe RBTPCA method of the invention is realized by the following concrete steps:
step S21: initializing low rank componentsSparse component epsilon, dual variableLagrange punishment operator rho, adjusting factor phi (phi is more than 0), constant mu (mu is more than 1) and lagrange punishment operator upper limit rhomaxA convergence threshold value E and an iteration coefficient k;
where ρ ismaxIs usually in the range of 103<ρmax<105And e is usually in the range of 10-5<∈<10-3;
In this embodiment, the preferable values of the parameters are:
firstly, to each block tensorPerforming fast Fourier transform to obtainThen, respectively aiming at each block tensorN of (A)3A front side of the slicePerforming singular value decomposition of the matrix:wherein Is the current corresponding unitary matrix and is,to define the opposite angleMatrix with block identifier P ═ 1, …, P, slice identifier n3=1,2,…,N3;
Then to N3Positive definite diagonal matrixRespectively calculating soft threshold operators to obtain
Finally, based on N3AnAndare respectively obtainedAndthen performing inverse Fourier transform on the signals to obtainAndso that an updated block tensor can be obtainedI.e. the updated block tensorWherein ". sup." denotes t-product (see definition 1), abbreviated as
Computing sparse components for a current iterationWherein sthτ(. cndot.) Soft threshold operator representing the tensor in brackets, i.e.Wherein
Step S24: judging whether the iterative convergence condition is satisfied, if so, updatingε=εkOutput tensorLow rank component ofAnd a sparse component epsilon; otherwise, if not, updating k to k +1, and continuing to execute step S22;
the iteration convergence condition is as follows:‖εk-εk-1‖∞e.g or less andat the same time satisfy, whereinε0Are respectively asThe initial value of epsilon.
Examples
In order to verify the effectiveness of the invention, a color image denoising experiment is carried out. The running platform is MatLab R2016a, the processor is Intel 2.60GB i5-3230M, the RMB is 8GB, and the running platform is a notebook of a Windows 10 system.
For the space size N1×N2The RGB color image being substantially a 3-dimensional tensorEach channel of a color image can be viewed as beingOne face-side slice of (a). The image may be approximately reconstructed by a low order matrix. Considering that t-SVD is a multi-linear extension of SVD, in this embodiment, a low tube rank tensor is used to approximate the color image.
The RBTPCA method is applied to the color image denoising treatment, and the performance of the RBTPCA method is compared with the prior IBTSVT method and the RTPCA method:
50 color images were randomly drawn for testing. For each color image, 10% of the pixels are randomly selected, which are in the interval [0, 255%]And (4) randomly taking values. For the RBTPCA method of the present invention, the block size of 24X 3 is selected and parameters are set
For the existing IBTSVT algorithm, the size of the block is selected to be 24 × 24 × 3, and parameters are set
In the present embodiment, the quality of the restored image is evaluated using the Relative Square Error (RSE) and the peak signal-to-noise ratio (PSNR). Recovered imageAnd the original noise-free imageIs defined as:
and PSNR is defined as:
higher PSNR values and lower RSE values mean better performance. Fig. 4 shows the RSE and PSNR values of 50 color images. As can be seen, the RBTPCA method provided by the invention provides the best denoising performance.
Some examples of the inclusion of large amounts of texture information are given in fig. 5. They are images of birds, people, insects, boats, houses, and horses. The results show that: the color image recovered by RTPCA is rather blurred. Although the color image recovered by the IBTSVT method retains the detail information of the original image, a plurality of large noise points still remain; however, the results of the RBTPCA method of the present invention are not only very clear in detail, but also successfully remove noise. For example, the outlines of the bird's beak and boat are very distinct and clear.
In conclusion, the invention extracts the low-rank component in the smaller block tensor by introducing the blocking idea and adding the sparse constraint, and can obtain more accurate and clear details.
While the invention has been described with reference to specific embodiments, any feature disclosed in this specification may be replaced by alternative features serving the same, equivalent or similar purpose, unless expressly stated otherwise; all of the disclosed features, or all of the method or process steps, may be combined in any combination, except mutually exclusive features and/or steps.
Claims (7)
1. The robust tensor principal component analysis method based on the block is characterized by comprising the following steps of:
inputting a to-be-processed tensorThe tensor to be processedAs dimension information being N1×N2×N3Image data of, N1×N2Representing the spatial size of the image data, N3Indicating the number of channels of the image data;
initializing low rank components of image dataAnd a sparse component epsilon, anda weighting factor lambda with epsilon and initializing a dual variableLagrange penalty operator rho and Lagrange penalty operator upper limit rhomaxA convergence threshold value epsilon, an iteration coefficient k, an adjusting factor phi and a constant mu; wherein, the value of the adjusting factor phi is larger than zero, and the value of the constant mu is larger than 1;
computing low rank components for the kth iterationAnd the sparse component ε of the kth iterationk:
To tensorCarrying out tensor decomposition operation, dividing the tensor decomposition operation into a plurality of cascades of block tensors with the same size, and obtaining each block tensorWherein p is a block identifier;
and updating each block tensor: firstly, toCarrying out fast Fourier transform to obtain tensorThen respectively to tensorPerforming singular value decomposition on the matrix of each front slice to obtain two unitary matrixes and a positive definite diagonal matrix; then calculating soft threshold operators of positive definite diagonal matrixes obtained by decomposing each front slice, wherein parameters during calculation of the soft threshold operatorsPerforming inverse Fourier transform on the soft threshold operators of positive definite diagonal matrixes of all front slices and the two unitary matrixes to obtain an updated block tensor;
By parametersCalculating tensorsAnd taking the calculation result as the sparse component epsilon of the current iterationk;
Judging whether the iterative convergence condition is satisfied, if so, updatingε=εkOutputting the tensor to be processedLow rank component ofAnd a sparse component epsilon;
otherwise, updateε=εkAfter k +1 is updated again, the calculation of the low rank component is continuedAnd a sparse component εk;
2. The method of claim 1The method is characterized in that the Lagrangian penalty operator upper bound ρmaxHas a value range of 103<ρmax<105。
3. The method of claim 1, wherein the convergence threshold e is in the range of 10-5<∈<10-3。
4. The method of claim 1, wherein the adjustment factor φ is at a value of 1.1.
5. The method of claim 1, wherein the constant μ has a value of 1.2.
6. The method of claim 1, wherein the initial value of the lagrangian penalty operator p is 0.7.
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