AU5510100A - Security article including diffractive optic filter - Google Patents

Description

WO 01/02192 PCT/AUOO/00723 1 SECURITY ARTICLE INCLUDING DIFFRACTIVE OPTIC FILTER The present invention relates generally to devices for authenticating various items which are subject to counterfeiting, and in particular to authenticating devices of this type which act to diffract incident light. The invention is suitable for use 5 with banknotes and other security documents such as credit cards, passports, security passes, etc., and it will be convenient to hereinafter describe the invention in relation to that exemplary application. It is to be appreciated, however, that the invention is not limited to use in this application. A wide variety of security devices or features for security documents, such as 10 banknotes, travellers' cheques or the like have been proposed previously. Examples of such security devices and features include optically variable devices such as holograms and diffraction gratings, security threads or strips, micro-print, fine line or "filigree" patterns, moire inducing patterns and optically variable inks. However, recently considerable advances have been made in photocopying 15 and like machines for the colour reproduction of documents. The advances in such machines, and in the technology associated with like equipment enabling the reproduction of banknotes and other security documents, increasingly diminishes the effectiveness of known security devices. Accordingly, there is a need to provide security devices or features for 20 incorporation in security articles or documents of increasing sophistication in order to make unauthorised reproduction of such objects increasingly difficult. With this in mind the present invention provides a security article comprising a transparent substrate bearing a diffractive optic filter comprising at least a first zone, wherein a first diffractive structure is formed in said first zone, said first 25 diffractive structure being operative to discriminatingly project a first selected colour at a viewing angle by diffracting at least a first spectral component of polychromatic light transmitted through said first zone by at least an angle 0 from said viewing angle, said first colour forming at least part of a projected security image when said diffractive optic filter is viewed at said viewing angle. 30 Preferably, the diffractive optic filter further comprises at least a second zone adjacent said first zone, and a second diffractive structure is formed in the second WO 01/02192 PCT/AUOO/00723 2 zone, said second diffractive structure being operative to discriminatingly project a second selected colour, visually discernible from the first selected colour, at said viewing angle by diffracting at least a second spectral component of polychromatic light transmitted through said second zone by at least said angle 0 from said 5 viewing angle, said first and second colours together forming at least part of said projected security image. In one embodiment, the substrate is formed of transparent plastics material. The transparent plastic substrate may comprise at least one film of transparent polymeric material. 10 An opacifying layer may be applied to at least a first surface of a substrate, said opacifying layer only partly covering said first surface of the substrate to leave at least said diffractive optic filter essentially uncovered. The substrate may include an uncovered region at least partially surrounding said diffractive optic filter. The security article may be a security document, such as a banknote. 15 The following description refers in more detail to the various features of the present invention. To facilitate an understanding of the invention, reference is made in the description to the accompanying drawings where the security article is illustrated in a preferred embodiment. It is to be understood that the security article of the present invention is not, however, limited to that preferred embodiment. 20 In the drawings: Figure 1 is a plan view of a banknote in accordance with one embodiment of the invention; Figure 2 is a schematic diagram illustrating the operation of the diffractive optic filter of the banknote of Figure 1 in the presence of incident polychromatic 25 light; and Figure 3 is a schematic diagram illustrating the projection of a security image by the diffractive optic filter of the banknote of Figure 1. Referring now to Figure 1, there is shown generally a banknote 1, being one example of a security article according to the present invention. The banknote 1 has 30 a substantially planar structure and comprises a flexible sheet-like substrate 2 of transparent plastics material. The substrate 2 is covered over most of its upper and WO 01/02192 PCT/AUOO/00723 3 lower surfaces by opacifying layers 3 and 4. As shown in Figure 1, the opacifying layers are not applied over the entire surfaces of the sheet-like substrate 2, and thus leave a transparent portion 5 of the substrate which is at least partially uncovered by the opacifying layers 3 and 4. This transparent, essentially uncovered portion 5 5 constitutes a "window" in the banknote through which light may be transmitted. The substrate 2 of transparent plastics material is preferably formed from a transparent polymeric material which may be made from at least one biaxially oriented film. The substrate may comprise a single layer film of polymeric material. Alternatively, the substrate may comprise a laminate of two or more 10 layers of transparent biaxially oriented polymeric film. The opacifying layers 3 and 4 may comprise in one or more of a variety of opacifying inks which can be used in the printing of banknotes or security documents. For example, the layers of opacifying ink may comprise pigmented coatings comprising a pigment, such as titanium dioxide dispersed within a binder 15 or carrier of heat activated cross-linkable polymeric material. Alternatively, a substrate of transparent plastics material 2 may be sandwiched between opacifying layers of paper to which indicia is printed or otherwise applied. Whilst the banknote in Figure 1 is shown as having opacifying layers applied to both upper and lower surfaces, in other embodiments of the invention, only one 20 of the surfaces of the banknote may have an opacifying layer applied thereto. According to the present invention, the transparent substrate 2 bears a diffractive optic filter 6. The diffractive optic filter may be incorporated into the surface of the substrate 2, or may be formed within a transfer foil structure that is later applied to the substrate 2. The diffractive optic filter comprises a first zone 7, 25 and, in this example, at least a second zone 8. A diffractive structure is formed in each of the first and second zones 7 and 8. More specifically, each region incorporates a transmissive diffractive structure, such as a diffraction grating, formed as a microscopic 3-D relief pattern. The grating structures of both the first diffractive structure formed in the first zone 7 and the second diffractive structure 30 formed in the second zone 8 have profiles and line spacings, or a periodicity, chosen so as to diffract at least a first spectral component of polychromatic light transmitted WO 01/02192 PCT/AUOO/00723 4 through the transmissive diffractive structure by a given angle 9. The characteristics of each of the diffractive structures in the two zones 7 and 8 are chosen so that different spectral components of the polychromatic light transmitted by each through the window in the banknote 1 are diffracted, so that the remaining 5 undiffracted spectral component projected by each of the diffractive structures produces visually discernible colours which together form a projected security image. The characteristics of each of the diffractive structures in the first and second zones 7 and 8, such as the line spacing, profile and depth of the grating structure, 10 may be chosen to precisely define that spectral component of the polychromatic light which is to be diffracted. Whilst the embodiment of the security article shown in Figure 1 includes a diffractive optic filter having two zones, each of which includes a different diffractive structure, in other embodiments of the invention only one such zone 15 having a single diffractive structure may be used. Similarly, three or more zones, each having a separate diffractive structure, may be incorporated in other embodiments. Figures 2 and 3 shown one example in which the authenticity of the banknote 1 may be verified by a user. As seen in Figure 2, a user may place the banknote 1 20 directly in front of an appropriate polychromatic light source. For example, the banknote 1, containing the diffractive optic filter in the clear window 5 thereof, may be placed against a video display terminal (VDT) screen 10. The VDT screen contains an array of red, green and blue (RGB) pixels, which respectively transmit a red, green and blue spectral component of the polychromatic light emitted from the 25 screen. In other embodiments, a different polychromatic light source may be used, such as a broad flat white light source such as a fluorescent light box. Preferably the light source used will cover an area which is larger than the area of the diffractive optic filter, and will produce light that can be separated into at least two 30 spectral components.

WO 01/02192 PCT/AUOO/00723 5 The banknote 1 itself may also act as the polychromatic light source. For example, the banknote 1 may be folded so that a multi-coloured surface is superposed with the clear window 5. Ambient light may then be reflected from the multi-coloured surface of the banknote 1 and transmitted through the diffractive 5 optic filter 6 in the clear window 5. In the configuration shown in Figure 2, the light emanating from the light source 10 passes outwards towards a user 11 situated at a viewing angle from the banknote 1, in this case perpendicular to the plane of the banknote. In this example, the first diffractive structure formed in the first zone 7 of the 10 diffractive optic filter 5 acts to diffract the red and green spectral components of the polychromatic light transmitted through the substrate 2 of the banknote 1, and then through the first zone 7. The characteristics of the first diffractive structure are chosen such that the red and green spectral components are diverted by at least an angle 0 similarly, the second diffractive structure formed in the second zone 8 of the 15 diffractive optic filter 6 acts to diffract the green and blue spectral components of the polychromatic light emitted from the VDT screen 10 by at least the angle 0. Accordingly, only the blue spectral component of the light emitted from the VDT screen is transmitted to the user 11 through the first zone 7, whilst only the red spectral component of the polychromatic from the VDT screen 10 is transmitted by 20 the second zone 8 to the user 11. The colours transmitted by each of the zones of the diffractive optic filter 6 may be chosen so that each transmits a colour which is visually discernible from the colours in each of the other zones. In this way, the colours from the various zones of the diffractive optic filter combine to form at least part of a projected security 25 (schematically represented in Figures 1, 2 and 3 in the form of an "S"). As may be best appreciated from Figure 3, the angle 0 by which the different spectral components of polychromatic light are diffracted by each of the first and second diffractive structures, should be chosen so that the diffracted spectral components are diverted outside of the users field of view 12. 30 Referring again to Figure 1, an uncovered zone 13 may be left around at least part of the diffractive optic filter 6 in the window 5, this uncovered portion 13 WO 01/02192 PCT/AUOO/00723 6 allowing all spectral components of the polychromatic light emitted from VDT screen 10 to be transmitted to the user 11. This enables the user 11 to more easily distinguish between the unfiltered light transmitted through the uncovered portion 13 and that transmitted through the diffractive optic filter 6. 5 Many other variations may be made to the above described embodiment without departing from the spirit or ambit of the invention.

Claims (7)

1. A security article comprising a transparent substrate bearing a diffractive optic filter comprising at least a first zone, wherein a first diffractive structure is formed in said first zone, said first diffractive structure being operative to 5 discriminatingly project a first selected colour at a viewing angle by diffracting at least a first spectral component of polychromatic light transmitted through said first zone by at least an angle 0 from said viewing angle, said first colour forming at least part of a projected security image when said diffractive optic filter is viewed at said viewing angle. 10

2. A security article according to claim 1, wherein the diffractive optic filter further comprises at least a second zone adjacent said first zone, and a second diffractive structure is formed in the second zone, said second diffractive structure being operative to discriminatingly project a second selected colour, visually 15 discernible from the first selected colour, at said viewing angle by diffracting at least a second spectral component of polychromatic light transmitted through said second zone by at least said angle 0 from said viewing angle, said first and second colours together forming at least part of said projected security image. 20

3. A security article according to either of claims 1 or 2, wherein the substrate is formed of transparent plastics material.

4. A security article according to claim 3, wherein the transparent plastic substrate comprises at least one film of transparent polymeric material. 25

5. A security article according to any one of the preceding claims, and further comprising an opacifying layer applied to at least a first surface of a substrate, said opacifying layer only partly covering said first surface of the substrate to leave at least said diffractive optic filter essentially uncovered. 30 WO 01/02192 PCT/AU00/00723 8

6. A security article according to claim5, wherein the substrate includes an uncovered region at least partially surrounding said diffractive optic filter.

7. A security article according to any one of the preceding claims, wherein said 5 security article is a security document, such as a banknote.