WO2024257065A1 - Promoting generalization in cross-dataset remote photoplethysmography - Google Patents
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Definitions
- biometrics may be used to track vital signs that provide indicators about a subject’s physical state that may be used in a variety of ways.
- vital signs may be used to screen for health risks (e.g., temperature) or detect deception (e.g., change in pulse or pupil diameter). While sensing temperature is a well-developed technology, collecting other useful and accurate vital signs such as pulse rate (i.e., heart rate or heart beats per minute) or pulse waveform has required physical devices to be attached to the subject. The desire to perform biometric measurement without physical contact has produced some video-based techniques. [0004] Performing reliable pulse rate or pulse waveform estimation from a camera sensor is more difficult than contact plethysmography for several reasons. The change in reflected light from the skin’s surface, because of light absorption of blood, is very minor compared to those caused by changes in illumination.
- the inventors have developed systems, devices, methods, and non- transitory computer-readable instructions that enable generalization in cross-dataset remote photoplethysmography.
- SUMMARY OF THE INVENTION Accordingly, the present invention is directed to generalization in cross-dataset remote photoplethysmography that substantially obviates one or more problems due to limitations and disadvantages of the related art.
- the generalization in cross-dataset remote photoplethysmography includes systems, devices, methods, and non-transitory computer-readable instructions for determining a physiological signal from a video stream, comprising capturing the video stream of a subject, the video stream including a sequence of frames, processing each frame of the video stream to identify a facial portion of the subject in each frame, determining a periodic physiological signal of the subject from the video stream using a plurality of datasets in which one or more augmentations were applied to the plurality of datasets.
- the plurality of datasets includes ground truth data and previously captured video data.
- the ground truth data is captured using pulse oximeter.
- the one or more augmentations is applied to the ground truth data and the previously captured video data.
- the one or more augmentation include at least one of horizontal flip, illumination, and Gaussian noise.
- the periodic physiological signal is heart rate.
- the facial portion is cropped to 64 x 64 pixels.
- the video stream includes one or more of a visible-light video stream, a near-infrared video stream, a longwave-infrared video stream, a thermal video stream, and an audio stream of the subject.
- each frame of the media stream is cropped to encapsulate a region of interest that includes one or more of a face, cheek, forehead, or an eye.
- combining at least two of a visible-light video stream, a near-infrared video stream, and a thermal video stream are combined into a fused video stream.
- FIG.1 illustrates a system for pulse waveform estimation.
- FIG.2 illustrates an overview of the augmentations targeting the temporal domain.
- FIG.3 illustrates an overview of the temporal augmentation framework.
- FIGs.4(a)-(i) illustrate training and validation losses when training RPNet on the three datasets and applying augmentation settings.
- FIG.5 illustrates that speed augmentations reduce learned bias as reflected by a reduced mean error in cross dataset analysis between datasets with differing heart rate bands.
- FIG.6 illustrates that speed augmentations improve the accuracy of the model, reflected by an improved mean absolute error.
- DETAILED DESCRIPTION OF THE EXEMPLARY EMBODIMENTS [0020] Reference will now be made in detail to the embodiments of the present invention, examples of which are illustrated in the accompanying drawings. [0021] Embodiments of user interfaces and associated methods for using a device are described.
- the user interfaces and associated methods can be applied to numerous devices types, such as a portable communication device such as a tablet or mobile phone.
- the portable communication device can support a variety of applications, such as wired or wireless communications.
- the various applications that can be stored (in a non-transitory memory) and executed (by a processor) on the device can use at least one common physical user-interface device, such as a touchscreen.
- One or more functions of the touchscreen as well as corresponding information displayed on the device can be adjusted and/or varied from one application to another and/or within a respective application.
- a common physical architecture of the device can support a variety of applications with user interfaces that are intuitive and transparent.
- the embodiments of the present invention provide systems, devices, methods, and non-transitory computer-readable instructions to measure one or more biometrics, including heart-rate and pulse waveform without physical contact with the subject.
- the embodiments can be used in combination with other biometrics that can include respiration, eye gaze, blinking, pupillometry, face temperature, oxygen level, blood pressure, audio, voice tone and/or frequency, micro-expressions, etc.
- the systems, devices, methods, and instructions collect, process, and analyze video taken in one or more modalities (e.g., visible light, near infrared, longwave infrared, thermal) to provide non- contrastive unsupervised learning of physiological signals from a video signal or video data (e.g., MP4).
- modalities e.g., visible light, near infrared, longwave infrared, thermal
- the pulse or pulse waveform for the subject’s heartbeat may be used as a biometric input to establish features of the physical state of the subject and how they change over a period of observation (e.g., during questioning or other activity).
- Remote photoplethysmography rPPG
- rPPG is the monitoring of blood volume pulse from a camera at a distance.
- blood volume pulse from video at a distance from the skin’s surface may be detected.
- FIG.1 illustrates a system 100 for pulse waveform estimation.
- System 100 includes optical sensor system 1, video I/O system 6, and video processing system 101.
- Optical sensor system 1 includes one or more camera sensors, each respective camera sensor configured to capture a video stream including a sequence of frames.
- optical sensor system 1 may include a visible-light camera 2, a near-infrared camera 3, a thermal camera 4, or any combination thereof.
- the resulting multiple video streams may be synchronized according to synchronization device 5.
- one or more video analysis techniques may be utilized to synchronize the video streams.
- Video I/O system 6 receives the captured one or more video streams.
- video I/O system 6 is configured to receive raw visible-light video stream 7, near- infrared video stream 8, and thermal video stream 9 from optical sensor system 1.
- the received video streams may be stored according to known digital format(s).
- fusion processor 10 is configured to combine the received video streams.
- fusion processor 10 may combine visible-light video stream 7, near-infrared video stream 8, and/or thermal video stream 9 into a fused video stream 11.
- the respective streams may be synchronized according to the output (e.g., a clock signal) from synchronization device 5.
- region of interest detector 12 detects (i.e., spatially locate) one or more spatial regions of interest (ROI) within each video frame.
- the PATENT T9145-24701US01/WO01 ROI may be a face, another body part (e.g., a hand, an arm, a foot, a neck, etc.) or any combination of body parts.
- Example ROIs include a face, cheek, forehead, or an eye.
- region of interest detector 12 determines one or more coarse spatial ROIs within each video frame. Region of interest detector 12 is robust to strong facial occlusions from face masks and other head garments.
- frame preprocessor 13 crops the frame to encapsulate the one or more ROI. In some embodiments, the cropping includes each frame being downsized by bi-cubic interpolation to reduce the number of image pixels to be processed. Alternatively, or additionally, the cropped frame may be further resized to a smaller image. [0028] Sequence preparation system 14 aggregates batches of ordered sequences or subsequences of frames from frame processer 13 to be processed.
- 3-Dimensional Convolutional Neural Network (3DCNN) 15 receives the sequence or subsequence of frames from the sequence preparation system 14.
- 3DCNN 15 processes the sequence or subsequence of frames, by a 3-dimensional convolutional neural network, to determine the spatial and temporal dimensions of each frame of the sequence or subsequence of frames and to produce a pulse waveform point for each frame of the sequence of frames.
- 3DCNN 15 applies a series of 3-dimensional convolution, averaging, pooling, and nonlinearities to produce a 1-dimensional signal approximating the pulse waveform 16 for the input sequence or subsequences.
- pulse aggregation system 17 combines any number of pulse waveforms 16 from the sequences or subsequences of frames into an aggregated pulse waveform 18 to represent the entire video stream.
- Diagnostic extractor 19 is configured to compute the heart rate and the heart rate variability from the aggregated pulse waveform 18. To identify heart rate variability, the calculated heart rate of various subsequences may be compared.
- Display unit 20 receives real-time or near real-time updates from diagnostic extractor 19 and displays aggregated pulse waveform 18, heart rate, and heart rate variability to an operator.
- Storage Unit 21 is configured to store aggregated pulse waveform 18, heart rate, and heart rate variability associated with the subject.
- the sequence of frames may be partitioned into a partially overlapping subsequences within the sequence preparation system 14, wherein a first subsequence of frames overlaps with a second subsequence of frames.
- the overlap in frames between subsequences prevents edge effects.
- pulse aggregation system 17 may apply a Hann function to each subsequence, and the overlapping subsequences added to generate aggregated pulse waveform 18 with the same number of samples as frames in the original video stream.
- each subsequence is individually passed to the 3DCNN 15, which performs a series of operations to produce a pulse waveform for each subsequence 16.
- Each pulse waveform output from the 3DCNN 15 is a time series with a real value for each video frame. Since each subsequence is processed by the 3DCNN 15 individually, they are subsequently recombined.
- one or more filters may be applied to the region of interest. For example, one or more wavelengths of LED light may be filtered out. The LED may be shone across the entire region of interest and surrounding surfaces or portions thereof. Additionally, or alternatively, temporal signals in non-skin regions may be further processed. For example, analyzing the eyebrows or the eye’s sclera may identify changes strongly correlated with motion, but not necessarily correlated with the photplethysmogram.
- system 100 may be implemented as a distributed system. While system 100 determines heart rate, other distributed configurations track changes to the subject’s eye gaze, eye blink rate, pupil diameter, speech, face temperature, and micro-expressions, for example. Further, the functionality disclosed herein may be implemented on separate servers or devices that may be coupled together over a network, such as a security kiosk coupled to a backend server. Further, one or more components of system 100 may not be included.
- system 100 may be a smartphone or tablet device that includes a processor, memory, and a display, but may not include one or more of the other components shown in FIG.1.
- the embodiments may be implemented using a variety of processing and memory storage devices.
- a CPU and/or GPU may be used in the processing system to PATENT T9145-24701US01/WO01 decrease the runtime and calculate the pulse in near real-time.
- System 100 may be part of a larger system. Therefore, system 100 may include one or more additional functional modules.
- Subtle quasi-periodic physiological signals such as blood volume pulse and respiration can be extracted from RGB video, enabling remote health monitoring and other applications.
- rPPG photoplethysmography
- rPPG non-contact remote photo-plethysmography
- Initial techniques for rPPG employed algorithms involving a multi-stage pipeline. While these techniques may be highly accurate, their performance is adversely affected by dynamics common in videos such as motion and illumination changes.
- the data in the temporal domain is augmented — injecting synthetic data representing a wide spectrum of heart rates, thus enabling models to better respond to unknown heart rates.
- the embodiments are evaluated in a cross- dataset setup comprising significant differences between heart rates in the training and test subsets.
- FIG.2 illustrates an overview of the augmentations targeting the temporal domain according to an example embodiment.
- a variety of computer systems, devices, methods, and non-transitory computer- readable instructions may be utilized for rPPG analysis.
- the example embodiments utilize the RPNet architecture, which is a 3DCNN-based approach.
- the network architecture may be composed of 3D convolutions with max and global pooling layers for dimension reduction.
- the network may consume 64 ⁇ 64 pixel video over a 136-frame window, outputting an rPPG signal of 136 samples.
- PATENT T9145-24701US01/WO01 [0041]
- the preprocessing pipeline consists of the following steps. First, facial landmarks are obtained at each frame in the dataset using the MediaPipe Face Mesh tool.
- the face is cropped at the extreme points of the landmarks, padded by 30% on the top and 5% on the sides and bottom, and the shortest dimension is extended to make the crop square.
- the cropped portion is scaled to 64 ⁇ 64 pixels using cubic interpolation.
- the frame rate of all videos is reduced to the lowest common denominator, e.g., 30 FPS. This only affects the DDPM dataset, which is recorded at 90 FPS.
- the conversion is executed before the cropping step by taking the average pixel value over sets of three frames.
- the “averaging” technique is used rather than skipping frames in order to better emulate a slower camera shutter speed.
- RPNet outputs rPPG waves in 136-frame chunks with a stride of 68 frames. These parameters can be used so that the model is small enough to fit on the used GPUs. To reduce edge effects, a Hann window may be applied to the overlapping segments and add them together, thus producing a single waveform. [0044] To enable the determination of heart rates, a Short-Time Fourier Transform (STFT) of the output waveform is used with a window size of 10 seconds and a stride of 1 frame, thus enabling the use of the embodiments in application scenarios tolerant of a 10-second latency.
- STFT Short-Time Fourier Transform
- the waveform may be padded with zeros such that the bin width in the frequency domain is 0.001 Hz (0.06 beats per minute (BPM)) to reduce quantization effects. Additionally, the highest peak is selected in the range of 0.66 and 3 Hz (i.e., 40 and 180 BPM) as the inferred heart rate.
- BPM beats per minute
- the temporal aspect of the training data is augmented, affecting alternatively the heart rate or speed, and the change in heart rate or modulation.
- FIG.3 illustrates an overview of the temporal augmentation framework according to an example embodiment. FIG.3 shows how it fits into the training protocol.
- a target heart rate between 40 and 180 BPM i.e., the desired range of heart rates for which the model will be sensitive. This is set to be the same range as the peak selection used in the postprocessing step so that the model will be trained to predict the same heart rates that the rest of the system is designed to handle.
- PATENT T9145-24701US01/WO01 PATENT T9145-24701US01/WO01
- the ground truth heart rate i.e., obtained using the same STFT technique outlined above
- the length of data centered on the source clip is calculated to be: ⁇ 136 ⁇ HRtarget/HRsource].
- the data in the source interval is interpolated such that it becomes 136 frames long. This process is applied to both the video clip and the ground truth waveform.
- the modulation augmentation randomly select a modulation factor f based on the ground truth heart rate such that when the clip speeds up or slows down by a factor of f, the change in heart rate is no more than 7 BPM per second. This parameter was selected based on the maximum observed change in heart rate in the DDPM dataset. Further, constrain the modulation such that the video clip is modulated linearly by the selected factor over its duration, i.e.
- horizontal flip, illumination, and Gaussian noise spatial augmentations may be used.
- a variety of metrics may be used for evaluation. These metrics utilize either the pulse waveform (provided as ground truth or inferred by RPNet) or the heart rate.
- the Mean Error (ME) captures the bias of the method in BPM, and is defined as follows: heart rates, respectively, where each contained index is the heart rate obtained from the STFT window, and N is the number of STFT windows present.
- ME is valuable for gauging the bias of a model in a cross-dataset analysis by explaining how the model is failing, i.e. whether the predictions are simply noisy or if they are shifted relative to the ground truth.
- the Mean Absolute Error (MAE) captures an aspect of the precision of the method in BPM, and is defined as follows: similar to MAE, but penalizes outlier heart rates more strongly:
- the waveform correlation, rwave is the Pearson’s r correlation coefficient between the ground truth and predicted waves.
- the rwave value is further maximized by varying the correlation lag between ground truth and predicted waves by up to 1 second (30 data points) in order to compensate for differing synchronization techniques between datasets.
- PATENT T9145-24701US01/WO01 [0056]
- three rPPG datasets were used as an example, chosen to contain a wide range of heart rates: PURE, UBFC-rPPG, and DDPM. Key statistics for these three datasets are summarized in Table 1.
- Table 1 Average duration, heart rate (HR) in BPM calculated using the STFT, and average within-session standard deviation in HR within a 60 second window and a stride of 1 frame, for PURE, UBFC-rPPG, and DDPM.
- the 95% confidence intervals are calculated across sessions in the dataset.
- the PURE dataset is useful for cross-dataset analysis for two key reasons. First, it has the lowest average heart rate of the three datasets, being about 30 BPM lower than the other two. Second, it has the lowest within-subject heart rate standard deviation.
- the UBFC-rPPG dataset (shortened to UBFC) features subjects playing a time- sensitive mathematical game which caused a heightened physiological response. UBFC has the highest average heart rate of the three datasets and more heart rate variability than PURE, but less variability than DDPM.
- the DDPM dataset is the largest of the compared datasets, with recorded sessions lasting nearly 11 minutes on average.
- FIGs.4(a)-(i) illustrate training and validation losses when training RPNet on the three datasets and applying three augmentation settings: none, speed, and speed+mod. Utilizing any sort of temporal augmentation causes the validation loss to converge with tighter confidence intervals. This is especially evident when training on the PURE dataset where the median validation loss confidence interval without temporal augmentations (FIG.
- the modulation augmentation is intended to boost performance when training on a dataset with low heart rate variability such as PURE and testing on a dataset with high variability such as UBFC and DDPM. Modulation boosts performance for PURE-UBFC, though even with modulation PURE-DDPM fails to generalize. With the possible exception of DDPM-UBFC, the modulation augmentation does not positively impact cases when the training dataset already contains high heart rate variability, as is the case with UBFC and DDPM. [0068] Poor results occurred in both cross dataset experiments where DDPM is the test dataset. Of those, the same trend was observed in PURE-DDPM as in other cases, i.e.
- FIG.5 illustrates that speed augmentations reduce learned bias as reflected by a reduced ME in cross dataset analysis between datasets with differing heart rate bands according to an example embodiment.
- FIG.6 illustrates that speed augmentations improve the accuracy of the model, reflected by an improved MAE. Accordingly, the bias of the model to predict heart rates similar to its training dataset has been significantly reduced, as is most clearly seen in the reduced absolute ME shown in FIG.5, and the improved MAE shown in FIG.6. Table 5. Summaries of cross dataset performance under speed augmentation settings, omitting PURE-DDPM and UBFC-DDPM where no models succeed in generalizing.
- the absolute value of ME metrics before averaging is used.
- the augmentations described herein are generally applicable to deep learning based rPPG as a whole, as these augmentation techniques may be implemented as a training framework for any model architecture that trains based on video inputs (or other data inputs) to produce waveform outputs.
- the importance of temporal speedbased augmentations for the cross-dataset generalization of deep learning rPPG methods is demonstrated.
- a system for training deep learning rPPG models using two variants of this augmentation method is provided, i.e. speed augmentation affecting the heart rate, and modulation affecting the change in heart rate.
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