WO2016191138A1 - Method and apparatus for initial certificate enrollment in a wireless communication system - Google Patents
Method and apparatus for initial certificate enrollment in a wireless communication system Download PDFInfo
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- WO2016191138A1 WO2016191138A1 PCT/US2016/032664 US2016032664W WO2016191138A1 WO 2016191138 A1 WO2016191138 A1 WO 2016191138A1 US 2016032664 W US2016032664 W US 2016032664W WO 2016191138 A1 WO2016191138 A1 WO 2016191138A1
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- mobile device
- digital certificate
- certification request
- infrastructure
- certification
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- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
- H04L9/00—Cryptographic mechanisms or cryptographic arrangements for secret or secure communications; Network security protocols
- H04L9/32—Cryptographic mechanisms or cryptographic arrangements for secret or secure communications; Network security protocols including means for verifying the identity or authority of a user of the system or for message authentication, e.g. authorization, entity authentication, data integrity or data verification, non-repudiation, key authentication or verification of credentials
- H04L9/3226—Cryptographic mechanisms or cryptographic arrangements for secret or secure communications; Network security protocols including means for verifying the identity or authority of a user of the system or for message authentication, e.g. authorization, entity authentication, data integrity or data verification, non-repudiation, key authentication or verification of credentials using a predetermined code, e.g. password, passphrase or PIN
- H04L9/3231—Biological data, e.g. fingerprint, voice or retina
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- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
- H04L63/00—Network architectures or network communication protocols for network security
- H04L63/08—Network architectures or network communication protocols for network security for authentication of entities
- H04L63/0823—Network architectures or network communication protocols for network security for authentication of entities using certificates
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- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
- H04L63/00—Network architectures or network communication protocols for network security
- H04L63/08—Network architectures or network communication protocols for network security for authentication of entities
- H04L63/0861—Network architectures or network communication protocols for network security for authentication of entities using biometrical features, e.g. fingerprint, retina-scan
-
- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
- H04L63/00—Network architectures or network communication protocols for network security
- H04L63/18—Network architectures or network communication protocols for network security using different networks or channels, e.g. using out of band channels
-
- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
- H04L9/00—Cryptographic mechanisms or cryptographic arrangements for secret or secure communications; Network security protocols
- H04L9/32—Cryptographic mechanisms or cryptographic arrangements for secret or secure communications; Network security protocols including means for verifying the identity or authority of a user of the system or for message authentication, e.g. authorization, entity authentication, data integrity or data verification, non-repudiation, key authentication or verification of credentials
- H04L9/3263—Cryptographic mechanisms or cryptographic arrangements for secret or secure communications; Network security protocols including means for verifying the identity or authority of a user of the system or for message authentication, e.g. authorization, entity authentication, data integrity or data verification, non-repudiation, key authentication or verification of credentials involving certificates, e.g. public key certificate [PKC] or attribute certificate [AC]; Public key infrastructure [PKI] arrangements
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- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
- H04L9/00—Cryptographic mechanisms or cryptographic arrangements for secret or secure communications; Network security protocols
- H04L9/32—Cryptographic mechanisms or cryptographic arrangements for secret or secure communications; Network security protocols including means for verifying the identity or authority of a user of the system or for message authentication, e.g. authorization, entity authentication, data integrity or data verification, non-repudiation, key authentication or verification of credentials
- H04L9/3263—Cryptographic mechanisms or cryptographic arrangements for secret or secure communications; Network security protocols including means for verifying the identity or authority of a user of the system or for message authentication, e.g. authorization, entity authentication, data integrity or data verification, non-repudiation, key authentication or verification of credentials involving certificates, e.g. public key certificate [PKC] or attribute certificate [AC]; Public key infrastructure [PKI] arrangements
- H04L9/3268—Cryptographic mechanisms or cryptographic arrangements for secret or secure communications; Network security protocols including means for verifying the identity or authority of a user of the system or for message authentication, e.g. authorization, entity authentication, data integrity or data verification, non-repudiation, key authentication or verification of credentials involving certificates, e.g. public key certificate [PKC] or attribute certificate [AC]; Public key infrastructure [PKI] arrangements using certificate validation, registration, distribution or revocation, e.g. certificate revocation list [CRL]
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- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04W—WIRELESS COMMUNICATION NETWORKS
- H04W12/00—Security arrangements; Authentication; Protecting privacy or anonymity
- H04W12/06—Authentication
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- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04W—WIRELESS COMMUNICATION NETWORKS
- H04W12/00—Security arrangements; Authentication; Protecting privacy or anonymity
- H04W12/06—Authentication
- H04W12/069—Authentication using certificates or pre-shared keys
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- G—PHYSICS
- G06—COMPUTING OR CALCULATING; COUNTING
- G06F—ELECTRIC DIGITAL DATA PROCESSING
- G06F21/00—Security arrangements for protecting computers, components thereof, programs or data against unauthorised activity
- G06F21/30—Authentication, i.e. establishing the identity or authorisation of security principals
- G06F21/31—User authentication
- G06F21/32—User authentication using biometric data, e.g. fingerprints, iris scans or voiceprints
-
- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
- H04L9/00—Cryptographic mechanisms or cryptographic arrangements for secret or secure communications; Network security protocols
- H04L9/006—Cryptographic mechanisms or cryptographic arrangements for secret or secure communications; Network security protocols involving public key infrastructure [PKI] trust models
Definitions
- the present invention relates generally to wireless communication systems, and in particular to a method and apparatus for certificate enrollment in a wireless communication system.
- IPsec Internet Protocol Security
- VPN Virtual Private Network
- IKE Internet Key Exchange protocol
- a PKI scheme uses a digital certificate to verify that a particular public key belongs to a certain end entity and may be used for access control.
- the certificate is an electronic document that is issued by a trusted party and that is used to prove ownership of a public key.
- the certificate includes information about the key and an identity of the key owner, and further includes a digital signature of a Certificate Authority (CA), that is, an entity that has verified that the certificate's contents are correct.
- CA Certificate Authority
- a user that is, a mobile device of a user, has to go through a PKI enrollment process with a PKI infrastructure that was set up by his or her organization.
- the PKI infrastructure contains at least one CA, which issues and controls the life cycle of all certificates, and a Registration Authority (RA) that performs the user/mobile device authentication for the CA before any certificate can be generated for the user/mobile device.
- RA Registration Authority
- the authentication of a new user/mobile device as part of an initial certificate enrollment often involves a lot of manual operations, as the mobile device does not have any credential that can authenticate the mobile device to the organization's network before the initial certificate enrollment.
- a typical solution for the initial certificate enrollment involves use of a personal computer (PC) that is trusted by the organization's network.
- the user needs to generate a certificate signing request (CSR) file on the user's mobile device and then transfer the CSR file to the PC using a wired connection, such as universal serial bus (USB) interface.
- CSR certificate signing request
- USB universal serial bus
- the user then uses the PC to submit the CSR to the RA or CA in order to obtain a certificate over the organization's network.
- the user may have to give the user's mobile device to a system administrator, who would perform the initial enrollment using a PC that is located in a controlled environment.
- TPM Trusted Platform Module
- FIG. 1 is a block diagram of a communication system in which service instance selection is implemented in accordance with some embodiments of the present invention.
- FIG. 2 is a block diagram of a mobile device of the communication system of FIG. 1 in accordance with some embodiments of the present invention.
- FIG. 3 is a block diagram of a public key infrastructure (PKI) device of the communication system of FIG. 1 in accordance with some embodiments of the present invention.
- PKI public key infrastructure
- FIG. 4A is a message flow diagram illustrating a method performed by the communication system of FIG. 1 in performing an initial certificate enrollment of a mobile device in accordance with some embodiments of the present invention.
- FIG. 4B is a continuation of the message flow diagram of FIG. 4A illustrating a method performed by the communication system of FIG. 1 in performing an initial certificate enrollment of a mobile device in accordance with some embodiments of the present invention.
- FIG. 4C is a continuation of the message flow diagrams of FIGs. 4A and 4B illustrating a method performed by the communication system of FIG. 1 in performing an initial certificate enrollment of a mobile device in accordance with some embodiments of the present invention.
- references to specific implementation embodiments such as “circuitry” may equally be accomplished via replacement with software instruction executions either on general purpose computing apparatus (e.g., CPU) or specialized processing apparatus (e.g., DSP).
- general purpose computing apparatus e.g., CPU
- specialized processing apparatus e.g., DSP
- a method and apparatus are provided that provide initial certification enrollment in a wireless communication system.
- a first mobile device establishes a first wireless connection with an infrastructure and establishes a second wireless connection with a second mobile device.
- the first mobile device receives a first certification request from the second mobile device over the second wireless connection, wherein the first certification request comprises a request for a digital certificate for the second mobile device and first biometric data associated with a user of the first mobile device.
- the first mobile device obtains second biometric data, wherein the second biometric data is associated with a user of the second mobile device, and conveys a second certification request to the infrastructure and over the first wireless connection, wherein the second certification request comprises the request for the digital certificate for the second mobile device, the first biometric data, and the second biometric data.
- the first mobile device receives, from the infrastructure and over the first wireless connection, the digital certificate for the second mobile device and conveys, to the second mobile device over the second wireless connection, the digital certificate.
- an embodiment of the present invention encompasses a method for providing initial certification enrollment in a wireless communication system.
- the method includes establishing, by a first mobile device, a first wireless connection with an infrastructure; establishing, by the first mobile device, a second wireless connection with a second mobile device; receiving, by the first mobile device, a first certification request from the second mobile device and over the second wireless connection, wherein the first certification request comprises a request for a digital certificate for the second mobile device and first biometric data associated with a user of the first mobile device; obtaining second biometric data, wherein the second biometric data is associated with a user of the second mobile device; and conveying a second certification request to the infrastructure and over the first wireless connection, wherein the second certification request comprises the request for the digital certificate for the second mobile device, the first biometric data, and the second biometric data.
- the method further includes, in response to conveying the second certification request to the infrastructure, receiving, from the infrastructure and over the first wireless connection, the digital certificate for the second mobile device; and conveying, to, to
- Another embodiment of the present invention encompasses a mobile device capable of facilitating initial certification enrollment in a wireless communication system, the mobile device comprising a processor and an at least one memory device.
- the at least one memory device is configured to store instructions that, when executed by the processor, cause the processor to establish a first wireless connection with an infrastructure; establish a second wireless connection with another mobile device; receive a first certification request from the another mobile device and over the second wireless connection, wherein the first certification request comprises a request for a digital certificate for the another mobile device and first biometric data associated with a user of the mobile device; obtain second biometric data, wherein the second biometric data is associated with a user of the another mobile device; and convey a second certification request to the infrastructure and over the first wireless connection, wherein the second certification request comprises the request for the digital certificate for the another mobile device, the first biometric data, and the second biometric data.
- the at least one memory device further is configured to store instructions that, when executed by the processor, cause the processor to, in response to conveying the second certification request to the infrastructure, receive, from the infrastructure and over the first wireless connection, the digital certificate for the another mobile device; and convey, to the another mobile device over the second wireless connection, the digital certificate.
- Yet another embodiment of the present invention encompasses a public key infrastructure (PKI) device comprising a processor and an at least one memory device.
- the at least one memory device is configured to store instructions that, when executed by the processor, cause the processor to receive, from a first mobile device, a certification request comprising a request for a digital certificate for a second mobile device, first biometric data associated with a user of the first mobile device, and second biometric data associated with a user of the second mobile device; verify an identity of the user of the first mobile device and an identity of the user of the second mobile device based on the first biometric data and the second biometric data; and issue the digital certificate in response to verifying the identity of the user of the first mobile device and the identity of the user of the second mobile device.
- PKI public key infrastructure
- Still another embodiment of the present invention encompasses a PKI device comprising a processor and an at least one memory device that is configured to maintain a Certificate Revocation List (CRL) and a Certificate Authorization List (CAL), wherein the CAL comprises a list of digital certificate serial numbers or hashes of digital certificate serial numbers that are associated with mobile devices that are authorized to participate in a given incident response.
- CTL Certificate Revocation List
- CAL Certificate Authorization List
- FIG. 1 is a block diagram of wireless communication system 100 in accordance with an embodiment of the present invention.
- Communication system 100 includes multiple mobile devices 104, 114 (two shown), and corresponding users 102, 1 12.
- users 102 and 112 may be a same or different user.
- Each mobile device 104, 114 may be any mobile device that is configured to request a digital certificate from a PKI device.
- each mobile device 104, 114 may be a cellular telephone, a smart phone, a personal digital assistant (PDA), laptop computer, or personal computer with radio frequency (RF) capabilities, or any other type of mobile device with wide area wireless communication capabilities, such as wide area network (WAN) or wireless local area network (WLAN) capabilities, and/or short-range wireless communication capabilities, such as Bluetooth or near-field communication (NFC) capabilities.
- mobile devices 114 and 104 may be referred to as a mobile station (MS), user equipment (UE), user terminal (UT), subscriber station (SS), subscriber unit (SU), remote unit (RU), access terminal, and so on.
- Communication system 100 further includes an infrastructure 120 comprising a radio access network (RAN) 122 in communication with a Virtual Private Network (VPN) gateway 126 and, via the VPN gateway, with multiple PKI devices 132, 136 (two shown), such as a Registration Authority (RA) 132 and a Certificate Authority (CA) 136, hosted in a PKI infrastructure 130.
- RAN radio access network
- VPN Virtual Private Network
- RA Registration Authority
- CA Certificate Authority
- RA 132 and CA 136 each may be hosted on a same or a different server, which server(s) includes memory, a processor, and a suitable wired and/or wireless interface operatively coupled for communicating with one or more of the multiple mobile devices 104, 114 via RAN 122 and VPN gateway 126.
- PKI infrastructure 130 further includes a Certificate Revocation List (CRL) 140, as known in the art, comprising a list of serial numbers of digital certificates that have been revoked, and a Certificate Authorization List (CAL) 142, comprising a signed list of digital certificates, digital certificate serial numbers, or hashes of serial numbers, associated with mobile devices that are authorized to participate in a given incident response.
- CRL 140 and CAL 142 may be maintained by CA 136 and distributed by RA 132, or may be maintained by one or more PKI devices separate from, and accessible by, each of RA 132 and CA 136.
- CRL 140 and CAL 142 may be conveyed, intermittently or periodically, by the PKI infrastructure to trusted mobile devices, such as mobile device 104 and VPN gateway 126.
- a mobile device 104, 114 then can use CRL 140 to validate a digital certificate's revocation status during establishment of a secure tunnel using the PKI certificate-based Internet Protocol Security (IPsec) Internet Key Exchange protocol (IKE or IKEv2) and during other security protocol negotiations, such as Transport Layer Security (TLS). Further, a mobile device 104, 114 can use CAL 142 to determine what digital certificates/mobile devices are authorized to participate in a given security procedure. That is, a mobile device may only accept a digital certificate with a serial number or hash that is included in CAL 142 for given security procedure. Thus, CAL 142 can be used to provide automated ad-hoc mission-specific trust establishment.
- IPsec Internet Protocol Security
- IKE or IKEv2 Internet Key Exchange protocol
- TLS Transport Layer Security
- a team leader may have a trusted mobile device, such as mobile device 104, that helps provide initial certificate enrollment for mobile devices of other team members as described herein.
- the trusted mobile device can generate a CAL for this specific mission and send the CAL to an RA, such as RA 132, in infrastructure 120.
- the RA then can send the CAL, for example, by use of PKI Certificate Management Protocol (CMP) messaging, to all mobile devices, such as mobile device 1 14, operated by other team members and to other equipment involved in the mission, such as unmanned drones, thereby facilitating the ability of the mobile devices and other equipment to engage with each other in secure communications during the mission.
- CMP PKI Certificate Management Protocol
- Any other mobile device with a valid certificate that is not indicated by the CAL cannot take part in the communications for the mission, even if its certificate may pass the traditional PKI validation.
- Infrastructure 120 further includes a biometric data database 150 accessible by the multiple PKI devices 132, 136, which biometric data database stores subscriber, or user, identifiers in association with their biometric data.
- Biometric data database 150 may be hosted by, or separate from, PKI infrastructure 130.
- a PKI device such as PKI devices 132 and 136
- the biometric data database returns to the PKI device an identifier of a subscriber, or user, associated with the biometric data.
- RAN 122 includes one or more wireless access nodes 124 (one shown) that provides wireless communication services to mobile devices residing in a coverage area of the access node via a corresponding air interface, such as mobile devices 104 and 114 and air interface 116.
- Air interface 116 includes an uplink and a downlink, which uplink and downlink each includes multiple traffic channels and multiple signaling channels. While mobile devices 104 and 114 are depicted in FIG. 1 as being served by a same RAN, in other embodiments of the present invention each of mobile devices 114 and 104 may be served by a different RAN than the other mobile device, which different RANs may implement the same wireless technology or different wireless technologies, or may not be served by any RAN. For example, one of mobile devices 104 and 114 may be a narrowband mobile device served by a narrowband RAN and the other of mobile devices 104 and 114 may be a broadband mobile device served by a broadband RAN.
- Wireless access node 124 may be any network-based wireless access node, such as a Node B, an evolved Node B (eNB), an access point (AP), or base station (BS).
- RAN 122 also may include one or more access network controllers (not shown), such as a Radio Network Controller (RNC) or a Base Station Controller (BSC), coupled to the one or more wireless access nodes; however, in various embodiments of the present invention, the functionality of such an access network controller may be implemented in the access node.
- RNC Radio Network Controller
- BSC Base Station Controller
- a first mobile device 104 of the multiple mobile devices 104, 114 of communication system 100 is assumed, for purposes of the present invention, to be a 'trusted' mobile device, that is, a mobile device that has already enrolled with, and obtained multiple digital certificates 106, 108, 138 from, the multiple PKI devices 132, 136.
- a trusted mobile device such as mobile device 104, may maintain multiple private keys 105, 107 (two shown) generated using digital signature algorithms (DSAs), such as Suite B Elliptic Curve DSAs (ECDSA), and the corresponding digital certificates, that is, digital certificates 106, 108, obtained from PKI infrastructure 130.
- DSAs digital signature algorithms
- EDSA Suite B Elliptic Curve DSAs
- Such digital certificates 106, 108 are considered device certificates that are signed by a private key 137 of CA 136.
- mobile device 104 also obtains a Certificate Authority (CA) certificate 138 from CA 136.
- CA Certificate Authority
- VPN gateway 126 When bringing up a secure connection, such as an Internet Protocol Security (IPsec) Virtual Private Network (VPN) tunnel, with VPN gateway 126, mobile device 104 presents its device certificate 106 to VPN gateway 126 and validates, using CA certificate 138, a gateway/server certificate 128 (also referred to herein as VPN certificate 128) presented by VPN gateway 126. Further, in establishing the secure connection with mobile device 104, VPN gateway 126 provides VPN certificate 128 to mobile device 104 and verifies, using CA certificate 138, device certificate 106 of mobile device 104. Similarly, mobile device 104 can establish a secure tunnel with another device, such as a device of PKI infrastructure 130 or mobile device 1 14.
- IPsec Internet Protocol Security
- VPN gateway 126 provides VPN certificate 128 to mobile device 104 and verifies, using CA certificate 138, device certificate 106 of mobile device 104.
- mobile device 104 can establish a secure tunnel with another device, such as a device of PKI infrastructure 130 or mobile device 1 14.
- Device certificate 108 also referred to herein as device RA certificate 108, and its associated private key 107 are used by mobile device 104 for performing Registration Authority (RA) functionality.
- RA Registration Authority
- Each of digital certificates 106, 108, and 138 includes a public key, that is, 'K P U B io6,' 'K P U B 108,' and K PUB i38, ' respectively, and further includes subject information/identity information of the key owner.
- Each of public keys K PUB io6, PU B _ I O8, and K PUB _ 138 has a corresponding private key, that is, K PVT _ 105 , K PVT _ 107 , and K PVT 137, that is maintained by the key owner.
- device certificate 106 comprises a public key K PUB io6 corresponding to private key 105, that is, PV T 105, of mobile device 104
- device RA certificate 108 comprises a public key K P U B 108 corresponding to private key 107, that is, K PVT 107 , used by mobile device 104 when functioning as an RA
- CA certificate 138 comprises a public key, K P U B 138, corresponding to a CA private key 137, that is, K PVT 137 , of CA 136.
- K PUB ⁇ 6 / ⁇ ⁇ 1 05 are a public/private key pair associated with mobile device 104 and device certificate 106
- K PUB IOS /K F V T 107 are a public/private key pair associated with mobile device 104 and device RA certificate 108
- K PUB ⁇ 38 ⁇ ⁇ ⁇ 137 are a public/private key pair associated with CA certificate 138 and CA 136.
- the trusted mobile device that is, mobile device 104, is able to establish a secure connection or "tunnel," for example, an IPsec VPN tunnel, with infrastructure 120, and in particular VPN gateway 126, of communication system 100.
- trusted mobile device 104 is able to establish a direct secure tunnel to RA 132 to make the functionality of RA 132 available to other mobile devices, such as mobile device 1 14.
- a second mobile device 1 14 of the multiple mobile devices 104, 1 14 is an end entity that that has not yet obtained a digital certificate from PKI infrastructure 130 and, correspondingly, lacks the capability to set up a secure connection or tunnel with infrastructure 120.
- Mobile devices 104 and 1 14 are "paired" to collaborate so that information sent to, or received from, one of mobile devices 104, 1 14 may be based on information sent to, or received from, the other mobile device 114, 104, respectively.
- "Pairing" the devices means that the devices are within range of each other and establish a connection via a short-range wireless link 110, such as a Bluetooth link, a near-field communication (NFC) link, or a Wi-Fi link.
- NFC near-field communication
- Wi-Fi link wireless link
- the ability to perform device collaboration between mobile devices 104 and 114 enables mobile device 114 to use mobile device 104 as proxy to communicate with infrastructure 120.
- Infrastructure 120 can be any type of communication network, wherein the mobile devices communicate with infrastructure elements using any suitable over-the-air protocol and modulation scheme.
- infrastructure 120 may comprise a further number of infrastructure elements for a commercial embodiment that are commonly referred to as, but not limited to, bridges, switches, zone controllers, routers, authentication centers, or any other type of infrastructure equipment facilitating communications between entities in a wireless or wired environment.
- communication system 100 is illustrated by reference to a limited number of devices for ease of illustration. However, any suitable number of PKI devices, mobile devices, and infrastructure elements may be implemented in a commercial system without loss of generality of the teachings herein.
- Mobile device 200 generally includes a processor 202, at least one memory device 204, one or more input/output (I/O) interfaces 210 (one shown), one or more wireless interfaces 212, 214 (two shown), and one or more biometric data collection devices 216 (one shown).
- I/O input/output
- FIG. 2 depicts mobile device 200 in an oversimplified manner, and a practical embodiment may include additional components and suitably configured processing logic to support known or conventional operating features that are not described in detail herein.
- Mobile device 200 operates under the control of processor 202 , such as one or more microprocessors, microcontrollers, digital signal processors (DSPs), combinations thereof or such other devices known to those having ordinary skill in the art.
- processor 202 operates the corresponding mobile device according to data and instructions stored in the at least one memory device 204, such as random access memory (RAM), dynamic random access memory (DRAM), and/or read only memory (ROM) or equivalents thereof, that stores data and instructions that may be executed by the corresponding processor so that the mobile device may perform the functions described herein.
- RAM random access memory
- DRAM dynamic random access memory
- ROM read only memory
- the data and instructions maintained by at least one memory device 204 include software programs that include an ordered listing of executable instructions for implementing logical functions.
- the software in at least one memory device 204 includes a suitable operating system (O/S) and programs.
- the operating system essentially controls the execution of other computer programs, and provides scheduling, input-output control, file and data management, memory management, and communication control and related services.
- the programs may include various applications, add-ons, etc. configured to provide user functionality with mobile device 200.
- At least one memory device 204 maintains one or more mobile device identifiers, such as a mobile station identifier (MS ID), a subscriber unit identifier (SU ID), an International Mobile Subscriber Identity (IMSI), or a Temporary Mobile Subscriber Identity (TMSI), that uniquely identifies the mobile device in communication system 100.
- MS ID mobile station identifier
- SU ID subscriber unit identifier
- IMSI International Mobile Subscriber Identity
- TMSI Temporary Mobile Subscriber Identity
- Mobile device 200 includes encryption and key management functionality.
- at least one memory device 204 can include a software-based encryption and key management module 206 that comprises programs, for example, an algorithm, for generating a key pair, that is, a private key (K PVT ) and a corresponding public key (K PUB ) of the mobile device, for compiling other information necessary to create a certification request, such as a Certificate Signing Request (CSR), a certification response, and a certificate confirmation with respect to an obtaining of a digital certificate, such as device certificate 106, as described herein, and for maintaining keys, tokens, and digital certificates, such as private keys 105 (K PVT 105) and 107 (K PVT 107), device certificate 106 (and corresponding public key K PUB io 6 ), device RA certificate 108 (and corresponding public key K PUB I OS), CA certificate 138 (and corresponding public key K PUB i3s), CRL 140, and CAL 142.
- mobile device 200 may additionally, or instead, include a hardware security module (HSM) 208.
- HSM 208 is a hardware-based encryption and key management device that can provide hardware-based cryptographic functions, such as Suite B cryptographic functions stores, and that can store, and provide tamper protection for, keys, tokens, and digital certificates, such as device private keys 105 and 107, device certificates 106 and 108, CA certificate 138, CRL 140, and CAL 142.
- HSM 208 is a hardware-based encryption and key management device that can provide hardware-based cryptographic functions, such as Suite B cryptographic functions stores, and that can store, and provide tamper protection for, keys, tokens, and digital certificates, such as device private keys 105 and 107, device certificates 106 and 108, CA certificate 138, CRL 140, and CAL 142.
- HSM 208 when HSM 208 is used, the device private keys 105 and 107 are generated in the HSM 208 and are not exposed to any other component of the mobile device, but device certificate 106, device RA certificate 108, CA certificate 138, CRL 140, and CAL 142 can be copied to at least one memory device 204 for efficiency of crypto operations.
- HSM 208 may be a CRYPTR micro chip available from Motorola Solutions, Inc., of Schaumburg, Illinois, which micro chip may be installed in a microSD slot of a mobile device.
- a CRYPTR-based PKI operation is more secure than a software- based key storage approach, such as performed by encryption and key management module 206.
- I/O interfaces 210 may include user interfaces that allow a user to input information in, and receive information from, mobile device 200.
- the user interfaces may include a keypad, a touch screen, a scroll ball, a scroll bar, buttons, bar code scanner, and the like.
- the user interfaces may include a display device such as a liquid crystal display (LCD), touch screen, and the like for displaying system output.
- LCD liquid crystal display
- I/O interfaces 212 also can include, for example, a serial port, a parallel port, a small computer system interface (SCSI), an infrared (IR) interface, a universal serial bus (USB) interface, a microSD slot, and the like for communicating with, or coupling to, an external device.
- SCSI small computer system interface
- IR infrared
- USB universal serial bus
- microSD slot and the like for communicating with, or coupling to, an external device.
- the one or more wireless interfaces 212, 214 facilitate an exchange wireless communications with other mobile devices and/or with RAN 122.
- the one or more wireless interfaces 212, 214 may include a first, short- range wireless interface 212 for short-range communications, such as over short- range wireless link 110.
- short-range wireless interface 212 may be a near-field communication (NFC) apparatus that includes an NFC transceiver and antenna, a Bluetooth apparatus that includes a Bluetooth transceiver and antenna, or a wireless local area network (WLAN) apparatus that includes a WLAN transceiver and antenna.
- the one or more wireless interfaces 212, 214 may include a second, longer range wireless interface 214, such as a wireless area network (WAN) radio transceiver with a corresponding antenna.
- WAN wireless area network
- the one or more biometric data collection devices 216 collect biometric data from a mobile device user, for example, users 102 and 112 of mobile devices 104 and 114, and store the collected biometric data in at least one memory device 204.
- the one or more biometric data collection devices 216 may include an imaging device, such as a digital camera, that the user can use to take his or her picture, a fingerprint scanner that the user can use to scan his or her fingerprint into mobile device 200, or a microphone that collects audio, and correspondingly identifying vocal patterns, of a user.
- the stored biometric data then can be provided by mobile device 200 to another device of communication system 100, such as another mobile device or PKI devices 132 and 136, and be used to verify an identity of the user associated with the biometric data.
- Local interface 220 can be, for example but not limited to, one or more buses or other wired or wireless connections, as is known in the art.
- Local interface 230 can have additional elements, which are omitted for simplicity, such as controllers, buffers (caches), drivers, repeaters, and receivers, among many others, to enable communications.
- local interface 220 may include address, control, and/or data connections to enable appropriate communications among the aforementioned components.
- PKI device 300 such as PKI devices 132 and 136, in accordance with some embodiments of the present invention.
- PKI device 300 operates under the control of a processor 302 such as one or more microprocessors, microcontrollers, digital signal processors (DSPs), combinations thereof or such other devices known to those having ordinary skill in the art.
- processor 302 operates the PKI device according to data and instructions stored in an at least one memory device 304, such as random access memory (RAM), dynamic random access memory (DRAM), and/or read only memory (ROM) or equivalents thereof, that stores data and programs that may be executed by the corresponding processor so that the server may perform the functions described herein.
- RAM random access memory
- DRAM dynamic random access memory
- ROM read only memory
- PKI device 300 further includes one or more network interfaces 306 for connecting to other elements of infrastructure 120, such as VPN gateway 126, and, via the gateway, to other devices of communication system 100, such as mobile devices 104 and 114.
- the one or more network interfaces 306 may include a wireless, a wireline, and/or an optical interface that is capable of conveying messaging, such as data packets, to, and receiving messaging from, gateway 126.
- PKI device 300 further includes, or is in communication with via the one or more network interfaces 306, a Certificate Repository (CR) 310, such as CR 144, typically implemented with a database, that is used to provide persistent storage for digital certificates 312, such as RA certificate 134, CA certificate 138, and digital certificates associated with mobile devices 104, 114, which digital certificates may be used by the PKI device to validate, and securely communication with, the mobile devices and/or their users.
- CR Certificate Repository
- CR 310 further stores and provides public and private keys 314 associated with the PKI devices using the CR and mobile devices served by the CR, such as a private key 133 of RA 132, private key 137 of CA 136, private keys 105 and 107 of mobile device 104, and their corresponding public keys. Additionally, CR 310 stores a CRL 316, such as CRL 140, and a CAL 318, such as CAL 142. In various embodiments of the present invention, CR 310, may be implemented by RA 132 or CA 136, may be distributed between RA 132 and CA 136, or may be implemented by a PKI device of PKI infrastructure 130 that is separate from, and accessible by, each of RA 132 and CA 136.
- Local interface 306 can be, for example but not limited to, one or more buses or other wired or wireless connections, as is known in the art.
- Local interface 308 can have additional elements, which are omitted for simplicity, such as controllers, buffers (caches), drivers, repeaters, and receivers, among many others, to enable communications. Further, local interface 308 may include address, control, and/or data connections to enable appropriate communications among the aforementioned components.
- a mobile device such as mobile devices 104 and 114
- a PKI device such as PKI devices 132 and 136
- the teachings herein are directed to methods for initial certificate enrollment for a newly enrolling mobile device, such as mobile device 114.
- Initial certificate enrollment as discussed herein is directed to a process associated with obtaining an initial digital certificate for an end entity, such as mobile device 1 14, from a PKI device, such as RA 132 and CA 136.
- an end entity sends an initial certificate signing request (CSR) to a PKI device(s) to request a certificate from the PKI device(s).
- CSR initial certificate signing request
- the end entity typically would not have a reliable means of cryptographically protecting and binding the initial CSR before sending the initial CSR across a communication system.
- the initial CSR sent from the end entity has to be protected.
- a newly enrolling mobile device that is, second mobile device 114 (also referred to herein as 'new mobile device 114')
- uses short-range wireless link 110 to establish a secure channel (for example, secured by keys and/or by visual validation due to the close proximity of the users of the mobile devices) with an already enrolled, trusted mobile device, that is, first mobile device 104 (also referred to herein as 'trusted mobile device 104'), through pairing, for example, utilizing an encryption and key management module 206 and/or a hardware security module (HSM) 208.
- HSM hardware security module
- New mobile device 114 generates a certification request and conveys, to trusted mobile device 104, the certification request along with biometric data associated with user 112 of new mobile device 114.
- Trusted mobile device 104 acts as a registration authority (RA) and uses its own secured network connection to infrastructure 120 to carry out the initial certificate enrollment on behalf of mobile device 114 with RA 132 and/or CA 136. More particularly, trusted mobile device 104 validates the certification request received from new mobile device 114 and assembles a message that includes at least a portion of the received certification request along with the biometric data of user 112 of new mobile device 114.
- RA registration authority
- Trusted mobile device 104 signs the message using its own private key and then conveys, to PKI devices 132, 136 over the trusted mobile device's secured network connection to infrastructure 120, the signed message.
- PKI devices 132, 136 verify an identity of user 112 based on the received biometric data and issue a new certificate for new mobile device 114.
- PKI devices 132, 136 then convey the new certificate to new mobile device 114 via trusted mobile device 104 and the secured tunnel between the trusted mobile device and infrastructure 120.
- this certificate enrollment procedure may be enhanced with extra authentication, for example, using signatures generated and verified with key pairs of both of mobile devices 104 and 114.
- An advantage of this procedure is that as more mobile devices become trusted through this procedure, it becomes easier to enroll new mobile devices remotely, thereby creating a cascading enrollment solution that allows large numbers of mobile devices to be enrolled quickly.
- a message flow diagram 400 is provided that illustrates a method performed by communication system 100 in performing an initial certificate enrollment of a mobile device in accordance with some embodiments of the present invention.
- Message flow diagram 400 begins when a first, trusted mobile device, that is, mobile device 104, establishes (402) a first wireless connection, that is, a secure connection or "tunnel," with infrastructure 120 via second wireless interface 214, and more particularly establishes the secure connection or tunnel with gateway 126 over air interface 116 and via RAN 122.
- trusted mobile device 104 Prior to, concurrent with, or subsequent to mobile device 104 establishing the secure connection or "tunnel" with infrastructure 120, first, trusted mobile device 104 "pairs" (404) with, that is, establishes a second wireless connection with, a second, new (that is, not yet enrolled with PKI devices 132 and 136) mobile device, that is, mobile device 1 14, using their respective short-range wireless interfaces 212 and over short-range wireless link 110.
- a second, new that is, not yet enrolled with PKI devices 132 and 136) mobile device, that is, mobile device 1 14, using their respective short-range wireless interfaces 212 and over short-range wireless link 110.
- Short range wireless technologies are available today, and most of them are standardized and implemented in small, low-cost integrated circuit form or in complete drop-in modules. Short range wireless connection provides a natural safeguard against hackers due to its limited range; for example, NFC pairing between two mobile devices can only happen when one mobile device touches the other mobile device.
- pairing can occur when two Bluetooth-enabled devices agree to communicate with each other and establish a secure connection over short- range wireless link 110 in accordance with the Bluetooth protocol.
- Bluetooth can provide the needed security association, and in other cases a higher communication layer can provide the needed security association.
- a shared secret also sometimes referred to as a link key, is verified by both mobile devices 104 and 114. Once a link key is verified by both sides, an authenticated Asynchronous Connection-Less (ACL) link between the mobile devices may be encrypted to protect exchanged data.
- ACL Asynchronous Connection-Less
- the pairing may be created using NFC.
- NFC pairing involves an Elliptic Curve Diffie-Hellman (ECDH) negotiation between mobile devices 104 and 114 to generate a shared session key that is stored by the encryption and key management functionality of each mobile device, such as encryption and key management module 206 or HSM 208.
- ECDH Elliptic Curve Diffie-Hellman
- the messages exchanged between mobile devices 104 and 1 14 over short-range link 1 10 using NFC are encrypted by the shared session key.
- trusted mobile device 104 conveys (406), to new mobile device 1 14 and via the connection established over short-range wireless link 1 10, device RA certificate 108 and CA certificate 138, which RA and CA certificates are maintained by the trusted mobile device.
- new mobile device 1 14 In response to receiving device RA certificate 108 and CA certificate 138, new mobile device 1 14 generates (408) a private/public key pair, that is, a first private key ' ⁇ _ 114 ' and a corresponding first public key 'K PU B 114,' for example, an ECDSA key pair, and stores the generated public/private key pair in its encryption and key management module 206 and/or HSM 208.
- new mobile device 1 14 conveys (410) public key PUB 114, to trusted mobile device 104 via their respective short-range wireless interfaces 212 and short-range wireless link 1 10.
- trusted mobile device 104 stores the public key in its encryption and key management module 206 and/or HSM 208.
- new mobile device 1 14 obtains (412), and stores in at least one memory device 204 of mobile device 1 14, first biometric data, which first biometric data is biometric data associated with user 102 of trusted mobile device 104.
- first biometric data is biometric data associated with user 102 of trusted mobile device 104.
- a finger print scanner of the one or more biometric data collection devices 216 of new mobile device 1 14 may scan a fingerprint of user 102.
- user 1 12 of new mobile device 1 14 may take a picture of user 102 by use of a digital camera of the one or more biometric data collection devices 216 of new mobile device 1 14.
- New mobile device 1 14 then assembles a first certification request, which certification request requests a digital certificate for new mobile device 1 14 and includes identity information and the public key (K PU B 114) associated with the requestor (that is, user 1 12/mobile device 1 14) and the first biometric data (that is, the biometric data associated with user 102).
- the first certification request may be a modified version of a PKI Certificate Management Protocol (CMP) certification request, as described in Internet Engineering Task Force (IETF) Request For Comments (RFC) 4210, wherein the CMP certification request is modified to include the first biometric data in a CMP extension field.
- CMP PKI Certificate Management Protocol
- IETF Internet Engineering Task Force
- RRC Request For Comments
- new mobile device 114 signs the first certification request using its private key, that is, first private key K PVT _ 114 (also referred to herein as a 'popo' signature) to produce a signed first certification request, and conveys (414) the signed first certification request to trusted mobile device 104 via their respective short-range wireless interfaces 212 and short-range wireless link 110.
- first private key K PVT _ 114 also referred to herein as a 'popo' signature
- exemplary instructions for assembling the signed first certification request may include the code listed in Table 1 :
- CertReqMessages : : SEQUENCE SIZE (1..MAX) OF CertReqMsg
- AttributeTypeAndValue : : SEQUENCE ⁇
- trusted mobile device 104 validates (416) new mobile device 1 14' s signature (that is, the 'popo' signature) of the first certification request by use of first public key KPUB 114, which key corresponds to the private key K PV T _ 114 used to sign the first certification request. Further, trusted mobile device 104 obtains (418), and stores in at least one memory device 204 of mobile device 104, second biometric data, which second biometric data is biometric data associated with user 1 12 of new mobile device 1 14.
- a finger print scanner of the one or more biometric data collection devices 216 of trusted mobile device 104 may scan a fingerprint of user 1 12, or user 102 may take a picture of user 1 12 by use of a digital camera of the one or more biometric data collection devices 216 of trusted mobile device 104.
- the trusted mobile device 104 determines that the first certification request is valid, the trusted mobile device assembles a second certification request, which second certification request requests a digital certificate for new mobile device 114 and includes the first biometric data (that is, the biometric data associated with user 102) and the second biometric data (that is, the biometric data associated with user 112).
- the second certification request also may be a modified CMP certification request, which modified CMP certification request includes at least a portion of (that is, some of, most of, or all of) the first certification request, including the identity information and public key (K PUB 114 ) associated with user 112/mobile device 114 and the first biometric data, and further includes the second biometric data in a CMP extension field of the second certification request.
- trusted mobile device 104 signs the second certification request using a second private key, that is, the private key K PVT 107 of the public/private key pair (that is, K PUB IOS K P V T 107 ) associated with device RA certificate 108 of trusted device 104, to produce a signed second certification request.
- Trusted mobile device 104 then conveys (418, 420) the signed second certification request to PKI infrastructure 130, and in particular to RA 132, via the secure connection, or "tunnel,” established with gateway 126.
- exemplary instructions executed by trusted mobile device in validating new mobile device 114's signature and assembling the signed second certification request may include the code listed in Table 2:
- RA 132 validates (422) the second certification request by validating trusted mobile device 104's signature of the second certification request, using a second public key, that is, the public key K PUB los of the public/private key pair associated with device RA certificate 108 of trusted device 104, and by validating, by use of public key K P U B 114 , new mobile device 114's signature of the at least a portion of the first certification request.
- a second public key that is, the public key K PUB los of the public/private key pair associated with device RA certificate 108 of trusted device 104
- RA 132 verifies (424) the identities of users 102 and 1 12. For example, RA 132 may query biometric data database 150 for a subscriber identifier associated with each of the first and second biometric data, which query includes the first and second biometric data. In response to receiving the first and second biometric data, biometric data database 150 returns subscriber identifiers associated with each of users 102 and 112 and may further return identifiers of their respective mobile devices, that is, mobile devices 104 and 114.
- RA 132 forwards (426), to CA 136, the at least a portion of the first certification request included in the second certification request.
- CA 136 issues (428) a new digital certificate for new mobile device 114, which new digital certificate includes, for example and as known in the art, an identifier of new mobile device 114, a serial number of the certificate, expiration date(s), and the public key (K P U B 114) of mobile device 114.
- the new digital certificate contains a digital signature produced by CA 136, that is, CA 136 signs a certificate data portion of the new digital certificate with the private key 137 (K PVT 137) of CA 136, which private key corresponds to the public key K PUB i38 included in CA certificate 138.
- Either CA 136 or RA 132 then generates a first certification response, such as a CMP Certification Response, that includes the new digital certificate for new mobile device 1 14.
- CA 136 may generate the first certification response, or CA 136 may convey (430) the new digital certificate for new mobile device 1 14 to RA 132 and the RA then may generate the first certification response.
- RA 132 signs the first certification response using a third private key, that is, the private key 133 (K PVT 133 ) of RA 132, and includes its RA certificate 134 in the response, which RA certificate includes the public K PUB 134 corresponding to private key 133.
- RA 132 then conveys (432, 434) the signed first certification response to trusted mobile device 104 via gateway 126, RAN 122, and the secure connection between the RAN and the trusted mobile device.
- exemplary instructions for assembling the signed first certification response may include the code listed in Table 3 :
- trusted mobile device 104 validates (436) RA 132's signature of the first certification response by use of a third public key, that is, K PU B 134, corresponding to the third private key (K PV T 133) used to sign the first certification response.
- Trusted mobile device 104 then assembles a second certification response, such as a CMP Certification Response, that includes the new digital certificate for new mobile device 1 14 and conveys (438) the second certification response to new mobile device 1 14 via their respective short-range wireless interfaces 212 and short-range wireless link 1 10.
- trusted mobile device 104 strips off the signature of RA 132 (that is, K PV T 133) from the first certification response and assembles a new certification response, in which the trusted mobile device includes the new digital certificate and signs the new certification response with mobile device 104's device RA private key 107, that
- new mobile device 1 14 validates the signed second certification response using the public key corresponding to the private key used to sign the second certification response, that is, using the device RA certificate 108 public key KPUB 108 corresponding to K PV T 107 ⁇ Further, new mobile device 1 14 authenticates (442) the new digital certificate using the CA certificate 138 public key, that is, 'K PU B i38, ' corresponding to the private key K PV T 137 of CA 136 that was used to sign the new digital certificate. In response to successfully validating the signed second certification response and authenticating the new digital certificate, new mobile device 114 (444) stores the new digital certificate in its encryption and key management module 206 and/or HSM 208.
- new mobile device 114 and trusted mobile device 104 further may terminate (454) their connection over short range wireless link 110 and the new mobile device can establish (456) a secure connection, or tunnel, with infrastructure 120 using its new digital certificate and without connecting through trusted mobile device 104.
- new mobile device 114 in response to validating the signed second certification response and authenticating the new digital certificate, new mobile device 114 also may confirm receipt and authentication of the new digital certificate by conveying (446, 448, 450, 452) a certification confirmation, such as a CMP Certificate Confirmation, to PKI infrastructure 130 and one or more of PKI devices 132 and 136 via short-range wireless link 110, trusted mobile device 114, the secure connection between the trusted mobile device and RAN 122, RAN 122, and gateway 126.
- a certification confirmation such as a CMP Certificate Confirmation
- communication system 100 provides a reliable means of cryptographically protecting and binding an initial certification request before sending the initial certification request across the communication system. Further, by providing for each of mobile devices 104 and 114 to provide biometric data associated with a user of the other mobile device, communication system 100 provides for a confirmation of the identities of the users 102, 112 of each mobile device 104, 1 14 and better assures that a hacker will not be able to use trusted mobile device 104 to illegitimately obtain a digital certificate.
- processors such as microprocessors, digital signal processors, customized processors and field programmable gate arrays (FPGAs) and unique stored program instructions (including both software and firmware) that control the one or more processors to implement, in conjunction with certain non-processor circuits, some, most, or all of the functions of the method and/or apparatus described herein.
- processors such as microprocessors, digital signal processors, customized processors and field programmable gate arrays (FPGAs) and unique stored program instructions (including both software and firmware) that control the one or more processors to implement, in conjunction with certain non-processor circuits, some, most, or all of the functions of the method and/or apparatus described herein.
- FPGAs field programmable gate arrays
- unique stored program instructions including both software and firmware
- an embodiment can be implemented as a computer-readable storage element or medium having computer readable code stored thereon for programming a computer (e.g., comprising a processing device) to perform a method as described and claimed herein.
- Examples of such computer-readable storage elements include, but are not limited to, a hard disk, a CD-ROM, an optical storage device, a magnetic storage device, a ROM (Read Only Memory), a PROM (Programmable Read Only Memory), an EPROM (Erasable Programmable Read Only Memory), an EEPROM (Electrically Erasable Programmable Read Only Memory) and a Flash memory.
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Abstract
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| AU2016266913A AU2016266913B2 (en) | 2015-05-22 | 2016-05-16 | Method and apparatus for initial certificate enrollment in a wireless communication system |
| DE112016002319.7T DE112016002319T5 (en) | 2015-05-22 | 2016-05-16 | METHOD AND DEVICE FOR INITIAL CERTIFICATE REGISTRATION IN A WIRELESS COMMUNICATION SYSTEM |
| GB1718262.7A GB2559229C (en) | 2015-05-22 | 2016-05-16 | Method and apparatus for initial certificate enrollment in a wireless communication system |
| CA2986223A CA2986223C (en) | 2015-05-22 | 2016-05-16 | Method and apparatus for initial certificate enrollment in a wireless communication system |
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| US14/719,727 US9882726B2 (en) | 2015-05-22 | 2015-05-22 | Method and apparatus for initial certificate enrollment in a wireless communication system |
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| GB2559229A (en) | 2018-08-01 |
| GB201718262D0 (en) | 2017-12-20 |
| CA2986223A1 (en) | 2016-12-01 |
| GB2559229B (en) | 2019-12-18 |
| AU2016266913B2 (en) | 2019-04-04 |
| DE112016002319T5 (en) | 2018-03-22 |
| AU2016266913A1 (en) | 2017-12-07 |
| GB2559229C (en) | 2020-01-22 |
| CA2986223C (en) | 2019-12-31 |
| US20160344559A1 (en) | 2016-11-24 |
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