WO2014117352A1

WO2014117352A1 - 3d mimo csi feedback based on virtual elevation ports

Info

Publication number: WO2014117352A1
Application number: PCT/CN2013/071178
Authority: WO
Inventors: Chao Wei; Hao Xu
Original assignee: Qualcomm Incorporated
Priority date: 2013-01-31
Filing date: 2013-01-31
Publication date: 2014-08-07
Also published as: JP2016511572A; EP2951933A1; BR112015018024B1; US9497002B2; BR112015018024A2; KR101735092B1; JP6227675B2; US20160028519A1; EP2951933B1; EP2951933A4; WO2014117748A1; ES2831624T3; KR20150118165A

Abstract

Certain aspects of the present disclosure provide techniques for a user equipment (UE) to efficiently provide feedback regarding preferred beams to a base station (BS) that transmits with different beams from different elevations. The techniques generally involve the BS transmitting first reference signals transmitted, using a plurality of elevation beams. The UE selects a preferred elevation beam based on the reference signals and feeds this back to the BS. The BS transmits second reference signals using the preferred elevation beam and a plurality of azimuthal ports. The UE provides channel feedback to the base station, based on the second reference signals.

Description

3D MIMO CSI FEEDBACK BASED ON VIRTUAL ELEVATION PORTS

BACKGROUND

I. Field

[0001] Certain aspects of the disclosure generally relate to wireless communications and, more particularly, to techniques for 3D multiple-input multiple-output (MIMO) channel state information (CSI) feedback based on virtual elevation ports.

II. Background

[0002] Wireless communication systems are widely deployed to provide various types of communication content such as voice, data, and so on. These systems may be multiple-access systems capable of supporting communication with multiple users by sharing the available system resources (e.g., bandwidth and transmit power). Examples of such multiple-access systems include code division multiple access (CDMA) systems, time division multiple access (TDMA) systems, frequency division multiple access (FDMA) systems, 3rd Generation Partnership Project (3GPP) Long Term Evolution (LTE)/LTE-Advanced systems and orthogonal frequency division multiple access (OFDMA) systems.

[0003] Generally, a wireless multiple-access communication system can simultaneously support communication for multiple wireless terminals. Each terminal communicates with one or more base stations via transmissions on the forward and reverse links. The forward link (or downlink) refers to the communication link from the base stations to the terminals, and the reverse link (or uplink) refers to the communication link from the terminals to the base stations. This communication link may be established via a single-input single-output, multiple-input single-output or a multiple-input multiple- output (MIMO) system.

SUMMARY

[0004] Certain aspects of the present disclosure provide a method for wireless communications by a user equipment (UE). The method generally includes receiving first reference signals transmitted, using a plurality of elevation beams, from a base station having a multi-dimensional array of transmit antennas, selecting, based on the reference signals, a preferred elevation beam from the plurality of elevation beams,

P&S Ref. No.: 124670PC \ P2013971E providing to the base station an indication of at least one preferred elevation beam, receiving second reference signals transmitted, using the preferred elevation beam and a plurality of azimuthal ports, and providing channel feedback to the base station, based on the second reference signals.

[0005] Certain aspects of the present disclosure provide a method for wireless communications by a base station (BS) having a multi-dimensional array of transmit antennas. The method generally includes transmitting first reference signals using a plurality of elevation beams, receiving, from a user equipment (UE), an indication of at least one preferred elevation beam selected from the plurality of elevation beams, based on the reference signals, transmitting second reference signals using the preferred elevation beam and a plurality of azimuthal ports, and receiving channel feedback from the UE, based on the second reference signals.

[0006] Aspects of the present disclosure also include various apparatus and program products for performing operations in accordance with the methods described above.

BRIEF DESCRIPTION OF THE DRAWINGS

[0007] FIG. 1 is a block diagram conceptually illustrating an example of a wireless communication network, in accordance with certain aspects of the present disclosure.

[0008] FIG. 2 is a block diagram conceptually illustrating an example of a base station in communication with a user equipment (UE) in a wireless communications network, in accordance with certain aspects of the present disclosure.

[0009] FIG. 3 is a block diagram conceptually illustrating an example of a frame structure in a wireless communications network, in accordance with certain aspects of the present disclosure.

[0010] FIG. 4 illustrates an example of an antenna array that may be used for high dimension MEMO, in accordance with certain aspects of the present disclosure.

[0011] FIG. 5 illustrates an example virtual antenna mapping, in accordance with certain aspects of the present disclosure.

[0012] FIG. 6 illustrates an example of CSI-RS resource allocation, in accordance with certain aspects of the present disclosure.

P&S Ref. No.: 124670PC 2 P2013971E [0013] FIG. 7 is a block diagram conceptually illustrating an example of a wireless communication network applying elevation beamforming with 2D antenna array, in accordance with certain aspects of the present disclosure.

[0014] FIG. 8 illustrates example UE separates feedback azimuth- oriented and elevation- oriented PMI, in accordance with certain aspects of the present disclosure.

[0015] FIG. 9 illustrates example virtual antenna mapping, in accordance with certain aspects of the present disclosure.

[0016] FIG. 10 is a block diagram conceptually illustrating an example implementation of multi-stage CSI feedback for 3D-MIMO using the virtual vertical beam concept, in accordance with certain aspects of the present disclosure.

DETAILED DESCRIPTION

[0017] The techniques described herein may be used for various wireless communication networks such as CDMA, TDMA, FDMA, OFDMA, SC-FDMA and other networks. The terms "network" and "system" are often used interchangeably. A CDMA network may implement a radio technology such as universal terrestrial radio access (UTRA), cdma2000, etc. UTRA includes wideband CDMA (WCDMA), time division synchronous CDMA (TD-SCDMA), and other variants of CDMA. cdma2000 covers IS-2000, IS-95 and IS-856 standards. A TDMA network may implement a radio technology such as global system for mobile communications (GSM). An OFDMA network may implement a radio technology such as evolved UTRA (E-UTRA), ultra mobile broadband (UMB), IEEE 802.11 (Wi-Fi), IEEE 802.16 (WiMAX), IEEE 802.20, Flash-OFDM®, etc. UTRA and E-UTRA are part of universal mobile telecommunication system (UMTS). 3GPP Long Term Evolution (LTE) and LTE- Advanced (LTE- A), in both frequency division duplex (FDD) and time division duplex (TDD), are new releases of UMTS that use E-UTRA, which employs OFDMA on the downlink and SC-FDMA on the uplink. UTRA, E-UTRA, UMTS, LTE, LTE-A and GSM are described in documents from an organization named "3rd Generation Partnership Project" (3GPP). cdma2000 and UMB are described in documents from an organization named "3rd Generation Partnership Project 2" (3GPP2). The techniques described herein may be used for the wireless networks and radio technologies mentioned above as well as other wireless networks and radio technologies. For clarity,

P&S Ref. No.: 124670PC 3 P2013971E certain aspects of the techniques are described below for LTE/LTE-Advanced, and LTE/LTE-Advanced terminology is used in much of the description below.

[0018] FIG. 1 shows a wireless communication network 100, which may be an LTE network or some other wireless network. Wireless network 100 may include a number of evolved Node Bs (eNBs) 110 and other network entities. An eNB is an entity that communicates with user equipments (UEs) and may also be referred to as a base station, a Node B, an access point, etc. Each eNB may provide communication coverage for a particular geographic area. In 3GPP, the term "cell" can refer to a coverage area of an eNB and/or an eNB subsystem serving this coverage area, depending on the context in which the term is used.

[0019] An eNB may provide communication coverage for a macro cell, a pico cell, a femto cell, and/or other types of cell. A macro cell may cover a relatively large geographic area (e.g., several kilometers in radius) and may allow unrestricted access by UEs with service subscription. A pico cell may cover a relatively small geographic area and may allow unrestricted access by UEs with service subscription. A femto cell may cover a relatively small geographic area (e.g., a home) and may allow restricted access by UEs having association with the femto cell (e.g., UEs in a closed subscriber group (CSG)). An eNB for a macro cell may be referred to as a macro eNB. An eNB for a pico cell may be referred to as a pico eNB. An eNB for a femto cell may be referred to as a femto eNB or a home eNB (HeNB). In the example shown in FIG. 1, an eNB 110a may be a macro eNB for a macro cell 102a, an eNB 110b may be a pico eNB for a pico cell 102b, and an eNB 110c may be a femto eNB for a femto cell 102c. An eNB may support one or multiple (e.g., three) cells. The terms "eNB", "base station" and "cell" may be used interchangeably herein.

[0020] Wireless network 100 may also include relay stations. A relay station is an entity that can receive a transmission of data from an upstream station (e.g., an eNB or a UE) and send a transmission of the data to a downstream station (e.g., a UE or an eNB). A relay station may also be a UE that can relay transmissions for other UEs. In the example shown in FIG. 1, a relay station l lOd may communicate with macro eNB 110a and a UE 120d in order to facilitate communication between eNB 110a and UE 120d. A relay station may also be referred to as a relay eNB, a relay base station, a relay, etc.

P&S Ref. No.: 124670PC 4 P2013971E [0021] Wireless network 100 may be a heterogeneous network that includes eNBs of different types, e.g., macro eNBs, pico eNBs, femto eNBs, relay eNBs, etc. These different types of eNBs may have different transmit power levels, different coverage areas, and different impact on interference in wireless network 100. For example, macro eNBs may have a high transmit power level (e.g., 5 to 40 Watts) whereas pico eNBs, femto eNBs, and relay eNBs may have lower transmit power levels (e.g., 0.1 to 2 Watts).

[0022] A network controller 130 may couple to a set of eNBs and may provide coordination and control for these eNBs. Network controller 130 may communicate with the eNBs via a backhaul. The eNBs may also communicate with one another, e.g., directly or indirectly via a wireless or wireline backhaul.

[0023] UEs 120 may be dispersed throughout wireless network 100, and each UE may be stationary or mobile. A UE may also be referred to as an access terminal, a terminal, a mobile station, a subscriber unit, a station, etc. A UE may be a cellular phone, a personal digital assistant (PDA), a wireless modem, a wireless communication device, a handheld device, a laptop computer, a cordless phone, a wireless local loop (WLL) station, a tablet, a smart phone, a netbook, a smartbook, etc.

[0024] FIG. 2 shows a block diagram of a design of base station/eNB 110 and UE 120, which may be one of the base stations/eNBs and one of the UEs in FIG. 1. Base station 110 may be equipped with T antennas 234a through 234t, and UE 120 may be equipped with R antennas 252a through 252r, where in general T > 1 and R > 1 .

[0025] At base station 110, a transmit processor 220 may receive data from a data source 212 for one or more UEs, select one or more modulation and coding schemes (MCS) for each UE based on CQIs received from the UE, process (e.g., encode and modulate) the data for each UE based on the MCS(s) selected for the UE, and provide data symbols for all UEs. Transmit processor 220 may also process system information and control information (e.g., CQI requests, grants, upper layer signaling, etc.) and provide overhead symbols and control symbols. Processor 220 may also generate reference symbols for reference signals (e.g., the CRS) and synchronization signals (e.g., the PSS and SSS). A transmit (TX) multiple-input multiple- output (MIMO) processor 230 may perform spatial processing (e.g., precoding) on the data symbols using the PMI

P&S Ref. No.: 124670PC 5 P2013971E (Precoding Matrix Indicator) feedback from the UE, the control symbols, the overhead symbols, and/or the reference symbols, if applicable, and may provide T output symbol streams to T modulators (MODs) 232a through 232t. Each modulator 232 may process a respective output symbol stream (e.g., for OFDM, etc.) to obtain an output sample stream. Each modulator 232 may further process (e.g., convert to analog, amplify, filter, and upconvert) the output sample stream to obtain a downlink signal. T downlink signals from modulators 232a through 232t may be transmitted via T antennas 234a through 234t, respectively.

[0026] At UE 120, antennas 252a through 252r may receive the downlink signals from base station 110 and/or other base stations and may provide received signals to demodulators (DEMODs) 254a through 254r, respectively. Each demodulator 254 may condition (e.g., filter, amplify, downconvert, and digitize) its received signal to obtain input samples. Each demodulator 254 may further process the input samples (e.g., for OFDM, etc.) to obtain received symbols. A MIMO detector 256 may obtain received symbols from all R demodulators 254a through 254r, perform MIMO detection on the received symbols if applicable, and provide detected symbols. A receive processor 258 may process (e.g., demodulate and decode) the detected symbols, provide decoded data for UE 120 to a data sink 260, and provide decoded control information and system information to a controller/processor 280. A channel processor may determine RSRP, RSSI, RSRQ, CQI, etc.

[0027] On the uplink, at UE 120, a transmit processor 264 may receive and process data from a data source 262 and control information (e.g., for reports comprising RSRP, RSSI, RSRQ, CQI, etc.) from controller/processor 280. Processor 264 may also generate reference symbols for one or more reference signals. The symbols from transmit processor 264 may be precoded by a TX MIMO processor 266 if applicable, further processed by modulators 254a through 254r (e.g., for SC-FDM, OFDM, etc.), and transmitted to base station 110. At base station 110, the uplink signals from UE 120 and other UEs may be received by antennas 234, processed by demodulators 232, detected by a MIMO detector 236 if applicable, and further processed by a receive processor 238 to obtain decoded data and control information sent by UE 120. Processor 238 may provide the decoded data to a data sink 239 and the decoded control information to controller/processor 240. Base station 110 may include communication

P&S Ref. No.: 124670PC 6 P2013971E unit 244 and communicate to network controller 130 via communication unit 244. Network controller 130 may include communication unit 294, controller/processor 290, and memory 292.

[0028] Controllers/processors 240 and 280 may direct the operation at base station 110 and UE 120, respectively. Processor 240 and/or other processors and modules at base station 110, and/or processor 280 and/or other processors and modules at UE 120, may perform or direct processes for the techniques described herein. Memories 242 and 282 may store data and program codes for base station 110 and UE 120, respectively. A scheduler 246 may schedule UEs for data transmission on the downlink and/or uplink.

[0029] As will be described in further detail below, when transmitting data to the UE 120 the base station 110 may be configured to determining a bundling size based at least in part on a data allocation size and precode data in bundled contiguous resource blocks of the determined bundling size, wherein resource blocks in each bundle are precoded with a common precoding matrix. That is, reference signals such as UE-RS and/or data in the resource blocks are precoded using the same precoder. The power level used for the UE-RS in each RB of the bundled RBs may also be the same.

[0030] The UE 120 may be configured to perform complementary processing to decode data transmitted from the base station 110. For example, the UE 120 may be configured to determine a bundling size based on a data allocation size of received data transmitted from a base station in bundles of contiguous resource blocks (RBs), wherein at least one reference signal in resource blocks in each bundle are precoded with a common precoding matrix, estimate at least one precoded channel based on the determined bundling size and one or more reference signals (RSs) transmitted from the base station, and decode the received bundles using the estimated precoded channel.

[0031] FIG. 3 shows an exemplary frame structure 300 for FDD in LTE. The transmission timeline for each of the downlink and uplink may be partitioned into units of radio frames. Each radio frame may have a predetermined duration (e.g., 10 milliseconds (ms)) and may be partitioned into 10 subframes with indices of 0 through 9. Each subframe may include two slots. Each radio frame may thus include 20 slots with indices of 0 through 19. Each slot may include L symbol periods, e.g., seven symbol periods for a normal cyclic prefix (as shown in FIG. 2) or six symbol periods for an

P&S Ref. No.: 124670PC 7 P2013971E extended cyclic prefix. The 2L symbol periods in each subframe may be assigned indices of 0 through 2L-1.

[0032] In LTE, an eNB may transmit a primary synchronization signal (PSS) and a secondary synchronization signal (SSS) on the downlink in the center 1.08 MHz of the system bandwidth for each cell supported by the eNB. The PSS and SSS may be transmitted in symbol periods 6 and 5, respectively, in subframes 0 and 5 of each radio frame with the normal cyclic prefix, as shown in FIG. 3. The PSS and SSS may be used by UEs for cell search and acquisition. The eNB may transmit a cell-specific reference signal (CRS) across the system bandwidth for each cell supported by the eNB. The CRS may be transmitted in certain symbol periods of each subframe and may be used by the UEs to perform channel estimation, channel quality measurement, and/or other functions. The eNB may also transmit a physical broadcast channel (PBCH) in symbol periods 0 to 3 in slot 1 of certain radio frames. The PBCH may carry some system information. The eNB may transmit other system information such as system information blocks (SIBs) on a physical downlink shared channel (PDSCH) in certain subframes. The eNB may transmit control information/data on a physical downlink control channel (PDCCH) in the first B symbol periods of a subframe, where B may be configurable for each subframe. The eNB may transmit traffic data and/or other data on the PDSCH in the remaining symbol periods of each subframe.

[0033] In certain systems, higher dimension 3D MIMO (as well as "lower dimension" 2D MIMO) systems have been discussed to enhance the peak data rate. As an example, in a 2D antenna array system with 64 antennas, it is possible to deploy a grid of 8x8 antennas on a 2D plane, as shown in FIG. 4. In this case, horizontal beamforming as well as vertical beamforming may used to exploit beamforming/SDMA gain both in azimuth and elevation. 8 antennas at the eNB, deployed in azimuth dimension only, allows SDMA or SU-MIMO in horizontal direction. Further inclusion of antennas in elevation, however, allows beamforming also in the vertical plane (e.g. to support different floors in a high rise building.

[0034] To reduce the overhead and complexity associated with RS, as well as feedback and precoding matrix selection, antenna port to virtual beam mapping to reduce the required RS ports may be utilized (e.g., to convert from N antennas to K virtual beams).

P&S Ref. No.: 124670PC 8 P2013971E [0035] As illustrated in FIG. 5, the mapping from antenna ports to virtual beam may periodically change to beamform in different directions in both azimuth and elevation. This approach may allow better granularity in beamforming directions over time. An eNB may signal the periodicity of such update to UE. The CSI reporting may be mapped to the periodicity of the beam scanning periodicity. At any time, the UE monitors K virtual beams and report CSI based on K virtual beams.

[0036] The number of virtual beams and update periodicity may be adaptively configured by the eNB and signalled to UE in RRC signaling. This can also be done in a UE transparent manner as described below.

3D MIMO CSI Feedback Based On Virtual Elevation Beams

[0037] The 3D-MIMO and elevation beamforming can greatly improve system capacity by using a two-dimensional antenna array with a large number of antennas at the eNB. 3D-MIMO and elevation beamforming have very small intra-cell interference and very high beamforming gain. However, one problem is how to perform CSI measurement and feedback. For example, assuming a total of E x A available ports (e.g., A azimuth ports per elevation port and total E evaluation ports), the UE needs to provide phasing weight feedback on each of the E x A ports in time and frequency for each rank.

[0038] FIG. 6 illustrates an example allocation of CSI-RS resources for LTE. The eNB may transmit a low duty-cycle reference signals (CSI-RS) to a particular UE for downlink CSI measurement. A CSI-RS can support up to eight antenna ports and transmitted in a wideband manner. Depending on the number of CSI-RS antenna ports there are multiple reuse patterns on different locations allowing different cells to utilize different patterns to avoid mutual CSI-RS collision. The CSI-RS is transmitted only once on every 5, 10, 20, 40 or 80 ms. The low overhead is also achieved by allocating a single RE per RB per CSI-RS antenna port except when the CSI-RS has only one antenna port, in which case two REs are allocated per RB. In some cases when 3D MEVIO is considered, particular elevation beams may be mapped to particular CSI-RS resources.

[0039] FIG. 7 is a block diagram conceptually illustrating an example of a wireless communication network applying elevation beamforming with 2D antenna array, in accordance with certain aspects of the present disclosure. As seen in FIG. 7, applying

P&S Ref. No.: 124670PC 9 P2013971E elevation beamforming with 2D antenna array creates two vertical sectors, rather than one azimuth sector.

[0040] In LTE, implicit feedback of channel information is used, for example, based on predefined codebook set. The codebook set size is proportional to the number of antennas. When the number of antenna ports exceeds eight ports, the size of the codebook set used becomes huge. For example, assuming rank 1 transmission, for two antenna ports the codebook set size is 4. For four antenna ports the codebook set size is 16. And for eight antenna ports the codebook set size is 32. Also, compared to azimuth angles, elevation angles are typically between 93 degrees and 109 degrees, i.e., a range of 16 degrees, for an urban macro cell. Therefore, simplifying UE measurement and efficient codebook design for 3D MIMO and elevation beamforming are needed.

[0041] FIG. 8 illustrates one possible solution is to use a product structure codebook, which separates the precoding matrix index (PMI) into azimuth-only and elevation-only. Using this approach, the E x A ports feedback is downgraded to E-port feedback and A- port feedback. The UE separates feedback azimuth-oriented and elevation- oriented PMI and the eNB combines the two PMIs to form E x Aantenna ports TX precoding weights.

[0042] Assuming E x 1 CB is [VI, V2... VE] and A x 1 CB is [VA], then EA x l CB is [VIVA, V2VA,...VEVA]. As seen in FIG. 8, ports 1-8 are used for azimuth PMI derivation and ports 1, 2, 9, 10, 57, and 58 are used for elevation PMI derivation. One CSI Reference Signal (CSI-RS) resource with A ports is used for azimuth- oriented PMI measurement. The A port CSTRS is transmitted with elevation dimension aggregation by using CDD or cell specific fixed downtilt.

[0043] Similarly, another CSTRS resource with E ports is transmitted with azimuth antenna aggregation for elevation-oriented PMI measurement. The UE measures and derives the azimuth and elevation PMIs from the two CSI-RS resources. The elevation PMI is derived by co-phasing each azimuth stream in the elevation dimension. The aggregated CQI of the two CSTRS resources are computed and fed back with the assumption of using E x A antennas for transmission.

[0044] Using a product structure codebook design for 3D-MIMO has drawbacks. A cell specific antenna aggregation is used for CSI measure resulting in a different channel from data transmission where UE specific antenna aggregation is applied with the

P&S Ref. No.: 124670PC 10 P2013971E feedback PMI. In the product structure codebook design, elevation PMI is used to co- phase each azimuth stream in elevation dimension based on the assumption that the elevation and azimuth angles are independent and the row of antennas are highly correlated to each other. But this is not valid when elevation angular spread is large. Finally, the product structure codebook design cannot support rank >1 transmission on both elevation and azimuth.

[0045] Techniques and apparatus are presented herein for CSI feedback for 3D MIMO by utilizing virtual elevation beam.

[0046] FIG. 9 illustrates example virtual elevation beam mapping, in accordance with certain aspects of the present disclosure. As seen in FIG. 9, virtual elevation beam mapping from E elevation antenna ports to M virtual beams.

[0047] A virtual vertical beam indicates one possible elevation antenna aggregation method or vertical beam pattern constructed from different elevation weights. The total number of virtual beams is equal to the size of the elevation codebook set or the set of precoding weights. The virtual beam feedback combined with azimuth PMI feedback consists of 3D-MIMO CSI feedback. In general, the UE is not aware of elevation antenna ports but only the number of virtual vertical beams.

[0048] FIG. 10 is a block diagram conceptually illustrating an example implementation of virtual vertical beam mapping and 3D MIMO CSI feedback mechanism, in accordance with certain aspects of the present disclosure. As seen in FIG. 10, the eNB forms a number of virtual vertical beams by using all the possible elevation weights. The UE measures the formed virtual beams on a common CSTRS resource and feeds back the index of the preferred virtual vertical beam to the eNB. Then the eNB then transmits a UE specific elevation antenna aggregation on the UE dedicated CSTRS resource for elevation beam oriented azimuth PMI/CQI measurement. In some embodiments, the UE may feedback multiple beams for elevation MIMO purposes.

[0049] For vertical beams, one alternative is to have fixed CSI-RS and vertical beam mapping for all the UEs. For example, depending on the cell size, a few fixed vertical beams can be determined, and mapped to different CSTRS resources, e.g. each CSTRS resource are beamshaped by one specific elevation antenna aggregation. This

P&S Ref. No.: 124670PC \ \ P2013971E information can be broadcasted in SIB instead of UE specific RRC signaling. Based on the common CRS-RS measurement, the UE will choose one or multiple CSI-RS resources that are corresponding to the UE preferred vertical beams to feedback the 3D- MIMO CQI/PMI.

[0050] With UE specific elevation antenna aggregation based on the feedback, E x A ports are aggregated to A ports and, thus, existing 2D MIMO PMI feedback methods may be used. For example, assuming the number of azimuth ports is limited to eight, the existing codebook set of LTE may be used for 3D-MIMO PMI feedback. In some embodiments, vertical beams may be overlapped (i.e., eigen-space domain) or non- overlapped (i.e., angle domain).

[0051] The UE also feeds back the measured CQI on the dedicated CSI-RS resource. Since the dedicated CSI-RS resource is transmitted with UE specific elevation antenna aggregation, the feedback CQI is a type of aggregated CQI, which is different from CQI measured on azimuth-only or elevation-only, as for the product structure codebook PMI method.

[0052] In order to further reduce virtual beam feedback overload, the hierarchical feedback method may also be used. For the hierarchical feedback method, M total virtual vertical beams formed from E ports are classified into K groups, each with L beams. The beams in different groups are orthogonal or quasi- orthogonal. For example, 16 beams from 8 elevation ports are divided into 8 groups: {0,1,2,3}, {2,3,4,5}, {4,5,6,7}, ..., { 13,14,15,16}, { 15,16,0,1 }.

[0053] The configuration of the common CSI-RS resource for vertical beam measurement follows the same principle of the UE dedicated CSI-RS resource, as in the current 2D MIMO framework, e.g., AntennaPortsCount, ResourceConfig, and SubframeConfig, etc. For the common CSI-RS resource, the number of antenna ports for measurement is equal to the number of vertical beam groups. Only one beam in each group is transmitted in each physical resource block (PRB). The beams in each group will be cyclic shifted transmitted on the freq domain over multiple PRBs and/or on the time domain over each symbol occurrence. By measuring the common CSI-RS the UE derives the desirable vertical beam.

[0054] The common CSI-RS resource is configured for all elevation aware UEs. In

P&S Ref. No.: 124670PC 12 P2013971E some embodiments, for legacy UEs, the eNB applies cell level elevation antenna aggregation for dedicated CSI-RS transmission.

[0055] The algorithm to derive the vertical beam may be, for example, based on received signal strength. The UE will feedback the selected best and worst group index as well as the beam offset in the best group to the eNB. For fast adaptation, the feedback rate for beam group and offset can be different, e.g., a relatively slower rate for the group index.

[0056] In some embodiments, the UE feeds back multiple best elevation beam groups for multi-stream data transmission in elevation when elevation angular spread is large. For example, when rank = 2, two vertical beam groups {0} and { 8 } are feedback and two UE dedicated CSI-RS resources are thus configured for each elevation stream. The maximum support rank per UE may be extended to rank = E x A.

[0057] In some embodiments, the UE may also feedback worst interfering beam group to assist the eNB for multiple-user MIMO (MU-MIMO) on elevation domain and multi-user interference mitigation.

[0058] Defining a common CSI-RS for elevation aware UEs to measure and feedback elevation antenna aggregation and common CSI-RS mapping E-ports to M elevation beams allows for low CSI feedback overhead compared to full channel feedback, requires less UE dedicated CSI-RS resources for channel measurement, supports MEVIO in elevation with rank up to E x A, and is backward compatible supporting legacy UEs.

[0059] Those of skill in the art would understand that information and signals may be represented using any of a variety of different technologies and techniques. For example, data, instructions, commands, information, signals, bits, symbols and chips that may be referenced throughout the above description may be represented by voltages, currents, electromagnetic waves, magnetic fields or particles, optical fields or particles, or any combination thereof.

[0060] Those of skill would further appreciate that the various illustrative logical blocks, modules, circuits and algorithm steps described in connection with the disclosure herein may be implemented as electronic hardware, computer software, or

P&S Ref. No.: 124670PC 13 P2013971E combinations of both. To clearly illustrate this interchangeability of hardware and software, various illustrative components, blocks, modules, circuits and steps have been described above generally in terms of their functionality. Whether such functionality is implemented as hardware or software depends upon the particular application and design constraints imposed on the overall system. Skilled artisans may implement the described functionality in varying ways for each particular application, but such implementation decisions should not be interpreted as causing a departure from the scope of the present disclosure.

[0061] The various illustrative logical blocks, modules, and circuits described in connection with the disclosure herein may be implemented or performed with a general- purpose processor, a digital signal processor (DSP), an application specific integrated circuit (ASIC), a field programmable gate array (FPGA) or other programmable logic device, discrete gate or transistor logic, discrete hardware components or any combination thereof designed to perform the functions described herein. A general- purpose processor may be a microprocessor, but in the alternative, the processor may be any conventional processor, controller, microcontroller or state machine. A processor may also be implemented as a combination of computing devices, e.g., a combination of a DSP and a microprocessor, a plurality of microprocessors, one or more microprocessors in conjunction with a DSP core, or any other such configuration.

[0062] The steps of a method or algorithm described in connection with the disclosure herein may be embodied directly in hardware, in a software module executed by a processor, or in a combination of the two. A software module may reside in RAM memory, flash memory, ROM memory, EPROM memory, EEPROM memory, registers, hard disk, a removable disk, a CD-ROM or any other form of storage medium known in the art. An exemplary storage medium is coupled to the processor such that the processor can read information from, and/or write information to, the storage medium. In the alternative, the storage medium may be integral to the processor. The processor and the storage medium may reside in an ASIC. The ASIC may reside in a user terminal. In the alternative, the processor and the storage medium may reside as discrete components in a user terminal. Generally, where there are operations illustrated in Figures, those operations may have corresponding counterpart means-plus-function components with similar numbering.

P&S Ref. No.: 124670PC 14 P2013971E [0063] In one or more exemplary designs, the functions described may be implemented in hardware, software, firmware or any combination thereof. If implemented in software, the functions may be stored on or transmitted over as one or more instructions or code on a computer-readable medium. Computer-readable media includes both computer storage media and communication media including any medium that facilitates transfer of a computer program from one place to another. A storage media may be any available media that can be accessed by a general purpose or special purpose computer. By way of example, and not limitation, such computer-readable media can comprise RAM, ROM, EEPROM, CD-ROM or other optical disk storage, magnetic disk storage or other magnetic storage devices, or any other medium that can be used to carry or store desired program code means in the form of instructions or data structures and that can be accessed by a general-purpose or special-purpose computer, or a general-purpose or special-purpose processor. Also, any connection is properly termed a computer-readable medium. For example, if the software is transmitted from a website, server, or other remote source using a coaxial cable, fiber optic cable, twisted pair, digital subscriber line (DSL), or wireless technologies such as infrared, radio, and microwave, then the coaxial cable, fiber optic cable, twisted pair, DSL, or wireless technologies such as infrared, radio, and microwave are included in the definition of medium. Disk and disc, as used herein, includes compact disc (CD), laser disc, optical disc, digital versatile disc (DVD), floppy disk and blu-ray disc where disks usually reproduce data magnetically, while discs reproduce data optically with lasers. Combinations of the above should also be included within the scope of computer- readable media.

[0064] The previous description of the disclosure is provided to enable any person skilled in the art to make or use the disclosure. Various modifications to the disclosure will be readily apparent to those skilled in the art, and the generic principles defined herein may be applied to other variations without departing from the spirit or scope of the disclosure. Thus, the disclosure is not intended to be limited to the examples and designs described herein, but is to be accorded the widest scope consistent with the principles and novel features disclosed herein.

P&S Ref. No.: 124670PC 15 P2013971E

Claims

WHAT IS CLAIMED IS: CLAIMS

1. A method for wireless communications by a user equipment (UE), comprising: receiving first reference signals transmitted, using a plurality of elevation beams, from a base station having a multi-dimensional array of transmit antennas;

selecting, based on the reference signals, a preferred elevation beam from the plurality of elevation beams;

providing to the base station an indication of at least one preferred elevation beam; receiving second reference signals transmitted, using the preferred elevation beam and a plurality of azimuthal ports; and

providing channel feedback to the base station, based on the second reference signals.

2. The method of claim 1, wherein the channel feedback comprises at least one of a channel quality indicator (CQI) and a precoding matrix indicator (PMI).

3. The method of claim 2, wherein the PMI comprises an azimuthal PMI of the preferred elevation beam.

4. The method of claim 1, wherein the virtual elevation beams are formed by mapping antenna ports in an elevation dimension to a number of virtual beams.

5. The method of claim 4, wherein each elevation beam is generated as an aggregation of entries of an elevation precoding code book (CB).

6. The method of claim 1, wherein the UE feeds back at least two preferred elevation beams.

7. The method of claim 6, wherein the UE feeds back at least two preferred elevation beams when elevation angular spread is above a threshold value as determined based on the first reference signals.

8. The method of claim 6, wherein the second reference signals comprise UE- specific channel state information reference signal (CSI-RS) resources for each

P&S Ref. No.: 124670PC 16 P2013971E preferred elevation beam.

9. The method of claim 1, wherein:

the first reference signals are transmitted using common channel state information reference signal (CSI-RS) resources; and

the second reference signals are transmitted using UE-specific CSI-RS resources.

10. The method of claim 1, wherein the plurality of elevation beams comprise a plurality of fixed elevation beams, with each fixed elevation beam mapped to a particular channel state information reference signal (CSI-RS) resource.

11. The method of claim 10, further comprising receiving signaling indicating information regarding the mapping.

12. The method of claim 1, wherein providing to the base station an indication of at least one preferred elevation beam comprises:

providing an indication of a group index of elevation beams and an offset in the group.

13. The method of claim 12, wherein feedback regarding a group is provided less frequently than feedback regarding an offset within the group.

14. The method of claim 1, further comprising:

providing to the base station an indication of at least one non-preferred interfering elevation beam or group index of elevation beams.

15. A method for wireless communications by a base station (BS) having a multidimensional array of transmit antennas, comprising:

transmitting first reference signals using a plurality of elevation beams;

receiving, from a user equipment (UE), an indication of at least one preferred elevation beam selected from the plurality of elevation beams, based on the reference signals;

transmitting second reference signals using the preferred elevation beam and a plurality of azimuthal ports; and

P&S Ref. No.: 124670PC \η P2013971E receiving channel feedback from the UE, based on the second reference signals.

16. The method of claim 15, wherein the channel feedback comprises at least one of a channel quality indicator (CQI) and a precoding matrix indicator (PMI).

17. The method of claim 16, wherein the PMI comprises an azimuthal PMI of the preferred elevation beam.

18. The method of claim 15, wherein the virtual elevation beams are formed by mapping antenna ports in an elevation dimension to a number of virtual beams.

19. The method of claim 18, wherein each elevation beam is generated as an aggregation of entries of an elevation precoding code book (CB).

20. The method of claim 15, wherein the UE feeds back at least two preferred elevation beams.

21. The method of claim 20, wherein the UE feeds back at least two preferred elevation beams when elevation angular spread is above a threshold value as determined based on the first reference signals.

22 The method of claim 20, wherein the second reference signals comprise UE- specific channel state information reference signal (CSTRS) resources for each preferred elevation beam.

23. The method of claim 15, wherein:

the first reference signals are transmitted using common channel state information reference signal (CSTRS) resources; and

24. The method of claim 23, wherein:

the common CSI-RS resources are configured for elevation aware UEs; and the base station applies cell level elevation antenna aggregation for UE-specific CSI-RS transmissions for non-elevation aware UEs.

P&S Ref. No.: 124670PC 18 P2013971E

25. The method of claim 15, wherein the plurality of elevation beams comprise a plurality of fixed elevation beams, with each fixed elevation beam mapped to a particular channel state information reference signal (CSTRS) resource.

26. The method of claim 25, further comprising transmitting signaling indicating information regarding the mapping.

27. The method of claim 15, wherein transmitting the first reference signals comprise:

classifying elevation beams into groups of beams; and

transmitting only one beam from each group per resource block.

28. The method of claim 27, wherein beams in each group are cyclically shifted transmitted over time symbol and frequency resource blocks.

29. The method of claim 27, wherein the indication of at least one preferred elevation beam comprises:

an indication of a group index of elevation beams and an offset in the group.

30. The method of claim 29, wherein feedback regarding a group is received less frequently than feedback regarding an offset within the group.

31. The method of claim 15, further comprising:

receiving, from the UE, an indication of at least one non-preferred interfering elevation beam or group index of elevation beams.

32. An apparatus for wireless communications by a user equipment (UE), comprising:

means for receiving first reference signals transmitted, using a plurality of elevation beams, from a base station having a multi-dimensional array of transmit antennas;

means for selecting, based on the reference signals, a preferred elevation beam from the plurality of elevation beams;

P&S Ref. No.: 124670PC 19 P2013971E providing to the base station an indication of at least one preferred elevation beam; means for receiving second reference signals transmitted, using the preferred elevation beam and a plurality of azimuthal ports; and

means for providing channel feedback to the base station, based on the second reference signals.

33. An apparatus for wireless communications by a base station (BS) having a multi-dimensional array of transmit antennas, comprising:

means for transmitting first reference signals using a plurality of elevation beams; means for receiving, from a user equipment (UE), an indication of at least one preferred elevation beam selected from the plurality of elevation beams, based on the reference signals;

means for transmitting second reference signals using the preferred elevation beam and a plurality of azimuthal ports; and

means for receiving channel feedback from the UE, based on the second reference signals.

34. An apparatus for wireless communications by a user equipment (UE), comprising:

at least one processor configured to receive first reference signals transmitted, using a plurality of elevation beams, from a base station having a multi-dimensional array of transmit antennas, select, based on the reference signals, a preferred elevation beam from the plurality of elevation beams, provide to the base station an indication of at least one preferred elevation beam, receive second reference signals transmitted, using the preferred elevation beam and a plurality of azimuthal ports, and providing channel feedback to the base station, based on the second reference signals; and

memory coupled with the at least one apparatus.

35. An apparatus for wireless communications by a base station (BS) having a multi-dimensional array of transmit antennas, comprising:

at least one processor configured to transmit first reference signals using a plurality of elevation beams, receive, from a user equipment (UE), an indication of at least one preferred elevation beam selected from the plurality of elevation beams, based on the reference signals, transmit second reference signals using the preferred elevation

P&S Ref. No.: 124670PC 20 P2013971E beam and a plurality of azimuthal ports, and receive channel feedback from the UE, based on the second reference signals; and

a memory coupled with the at least one processor.

36. A program product for wireless communications by a user equipment (UE) comprising a computer-readable medium having instructions stored thereon, the instructions executable by one or more processors for:

receiving first reference signals transmitted, using a plurality of elevation beams, from a base station having a multi-dimensional array of transmit antennas;

37. A program product for wireless communications by a base station (BS) comprising a computer-readable medium having instructions stored thereon, the instructions executable by one or more processors for:

transmitting first reference signals using a plurality of elevation beams;

receiving channel feedback from the UE, based on the second reference signals.

P&S Ref. No.: 124670PC 21 P2013971E