WO2012122648A1 - Communications device providing near field communication (nfc) secure element disabling features related methods - Google Patents

Communications device providing near field communication (nfc) secure element disabling features related methods Download PDF

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Publication number
WO2012122648A1
WO2012122648A1 PCT/CA2012/050152 CA2012050152W WO2012122648A1 WO 2012122648 A1 WO2012122648 A1 WO 2012122648A1 CA 2012050152 W CA2012050152 W CA 2012050152W WO 2012122648 A1 WO2012122648 A1 WO 2012122648A1
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WO
WIPO (PCT)
Prior art keywords
security
nfc
communications
processor
application data
Prior art date
Application number
PCT/CA2012/050152
Other languages
French (fr)
Inventor
Ravi Singh
Neil Patrick Adams
Kristof Takacs
Shivangi Anantrupa Gandhi
Original Assignee
Research In Motion Limited
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Research In Motion Limited filed Critical Research In Motion Limited
Priority to EP12757420.0A priority Critical patent/EP2687037A4/en
Priority to CA2829620A priority patent/CA2829620A1/en
Publication of WO2012122648A1 publication Critical patent/WO2012122648A1/en

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Classifications

    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W12/00Security arrangements; Authentication; Protecting privacy or anonymity
    • H04W12/12Detection or prevention of fraud
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06FELECTRIC DIGITAL DATA PROCESSING
    • G06F21/00Security arrangements for protecting computers, components thereof, programs or data against unauthorised activity
    • G06F21/60Protecting data
    • G06F21/62Protecting access to data via a platform, e.g. using keys or access control rules
    • G06F21/6209Protecting access to data via a platform, e.g. using keys or access control rules to a single file or object, e.g. in a secure envelope, encrypted and accessed using a key, or with access control rules appended to the object itself
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06QINFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q20/00Payment architectures, schemes or protocols
    • G06Q20/30Payment architectures, schemes or protocols characterised by the use of specific devices or networks
    • G06Q20/32Payment architectures, schemes or protocols characterised by the use of specific devices or networks using wireless devices
    • G06Q20/327Short range or proximity payments by means of M-devices
    • G06Q20/3278RFID or NFC payments by means of M-devices
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W12/00Security arrangements; Authentication; Protecting privacy or anonymity
    • H04W12/08Access security
    • H04W12/086Access security using security domains
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06FELECTRIC DIGITAL DATA PROCESSING
    • G06F2221/00Indexing scheme relating to security arrangements for protecting computers, components thereof, programs or data against unauthorised activity
    • G06F2221/21Indexing scheme relating to G06F21/00 and subgroups addressing additional information or applications relating to security arrangements for protecting computers, components thereof, programs or data against unauthorised activity
    • G06F2221/2143Clearing memory, e.g. to prevent the data from being stolen
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04MTELEPHONIC COMMUNICATION
    • H04M2250/00Details of telephonic subscriber devices
    • H04M2250/04Details of telephonic subscriber devices including near field communication means, e.g. RFID
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W84/00Network topologies
    • H04W84/02Hierarchically pre-organised networks, e.g. paging networks, cellular networks, WLAN [Wireless Local Area Network] or WLL [Wireless Local Loop]
    • H04W84/10Small scale networks; Flat hierarchical networks
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04WWIRELESS COMMUNICATION NETWORKS
    • H04W88/00Devices specially adapted for wireless communication networks, e.g. terminals, base stations or access point devices
    • H04W88/02Terminal devices

Definitions

  • This application relates to the field of
  • PDA Personal Digital Assistant
  • These multi- function devices usually allow electronic mail (email) messages to be sent and received wirelessly, as well as access the internet via a cellular network and/or a wireless local area network (WLAN) , for example.
  • a cellular network and/or a wireless local area network (WLAN) , for example.
  • WLAN wireless local area network
  • NFC near field communication
  • FIG. 1 is a schematic block diagram of a
  • FIG. 2 is a schematic diagram of the communications system of FIG. 1 showing the display of the mobile device.
  • FIG. 3 is a more detailed schematic diagram of the communications system of FIG. 1.
  • FIG. 4 is a flow diagram illustrating example method aspects associated with the systems of FIGS. 1-3.
  • FIG. 5 is a schematic block diagram of a
  • FIG. 6 is a flow diagram illustrating example method aspects associated with the system of FIG. 5.
  • FIG. 7 is a schematic block diagram illustrating example mobile wireless communications device components that may be used with the devices of FIGS. 1-3 and 5.
  • a communications device may include a near field communication (NFC) device, at least one memory configured to store secure application data to be communicated via the NFC device and a secure element (SE) application programming interface (API) associated with the secure application data, and a processor coupled with the NFC device and with the at least one memory.
  • the processor may be configured to disable the SE API to prevent access to the secure application data based upon a security condition, and enable the SE API to allow access to the secure application data based upon a security restore event. Accordingly, the processor may advantageously prevent access to the secure application data without having to wait for a trusted service manager (TSM) to authorize deletion of the secure application data, for example.
  • TSM trusted service manager
  • the communications device may further include a wireless transceiver coupled with the processor, and the security condition may comprise initiation of a wipe while the wireless transceiver is not in
  • the communications device may further include an input device coupled with the processor, and the security condition may comprise a threshold number of unsuccessful device authentication attempts via the input device, or a security command entered via the input device.
  • the security restore event may comprise receiving a secure application data delete command via the wireless transceiver, or receiving a security restore command via the input device.
  • the NFC device may also have an NFC API associated therewith.
  • the processor may be further configured to enable the NFC API for NFC communication while the SE API is disabled. Additionally, the processor may be further configured to enable the NFC API for NFC communication while the SE API is disabled.
  • a related communications system may include a NFC terminal and a communications device, such as the one described briefly above.
  • a related method for operating a communications device may include disabling the SE API to prevent access to the secure application data based upon a security condition, and enabling the SE API to allow access to the secure
  • a related non-transitory computer-readable medium is for a communications device such as the one described briefly above.
  • the non-transitory computer-readable medium may have computer-executable instructions for causing the
  • communications device to perform steps comprising disabling the SE API to prevent access to the secure application data based upon a security condition, and enabling the SE API to allow access to the secure application data based upon a security restore event.
  • a communications system 30 illustratively includes a near field communication (NFC) terminal 31 associated with an object, and a mobile wireless communications device 32 (also referred to as a "mobile device” herein) .
  • NFC near field communication
  • mobile wireless communications device 32 also referred to as a “mobile device” herein.
  • communications devices may include portable or personal media players (e.g., music or MP3 players, video players, electronic book readers, etc.), portable gaming devices, portable or mobile telephones, smartphones, tablet computers, digital cameras, etc.
  • portable or personal media players e.g., music or MP3 players, video players, electronic book readers, etc.
  • portable gaming devices e.g., portable gaming devices, portable or mobile telephones, smartphones, tablet computers, digital cameras, etc.
  • the mobile device 32 illustratively includes a portable housing 33 and a wireless transceiver 34 carried by the portable housing 33.
  • the wireless transceiver 34 may comprise a cellular transceiver or other type of wireless communications transceiver, and may communicate any
  • the wireless transceiver 34 may communicate with a security server 36 that may provide one or more of remote instructions and provisioning operations to the mobile device 32.
  • the mobile device 32 includes a display 46 carried by the portable housing 33.
  • the display 46 may comprise a liquid crystal display (LCD) , for example, and may be
  • the display 46 may be in the form of an active display that includes a backlight, for example.
  • the display 46 may display email information, contact information, or call information.
  • the display 46 may be another type of display, for example, a passive display, and may display other
  • the mobile device 32 also includes an input device 45.
  • the input device 45 may be a keypad, touch-screen display, or other input device, for example.
  • the mobile device 32 also includes a processor 35 that is carried by the portable housing 33 and coupled with the wireless transceiver circuitry 34, the input device 45, and the display 46.
  • the processor 35 may be implemented using hardware (e.g., memory, etc.) and software components, i.e., computer-readable instructions for causing the mobile device 32 to perform the various functions or operations described herein .
  • the mobile device 32 also includes an NFC device 40 carried by the portable housing and coupled with the processor 35.
  • the NFC device 40 includes a NFC controller 41 and a NFC transceiver 42 coupled with the NFC controller 41.
  • the NFC controller 41 and the NFC transceiver 42 advantageously cooperate to perform at least one NFC communication function.
  • the NFC device 40 may communicate with the NFC terminal 31 based upon proximity thereto using NFC
  • the NFC terminal 31 may be a NFC tag, a NFC- enabled mobile device, a smart poster, etc.
  • NFC is a short-range wireless communications technology in which NFC-enabled devices are “swiped,” “bumped” or otherwise moved in close proximity to communicate.
  • NFC may operate at 13.56 MHz and with an effective range of several centimeters, typically 4 cm or less, but other suitable versions of near-field communication which may have different operating frequencies, effective ranges, etc., for example, may also be used.
  • the NFC device 40 also includes a first memory 43 coupled to the NFC controller 41. More particularly, the first memory 43 may be embedded within the NFC device hardware or within the NFC integrated circuit (IC) .
  • the first memory 43 may be tamper resistant, for example. In other words, the first memory 43 may comprise a secure element.
  • the first memory 43 or secure element may store applications relating to NFC communications, or contactless applications for communicating with the NFC terminal 31.
  • the applications may include financial payment applications, secure access system applications, loyalty card applications, and other applications, and may be encrypted.
  • the first memory 43 may store only one
  • the mobile device 32 also includes a second memory 44.
  • the second memory 44 may comprise the device memory, for example.
  • the second memory 44 may include operating system files, applications, and other device data.
  • the second memory 44 may be part of the universal integrated circuit card (UICC) , for example.
  • the second memory 44 may also be removable, and may be a secure-digital (SD) card or a subscriber identity module (SIM) card, for example.
  • the second memory 44 may comprise another type of memory, for example a flash memory. While first and second memories 43, 44 are described herein, more than two memories may be used.
  • applications, or secure elements may be stored in or spread over various memory devices .
  • a secure element may be implemented in a dedicated or secure area of a common memory, for example. In addition, multiple secure elements may be used .
  • the processor 35 may be configured to disable the NFC transceiver 42 based upon a security condition.
  • a security condition may occur when a user of the device 32 cannot be authenticated, for example, as a result of the device 32 receiving too many incorrect password entries via the input device 45.
  • the security condition may occur when the device 32 receives, via the input device 45, a command to perform operations associated with a security condition. This may occur, for example, in the context of a user who will no longer be using the device 32 and is
  • a security condition may occur when the device 32 receives a remote command, e.g., a remote wipe command, indicating a security condition, for example, from a system administrator. This may occur, for example, in the context of a lost or stolen or otherwise compromised device.
  • a user-initiated wipe may also occur when the mobile device 32 is not in communication with a network, i.e., it is out of coverage (e.g., wireless coverage, data coverage, radio coverage, etc., for example.
  • the processor 35 may be configured to disable access to the applications on the first memory 43, e.g., secure payment applications.
  • Disabling is performed since the mobile device 32 typically does not have unlimited read/write access to the first memory 43 since the first memory does not inherently "trust" the mobile device 32. That is, secure data or applications stored on the first memory 43 typically may not be modified except by a trusted third party source, as will be discussed further below.
  • the security server 36 is able to initiate a wipe of the first memory 43 based upon communication therewith, as will be described in further detail below. That is, the ability for a mobile device application to interact with an application on a secure element may be disabled via the baseband interface. Another example approach is to use a mobile device application to disable the ability of an application on the secure element to communicate via the NFC transceiver 42.
  • the processor 35 After disabling access to the applications on the first memory 43, the processor 35 is configured to erase the contents, or second application from the second memory 44, or device memory. In other words, the mobile device 32 is wiped.
  • the processor 35 performs a reset operation after successfully erasing the applications from the second memory 44.
  • the reset operation may be based upon a successful wipe.
  • the reset operation may be performed by selectively disabling a power source 37 carried by the housing 33 and coupled to the processor 35.
  • the reset operation may comprise a power down/power up cycle of the mobile device 32.
  • the power source 37 may comprise a battery cell, for example. In some example embodiments, a reset operation may not be performed.
  • the processor 35 is also configured to erase the applications from the first memory 43 after the reset
  • the processor 35 may erase the applications based upon a command received from the security server 36 via the wireless transceiver 34 after the reset operation.
  • the processor 35 after the applications are deleted or wiped from the first memory 44, is configured to enable access to the NFC transceiver .
  • the contents, or second application from the second memory 44 may not be erased based upon a security condition.
  • the application on the first memory 43 may be erased while selectively maintaining the second application on the second memory 44.
  • the processor 35 may be configured to erase the application from the first memory 43 without performing the steps of erasing the second application and resetting .
  • the first memory 43 may comprise an embedded secure element (eSE) .
  • An eSE comprises an integrated circuit (IC) that manages and includes credentials (e.g., credentials associated with various credit cards, bank cards, gift cards, access cards, transit passes, etc.) that have been provisioned to the mobile device 32.
  • the eSE 43 may run based upon a GlobalPlatform card specification and be compatible with a Java Card Platform Specification, for example .
  • the eSE 43 may run or be compatible with other or additional platforms .
  • GlobalPlatform is responsible for managing the lifecycle of other applets, and for providing them with security services (e.g., allowing application security domains to be created) .
  • Security domains maintain a lifecycle state for each applet (e.g., active, locked, etc.) , manage the keys for authenticated access to an applet, and serve as an endpoint when a secure channel is established between a security server 36, i.e., trusted service manager (TSM) and an applet.
  • TSM trusted service manager
  • RF readers and more particularly, NFC readers, for example, the NFC terminal 31 may communicate with the applets that are installed on the eSE 43 via the NFC controller 41 and NFC transceiver 43.
  • a reader, or NFC terminal 31 first selects an applet by its applet identifier (AID) , GlobalPlatform checks for the existence of the applet in question (and verifies that the applet is in the correct lifecycle state) , and then further application protocol data units (APDUs) sent by the reader are routed to the applet by GlobalPlatform.
  • AID applet identifier
  • APDUs application protocol data units
  • the RF readers for example, the NFC terminal 31, do not open secure channels to the security domains, and any authentication that occurs with the NFC terminal is the responsibility of the specific applet that gets selected.
  • the TSM 36 may open a secure channel to the issuer security domain (ISD) via the mobile device 32, by
  • An ISD is considered the security endpoint that communicates with the root TSM and allow for installation of applets and management of application security domains (ASDs) .
  • ASDs application security domains
  • the TSM 36 may then manage applets (e.g., install and delete them, change their lifecycle states) and manage the application security domains on the eSE 43.
  • the TSM 36 can then send APDUs to the applets that belong to that security domain.
  • the applet can determine that it is communicating with its TSM 36 over a secure channel, and can thus allow access to privileged or "administrative" commands.
  • the eSE 43 typically does not "trust" the mobile device 32 to the same degree as the TSM 36, since
  • the baseband interface generally refers to an interface for communications between the processor 35 and the eSE 43, or first memory, (via the NFC controller 41) . This may include commands that are sent from the wireless transceiver 34, for example, that are then sent to the eSE 43 across the baseband interface.
  • a credit card applet may allow the baseband interface to place it in a "visible” or “hidden” state, while allowing access to the necessary commands for a typical financial transaction over the NFC transceiver 42 or RF interface. It should be noted that due to this restriction, the mobile device 32 may not "wipe" the eSE 43 in a
  • the processor 35 takes steps to ensure data and access to the eSE 43 is prevented when the mobile device wipe is triggered (effectively
  • the eSE 43 may include applets or other code to perform the wipe process. More particularly, the eSE 43 may include one or more emulation layers, for example, the MIFARE and iClass emulation layers. The emulation layers may not be directly linked to applets or other code on the eSE 43, for example.
  • the applet generally includes security keys for writing to its corresponding emulation layer, for example, for the MIFARE emulation class, this would be K MIFARE, which is derived from K A and K B for a specific block of MIFARE memory.
  • K MIFARE which is derived from K A and K B for a specific block of MIFARE memory.
  • the applets may be visible over the baseband interface, and it may respond to a specific APDU that may trigger it to wipe its corresponding emulation layer using the security keys, for example.
  • the ISD lifecycle state can be moved to card lock, effectively disabling access to all applets on the eSE 43 by an applet provided that it is granted the card lock privilege.
  • a wipe applet can be installed and instantiated by the TSM 36 to the ISD and given card lock privileges.
  • the applet may be only visible over the baseband interface, and may respond to a specific APDU that triggers it to move the ISD lifecycle state to card lock. Additional code may be used so that certain portions, for example, internal code, can communicate with this applet.
  • the user uses the mobile device 32 normally for voice and/or data
  • the TSM installs and instantiates the "wipe applet" to the ISD, and asserts a persistent flag indicating the eSE 43 is in use.
  • the eSE 43 is provisioned with an emulation layer credential, for example, the corresponding emulation layer wipe applet would be installed and instantiated at this time.
  • the eSE 43 is provisioned with a MIFARE credential, then the MIFARE wipe applet would be installed and instantiated at this time .
  • the wipe is triggered.
  • the mobile device wipe may be triggered in multiple ways, for example, receipt of too many incorrect password entries via the input device 45 in an attempt to gain access to the mobile device 32, receipt of a local wipe command, e.g., comprising a "wipe" option on the mobile device, or a remote wipe command may be sent.
  • a local wipe command e.g., comprising a "wipe" option on the mobile device
  • a remote wipe command may be sent.
  • an acknowledgement may be sent, for example. It is worthwhile noting that the wipe may not be delayed if this
  • a second step access to the processing interface for communicating with the eSE 43 and the transceiver 42 is prevented or restricted. If a persistent flag indicating the eSE 43 has been personalized, the mobile device wipe code may assert a persistent flag indicating the eSE 43 has been locked. Each of the above-noted persistent flags may be set or cleared.
  • transceiver APIs check the value of a persistent flag
  • the eSE primary interface APIs typically should ignore any call not coming from an internal or trusted module, and the NFC transceiver APIs should disable all access to the card emulation mode.
  • each emulation layer is wiped.
  • the wipe APDU is sent to the corresponding wipe applet over the baseband interface.
  • the applet wipes personalization data in the emulation layer. More particularly, for example, the wipe APDU may wipe the personalization data in the iClass and MIFARE emulation layers.
  • a fourth step the eSE 43/ISD is moved to a card locked state.
  • the wipe APDU is sent to the wipe applet over the baseband interface.
  • the applet moves the ISD state to card locked, effectively denying access to applets and security domains on the eSE 43. It should be noted that this step should take place after the third step, since otherwise communication may not be possible with the applets that wipe the emulation layers in those steps.
  • the eSE 43 still includes personalized applets, these applets are no longer accessible to anyone but the TSM 36. From the end user's perspective, the eSE 43 is "wiped".
  • the mobile device 32 is wiped.
  • the mobile device 32 is wiped by operating system (OS) code, for example .
  • OS operating system
  • the mobile device 32 restarts.
  • the mobile device 32 restarts after the wipe is successful.
  • an eSE proxy (not shown) signals the TSM 36.
  • the eSE proxy starts up and detects that the ISD is in a card locked state (by attempting to select the ISD over the baseband interface, or by checking the persistent flag indicating the eSE 43 has been locked. It then waits for a data connection and signals the TSM 36 that the eSE 43 needs to be wiped.
  • the eSE 43 is wiped.
  • the TSM 36 deletes all applets from the eSE 43. It should be noted that in some embodiments, selective access to the eSE 43 may be provided over the baseband interface. For example, an
  • a mobile device manufacturer may be allowed to access the eSE 43 for the purposes of wiping the eSE, while access from third party applications may be restricted.
  • the processor 35 determines whether a security condition has been initiated (Block 64) .
  • the securing condition may comprise a wipe, or entering a wrong password a given number of times (which may also trigger a wipe in some embodiments) . If a security condition is determined, the processor 35 disables the NFC transceiver 42 (Block 66) . The processor 35 then disables access to the first plurality of applications on the first memory 43 (Block 68) . At Block 70, the processor 35 erases the second application from the second memory 44. A reset operation is performed by the processor 35 (Block 72) .
  • the security server 36 sends a signal to the processor 35 via the wireless transceiver 34 once a connection is established therewith.
  • the processor 35 erases the first plurality of applications from the first memory 43 if the signal from the security server 36 is received.
  • the NFC transceiver 42 at Block 78 is re-enabled after the first plurality of applications is erased. The method ends at Block 80.
  • a related communications system 130 illustratively includes an NFC terminal 131, a communications device 132 (e.g., a mobile wireless
  • the communications device 132 illustratively includes a housing 133 carrying a wireless transceiver 134, a NFC device 140, an input device (s) 145, a display 146, one or more memories 147, and a processor 135.
  • transceiver 134 NFC device 140, input device 145, display 146, and memory 147 are illustratively coupled with the processor 135, and these components are similar to the counterpart components described above except as otherwise described below.
  • the NFC device 140 has one or more NFC APIs 150 associated therewith.
  • the memory 147 may be part of the NFC device 140 in some embodiments, it may be a separate memory (e.g., SD card, SIM card, etc.), or both types of memories may be used, as noted above.
  • the memory 147 illustratively includes secure element (SE) application data 148 to be communicated via the NFC device 140 (e.g., a secure applet, account information, etc.), and an SE API 149 associated with the secure application data.
  • SE secure element
  • the API controls access to the SE application data 148 stored in the memory 147.
  • SEs are where NFC applets such as payment (e.g., credit or debit card, etc.), transit, physical access control, and other secure applications are stored.
  • the SE will allow the mobile device 132 to act as a payment or access card, for example.
  • installation and removal or deletion of applications from an SE may only be performed by a third party entity that holds the master keys (i.e., issuer security domain keys) to authenticate with the SE.
  • the third party entity e.g., TSM
  • TSM may open a cryptographically secure channel to the secure element (e.g., using a proxy application running on the mobile device 132 to access the SE) .
  • the TSM when a credit card applet is to be installed on the SE of the mobile device 132, the TSM, after receiving the appropriate instructions from the given bank, will open a secure channel to a secure element and install the appropriate credit card applet. Subsequently, if the credit card applet is to be removed or deleted, the TSM will remove it.
  • Such TSM operations require a communications link between the proxy and the TSM (typically an over-the-air connection in the case of a mobile wireless communications device, as described above) .
  • a communications link between the proxy and the TSM typically an over-the-air connection in the case of a mobile wireless communications device, as described above.
  • the TSM will not be able to issue the appropriate delete commands, so even after a security wiping of the mobile device 132, the memory 147 will still retain all of the SE application data 148.
  • a credit card may still be used after the mobile device 132 is wiped and handed off to another user.
  • the disabling may occur despite the wireless transceiver 134 not being in communication with the security server 136 (e.g., TSM) via a wireless communications network.
  • a security condition such as a device wipe
  • Another security condition that may trigger disabling of the SE API 149 may include a threshold number of unsuccessful access attempts to access the mobile device 132 via the input device 145 (e.g., incorrectly entered passwords, etc.), as noted above.
  • Still another security condition that may trigger disabling of the SE API 149 is a security command entered via the input device 145.
  • a security command e.g., selection of a security option from an onscreen menu, etc.
  • a security command may be used to temporarily cause the processor 135 to disable the SE API 149 so that the SE application data 148 may not be accessed.
  • write access to the memory 147 may optionally be selectively disabled while the SE API is disabled, at Block 168. That is, the processor 135 may prevent any further SE data from being written to or installed on the memory 147 by TSMs until the security condition has been resolved, as will be discussed further below. However, in the interim, the processor 135 may optionally enable (or continue to allow) the NFC API 150 to perform NFC communication while the SE API 149 remains disabled for other NFC applications that do not require access to the SE data 148, at Block 147.
  • the processor 135 may enable the SE API 149 to again allow access to the SE data 148 based upon a security restore event, at Blocks 172, 174, which concludes the illustrated method (Block 176) . Accordingly, the processor 135 may advantageously prevent access to the SE data 148 without having to wait for a TSM to authorize deletion of the secure application data, for example.
  • the security restore event may include receiving a secure application data delete command via the wireless transceiver 134, such as a delete command from the TSM that issued the SE data 148.
  • the security restore event may comprise providing a secure password, biometric, etc., to restore NFC communication for the SE API.
  • the processor 135 is advantageously able to disable or suspend the SE API 149 and the ability for the NFC device 140 to route NFC traffic to the SE API if a security condition occurs.
  • the processor 135 prevents NFC device 140 traffic from being routed to or from the SE API 149.
  • the SE data 148 remains in the memory 147
  • the NFC terminal 131 e.g., an external point-of-sale terminal
  • the processor 135 may, for example, only allow NFC device 140 traffic to resume routing to the SE API
  • the processor 135 may also lock baseband access to the SE data 148 (e.g. through JSR-177) unless the baseband access is being used to issue a delete command. Once the delete command has been issued, baseband access may be reinstated.
  • the mobile device 132 may be wiped at any time, regardless of whether it has coverage or whether there is a SIM inserted, without having to wait for a TSM to issue delete commands to the secure element to ensure SE data 148
  • the processor 135 will enforce receipt of a cryptographically protected delete command from the TSM (in the case of a device wipe security condition) or appropriate security credentials before allowing the SE API 149 to be used again, such as through the NFC device 140 or the wireless transceiver 134.
  • a related non-transitory computer-readable medium example embodiment may have computer-executable instructions for causing the communications device 132 to perform steps including disabling the SE API 149 to prevent access to the SE data 148 based upon a security condition, and enabling the SE API to again allow access to the SE data based upon a security restore event, as described further above.
  • the non-transitory computer-readable medium may perform additional steps
  • the device 1000 illustratively includes a housing 1200, a keyboard or keypad 1400 and an output device 1600.
  • the output device shown is a display 1600, which may comprise a full graphic LCD. Other types of output devices may alternatively be utilized.
  • a processing device 1800 is contained within the housing 1200 and is coupled between the keypad 1400 and the display 1600. The processing device 1800 controls the operation of the display 1600, as well as the overall operation of the mobile device 1000, in response to actuation of keys on the keypad 1400.
  • the housing 1200 may be elongated vertically, or may take on other sizes and shapes (including clamshell housing structures) .
  • the keypad may include a mode selection key, or other hardware or software for switching between text entry and telephony entry.
  • FIG. 7 In addition to the processing device 1800, other parts of the mobile device 1000 are shown schematically in FIG. 7. These include a communications subsystem 1001; a short-range communications subsystem 1020; the keypad 1400 and the display 1600, along with other input/output devices 1060, 1080, 1100 and 1120; as well as memory devices 1160, 1180 and various other device subsystems 1201.
  • the mobile device 1000 may comprise a two-way RF communications device having data and, optionally, voice communications capabilities.
  • the mobile device 1000 may have the capability to communicate with other computer systems via the Internet.
  • Operating system software executed by the processing device 1800 is stored in a persistent store, such as the flash memory 1160, but may be stored in other types of memory devices, such as a read only memory (ROM) or similar storage element.
  • system software, specific device applications, or parts thereof may be temporarily loaded into a volatile store, such as the random access memory (RAM) 1180.
  • Communications signals received by the mobile device may also be stored in the RAM 1180.
  • the processing device 1800 in addition to its operating system functions, enables execution of software applications 1300A-1300N on the device 1000.
  • a predetermined set of applications that control basic device operations, such as data and voice communications 1300A and 1300B, may be installed on the device 1000 during manufacture.
  • a personal information manager (PIM) application may be installed during manufacture.
  • the PIM may be capable of organizing and managing data items, such as e-mail, calendar events, voice mails, appointments, and task items.
  • the PIM application may also be capable of sending and receiving data items via a wireless network 1401.
  • the PIM data items may be seamlessly integrated, synchronized and updated via the wireless network 1401 with corresponding data items stored or associated with a host computer system.
  • Communication functions including data and voice communications, are performed through the communications subsystem 1001, and possibly through the short-range
  • the communications subsystem 1001 includes a receiver 1500, a transmitter 1520, and one or more antennas 1540 and 1560.
  • the communications subsystem 1001 also includes a processing module, such as a digital signal processor (DSP) 1580, and local oscillators (LOs) 1601.
  • DSP digital signal processor
  • LOs local oscillators
  • a mobile device 1000 may include a communications subsystem 1001 designed to operate with the MobitexTM, Data TACTM or General Packet Radio Service (GPRS) mobile data communications networks, and also designed to operate with any of a variety of voice communications networks, such as AMPS, TDMA, CDMA, WCDMA, PCS, GSM, EDGE, etc. Other types of data and voice networks, both separate and integrated, may also be utilized with the mobile device 1000.
  • the mobile device 1000 may also be compliant with other communications standards such as 3GSM, 3GPP, UMTS, 4G, etc.
  • Network access requirements vary depending upon the type of communication system. For example, in the Mobitex and DataTAC networks, mobile devices are registered on the network using a unique personal identification number or PIN
  • a GPRS device therefore typically involves use of a subscriber identity module, commonly referred to as a SIM card, in order to operate on a GPRS network.
  • SIM card subscriber identity module
  • the mobile device 1000 may send and receive communications signals over the communication network 1401.
  • Signals received from the communications network 1401 by the antenna 1540 are routed to the receiver 1500, which provides for signal amplification, frequency down conversion, filtering, channel selection, etc., and may also provide analog to digital conversion. Analog-to-digital conversion of the received signal allows the DSP 1580 to perform more complex communications functions, such as demodulation and decoding.
  • signals to be transmitted to the network 1401 are processed (e.g. modulated and encoded) by the DSP 1580 and are then provided to the transmitter 1520 for digital to analog conversion, frequency up conversion, filtering, amplification and transmission to the communication network 1401 (or networks) via the antenna 1560.
  • the DSP 1580 provides for control of the receiver 1500 and the transmitter 1520. For example, gains applied to communications signals in the receiver 1500 and transmitter 1520 may be adaptively controlled through automatic gain control
  • a received signal such as a text message or web page download, is processed by the communications subsystem 1001 and is input to the
  • the received signal is then further processed by the processing device 1800 for an output to the display 1600, or alternatively to some other auxiliary I/O device 1060.
  • a device may also be used to compose data items, such as e-mail messages, using the keypad 1400 and/or some other auxiliary I/O device 1060, such as a touchpad, a rocker switch, a thumb-wheel, or some other type of input device.
  • the composed data items may then be transmitted over the
  • a voice communications mode In a voice communications mode, overall operation of the device is substantially similar to the data communications mode, except that received signals are output to a speaker 1100, and signals for transmission are generated by a
  • the display 1600 may also be utilized in voice communications mode, for example to display the identity of a calling party, the duration of a voice call, or other voice call related information.
  • the short-range communications subsystem enables communication between the mobile device 1000 and other proximate systems or devices, which need not necessarily be similar devices.
  • the short-range communications subsystem may include an infrared device and associated circuits and components, a BluetoothTM communications module to provide for communication with similarly-enabled systems and devices, or a near field communications (NFC) sensor for communicating with a NFC device or NFC tag via NFC
  • NFC near field communications

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Abstract

A communications device may include a near field communication (NFC) device, at least one memory configured to store secure application data to be communicated via the NFC device and a secure element (SE) application programming interface (API) associated with the secure application data, and a processor coupled with the NFC device and the at least one memory. The processor may be configured to disable the SE API to prevent access to the secure application data based upon a security condition, and enable the SE API to allow access to the secure application data based upon a security restore event.

Description

COMMUNICATIONS DEVICE PROVIDING NEAR FIELD COMMUNICATION (NFC) SECURE ELEMENT DISABLING FEATURES RELATED METHODS
CROSS-REFERENCE TO RELATED APPLICATIONS This application claims the benefit of and priority to United States Provisional Patent
Application No. 61/452,511 filed March 14, 2011 and U.S. Patent Application Serial No.
13/157,685 filed June 10, 2011.
The content of the above patent applications are hereby expressly incorporated by reference into the detailed description hereof.
Technical Field
[0001] This application relates to the field of
communications, and more particularly, to wireless
communications systems and related methods.
Background
[0002] Mobile communication systems continue to grow in popularity and have become an integral part of both personal and business communications. Various mobile devices now incorporate Personal Digital Assistant (PDA) features such as calendars, address books, task lists, calculators, memo and writing programs, media players, games, etc. These multi- function devices usually allow electronic mail (email) messages to be sent and received wirelessly, as well as access the internet via a cellular network and/or a wireless local area network (WLAN) , for example.
[0003] Some mobile devices incorporate contactless card technology and/or near field communication (NFC) chips. NFC technology is commonly used for contactless short-range communications based on radio frequency identification (RFID) standards, using magnetic field induction to enable
communication between electronic devices, including mobile wireless communications devices. This short-range high frequency wireless communications technology exchanges data between devices over a short distance, such as only a few centimeters . Brief Description of the Drawings
[0004] FIG. 1 is a schematic block diagram of a
communications system in accordance with an example
embodiment .
[0005] FIG. 2 is a schematic diagram of the communications system of FIG. 1 showing the display of the mobile device.
[0006] FIG. 3 is a more detailed schematic diagram of the communications system of FIG. 1.
[0007] FIG. 4 is a flow diagram illustrating example method aspects associated with the systems of FIGS. 1-3.
[0008] FIG. 5 is a schematic block diagram of a
communications system in accordance with another example embodiment .
[0009] FIG. 6 is a flow diagram illustrating example method aspects associated with the system of FIG. 5.
[0010] FIG. 7 is a schematic block diagram illustrating example mobile wireless communications device components that may be used with the devices of FIGS. 1-3 and 5.
Detailed Description
[0011] The present description is made with reference to the accompanying drawings, in which embodiments are shown. However, many different embodiments may be used, and thus the description should not be construed as limited to the
embodiments set forth herein. Rather, these embodiments are provided so that this disclosure will be thorough and
complete. Like numbers refer to like elements throughout.
[0012] Generally speaking, a communications device is provided herein which may include a near field communication (NFC) device, at least one memory configured to store secure application data to be communicated via the NFC device and a secure element (SE) application programming interface (API) associated with the secure application data, and a processor coupled with the NFC device and with the at least one memory. The processor may be configured to disable the SE API to prevent access to the secure application data based upon a security condition, and enable the SE API to allow access to the secure application data based upon a security restore event. Accordingly, the processor may advantageously prevent access to the secure application data without having to wait for a trusted service manager (TSM) to authorize deletion of the secure application data, for example.
[0013] More particularly, the communications device may further include a wireless transceiver coupled with the processor, and the security condition may comprise initiation of a wipe while the wireless transceiver is not in
communication with a wireless communications network. In accordance with other examples, the communications device may further include an input device coupled with the processor, and the security condition may comprise a threshold number of unsuccessful device authentication attempts via the input device, or a security command entered via the input device. Also by way of example, the security restore event may comprise receiving a secure application data delete command via the wireless transceiver, or receiving a security restore command via the input device.
[0014] The NFC device may also have an NFC API associated therewith. As such, the processor may be further configured to enable the NFC API for NFC communication while the SE API is disabled. Additionally, the processor may be further
configured to prevent write access to the memory based upon the occurrence of the security condition.
[0015] A related communications system may include a NFC terminal and a communications device, such as the one described briefly above. A related method for operating a communications device, such as the one described briefly above, may include disabling the SE API to prevent access to the secure application data based upon a security condition, and enabling the SE API to allow access to the secure
application data based upon a security restore event.
[0016] A related non-transitory computer-readable medium is for a communications device such as the one described briefly above. The non-transitory computer-readable medium may have computer-executable instructions for causing the
communications device to perform steps comprising disabling the SE API to prevent access to the secure application data based upon a security condition, and enabling the SE API to allow access to the secure application data based upon a security restore event.
[0017] Referring initially to FIGS. 1-2, a communications system 30 illustratively includes a near field communication (NFC) terminal 31 associated with an object, and a mobile wireless communications device 32 (also referred to as a "mobile device" herein) . Example mobile wireless
communications devices may include portable or personal media players (e.g., music or MP3 players, video players, electronic book readers, etc.), portable gaming devices, portable or mobile telephones, smartphones, tablet computers, digital cameras, etc.
[0018] The mobile device 32 illustratively includes a portable housing 33 and a wireless transceiver 34 carried by the portable housing 33. The wireless transceiver 34 may comprise a cellular transceiver or other type of wireless communications transceiver, and may communicate any
combination of voice and data, such as, for example, email. The wireless transceiver 34 may communicate with a security server 36 that may provide one or more of remote instructions and provisioning operations to the mobile device 32. [0019] The mobile device 32 includes a display 46 carried by the portable housing 33. The display 46 may comprise a liquid crystal display (LCD) , for example, and may be
configured to display information relating to data or voice communications. The display 46 may be in the form of an active display that includes a backlight, for example. The display 46 may display email information, contact information, or call information. The display 46 may be another type of display, for example, a passive display, and may display other
information.
[0020] The mobile device 32 also includes an input device 45. The input device 45 may be a keypad, touch-screen display, or other input device, for example.
[0021] The mobile device 32 also includes a processor 35 that is carried by the portable housing 33 and coupled with the wireless transceiver circuitry 34, the input device 45, and the display 46. The processor 35 may be implemented using hardware (e.g., memory, etc.) and software components, i.e., computer-readable instructions for causing the mobile device 32 to perform the various functions or operations described herein .
[0022] The mobile device 32 also includes an NFC device 40 carried by the portable housing and coupled with the processor 35. The NFC device 40 includes a NFC controller 41 and a NFC transceiver 42 coupled with the NFC controller 41. The NFC controller 41 and the NFC transceiver 42 advantageously cooperate to perform at least one NFC communication function. For example, the NFC device 40 may communicate with the NFC terminal 31 based upon proximity thereto using NFC
communication. The NFC terminal 31 may be a NFC tag, a NFC- enabled mobile device, a smart poster, etc.
[0023] By way of background, NFC is a short-range wireless communications technology in which NFC-enabled devices are "swiped," "bumped" or otherwise moved in close proximity to communicate. In one non-limiting example implementation, NFC may operate at 13.56 MHz and with an effective range of several centimeters, typically 4 cm or less, but other suitable versions of near-field communication which may have different operating frequencies, effective ranges, etc., for example, may also be used.
[0024] The NFC device 40 also includes a first memory 43 coupled to the NFC controller 41. More particularly, the first memory 43 may be embedded within the NFC device hardware or within the NFC integrated circuit (IC) . The first memory 43 may be tamper resistant, for example. In other words, the first memory 43 may comprise a secure element. The first memory 43 or secure element, may store applications relating to NFC communications, or contactless applications for communicating with the NFC terminal 31. For example, the applications may include financial payment applications, secure access system applications, loyalty card applications, and other applications, and may be encrypted. In some example embodiments, the first memory 43 may store only one
application.
[0025] The mobile device 32 also includes a second memory 44. The second memory 44 may comprise the device memory, for example. In other words, the second memory 44 may include operating system files, applications, and other device data. In some example embodiments, the second memory 44 may be part of the universal integrated circuit card (UICC) , for example. The second memory 44 may also be removable, and may be a secure-digital (SD) card or a subscriber identity module (SIM) card, for example. The second memory 44 may comprise another type of memory, for example a flash memory. While first and second memories 43, 44 are described herein, more than two memories may be used. In other words, applications, or secure elements, may be stored in or spread over various memory devices . It should also be noted that a secure element may be implemented in a dedicated or secure area of a common memory, for example. In addition, multiple secure elements may be used .
[0026] The processor 35 may be configured to disable the NFC transceiver 42 based upon a security condition. A security condition may occur when a user of the device 32 cannot be authenticated, for example, as a result of the device 32 receiving too many incorrect password entries via the input device 45. Alternatively, the security condition may occur when the device 32 receives, via the input device 45, a command to perform operations associated with a security condition. This may occur, for example, in the context of a user who will no longer be using the device 32 and is
preparing to give away the device 32 to another user or trade in the device 32 for a new device, for example. These
operations may be collectively referred to as a "wipe". Still further, a security condition may occur when the device 32 receives a remote command, e.g., a remote wipe command, indicating a security condition, for example, from a system administrator. This may occur, for example, in the context of a lost or stolen or otherwise compromised device. However, a user-initiated wipe may also occur when the mobile device 32 is not in communication with a network, i.e., it is out of coverage (e.g., wireless coverage, data coverage, radio coverage, etc., for example.
[0027] If a security condition is detected, the processor 35 may be configured to disable access to the applications on the first memory 43, e.g., secure payment applications.
Disabling is performed since the mobile device 32 typically does not have unlimited read/write access to the first memory 43 since the first memory does not inherently "trust" the mobile device 32. That is, secure data or applications stored on the first memory 43 typically may not be modified except by a trusted third party source, as will be discussed further below. Thus, the security server 36 is able to initiate a wipe of the first memory 43 based upon communication therewith, as will be described in further detail below. That is, the ability for a mobile device application to interact with an application on a secure element may be disabled via the baseband interface. Another example approach is to use a mobile device application to disable the ability of an application on the secure element to communicate via the NFC transceiver 42.
[0028] After disabling access to the applications on the first memory 43, the processor 35 is configured to erase the contents, or second application from the second memory 44, or device memory. In other words, the mobile device 32 is wiped.
[0029] The processor 35 performs a reset operation after successfully erasing the applications from the second memory 44. In other words, the reset operation may be based upon a successful wipe. The reset operation may be performed by selectively disabling a power source 37 carried by the housing 33 and coupled to the processor 35. In other words, the reset operation may comprise a power down/power up cycle of the mobile device 32. The power source 37 may comprise a battery cell, for example. In some example embodiments, a reset operation may not be performed.
[0030] The processor 35 is also configured to erase the applications from the first memory 43 after the reset
operation. The processor 35 may erase the applications based upon a command received from the security server 36 via the wireless transceiver 34 after the reset operation. The processor 35, after the applications are deleted or wiped from the first memory 44, is configured to enable access to the NFC transceiver .
[0031] In some example embodiments, the contents, or second application from the second memory 44, may not be erased based upon a security condition. Based upon a security condition, the application on the first memory 43 may be erased while selectively maintaining the second application on the second memory 44. In other words, the processor 35 may be configured to erase the application from the first memory 43 without performing the steps of erasing the second application and resetting .
[0032] Referring now to FIG. 3, in one advantageous example embodiment, the first memory 43 may comprise an embedded secure element (eSE) . An eSE comprises an integrated circuit (IC) that manages and includes credentials (e.g., credentials associated with various credit cards, bank cards, gift cards, access cards, transit passes, etc.) that have been provisioned to the mobile device 32. In an example embodiment, the eSE 43 may run based upon a GlobalPlatform card specification and be compatible with a Java Card Platform Specification, for example . The eSE 43 may run or be compatible with other or additional platforms .
[0033] Within the eSE 43, GlobalPlatform is responsible for managing the lifecycle of other applets, and for providing them with security services (e.g., allowing application security domains to be created) . Security domains maintain a lifecycle state for each applet (e.g., active, locked, etc.) , manage the keys for authenticated access to an applet, and serve as an endpoint when a secure channel is established between a security server 36, i.e., trusted service manager (TSM) and an applet. The security server 36 or TSM is
typically responsible for provisioning and managing the applets within its security domain on the first memory 43.
[0034] RF readers, and more particularly, NFC readers, for example, the NFC terminal 31 may communicate with the applets that are installed on the eSE 43 via the NFC controller 41 and NFC transceiver 43. A reader, or NFC terminal 31 first selects an applet by its applet identifier (AID) , GlobalPlatform checks for the existence of the applet in question (and verifies that the applet is in the correct lifecycle state) , and then further application protocol data units (APDUs) sent by the reader are routed to the applet by GlobalPlatform.
Generally, the RF readers, for example, the NFC terminal 31, do not open secure channels to the security domains, and any authentication that occurs with the NFC terminal is the responsibility of the specific applet that gets selected.
[0035] The TSM 36 may open a secure channel to the issuer security domain (ISD) via the mobile device 32, by
authenticating itself using the appropriate ISD keys . An ISD is considered the security endpoint that communicates with the root TSM and allow for installation of applets and management of application security domains (ASDs) . To the mobile device 32, this secure channel is entirely opaque. The TSM 36 may then manage applets (e.g., install and delete them, change their lifecycle states) and manage the application security domains on the eSE 43. After establishing a secure channel with a security domain, the TSM 36 can then send APDUs to the applets that belong to that security domain. The applet can determine that it is communicating with its TSM 36 over a secure channel, and can thus allow access to privileged or "administrative" commands.
[0036] The eSE 43 typically does not "trust" the mobile device 32 to the same degree as the TSM 36, since
GlobalPlatform may not intend for a mobile device to have access to the keys that are needed to open a secure channel. However, an applet can determine that it is communicating over the baseband interface and thus allow access to commands that would not otherwise be available. The baseband interface generally refers to an interface for communications between the processor 35 and the eSE 43, or first memory, (via the NFC controller 41) . This may include commands that are sent from the wireless transceiver 34, for example, that are then sent to the eSE 43 across the baseband interface. [0037] For example, a credit card applet may allow the baseband interface to place it in a "visible" or "hidden" state, while allowing access to the necessary commands for a typical financial transaction over the NFC transceiver 42 or RF interface. It should be noted that due to this restriction, the mobile device 32 may not "wipe" the eSE 43 in a
conventional sense. Based on the interfaces and application programming interfaces (APIs) provided by GlobalPlatform, there is typically no way for the mobile device 32 to delete an applet or, for that matter, even to enumerate the applets that are installed/instantiated on the eSE 43.
[0038] Based on the restrictions described earlier, it may be increasingly difficult for the mobile device 32 to directly delete applets from the eSE 43. However, it may be
unacceptable for a mobile device to delay a wipe until such time that the TSM 36 could be contacted to wipe the eSE 43, especially given that an attacker might remove the mobile device SIM, or any other persistent memory device, i.e., the second memory 44, to ensure it does not have coverage.
[0039] In the present embodiments, the processor 35 takes steps to ensure data and access to the eSE 43 is prevented when the mobile device wipe is triggered (effectively
resembling a wipe of the eSE 43 to the end user) and will result in the eSE being wiped at the next possible
opportunity, i.e., whenever the mobile device 32 has coverage and is able to contact the TSM 36.
[0040] The eSE 43 may include applets or other code to perform the wipe process. More particularly, the eSE 43 may include one or more emulation layers, for example, the MIFARE and iClass emulation layers. The emulation layers may not be directly linked to applets or other code on the eSE 43, for example. The applet generally includes security keys for writing to its corresponding emulation layer, for example, for the MIFARE emulation class, this would be K MIFARE, which is derived from K A and K B for a specific block of MIFARE memory. Each of the wipe applets may be installed and
instantiated by the TSM 36. The applets may be visible over the baseband interface, and it may respond to a specific APDU that may trigger it to wipe its corresponding emulation layer using the security keys, for example.
[0041] The ISD lifecycle state can be moved to card lock, effectively disabling access to all applets on the eSE 43 by an applet provided that it is granted the card lock privilege. Thus, a wipe applet can be installed and instantiated by the TSM 36 to the ISD and given card lock privileges. The applet may be only visible over the baseband interface, and may respond to a specific APDU that triggers it to move the ISD lifecycle state to card lock. Additional code may be used so that certain portions, for example, internal code, can communicate with this applet.
[0042] In a normal operating state, the user uses the mobile device 32 normally for voice and/or data
communications. For example, if the user uses a wallet application and the TSM 36 has installed anything to their mobile device' s eSE 43, the TSM installs and instantiates the "wipe applet" to the ISD, and asserts a persistent flag indicating the eSE 43 is in use. If, at some point, the eSE 43 is provisioned with an emulation layer credential, for example, the corresponding emulation layer wipe applet would be installed and instantiated at this time. For example, if the eSE 43 is provisioned with a MIFARE credential, then the MIFARE wipe applet would be installed and instantiated at this time .
[0043] In a first step, the wipe is triggered. As noted above, the mobile device wipe may be triggered in multiple ways, for example, receipt of too many incorrect password entries via the input device 45 in an attempt to gain access to the mobile device 32, receipt of a local wipe command, e.g., comprising a "wipe" option on the mobile device, or a remote wipe command may be sent. In the remote wipe case, an acknowledgement may be sent, for example. It is worthwhile noting that the wipe may not be delayed if this
acknowledgement is not sent.
[0044] In a second step, access to the processing interface for communicating with the eSE 43 and the transceiver 42 is prevented or restricted. If a persistent flag indicating the eSE 43 has been personalized, the mobile device wipe code may assert a persistent flag indicating the eSE 43 has been locked. Each of the above-noted persistent flags may be set or cleared. The eSE primary interface APIs and the NFC
transceiver APIs check the value of a persistent flag
indicating that the eSE 43 has been locked when they are called. If it is asserted, the eSE primary interface APIs typically should ignore any call not coming from an internal or trusted module, and the NFC transceiver APIs should disable all access to the card emulation mode.
[0045] In a third step, each emulation layer is wiped. The wipe APDU is sent to the corresponding wipe applet over the baseband interface. The applet wipes personalization data in the emulation layer. More particularly, for example, the wipe APDU may wipe the personalization data in the iClass and MIFARE emulation layers.
[0046] In a fourth step, the eSE 43/ISD is moved to a card locked state. The wipe APDU is sent to the wipe applet over the baseband interface. The applet moves the ISD state to card locked, effectively denying access to applets and security domains on the eSE 43. It should be noted that this step should take place after the third step, since otherwise communication may not be possible with the applets that wipe the emulation layers in those steps. After this step, although the eSE 43 still includes personalized applets, these applets are no longer accessible to anyone but the TSM 36. From the end user's perspective, the eSE 43 is "wiped".
[0047] In a fifth step, the mobile device 32 is wiped. The mobile device 32 is wiped by operating system (OS) code, for example .
[0048] In a sixth step, the mobile device 32 restarts. The mobile device 32 restarts after the wipe is successful.
[0049] In a seventh step, an eSE proxy (not shown) signals the TSM 36. The eSE proxy starts up and detects that the ISD is in a card locked state (by attempting to select the ISD over the baseband interface, or by checking the persistent flag indicating the eSE 43 has been locked. It then waits for a data connection and signals the TSM 36 that the eSE 43 needs to be wiped.
[0050] In an eighth step, the eSE 43 is wiped. The TSM 36 deletes all applets from the eSE 43. It should be noted that in some embodiments, selective access to the eSE 43 may be provided over the baseband interface. For example, an
application from a mobile device manufacturer may be allowed to access the eSE 43 for the purposes of wiping the eSE, while access from third party applications may be restricted.
[0051] In a ninth step, access to eSE primary interface
APIs and the NFC transceiver 42 are restored. Once the TSM 36 is satisfied that all applets have been deleted from the eSE 43, it signals the eSE proxy that a persistent flag indicating the eSE 43 has been locked. At this stage, eSE primary interface APIs are unlocked to third parties, and the NFC transceiver 42 is permitted to enter card emulation mode again. The eSE 43, at this point, has been reset to a factory state. It should be noted that in different embodiments steps other steps may be performed, or some steps may be performed in different orders .
[0052] Referring now to the flowchart 60 of FIG. 4, related method aspects are now described. Beginning at Block 62, the processor 35 determines whether a security condition has been initiated (Block 64) . For example, the securing condition may comprise a wipe, or entering a wrong password a given number of times (which may also trigger a wipe in some embodiments) . If a security condition is determined, the processor 35 disables the NFC transceiver 42 (Block 66) . The processor 35 then disables access to the first plurality of applications on the first memory 43 (Block 68) . At Block 70, the processor 35 erases the second application from the second memory 44. A reset operation is performed by the processor 35 (Block 72) . At Block 74, the security server 36 sends a signal to the processor 35 via the wireless transceiver 34 once a connection is established therewith. At Block 76 the processor 35 erases the first plurality of applications from the first memory 43 if the signal from the security server 36 is received. The NFC transceiver 42 at Block 78 is re-enabled after the first plurality of applications is erased. The method ends at Block 80.
[0053] Turning now to FIG. 5, a related communications system 130 illustratively includes an NFC terminal 131, a communications device 132 (e.g., a mobile wireless
communication device) , and a security server 136, which are similar to those described above. In particular, in the present example the communications device 132 illustratively includes a housing 133 carrying a wireless transceiver 134, a NFC device 140, an input device (s) 145, a display 146, one or more memories 147, and a processor 135. The wireless
transceiver 134, NFC device 140, input device 145, display 146, and memory 147 are illustratively coupled with the processor 135, and these components are similar to the counterpart components described above except as otherwise described below.
[0054] The NFC device 140 has one or more NFC APIs 150 associated therewith. Moreover, the memory 147 may be part of the NFC device 140 in some embodiments, it may be a separate memory (e.g., SD card, SIM card, etc.), or both types of memories may be used, as noted above. In the present example, the memory 147 illustratively includes secure element (SE) application data 148 to be communicated via the NFC device 140 (e.g., a secure applet, account information, etc.), and an SE API 149 associated with the secure application data. As noted above, the API controls access to the SE application data 148 stored in the memory 147.
[0055] As also noted above, SEs are where NFC applets such as payment (e.g., credit or debit card, etc.), transit, physical access control, and other secure applications are stored. In conjunction with the NFC device 140, the SE will allow the mobile device 132 to act as a payment or access card, for example. Typically, installation and removal or deletion of applications from an SE may only be performed by a third party entity that holds the master keys (i.e., issuer security domain keys) to authenticate with the SE. The third party entity (e.g., TSM) may open a cryptographically secure channel to the secure element (e.g., using a proxy application running on the mobile device 132 to access the SE) . For example, when a credit card applet is to be installed on the SE of the mobile device 132, the TSM, after receiving the appropriate instructions from the given bank, will open a secure channel to a secure element and install the appropriate credit card applet. Subsequently, if the credit card applet is to be removed or deleted, the TSM will remove it.
[0056] Such TSM operations require a communications link between the proxy and the TSM (typically an over-the-air connection in the case of a mobile wireless communications device, as described above) . Again, this may create a problem in that if the user wants to wipe the mobile device 132 before giving it away or disposing of it, etc., the user may not have coverage, either because of being out of wireless communications range, account cancellation, SIM card removal, etc. Without coverage, the TSM will not be able to issue the appropriate delete commands, so even after a security wiping of the mobile device 132, the memory 147 will still retain all of the SE application data 148. Thus, for example, a credit card may still be used after the mobile device 132 is wiped and handed off to another user.
[0057] With further reference to the flow diagram 160 of FIG. 6, beginning at Block 162, the processor 135 is
configured to disable the SE API 149 to prevent access to the SE application data 148 based upon a security condition such as a device wipe, at Blocks 164, 166. In particular, the disabling may occur despite the wireless transceiver 134 not being in communication with the security server 136 (e.g., TSM) via a wireless communications network. Another security condition that may trigger disabling of the SE API 149 may include a threshold number of unsuccessful access attempts to access the mobile device 132 via the input device 145 (e.g., incorrectly entered passwords, etc.), as noted above.
[0058] Still another security condition that may trigger disabling of the SE API 149 is a security command entered via the input device 145. For example, in some instances a user may desire to temporarily disable the SE application data 148 so that the mobile device 132 may be loaned to another user without allowing the other user to access the SE data, but not completely wipe the mobile device. In such cases, a security command (e.g., selection of a security option from an onscreen menu, etc.) may be used to temporarily cause the processor 135 to disable the SE API 149 so that the SE application data 148 may not be accessed.
[0059] In some embodiments, write access to the memory 147 may optionally be selectively disabled while the SE API is disabled, at Block 168. That is, the processor 135 may prevent any further SE data from being written to or installed on the memory 147 by TSMs until the security condition has been resolved, as will be discussed further below. However, in the interim, the processor 135 may optionally enable (or continue to allow) the NFC API 150 to perform NFC communication while the SE API 149 remains disabled for other NFC applications that do not require access to the SE data 148, at Block 147.
[0060] The processor 135 may enable the SE API 149 to again allow access to the SE data 148 based upon a security restore event, at Blocks 172, 174, which concludes the illustrated method (Block 176) . Accordingly, the processor 135 may advantageously prevent access to the SE data 148 without having to wait for a TSM to authorize deletion of the secure application data, for example. By way of example, the security restore event may include receiving a secure application data delete command via the wireless transceiver 134, such as a delete command from the TSM that issued the SE data 148. In the case of a user that temporarily disables the SE API 149 as described above, the security restore event may comprise providing a secure password, biometric, etc., to restore NFC communication for the SE API.
[0061] Accordingly, the processor 135 is advantageously able to disable or suspend the SE API 149 and the ability for the NFC device 140 to route NFC traffic to the SE API if a security condition occurs. Thus, after the mobile device 132 is wiped, etc., even though SE data 148 remains in the memory 147, the processor 135 prevents NFC device 140 traffic from being routed to or from the SE API 149. As such, the SE data
148 may not be accessed by the NFC terminal 131 (e.g., an external point-of-sale terminal) for the purposes of
performing a payment or other secure transaction.
[0062] Moreover, the processor 135 may, for example, only allow NFC device 140 traffic to resume routing to the SE API
149 after a delete command has been successfully received from the TSM and injected to delete the SE application data 148, etc. This way, it may be assured that the SE data 148 has been deleted before allowing a next user, for example, to activate NFC device 140 communication routing to the memory 147. In some example embodiments, the processor 135 may also lock baseband access to the SE data 148 (e.g. through JSR-177) unless the baseband access is being used to issue a delete command. Once the delete command has been issued, baseband access may be reinstated.
[0063] This example approach provides several advantages. For example, the mobile device 132 may be wiped at any time, regardless of whether it has coverage or whether there is a SIM inserted, without having to wait for a TSM to issue delete commands to the secure element to ensure SE data 148
protection. Then, before the SE API 149 or SE data 148 may effectively be used again, the processor 135 will enforce receipt of a cryptographically protected delete command from the TSM (in the case of a device wipe security condition) or appropriate security credentials before allowing the SE API 149 to be used again, such as through the NFC device 140 or the wireless transceiver 134.
[0064] A related non-transitory computer-readable medium example embodiment may have computer-executable instructions for causing the communications device 132 to perform steps including disabling the SE API 149 to prevent access to the SE data 148 based upon a security condition, and enabling the SE API to again allow access to the SE data based upon a security restore event, as described further above. The non-transitory computer-readable medium may perform additional steps
described above as well.
[0065] Example components of a mobile wireless
communications device 1000 that may be used in accordance with the above-described embodiments are further described below with reference to FIG. 7. The device 1000 illustratively includes a housing 1200, a keyboard or keypad 1400 and an output device 1600. The output device shown is a display 1600, which may comprise a full graphic LCD. Other types of output devices may alternatively be utilized. A processing device 1800 is contained within the housing 1200 and is coupled between the keypad 1400 and the display 1600. The processing device 1800 controls the operation of the display 1600, as well as the overall operation of the mobile device 1000, in response to actuation of keys on the keypad 1400.
[0066] The housing 1200 may be elongated vertically, or may take on other sizes and shapes (including clamshell housing structures) . The keypad may include a mode selection key, or other hardware or software for switching between text entry and telephony entry.
[0067] In addition to the processing device 1800, other parts of the mobile device 1000 are shown schematically in FIG. 7. These include a communications subsystem 1001; a short-range communications subsystem 1020; the keypad 1400 and the display 1600, along with other input/output devices 1060, 1080, 1100 and 1120; as well as memory devices 1160, 1180 and various other device subsystems 1201. The mobile device 1000 may comprise a two-way RF communications device having data and, optionally, voice communications capabilities. In addition, the mobile device 1000 may have the capability to communicate with other computer systems via the Internet.
[0068] Operating system software executed by the processing device 1800 is stored in a persistent store, such as the flash memory 1160, but may be stored in other types of memory devices, such as a read only memory (ROM) or similar storage element. In addition, system software, specific device applications, or parts thereof, may be temporarily loaded into a volatile store, such as the random access memory (RAM) 1180. Communications signals received by the mobile device may also be stored in the RAM 1180. [0069] The processing device 1800, in addition to its operating system functions, enables execution of software applications 1300A-1300N on the device 1000. A predetermined set of applications that control basic device operations, such as data and voice communications 1300A and 1300B, may be installed on the device 1000 during manufacture. In addition, a personal information manager (PIM) application may be installed during manufacture. The PIM may be capable of organizing and managing data items, such as e-mail, calendar events, voice mails, appointments, and task items. The PIM application may also be capable of sending and receiving data items via a wireless network 1401. The PIM data items may be seamlessly integrated, synchronized and updated via the wireless network 1401 with corresponding data items stored or associated with a host computer system.
[0070] Communication functions, including data and voice communications, are performed through the communications subsystem 1001, and possibly through the short-range
communications subsystem. The communications subsystem 1001 includes a receiver 1500, a transmitter 1520, and one or more antennas 1540 and 1560. In addition, the communications subsystem 1001 also includes a processing module, such as a digital signal processor (DSP) 1580, and local oscillators (LOs) 1601. The specific design and implementation of the communications subsystem 1001 is dependent upon the
communications network in which the mobile device 1000 is intended to operate. For example, a mobile device 1000 may include a communications subsystem 1001 designed to operate with the Mobitex™, Data TAC™ or General Packet Radio Service (GPRS) mobile data communications networks, and also designed to operate with any of a variety of voice communications networks, such as AMPS, TDMA, CDMA, WCDMA, PCS, GSM, EDGE, etc. Other types of data and voice networks, both separate and integrated, may also be utilized with the mobile device 1000. The mobile device 1000 may also be compliant with other communications standards such as 3GSM, 3GPP, UMTS, 4G, etc.
[0071] Network access requirements vary depending upon the type of communication system. For example, in the Mobitex and DataTAC networks, mobile devices are registered on the network using a unique personal identification number or PIN
associated with each device. In GPRS networks, however, network access is associated with a subscriber or user of a device. A GPRS device therefore typically involves use of a subscriber identity module, commonly referred to as a SIM card, in order to operate on a GPRS network.
[0072] When required network registration or activation procedures have been completed, the mobile device 1000 may send and receive communications signals over the communication network 1401. Signals received from the communications network 1401 by the antenna 1540 are routed to the receiver 1500, which provides for signal amplification, frequency down conversion, filtering, channel selection, etc., and may also provide analog to digital conversion. Analog-to-digital conversion of the received signal allows the DSP 1580 to perform more complex communications functions, such as demodulation and decoding. In a similar manner, signals to be transmitted to the network 1401 are processed (e.g. modulated and encoded) by the DSP 1580 and are then provided to the transmitter 1520 for digital to analog conversion, frequency up conversion, filtering, amplification and transmission to the communication network 1401 (or networks) via the antenna 1560.
[0073] In addition to processing communications signals, the DSP 1580 provides for control of the receiver 1500 and the transmitter 1520. For example, gains applied to communications signals in the receiver 1500 and transmitter 1520 may be adaptively controlled through automatic gain control
algorithms implemented in the DSP 1580. [0074] In a data communications mode, a received signal, such as a text message or web page download, is processed by the communications subsystem 1001 and is input to the
processing device 1800. The received signal is then further processed by the processing device 1800 for an output to the display 1600, or alternatively to some other auxiliary I/O device 1060. A device may also be used to compose data items, such as e-mail messages, using the keypad 1400 and/or some other auxiliary I/O device 1060, such as a touchpad, a rocker switch, a thumb-wheel, or some other type of input device. The composed data items may then be transmitted over the
communications network 1401 via the communications subsystem 1001.
[0075] In a voice communications mode, overall operation of the device is substantially similar to the data communications mode, except that received signals are output to a speaker 1100, and signals for transmission are generated by a
microphone 1120. Alternative voice or audio I/O subsystems, such as a voice message recording subsystem, may also be implemented on the device 1000. In addition, the display 1600 may also be utilized in voice communications mode, for example to display the identity of a calling party, the duration of a voice call, or other voice call related information.
[0076] The short-range communications subsystem enables communication between the mobile device 1000 and other proximate systems or devices, which need not necessarily be similar devices. For example, the short-range communications subsystem may include an infrared device and associated circuits and components, a Bluetooth™ communications module to provide for communication with similarly-enabled systems and devices, or a near field communications (NFC) sensor for communicating with a NFC device or NFC tag via NFC
communications . [ 0077 ] Many modifications and other embodiments will come to the mind of one skilled in the art having the benefit of the teachings presented in the foregoing descriptions and the associated drawings. Therefore, it is understood that various modifications and embodiments are intended to be included within the scope of the appended claims .

Claims

THAT WHICH IS CLAIMED I S :
1. A communications device comprising: a near field communication (NFC) device;
least one memory configured to store secure application data to be communicated via said NFC device and a secure element (SE) application programming interface (API) associated with the secure application data; and
a processor coupled with said NFC device and with said at least one memory, the processor being configured to disable the SE API to prevent access to the secure application data based upon a security condition, and
enable the SE API to allow access to the secure application data based upon a security restore event .
2. The communications device of Claim 1 further comprising a wireless transceiver coupled with said processor and wherein the security condition comprises initiation of a wipe while said wireless transceiver is not in communication with a wireless communications network.
3. The communications device of Claim 1 further comprising an input device coupled with said processor; and wherein the security condition comprises a threshold number unsuccessful device authentication attempts via said input device .
4. The communications device of Claim 1 further comprising an input device coupled to said processor; and wherein the security condition comprises a security command entered via said input device .
5. The communications device of Claim 1 further comprising a wireless transceiver coupled with said processor; and wherein the security restore event comprises receiving a secure application data delete command via said wireless transceiver .
6. The communications device of Claim 1 further comprising an input device coupled with said processor; and wherein the security restore event comprises receiving a security restore command via said input device.
7. The communications device of Claim 1 wherein said NFC device has an NFC API associated therewith; and wherein said processor is further configured to enable said NFC API for NFC communication while the SE API is disabled.
8. The communications device of Claim 1 wherein said processor is further configured to disable write access to said memory based upon the occurrence of the security condition .
9. A communications system comprising: a near field communication (NFC) terminal; and a communications device configured to communicate with said NFC terminal, the communications device comprising a NFC device,
at least one memory configured to store secure application data to be communicated via said NFC device to said NFC terminal and a secure element (SE) application programming interface (API) associated with the secure application data, and a processor coupled with said NFC device and with said at least one memory, the processor being configured to disable the SE API to prevent access to the secure application data based upon a security condition, and
enable the SE API to allow access to the secure application data based upon a security restore event.
10. The communications system of Claim 9 wherein said communications device further comprises a wireless transceiver coupled with said processor; and wherein the security condition comprises initiation of a wipe while said wireless transceiver is not in communication with a wireless communications network.
11. The communications system of Claim 9 wherein said communications device further comprises an input device coupled with said processor; and wherein the security
condition comprises a threshold number of unsuccessful device authentication attempts via said input device.
12. The communications system of Claim 9 wherein said communications device further comprises an input device coupled to said processor; and wherein the security condition comprises a security command entered via said input device.
13. The communications system of Claim 9 wherein said communications device further comprises a wireless transceiver coupled with said processor; and wherein the security restore event comprises receiving a secure
application data delete command via said wireless transceiver.
14. The communications system of Claim 9 wherein said communications device further comprises an input device coupled with said processor; and wherein the security restore event comprises receiving a security restore command via said input device.
15. A method for operating a communications device comprising a near field communication (NFC) device and at least one memory configured to store secure application data to be communicated via the NFC device and a secure element (SE) application programming interface (API) associated with the secure application data, the method comprising:
disabling the SE API to prevent access to the secure application data based upon a security condition; and
enabling the SE API to allow access to the secure application data based upon a security restore event.
16. The method of Claim 15 wherein the
communications device further comprises a wireless transceiver coupled with the processor; and wherein the security condition comprises initiation of a wipe while the wireless transceiver is not in communication with a wireless communications network.
17. The method of Claim 15 wherein the
communications device further comprises an input device; and wherein the security condition comprises a threshold number of unsuccessful device authentication attempts via the input device .
18. The method of Claim 15 wherein the
communications device further comprises an input device; and wherein the security condition comprises a security command entered via the input device.
19. The method of Claim 15 wherein the
communications device further comprises a wireless transceiver coupled with the processor; and wherein the security restore event comprises receiving a secure application data delete command via the wireless transceiver.
20. A non-transitory computer-readable medium for a communications device comprising a near field communication
(NFC) device and at least one memory configured to store secure application data to be communicated via the NFC device and a secure element (SE) application programming interface (API) associated with the secure application data, the non- transitory computer-readable medium having computer-executable instructions for causing the communications device to perform steps comprising:
disabling the SE API to prevent access to the secure application data based upon a security condition; and
enabling the SE API to allow access to the secure application data based upon a security restore event.
21. The non-transitory computer-readable medium of Claim 20 wherein the communications device further comprises a wireless transceiver; and wherein the security condition comprises initiation of a wipe while the wireless transceiver is not in communication with a wireless communications network .
22. The non-transitory computer-readable medium of
Claim 20 wherein the communications device further comprises an input device; and wherein the security condition comprises a threshold number of unsuccessful device authentication attempts via the input device.
23. The non-transitory computer-readable medium of Claim 20 wherein the communications device further comprises an input device; and wherein the security condition comprises a security command entered via the input device.
24. The non-transitory computer-readable medium of Claim 20 wherein the communications device further comprises a wireless transceiver; and wherein the security restore event comprises receiving a secure application data delete command via the wireless transceiver.
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EP2687037A4 (en) 2014-10-22
TW201244401A (en) 2012-11-01
CN103370954B (en) 2017-04-26
US20120238206A1 (en) 2012-09-20
CN103370954A (en) 2013-10-23
TW201246822A (en) 2012-11-16
CA2824069C (en) 2015-12-29
EP2687032A1 (en) 2014-01-22
US8670714B2 (en) 2014-03-11
EP2687037A1 (en) 2014-01-22
EP2687032B1 (en) 2018-06-27
CA2824069A1 (en) 2012-09-20
CA2829620A1 (en) 2012-09-20
WO2012122647A1 (en) 2012-09-20
US20120238207A1 (en) 2012-09-20
EP2687032A4 (en) 2014-08-20

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