WO2012035425A1

WO2012035425A1 - Method for determining precoding matrix, communication methods and devices thereof

Info

Publication number: WO2012035425A1
Application number: PCT/IB2011/002294
Authority: WO
Inventors: Lu WU; Jinhui Chen; Yang Song; Hongwei Yang; Di LV; Hao Liu
Original assignee: Alcatel Lucent
Priority date: 2010-09-16
Filing date: 2011-08-24
Publication date: 2012-03-22
Also published as: EP2617147A4; TW201215012A; TWI434535B; EP2617147A1; CN102404084A; US8861639B2; CN102404084B; US20130170578A1

Abstract

A method for determining precoding matrix for the sub-band precoding in a transmitter, wherein the transmitter has M transmitting antennas, and the method comprises : a. determining anoptimized first matrix W₁ according to wideband and/or long-term channel properties, with the first matrix W₁ corresponding to wideband and/or long-term channel properties; b. multiplying the optimized first matrix W₁, with each second matrix W₂, in a second codebook, so as to obtain a plurality of candidate precoding matrices, the second matrix W₂ corresponds to frequency-selective and/or short-term channel properties; c. selecting an optimized one from the plurality of candidate preceding matrices for precoding the data to be transmitted, according to a frequency selection and/or a short-term channel state information; characterized in that, the amount of DFT beams is increased to improve the spatial resolution; a diagonal matrix is involved in said first matrix W₁; and phrase adjustment is involved in said second matrix W₂, so as to guarantee the adjusted phrase is evenly distributed among the whole phrase space.

Description

METHOD FORDETERMININGPRECODING

MATRIX, COMMUNICATIONMETHODSAND DEVICES THEREOF

Technical field

The invention relates to multi-antenna technology, particularly relates to precoding method in the multi-antenna technology.

Background of the art

According to the agreed way forward for Re1-10 feedback [Rl-101683], a precoding matrix for a sub-band is composed of two matrices. One matrix denoted by W_x targets wideband and/or long-term channel properties, and the other matrix denoted by W₂ targets frequency-selective and/or short-term channel properties. The multiplication product of these two matrices is taken as the precoding matrix for precoding the data.

In proposal Rl-105011, a two-stage feedback approach is proposed, with W_x being a MxNb matrix and W₂ being a NbXr matrix. In the W₂ codebook design of this approach, there is a co-phasing factor trying to match the phase between antennas l- /2 and antennas /2- . Therefore, this proposal needs to carry out data feedback for such as the co-phasing factor for the uniform linear array (ULA) antennas. This results in a certain amount of overhead, and the performance of the proposal is not satisfying.

Summary of the invention

The invention aims to propose a precoding scheme based on a new codebook. According to a first aspect of the invention, it is provided a method for determining precoding matrix for the sub-band precoding in a transmitter, wherein the transmitter has transmitting antennas, and the method comprises: a. determining an optimized first matrix W_x according to wideband and/or long-term channel properties , with the first matrix W_x corresponding to wideband and/or long-term channel properties ; b. multiplying the optimized first matrix W_x with each second matrix W₂ in a second codebook, so as to obtain a plurality of candidate precoding matrices, with the second matrix W₂ corresponding to frequency-selective and/or short-term channel properties; c. selecting an optimized one from the plurality of candidate precoding matrices for precoding the data to be transmitted, according to a frequency selection and/or a short-term channel state information; characterized in that, the amount of DFT beams is increased to improve the spatial resolution; a diagonal matrix is involved in said first matrix W_x ; and co-phrasing adjustment is involved in said second matrix W₂ , so as to guarantee the adjusted phrase is evenly distributed among the whole phrase space.

According to the above aspect, a diagonal matrix is involved in said first matrix W_x such that the corresponding column constitutes a complete DFT beam. Compared with the art Rl-105011, the amount of DFT beams suitable for ULA is increased, while the spatial resolution is increased and therefore the performance of ULA is improved. Additionally, phrase adjustment is involved in said second matrix W₂ , such that the adjustable phrase for each beam is evenly distributed among the whole phrase space.

According to an preferred embodiment, the amount of DFT beams is increased to improve the spatial resolution, the first matrix W_x is selected from the following first codebook C₁ '.

(k) X⁽ⁱ⁾ 0

, k = 0,l,-",p-l

0 X^(k)A^(k)

Wherein, p is the amount of the first matrix in the first codebook , and

x^(k) = ^' _eie -(MI2) _g ¾₂.(M/2) _ _ _ -(Mil)

Wherein, q is the amount of each group of beam, f. 1 g ^'¾» ... _e¾^{,(M/2 )}

O is the phrase difference between two neighboring element in the DFT vector with a value range of [0,2π)_; and when the amount of data flows is 1, said second codebook comprises second matrices W, as follows

{w₂ ⁽⁰⁾,w₂ ⁽¹⁾, ,w₂ ^(q)}, k = 0,l,-",q-l

and when the amount of data flows is 2, said second codebook comprises second matrices W, as follows

= 0,1,-·-,< —1

Wherein, e_¾ is an elementary vector with the (k+l)th element being 1 and other elements being zero, and a is a parameter related with the polarization manner of the antennas.

According a second aspect of the invention, it is proposed a method, in the user equipments, for feeding precoding matrix for sub-band precoding back to an eNodeB, comprising the steps of : determining the optimized first matrix W_x and the precoding matrix, by using a method according to the first aspect of the invention; determining an optimized second matrix W₂ corresponding to said optimized precoding matrix; providing, for the eNodeB, identifications of said optimized first matrix W_x and said second matrix W₂.

According to a third aspect of the invention, it is proposed a method, in eNodeBs, for precoding data, comprising: receiving identifications of an optimized first matrix W_x and an optimized second matrix W₂ , fed back by user equipments; determining, from the first codebook and the second code book in a method according to any one of claims 1 to 5, the optimized first matrix W_x and the optimized second matrix W₂ , according to the identifications; multiplying the optimized first matrix W_x and the optimized second matrix W₂ , and obtaining an optimized precoding matrix; precoding the data to be transmitted, by using the optimized precoding matrix, so as to transmit the data to the user equipment. According to the fourth aspect of the invention, it is provided a device, in user equipments, for feeding precoding matrix for sub-band precoding back to an eNodeB, comprising: a determining means, for determining the optimized first matrix W_x and the precoding matrix, by using a method according to the first aspect of the invention, and for determining an optimized second matrix W₂ corresponding to said optimized precoding matrix; a sender, for providing, for the eNodeB, identifications of said optimized first matrix W_x and said second matrix W₂ .

According to a fifth aspect of the invention, it is provided a device, in eNodeBs, for precoding data, comprising: a receiver, for receiving identifications of an optimized first matrix W_x and an optimized second matrix W₂ , fed back by user equipments ; an inquiring means , for determining, from the first codebook and the second code book in a method according to the first aspect of the invention, the optimized first matrix W_x and the optimized second matrix W₂ , from the identifications; a calculating means, for multiplying the optimized first matrix W_x and the optimized second matrix W₂ , and obtaining an optimized precoding matrix for the sub-band precoding; a precoder, for precoding the data to be transmitted, by using the optimized precoding matrix.

The above and other features of the invention will be elucidated in the detailed embodiments below.

Detailed embodiments

Firstly, the design of the codebook according to the invention will be elucidated as following.

At first, MIMO with M transmitting antennas of uniform linear array (ULA) is taken as example. It is supposed that codeword W_x e C_l targets wideband/long-term channel properties, and W₂ G C₂ targets frequency-selective/short-term channel properties. The amount of W_x , namely the size of the codebook C₁ is denoted by p , and the amount of W₂ , namely the size of the codebook C₂ is denoted by q respectively. The precoding matrix for a sub-band has the form of W = W_J^W_J . For closely-spaced ULA (for example, the mode of the co-relation factor of the antennas is greater than a predetermined threshold, or the distance between the antennas is smaller than or equals to half of the signal wavelength) , the dominated eigen-vector of the channel matrix can be approximated by a DFT vector . Hence, the invention proposes the codewords for W_l and W₂ to satisfy that W is a Mxl DFT vector. And the specific

W_l and W₂ are proposed as follows.

(1) W_l Codebook Design

Define (M/2)xl DFT vector

•(M/2-1)

Wherein, 0_k is the phrase difference between two neighboring elements in the DFT vector, the value range of which is [θ,.71) ;

Define p DFT sets with a dimension of (M / 2)Xq

X (i) fk, f ^li, , k = 0,1,···,ρ- 1 .

define p diagonal matrices

^■(Mil) ¾₂ ·(Μ/2) ¾ -(MIT)

A^(k) = diag , k = 0,1, —1 W_l is designed

X^W (k)A _A (i) k = 0,l,-,p-l

That is to say the codebook C₁ is

c^jw^w^, .w^}

(2) W₂ Codebook Design

Define G_k as the elementary vector , i.e. the (k+1) th column of identity matrix . For one data flow, namely rank 1, W₂ is

For two data flows, namely rank 2, W₂ is

The codebook C₂ is

2={w ,w , ,w } Based on the W_X and W₂ designed above, the corresponding precoding matrix W = W_J^W_J has the form of DFT vector, which matches channel characteristics well for closely-spaced co-polarized antennas . It should be noted that although the precoding matrix is written as the multiplication of W_X and W₂ , inpractice

W can be easily obtained without doing matrix multiplication by selecting corresponding elements in W_X based on the positions of 1 in W₂. Thus, even if the dimension of W_X is large, the practical computational complexity is low .

For cross-polarized linear array (CLA) antennas, the codebook C₁ and codeword W_l stay as they are, and codeword W₂ is adjusted by a co-phrasing factor a .

Specifically, for one data flow, namely rank 1, W₂ is

For two data flows, namely rank 2, W₂ is

Codebook C₂ is

c₂={wf,w«, ,w₂ ⁽^}

When it is used for ULA antennas, = 1. When it is used for CLA or when the same codebook is used for various polarization manner of the antennas, the value of a is selected from a set , wherein, m is the amount of values of , the values of β_γ,β₂,· · ·,β_η are selected in a range of [0,2^-), r_n \ a 2x(k-l) generally selected as evenly distributed among [0,2<¾^"j namely p_k =

m k = 1, 2,· · ·,m .

The following part describes the design of the above codewords W_X and

W₂. In this embodiment, eNB has 8 antenna elements.

( 1 ) Codebook C, B = [b₀ b, b 31 [B] = e ³² , n = 0,l,2,3, « = 0,1,···, 31

X⁽ⁱ⁾e{ [b 2imod32 ^(2i+l)mod32 ^(2i+2)mod32 ^(2i+3)mod32 : = 0, 1,···,15}

X⁽ⁱ⁾ 0

0 X^(k)A^(k)

j (2imod32) ((2i+l)mod32) ((2i+2)mod32) ((2i+3)mod32)

^■■ diag 32 _g 32 _g 32 _g 32 ^^'^'w/²' ,Τ^⁽¹⁵⁾}

( 2 ) Codebook C₇

For one data flow, namely rank 1,

ULA

a =^■r [{/ ,' j - j^'} ULA and CLA

Wherein, G_k is the elementary vector with all zeros except for the (k +l)th element with value 1.

For two data flows, namely rank 2,

1

W₂eC

αΥ_ί —aY

(Yi,Y₂)e { (^eO'^eo)'(^ei '^ei )'(^e2'^e2)'(^e3'^e3) }

When the codebook C₂ is used for ULA, C₂ comprises four second matrices W₂ , and when the codebook C₂ is used for both ULA and CLA simultaneously, C₂ comprises sixteen second matrices W₂.

It should be noted that in the art Rl-105011, since there are only 4 choices for co-phrasing factor, the number of the DFT beams of the 8 antennas is only 16 and could not be increased to 32. The above example proposed by the invention increases the number of the DFT beams of the 8 antennas from 16 to 32, so as to increase the spatial resolution.

The codewords determined according to the invention are described in the above example. It should be noted that the invention is not limited by the above codeword design. In case that the number of at least one of antenna elements, codeword W_l , codeword W₂ , phrase 0_k and co-phrasing factor a changes, the codewords can be adjusted accordingly.

The above part discusses the codewords proposed by the invention. The following part will describe the embodiment of carrying out precoding communication based on the codewords determined by the invention.

Firstly, the determining means in the user equipment (UE) measures wideband and/or long-term channel related information, and selects, from the first codebook C₁ an first matrix, namely the codeword W_x , according to the channel related information. The UE can determine the optimized codeword corresponding to the wideband and/or long-term channel related information, according to the criteria of maximum capacity or minimum distance with the eigen-vector of the channel correlation matrix.

After that, the determining means multiplies the first matrix W_x with each second matrix W₂ in the second codebook C₂ , so as to obtain a plurality of candidate precoding matrices.

Then, the determining means selects an optimized precoding matrix from the plurality of candidate precoding matri ces based on the predefined rules, according to the measured frequency selection and/or short-term channel state information. The predefined rules are for example rules that can select a candidate precoding matrix enabling a maximum channel capacity, or select a candidate precoding matrix with a minimum distance with the eigen-vector of the channel correlation matrix. It should be noted that other rules are also applicable, and the description will not give unnecessary details .

Then, the determining means can determine an optimized second matrix W₂ corresponding to the optimized precoding matrix.

At last, the sender of the UE provides, for the eNodeB, identifications, such as the serial numbers of the matrix in the codebook, of the optimized first matrix W_x and the optimized second matrix W₂.

At the eNodeB, the receiver of the eNodeB receives identifications of the optimized first matrix W_x and the optimized second matrix W₂ , fed back by user equipments.

Then, the inquiring means of the eNodeB determines, from the first codebook C₁ and the second code book C₂ , the optimized first matrix W_x and the optimized second matrix W₂ , according to the identifications.

After that, the calculator of the eNodeB obtains an optimized precoding matrix for sub-band precoding in the manner illustrated above, according to the first matrix W_j and the second matrix W₂.

At last, the precoder of the eNodeB precodes the data to be transmitted, by using the optimized precoding matrix, so as to transmit the precoded data to the user equipment .

The inventor simulates the performance of the codebook proposed by the invention, and compares it with the simulation results of Rl-105011 in the art. The simulation uses 19 cells /57 pentagon sectors. The following table 1 shows the assumed wireless network environment, based on which the simulation is carried out.

Table 1

Parameter Assumptions used for evaluation

Deployment

3GPP case 1 3D, SCM-UMa with low angle spread (8deg)

scenario

Cell number 19 cells with 3 sectors per cell

Wrap-around

Yes

model

Duplex method

FDD: 10MHz for downlink

and bandwidths

Network

Synchronized

synchronization

Traffic model Full-buffer

UE number per Maximal numb

of co-schedul

UE

Handover margin 1.0

eNB Antenna 8Tx: Co-polarized antennas with 0.5-lambda spacing: Vertically as sumptions polarized

antenna 2Rx : A single co-polarized ULA with 0.5-lambda spacing with vertical sumptions polarization

UE antenna

Random distribution within range [-90, 90] degrees orientation

Calibrated

Ideal

antenna array

Downlink

transmission

scheme

Note: All MU-MIMO schemes are based on low-bound MU CQI, DMRS, precoding, w/ SU and MU MIMO switching

Downlink

Proportional fair, frequency selective

schedule

Feedback long-term/wideband Wl and short-term/ sub-band W2 , and sub-band CQI as sumptions Sub-band CQI report: 5ms periodicity, 6ms delay, with measurement ( feedback error: N(0,ldB) per PRE

periodicity in

time domain,

feedback Wl and W2 report :

granularity in 5ms periodicity for both Wl and W2 , and 6ms feedback delay frequency

domain )

CQI SU-CQI for SU-MIMO and low-bound MU-CQI for MU-MIMO

Downlink HARQ

Synchronous HARQ, Chase combining

scheme

Downlink

receiver type

CSI-RS based CSI

estimation Real

error DM-RS channel

Real

estimation

Feedback error Yes , 1% codeword error rate

HARQ Chase combing with max 4 retransmissions

Control channel

and reference Fixed 0.3063 (As agreed in ITU evaluation)

signal overhead

test 800 subframes

configuration

The simulation results are listed in the following table 2 :

Table 2

It can be seen that the invention achieves better performance than the art .

Those ordinary skilled in the art could understand and realize modifications to the disclosed embodiments, through studying the description, drawings and appended claims. The word "comprising" does not exclude the presence of elements or steps not listed in a claim or in the description. The word "a" or "an" preceding an element does not exclude the presence of a plurality of such elements. In the practice of present invention, several technical features in the claim can be embodied by one component.

Claims

What is claimed is:

1. A method for determining precoding matrix for the sub-band precoding in a transmitter, wherein the transmitter has transmitting antennas, and the method comprises:

a. determining an optimized first matrix W_j according to wideband and/or long-term channel properties, with the first matrix W_j corresponding to wideband and/or long-term channel properties;

b. multiplying the optimized first matrix W_j with each second matrix

W₂ in a second codebook, so as to obtain a plurality of candidate precoding matrices, with the second matrix W₂ corresponding to frequency-selective and/or short-term channel properties;

c. selecting an optimized one from the plurality of candidate precoding matrices for precoding the data to be transmitted, according to a frequency selection and/or a short-term channel state information;

characterized in that, the amount of DFT beams is increased to improve the spatial resolution; a diagonal matrix is involved in said first matrix W_j ; and phrase adjustment is involved in said second matrix W₂ , so as to guarantee the adjusted phrase is evenly distributed among the whole phrase space.

2. A method as claimed in claim 1, wherein the amount of DFT beams is increased to improve the spatial resolution,

the first matrix W_j is selected from the following first codebook

(k) X^(k) 0

, k = 0,l,- " , p -l

0 X^(k)A^(k) wherein, p is the amount of the first matrix in the first codebook , and

Wherein, q is the amount of each group of beam, f. 1 ... ₆Άη ^Μ/2-^γ> 0_k is the phrase difference between two neighboring element in the DFT vector with a value range of [0,2^-) ; and when the amount of data flows is 1, said second codebook comprises second matrices W, as follows

, k = 0,l, - - -,q -l

Wherein, e_k is an elementary vector with the (k+l)th element being 1 and other elements being zero, and a is a parameter related with the polarization manner of the antennas.

3. A method as claimed in claim 2, wherein the value of a is 1 when the polarization manner of the antennas is uniform linear array.

4. A method as claimed in claim 2, wherein when the polarization manner of the antennas is cross polarized linear array or when the same codebook is used for various polarization manner of the antennas, is selected from a set

,e^ih wherein m is the amount of values of a , the values of β_ι ,β₂ ,· · ·,β_ηι are selected in a range of [0,2<¾") , generally selected as evenly distributed among ■_> k = 1, 2,· · · , m .

5. A method as claimed in claim 2, wherein, when the transmitter has 8 antenna elements, for codebook C₁ ,

B = [b₀ - b₃₁] , m

= 0,l,2,3, rc = 0,l,-,31

X ^e { [^2imod32 ^ (2i+l)mod32 ^(2i+2)mod32 ^(2i+3)mod32 ] · ^^— 1, " " " , 15^

?7r4 ?7r4 ?7r4

(2imod32) ( (2i+l)mod32) ((2i+2)mod32) ((2i+3)mod32)

Λ⁽ = diag 32 _g 32 _g 32 _g 32

for codebook C

when the amount of data flows is 1,

wherein e_k is an elementary vector with the (k+ 1 ) th element being 1 and other elements being zero,

when the amount of data flows is 2, namely rank 2,

(Yl, Y₂)⁶ { (^eO'^eo)'(^ei'^ei )'(^e2'^e2)'(^e3'^e3) }

when the codebook C₂ is used for ULA, C₂ comprises four second matrices

W₂ , and when the codebook C₂ is used for both ULA and CLA simultaneously,

C₂ comprises sixteen second matrices W₂ .

6. A method, intheuser equipments , for feeding precoding matrix for sub-band precoding back to an eNodeB, comprising the steps of :

- determining the optimized first matrix W_x and the precoding matrix, by using a method as claimed in any one of claims 1 to 5;

- determining an optimized second matrix W₂ corresponding to said optimized precoding matrix;

- providing, for the eNodeB, identifications of said optimized first matrix W_x and said second matrix W₂ .

7. A method, in eNodeBs, for precoding data, comprising:

- receiving identifications of an optimized first matrix W_x and an optimized second matrix W₂ , fed back by user equipments;

- determining, from the first codebook and the second code book in a method according to any one of claims 1 to 5, the optimized first matrix W_x and the optimized second matrix W₂ , according to the identifications;

- multiplying the optimized first matrix W_x and the optimized second matrix W₂ , and obtaining an optimized precoding matrix;

- precoding the data to be transmitted, by using the optimized precoding matrix.

8. A device, in user equipments, for feeding precoding matrix for sub-band precoding back to an eNodeB, comprising:

- a determining means, for determining the optimized first matrix W_x and the precoding matrix, by using a method as claimed in any one of claims 1 to 5, and for determining an optimized second matrix W₂ corresponding to said optimized precoding matrix;

- a sender, for providing, for the eNodeB, identifications of said optimized first matrix W_x and said second matrix W₂ .

9. A device, in eNodeBs, for precoding data, comprising:

- a receiver, for receiving identifications of an optimized first matrix

W_x and an optimized second matrix W₂ , fed back by user equipments;

- an inquiring means, for determining, from the first codebook and the second code book in a method according to any one of claims 1 to 5, the optimized first matrix W_x and the optimized second matrix W₂ , from the identifications;

- a calculating means, for multiplying the optimized first matrix W_x and the optimized second matrix W₂ , and obtaining an optimized precoding matrix for the sub-band precoding;

- a precoder, for precoding the data to be transmitted, by using the optimized precoding matrix.