WO2011036346A1

WO2011036346A1 - Micromechanical tunable fabry-perot interferometer and a method for producing the same

Info

Publication number: WO2011036346A1
Application number: PCT/FI2010/050739
Authority: WO
Inventors: Martti Blomberg
Original assignee: Valtion Teknillinen Tutkimuskeskus
Priority date: 2009-09-24
Filing date: 2010-09-24
Publication date: 2011-03-31
Also published as: US20120181647A1; JP2013506154A; JP5685257B2; US8995044B2; EP2480867A1; EP2480867B1; EP2480867A4; FI20095976A0

Abstract

The invention relates to controllable Fabry-Perot interferometers which are produced with micromechanical (MEMS) technology. Micromechanical interferometers of the prior art have a disadvantage of significantly attenuating infrared radiation. In the inventive solution there is a gap (104, 114) in at least one mirror, serving as a layer of the mirror. The other layers of the mirrors can be made of polycrystalline silicon, which has a negligible attenuation at the infrared range. It is also preferable to provide a hole (125) or a recess in a substrate (130) at the optical area of the interferometer.

Description

Micromechanical tunable Fabry-Perot interferometer and a method for producing the same

Technical field

The invention relates to a Fabry-Perot interferometer and a method for producing a Fabry-Perot interferometer. More specifically, the invention relates to tunable Fabry-Perot interferometers which are produced with micromechanical (MEMS) technology. The technical field of the invention is specified in the preamble of the independent claims.

Background technology

Fabry-Perot interferometers are used as optical filters and in spectroscopic sen- sors, for example. A Fabry-Perot interferometer is based on parallel mirrors, whereby a Fabry-Perot cavity is formed into a gap between the mirrors. The pass band wavelength of a Fabry-Perot interferometer can be controlled by adjusting the distance between the mirrors i.e. the width of the gap. It is common to use micromechanical technology for producing Fabry-Perot interferometers. Such a solu- tion is described e.g. in patent document FI95838.

Prior art structure of a micromechanical interferometer usually includes layers of silicon and silicon oxide or silicon nitride, wherein mirrors of the interferometer have silicon oxide layer(s) or silicon nitride layers between silicon layers. A movable mirror is provided by removing a sacrificial layer, which has initially been formed between two mirror layers. The sacrificial layer may be e.g. silicon dioxide, which can be removed by etching with hydrofluoric acid (HF), for example. In order to allow the etching substance to reach the sacrificial layer, holes are provided in the movable mirror. The position of a moveable a mirror is controlled by applying voltage to electrodes, which are included in the mirror structures. The micromechanical production technology allows series production of interferometers. However, while the micromechanical interferometers of the prior art have good performance in short wavelength ranges of visible light and near-infrared radiation, whereas their performance is worse at the longer wavelengths i.e. infrared range, especially in the range over 5 μιτι. This is due to the fact that silicon oxide and silicon nitride have relatively high attenuation at these longer wavelengths. A further disadvantage of the prior art interferometers relates to a requirement to use antireflection coating in order to compensate the refractive index of the substrate. The desired compensation can usually be achieved only within a restricted range of wavelengths, whereby the interferometers may not have the required performance on a wider range of wavelengths.

There may also exist problems if an aperture on the interferometer is provided by using a material layer which is deposited at the mirror side of the substrate. In such a case the mirror structure is not symmetric due to a step which is formed by the aperture layer, and as a result the mirror layers may not be straight.

Summary of the invention

The purpose of the present invention is to avoid or reduce disadvantages of the prior art.

The object of the invention is achieved with a solution, in which a gap is used as at least one layer of a mirror. The gap may be vacuum or it may include air or other gas which is transparent at the operational wavelength range. The further layers of the mirror are preferably made of polycrystalline silicon. The use of silicon oxide or silicon nitride in the mirror layers can thus be avoided or reduced. With this inventive solution it is possible to avoid the above mentioned problems related with the prior art.

Electrically tunable Fabry-Perot interferometer, comprising

- a substrate,

- a first mirror structure on the substrate,

- a second, movable mirror structure, whereby the first and second mirror struc- tures comprise first and second mirrors which are substantially parallel,

- a Fabry-Perot cavity between the first and second mirrors,

- electrodes for electrical control of the distance between the mirrors,

is characterised in that

- at least one mirror has a gap which serves as a layer of the mirror between two other layers of the mirror..

Method for producing a controllable Fabry-Perot interferometer, wherein

- a substrate is provided,

- a first mirror is provided on the substrate, - a second, movable mirror structure is provided, whereby the first and second mirror structures comprise first and second mirrors which are substantially parallel,

- a Fabry-Perot cavity is provided between the first and second mirrors, whereby providing the cavity comprises providing a sacrificial layer between the first and second mirror structures before providing the second mirror structure, and the sacrificial layer is removed after providing the second mirror structure,

- providing electrodes for electrical control of the distance between the mirrors, is characterised in that

- a gap is formed in at least one mirror which gap serves as a layer of the mirror between two other layers of the mirror.

In one embodiment of the invention both mirrors of the interferometer have gaps which serve as layers of the mirror. According to another embodiment of the in- vention there are gap layers only in the movable mirror.

In one embodiment of the invention the optical aperture is produced by forming a hole or a recess in the substrate whereby the substrate may be heavily doped. Due to the heavy doping the substrate layer attenuates the radiation and prevents the transmission of radiation outside the optical aperture. It is also possible to provide an additional layer, such as a metal layer, at the surface of the substrate in order to prevent transmission of radiation outside the optical aperture. This feature of providing a recess or preferably a hole in the substrate at the optical area and providing an optical aperture can also be applied independently in such inter- ferometers where mirror layers do not include a gap according to the present invention.

In another embodiment of the invention the substrate is made of transparent material, whereby a separate non-transparent material layer is used for forming the optical aperture. If the substrate is not removed at the optical area of the interferometer it is usually necessary to provide an antireflection material layer at the surface of the substrate within the optical area.

According to one embodiment of the invention the mirror layers at opposite sides of the gap are connected with necks through the gap in order to keep the gap width at a constant value throughout the optical area and in order to improve the mechanical strength and rigidity of the mirror. Such necks can be made of the same material as the layers at the opposite sides of the gap. Alternatively, the necks can be made of silicon oxide by remaining sacrificial silicon oxide to form the necks. The necks may have a form of a beam, for example. The width dimensions of the neck are preferably smaller than or about the same size as the height of the neck. The necks are preferably perpendicular to the mirror planes.

Some further preferable embodiments of the invention are described in the dependent claims.

Significant advantages can be achieved with the invention when compared to the prior known solutions. In an inventive Fabry-Perot interferometer it is not neces- sary to use silicon oxide or silicon nitride layers in the mirror. Since polycrystalline silicon and air both have low attenuation in the infrared range wavelengths it is possible to provide interferometers which have good performance even within long wavelength ranges, such as 6-20 μιτι. It is also possible to use the interferometers according to the invention within shorter wavelength ranges. Also, when silicon oxide is not used in the interferometer, the etching of the sacrificial layer does not deteriorate the mirror layers. It is therefore possible to remain straight edges of the holes which are made to the movable mirror for etching the sacrificial layer. The movable mirror thus keeps its even form. It is also possible to include a higher density of etching holes in the movable mirror, which improves the etching process and whereby HF vapour etching can be used. The etching holes are preferably distributed throughout a mirror, and the holes are more preferably evenly distributed across a mirror.

When the sacrificial layer is removed with HF vapour etching, this can be performed after cutting the chips and possibly also after encapsulating the chips. This allows simple cutting and packaging procedures because the movable mirror does not need to be released at that phase and is therefore not sensitive to environmental stress, such as changes of temperature or humidity, contamination, etc. Also, it is possible to transport the interferometers in normal transportation manners because the movable mirrors can be released after the transport. Further, it is possible to allow a higher density of pinholes in the mirror layers because the etching agent is not harmful to any of the mirror layers. Therefore, it is possible to apply higher roughness at the mirror surfaces, whereby the risk of the mirrors sticking to each other is decreased. As a consequence of these advantages, higher yield can be achieved in the production of Fabry-Perot interferome- ters, and the high functional reliability of interferometers can be achieved. There are also significant advantages related to providing a recess or preferably a hole at the substrate for forming an optical aperture. When substrate is not present at the optical area of the interferometer it is not necessary to provide a material layer, e.g. an antireflection layer, for compensating the refractive index of the substrate. This way it is possible to achieve a required performance of the interferometer within wide range of wavelengths. It is also possible to avoid an optical asymmetry between the mirrors. If there is a substrate layer at the optical area it is necessary to include an additional layer at the fixed mirror between the other layers of the mirror and the substrate, for matching the mirror with the substrate. As a result, there is a difference between the optical properties of the fixed mirror and the movable mirror. However, an optical symmetry is achieved when the substrate has been removed at the optical area because no additional layer for matching the mirror with a substrate is required. The fixed and movable mirrors can therefore be equal and have equal optical properties. As a further advantage, it is pos- sible to provide a symmetrical mirror structure when an aperture layer is not required at the mirror side of the substrate. It is thus possible to get a better straightness of the mirror layers. Additionally, overall attenuation of the interferometer is reduced by removing the substrate at the optical area of the interferometer. It is noted that these advantages of removing the substrate at the optical area and possibly using the substrate for providing an optical aperture can at least in part be achieved also in interferometers where there is no gap as a mirror layer.

In this patent application the term "mirror" means a structure where there is a layer or a set of layers which reflects light. In this patent application the terms "radiation" or "light" are used to mean any radiation in the optical range of wavelengths.

In this patent application "sacrificial layer" means a material layer which is at least partially removed in the final product.

Short description of the drawings In the following part the preferable exemplary embodiments of the invention are described in more detail by referring to the enclosed drawings, in which:

Figure 1 illustrates a cross section of an exemplary Fabry-Perot interferometer according to the invention; Figure 2 illustrates a top view of an exemplary electrically tunable Fabry- Perot interferometer according to the invention;

Figure 3 illustrates a cross section of another exemplary Fabry-Perot interferometer according to the invention, wherein the substrate is trans- parent and without a hole at the optical area

Figure 4 illustrates a cross section of a further exemplary Fabry-Perot interferometer according to the invention, wherein only the movable mirror includes a gap forming a layer;

Figure 5 illustrates a cross section of a further exemplary Fabry-Perot inter- ferometer according to the invention, wherein the gap of the movable layer only covers the area of the optical aperture;

Figure 6 illustrates preferable positioning of holes and necks at the layers of the movable mirror;

Figures 7a-7e illustrate an exemplary process for producing an exemplary Fabry- Perot interferometer according to the invention.

Detailed description of the embodiments

Figure 1 illustrates a cross section of an exemplary Fabry-Perot interferometer according to the invention. The interferometer has a substrate 130 of e.g. monocrystalline silicon material, wherein there is a hole 125 at the optical area of the interferometer, thus providing an optical aperture for the interferometer. The reflecting layers of the fixed mirror are provided by layers 102-106, wherein layers 102 and 106 are of polycrystalline silicon, and layer 104 is a gap which includes vacuum, air or other transparent gas. The gap has been formed by removing a sacrificial layer of silicon oxide 103 from the optical area. Layer 106 is made of lightly doped polycrystalline silicon and serves as a control electrode of the fixed mirror.

The interferometer has a second, movable mirror which has reflecting layers 1 12- 1 16. Layers 1 12 and 1 16 are of polycrystalline silicon, and layer 1 14 is a gap which includes vacuum, air or other transparent gas. The gap has been formed by removing a sacrificial layer of silicon oxide 1 13 from the optical area. Layer 1 12 is made of doped polycrystalline silicon and serves as electrically conducting control electrodes of the movable mirror. The outer electrode of the lower, fixed mirror is electrically connected to the connection 1 10a. The electrode 1 12 of the movable mirror is connected to the same potential with the centre lower electrode, to the connection 1 10b. In this way it is possible to avoid a potential difference between the centre parts of the movable and fixed mirrors. If potential difference would exist, this could cause an uneven offset into the position of the centre part of the movable mirror. The electrical connections 1 10a, 1 10b are made of aluminium, for example.

There are necks 105, 1 15, in the gaps of mirror structures for keeping the width of the gap constant throughout the optical area. The necks connect the layers at the opposite sides of the gap mechanically to each other. The necks preferably cover only a small part, such as 1 -10% of the optical area in order to avoid significant attenuation. The necks can be made of the same polycrystalline silicon material as the layers, or of silicon oxide, for example. One exemplary way to produce the necks of silicon is by patterning the silicon oxide layer before depositing a poly- crystalline silicon layer, whereby the layers of polycrystalline silicon will be connected through the openings of the silicon oxide layer. One exemplary way to produce the necks of silicon oxide is by leaving sacrificial silicon oxide between the layers of polycrystalline silicon.

The value of the gap width of the mirrors is preferably λ/4, wherein λ is the centre wavelength of the interferometer pass band. The optical thickness of the other mirror layers is preferably also λ/4. However, the gap width / optical thickness may alternatively be some multiple of λ/4.

The cavity of the interferometer is formed by the space 123, from which sacrificial silicon oxide layer has been removed. The sacrificial layer is etched e.g . by va- pour HF through holes 151 of the second mirror structure. The second mirror will thus become movable. The silicon oxide layer has been removed from the optical area of the interferometer but it is not removed from the edges 1 1 1 of the silicon oxide layer. The remaining silicon oxide layer between the edges of the movable upper mirror and the lower fixed mirror serves as a support for the movable upper mirror. The silicon oxide keeps the movable mirror in a straight and uniform position . It is thus preferable to use the silicon oxide layer also as a support for the movable layer, but it is also a possible alternative to provide the support for the movable mirror by applying a supporting layer above and over the edges of the movable mirror. Such a support can be made of aluminium, for example. There may be an optional patterned layer 124 of e.g. aluminium or some other material which does not transmit radiation within the operating range of the interferometer. The purpose of this layer is to prevent any radiation to be transmitted outside the aperture. Figure 2 illustrates a top view of an exemplary electrically tunable Fabry-Perot interferometer 20 according to the invention. The contacts 1 10a and 1 10b for the electrodes of the upper and lower mirrors are located at corners of the interferometer. The optical area / aperture 261 is circular, and the upper, second mirror is provided with small holes (not shown) which have been used for removing the sacrificial layer. The holes are preferably evenly distributed across the optical area of the second mirror. The diameter of each hole may be e.g. 100 nm - 5 μιτι. The holes may cover an area of 0,01 % - 5 % of the optical area of the second mirror. Such holes function mainly as reflecting mirrors and do not therefore have substantial effect on the performance of the interferometer. Figure 3 illustrates another embodiment of an interferometer according to the invention. In this embodiment the substrate is uniform, and the radiation passes through the substrate. The substrate must therefore be transparent at the operating wavelength range of the interferometer. The aperture is formed by a patterned layer 124 of e.g. aluminium or some other material which does not transmit radia- tion within the operating range of the interferometer. Layer 126 serves as an anti- reflective coating.

Figure 4 illustrates a further embodiment of an interferometer according to the invention. In this embodiment the movable mirror has a gap as one layer, but the fixed, lower mirror has the middle layer 103 made of silicon oxide. Figure 5 illustrates a still further embodiment of an interferometer according to the invention. It is similar to the embodiment of Figure 4 except in that the movable mirror has a gap only within the area of the aperture, whereby the mirror has a silicon oxide layer outside the aperture area.

Figure 6 illustrates a preferable relative positioning of holes 61 and necks 62 at the layers of the movable mirror. The holes are preferably positioned into a hexagonal grid in accordance with the Figure 6.

Figures 7a, 7b, 7c, 7d and 7e illustrate a flow diagram of an exemplary method according to the invention for producing an electrically tunable Fabry-Perot interferometer, such as an interferometer of Figures 1 and 2. The production process is started by providing a wafer substrate, 71 . The substrate can be e.g. monocrys- talline silicon or fused silica. Next layers of the first, fixed mirror structure are provided on the substrate. A layer of silicon oxide is deposited on the substrate by LTO (Low temperature Oxidation) deposition, 72. Next, polycrystalline silicon is deposited, 73, and ion implantation and annealing is performed in order to achieve an electrically conductive area, 74. The next layer is deposited by low stress PECVD TEOS deposition, 75, which is then patterned, 76. Next a polycrystalline silicon layer is deposited, 77, and conductive areas are formed by ion implantation and annealing, 78. The polysilicon is then patterned, 79. Thus the lay- ers for the fixed mirror have been produced.

A sacrificial layer for forming a Fabry-Perot cavity is deposited by PECVD TEOS deposition, 80, and the layer is patterned, 81 . Next, the layers for the movable mirror are produced. A layer of polycrystalline silicon is deposited, 82, conductive areas are formed by ion implantation and annealing, 83, and the layer is pat- terned, 84. Next a layer is made with PECVD TEOS deposition, 85, and the TEOS oxide is patterned, 86. A layer of polycrystalline silicon is formed with LPCVD deposition, 87, and the oxide is wet etched, 88. Thus the layers for the movable mirror have been produced.

Metallization with aluminium is performed for the connectors by sputtering and patterning, 89. Next, a silicon oxide layer is deposited and patterned at the backside of the interferometer, 90. By ICP etching of silicon a hole/recess is made to the substrate, 91 . Finally, the interferometer chips are diced, and the sacrificial layer is vapor etched, 92.

The invention has been described with the reference to the enclosed embodi- ments. It is, however, clear that the invention is not restricted only to those, but it comprises all embodiments which can be imagined within the inventive idea and the enclosed patent claims.

For example, some materials, dimensions and forms have been mentioned as examples for implementation of the invention. However, it is clear that dimensions, forms and materials as well as details of structure or phases of production can be changed and optimised for each implementation according to the specific requirements.

Above, the use of aluminium was described as a conductive material forming electrodes electrical wiring and connections. However, it must be noted that it is quite possible to use other alternatives of conductive materials, such as copper. Also, monocrystalline silicon has been mentioned as an exemplary preferable material for the substrate. However, it is naturally possible to use other alternative materials. It is also noted that the feature of removing the substrate at least partly at the optical area and possibly using it for providing an optical aperture can also be applied as an independent invention in structures which do not include a gap as a mirror layer, but where all mirror layers are e.g. deposited material layers.

The inventive interferometers have several preferable applications. They can be used as controllable filters in optical spectrometers, colour analyzers, imagers, optical data communications, and in various devices for measuring e.g. contents of specific gases or liquids.

Claims

1 . Electrically tunable Fabry-Perot interferometer, comprising

- a substrate,

- a first mirror structure on the substrate,

- a second, movable mirror structure, whereby the first and second mirror structures comprise first and second mirrors which are substantially parallel,

- a Fabry-Perot cavity between the first and second mirrors,

- electrodes for electrical control of the distance between the mirrors,

characterised in that

- at least one mirror has a gap which gap serves as a layer of the mirror between two other layers of the mirror.

2. Electrically tunable Fabry-Perot interferometer according to claim 1 , characterised in that the gap is between two layers of polycrystalline silicon.

3. Electrically tunable Fabry-Perot interferometer according to claim 1 or 2, characterised in that mirror layers at opposite sides of the gap are connected with necks through the gap in order to keep the gap width at a constant value throughout the optical area.

4. Electrically tunable Fabry-Perot interferometer according to any of previous claims, characterised in that the second, movable mirror includes a gap.

5. Electrically tunable Fabry-Perot interferometer according to any of previous claims, characterised in that the first mirror includes a gap.

6. Electrically tunable Fabry-Perot interferometer according to any of previous claims, characterised in that the width of the gap is λ/4 wherein λ is the centre wavelength of the pass band of the interferometer.

7. Electrically tunable Fabry-Perot interferometer according to any of previous claims, characterised in that the optical thickness of all layers of the mirror are λ/4 wherein λ is the centre wavelength of the pass band of the interferometer.

8. Electrically tunable Fabry-Perot interferometer according to any of previous claims, characterised in that the substrate has a hole or recess at the optical area of the interferometer.

9. Electrically tunable Fabry-Perot interferometer according to claim 8, characterised in that the substrate is substantially non-transparent at the operational wavelength of the interferometer thus forming an optical aperture.

10. Electrically tunable Fabry-Perot interferometer according to claim 8, characterised in that there is a coating on the substrate, the coating being substantially non-transparent at the operational wavelength of the interferometer thus forming an optical aperture.

1 1 . Electrically tunable Fabry-Perot interferometer according to any of previous claims, characterised in that the substrate is of transparent material at the operational wavelength range of the interferometer, and the interferometer has a separate layer for forming an optical aperture.

12. Electrically tunable Fabry-Perot interferometer according to any of previous claims, characterised in that the gap has a vacuum or that the gap includes air or other gas which is transparent at the operational wavelength range of the interferometer.

13. Electrically tunable Fabry-Perot interferometer according to any of previous claims, characterised in that a mirror of the interferometer has etching holes, which are preferably distributed throughout the mirror.

14. Method for producing a controllable Fabry-Perot interferometer, wherein - a substrate is provided,

- a first mirror is provided on the substrate,

- a second, movable mirror structure is provided, whereby the first and second mirror structures comprise first and second mirrors which are substantially parallel,

- providing electrodes for electrical control of the distance between the mirrors, characterised in that

15. Method according to claim 14, characterised in that the mirror is made of at least two layers of polycrystalline silicon, whereby the gap is formed between two said layers of polycrystalline silicon.

16. Method according to claim 14 or 15, characterised in that necks are formed between mirror layers at opposite sides of the gap, through the gap, in order to keep the gap width at a constant value throughout the optical area.

17. Method according to any of claims 14-16, characterised in that a gap is made into the second, movable mirror.

18. Method according to any of claims 14-17, characterised in that a gap is made into the second, movable mirror.

19. Method according to any of claims 14-18, characterised in that the gap is formed to have a width of λ/4 wherein λ is the centre wavelength of the pass band of the interferometer.

20. Method according to any of claims 14-19, characterised in that all layers of the mirror are formed to have an optical thickness of λ/4 wherein λ is the centre wavelength of the pass band of the interferometer.

21 . Method according to any of claims 14-20, characterised in that the gap is made to have a vacuum or to include air or other gas which is transparent at the operational wavelength range of the interferometer.

22. Method according to any of claims 14-21 , characterised in that a hole or a recess is made in the substrate at the optical area of the interferometer in order to form an optical aperture.

23. Method according to any of claims 14-21 , characterised in that a hole or a recess is made in the substrate at the optical area of the interferometer, and a non-transparent material layer is provided on the substrate in order to form an optical aperture.

24. Method according to any of claims 14-23, characterised in that etching holes are made through a mirror, the etching holes being preferably distributed throughout the mirror.