WO2006126960A1 - Automatic repeat request (arq) protocol having multiple complementary feedback mechanisms - Google Patents
Automatic repeat request (arq) protocol having multiple complementary feedback mechanisms Download PDFInfo
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- WO2006126960A1 WO2006126960A1 PCT/SE2006/050130 SE2006050130W WO2006126960A1 WO 2006126960 A1 WO2006126960 A1 WO 2006126960A1 SE 2006050130 W SE2006050130 W SE 2006050130W WO 2006126960 A1 WO2006126960 A1 WO 2006126960A1
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- method recited
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- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
- H04L1/00—Arrangements for detecting or preventing errors in the information received
- H04L1/12—Arrangements for detecting or preventing errors in the information received by using return channel
- H04L1/16—Arrangements for detecting or preventing errors in the information received by using return channel in which the return channel carries supervisory signals, e.g. repetition request signals
- H04L1/18—Automatic repetition systems, e.g. Van Duuren systems
- H04L1/1829—Arrangements specially adapted for the receiver end
- H04L1/1848—Time-out mechanisms
-
- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
- H04L1/00—Arrangements for detecting or preventing errors in the information received
- H04L1/12—Arrangements for detecting or preventing errors in the information received by using return channel
- H04L1/16—Arrangements for detecting or preventing errors in the information received by using return channel in which the return channel carries supervisory signals, e.g. repetition request signals
- H04L1/1607—Details of the supervisory signal
-
- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
- H04L1/00—Arrangements for detecting or preventing errors in the information received
- H04L1/12—Arrangements for detecting or preventing errors in the information received by using return channel
- H04L1/16—Arrangements for detecting or preventing errors in the information received by using return channel in which the return channel carries supervisory signals, e.g. repetition request signals
- H04L1/1607—Details of the supervisory signal
- H04L1/1671—Details of the supervisory signal the supervisory signal being transmitted together with control information
- H04L1/1678—Details of the supervisory signal the supervisory signal being transmitted together with control information where the control information is for timing, e.g. time stamps
-
- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
- H04L1/00—Arrangements for detecting or preventing errors in the information received
- H04L1/12—Arrangements for detecting or preventing errors in the information received by using return channel
- H04L1/16—Arrangements for detecting or preventing errors in the information received by using return channel in which the return channel carries supervisory signals, e.g. repetition request signals
- H04L1/18—Automatic repetition systems, e.g. Van Duuren systems
- H04L1/1829—Arrangements specially adapted for the receiver end
-
- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
- H04L1/00—Arrangements for detecting or preventing errors in the information received
- H04L1/12—Arrangements for detecting or preventing errors in the information received by using return channel
- H04L1/16—Arrangements for detecting or preventing errors in the information received by using return channel in which the return channel carries supervisory signals, e.g. repetition request signals
- H04L1/18—Automatic repetition systems, e.g. Van Duuren systems
- H04L1/1867—Arrangements specially adapted for the transmitter end
- H04L1/1874—Buffer management
-
- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
- H04L1/00—Arrangements for detecting or preventing errors in the information received
- H04L1/12—Arrangements for detecting or preventing errors in the information received by using return channel
- H04L1/16—Arrangements for detecting or preventing errors in the information received by using return channel in which the return channel carries supervisory signals, e.g. repetition request signals
- H04L1/18—Automatic repetition systems, e.g. Van Duuren systems
- H04L1/1812—Hybrid protocols; Hybrid automatic repeat request [HARQ]
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- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
- H04L1/00—Arrangements for detecting or preventing errors in the information received
- H04L2001/0092—Error control systems characterised by the topology of the transmission link
- H04L2001/0096—Channel splitting in point-to-point links
-
- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04L—TRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
- H04L1/00—Arrangements for detecting or preventing errors in the information received
- H04L1/12—Arrangements for detecting or preventing errors in the information received by using return channel
- H04L2001/125—Arrangements for preventing errors in the return channel
Definitions
- the invention relates, in general, to wireless communications and, in particular, to transmission protocols.
- ARQ Automatic Repeat Request
- RLC Radio Link Control
- GPRS General Packet Radio Service
- WCDMA Wideband Code Division Multiple Access
- HARQ Hybrid ARQ
- MAC-hs Medium Access Control high-speed
- HSDPA High-Speed Downlink Packet Access
- Some prior art protocols use a simple and fast ACK/NACK concept which indicates whether a data frame has been successfully received. Such protocols provide no sequence numbers in the feedback, but instead the transmitter and receiver implicitly relate the feedback to a particular transmission by exploiting a fixed timing relationship. This is often referred to as synchronous feedback.
- the advantage of such an approach is that these short signals can be sent often as the transmission resource consumption is relatively low. Achieving coding gains, however, is limited, or impossible, if each ACK or NACK is a single bit. Thus, there is the risk of misinterpretation of such single bit at the receiver. Fading dips further increase the error probability, and achieving a very low error rate can consume a lot of resources to cover "worst-case" dips.
- integrated retransmission protocols that achieve the efficiencies of conventional ACK/NACK protocols, while simultaneously realizing the reliability of explicit feedback messages.
- integrated retransmission protocols can be implemented in a single protocol entity and are based on the same protocol data units, protocol state and logic.
- the first and second feedback mechanisms can utilize first and second radio channels; the first and second radio channels can share a common carrier frequency.
- the first radio channel can be a narrow bandwidth channel and can utilize an unreliable transmission method; the second radio channel preferably utilizes a reliable transmission method.
- the positive feedback can include an acknowledgement (ACK) message and the negative feedback can include a non-acknowledgement (NACK) message.
- the positive and negative feedback can further include a Status Message that includes one or more position identifiers or sequence numbers identifying ones of the plurality of data units.
- a Status Message can, for example, be a single sequence number indicating the highest numbered of the plurality of data units successfully received, or it can include the sequence number for each data unit that has been correctly received or the sequence number for each data unit that has been incorrectly received, or both.
- Status Messages can, for example, be automatically transmitted in response to the receipt of a predetermined number of data units.
- Status Messages can be sent in response to a request from the transmitter; the request can, for example, be a flag within one of the data units.
- the ACK and NACK messages do not include sequence numbers and are transmitted on the first radio channel using an unreliable transmission method and Status Messages are transmitted on the second radio channel using a reliable transmission method.
- the ACK and NACK messages can be, for example, single data bits and can be unconditionally transmitted in response to the receipt of each of the plurality of data units.
- the transmitter retransmits a data unit in response to the receipt of a NACK or a Status Message indicating the non-delivery or failure to decode such data unit; the transmitter, however, does not remove a data unit from its send buffer upon receiving an ACK, but only in response to a Status Message indicating the successful decoding of such data unit by the receiver.
- Status Messages can include a Cyclic Redundancy Check (CRC) value whereby the transmitter can verify that a Status Message is correctly received.
- CRC Cyclic Redundancy Check
- the method can further include detecting, by a receiver, an error in the transmission of negative feedback; an error can be indicated by the expiration of a timer before the expected receipt of a retransmitted data unit for which negative feedback was sent. In the event of detecting such an error, pending positive or negative feedback is preferably re-transmitted using the second feedback mechanism.
- FIGURE 1 illustrates a schematic representation of an integrated retransmission protocol according to the principles of the invention
- FIGURE 2 illustrates a flow diagram of the general method of the retransmission protocol for a receiver
- FIGURE 3 illustrates a flow diagram of an exemplary embodiment of an integrated retransmission protocol, according to the principles of the invention, in a transmitter
- FIGURE 4 illustrates a flow diagram of an exemplary embodiment of an integrated retransmission protocol, according to the principles of the invention, in a receiver
- FIGURE 5 illustrates the operation of the invention with respect to a trans- mitter's send buffer
- FIGURES 6a and 6b illustrate message sequence charts that illustrate the operation of a timer used to detect feedback errors
- FIGURES 7a and 7b depict further message sequence charts that illustrate the operation of the timer.
- the present invention combines the advantages of multiple feedback signalling concepts in one protocol. This is, in particular, possible in a distributed access network architecture, for example, when an Automatic Repeat Request (ARQ) protocol is terminated in a base station (or access point) and a terminal.
- ARQ Automatic Repeat Request
- the advantages of the invention can, for example, be achieved in combination with a RelayARQ concept (see: H. Wie- mann, M. Meyer, R. Ludwig, C. P.O., A Novel Multi-Hop ARQ Concept. IEEE 61st Semiannual Vehicular Technology Conference (VTC), May 30 - June 1 , 2005, incorporated herein by reference).
- the invention is preferably implemented as a single protocol using two (or more) specific feedback formats on two (or more) specific feedback mechanisms; as described hereinafter, the feedback mechanisms can have different channel characteristics in terms of reliability, resource consumption and delay. Furthermore, the two (or more) feedback formats can use different means to indicate the receiver status; for example:
- asynchronous and explicit feedback as in RLC a status message contains identifiers that explicitly determine the data units the feedback refers to, wherein the identifiers can be sequence numbers or explicit timing references.
- Both feedback message formats indicate receiver information from the same protocol entity and refer to the same protocol data units, protocol state and logic.
- FIGURE 1 illustrated is a schematic representation of an integrated retransmission protocol according to the principles of the invention.
- Data units are transmitted 101 from a transmitter 102 to a receiver 103, each of which defines a protocol endpoint that maintains its own protocol state; bidirectional data transmission can be obtained using one retransmission protocol transmitter/receiver pair in each direction.
- two types of feedback mechanisms are used to indicate the receiver's protocol state; an acknowledgement (ACK) / non-acknowledgement (NACK) Automatic Repeat Request (ARQ) mechanism 104 and a Status Message mechanism 105.
- ACK acknowledgement
- NACK non-acknowledgement
- ARQ Automatic Repeat Request
- 105 Status Message mechanism
- the sequence numbers specifically identify each protocol data unit and can be used to signal which data units have been correctly received and which should be retransmitted.
- For the ACK/NACK feedback mechanism there can be scenarios with more than one data unit per time interval (e.g., MIMO). In such embodiments, there can be one feedback bit per data unit or, alternatively, one bit for a predefined number of data units. An alternative is to use more than one bit per data unti, but still synchronous fedback.
- FIGURE 2 illustrated is a flow diagram of the general method of the retransmission protocol for receiver 102.
- the receiver 102 attempts to decode each data unit (Step 202) and transmit feedback (Step 204), as a function of such decoding, to transmitter 102. If a data unit is successfully decoded (Step 203), the receiver transmits positive feedback to the transmitter (Step 204a); the positive feedback indicates to the transmitter that the data unit was successfully decoded by the receiver. If a data unit is not successfully decoded (Step 203), the receiver transmits negative feedback to the transmitter (Step 204b); the negative feedback indicates to the transmitter that the data unit was not successfully decoded by the receiver. In all cases, as described hereinafter, the transmitter 102 selects a feedback mechanism (Step 205) and transmits the feedback using one of two or more feedback mechanisms (Steps 206a, 206b).
- FIGURES 3 and 4 (with continuing reference to FIGURES 1 and 2) illustrated are flow diagrams of an exemplary embodiment of an integrated retransmission protocol, according to the principles of the invention, for the transmitter 102 and receiver 103, respectively.
- the receiver 103 transmits feedback (Step 204).
- synchronous ACK/NACK feedback is transmitted (Step 401) by receiver 103 in response to the reception of every data unit.
- Step 202 After the receiver has tried to decode a data unit (Step 202), it sends either an ACK if it was successfully decoded (Step 204a) or a NACK indicating that the decoding was not successful (Step 204b). If the transmitter 102 receives a NACK (Step 301), it retransmits the corresponding data unit (Step 302); it does not, however, remove the data unit from its send buffer.
- Some wireless ARQ protocols do not explicitly signal the sequence number of a data unit but rely on a fixed timing structure, meaning that the transmitter knows to which transmission the feedback belongs. For example, assuming a fixed frame length, the transmitter expects feedback for a data unit sent in frame x in frame x + 4. Since the feedback information is associated to the time of transmission of the feedback, however, the status for a given data unit can only be indicated once and it is not possible to repeat the indication to recover from lost or erroneous feedback signals.
- a first feedback mechanism is used to transmit the ACK/NACK feedback, and can utilize a very narrow, low cost (in terms of radio resources), but relatively unreliable feedback format.
- a second feedback mechanism can be used to send additional feedback based on explicit feedback messages (Status Messages) and, preferably, utilizes a more reliable feedback format.
- the receiver 103 in addition to transmitting ACK/NACK messages for each received data unit, also transmits periodic Status Messages (Step 402).
- Each Status Message contains one or more sequence position identifiers, which can be a sequence number associated with each particular data unit or an explicit timing reference referring to a time interval in which a transmission attempt was detected by the receiver; such Status Messages inform the transmitter about the reception state of the data identified by the above mentioned position identifi- ers.
- sequence position identifiers can be a sequence number associated with each particular data unit or an explicit timing reference referring to a time interval in which a transmission attempt was detected by the receiver; such Status Messages inform the transmitter about the reception state of the data identified by the above mentioned position identifi- ers.
- the advantage of using a sequence number or an explicit timing reference as a reference point is that there are no strict timing requirements for the transmission of the feedback. Even if this asynchronous status message is delayed by a few frames, it can still be interpreted by the transmitter 102 since it includes a reference point. This implies that consecutive Status Messages can contain informa- tion about the same data units, which increases the reliability of the protocol since
- a Status Message can, for example, indicate that up to an explicitly given sequence number or transmission time all data units have been correctly received; such a Status Message can be referred to as a cumulative acknowledge- ment.
- a Status Message can include a list of data units which have been correctly or incorrectly received. The list of data units can be compressed in the form of a bitmap for more efficient transmission.
- the Status Messages can include a Cyclic Redundancy Check (CRC) value to ensure that only correctly received status information is used to manipulate the transmitter window.
- CRC Cyclic Redundancy Check
- the Status Messages are transmitted on a second radio channel which can use more efficient coding since the messages are larger. Time alignment, however, is not necessary. Furthermore, the error rate of these messages can be different than those transmitted over the first channel.
- a particular advantage of the invention is that both feedback mechanisms can be provided by one protocol entity and based on the same protocol state. This means that both low delay and high reliability can be achieved while consuming a minimum of resources for transmitting the feedback.
- adaptive feedback strategies depending on radio conditions and/or error patterns, which are otherwise only possible with complex interlayer communication.
- the integrated retransmission protocol can also yield lower error rates compared to a synchronized ARQ protocol and faster error correction compared to an asynchronous window based protocol; both gains can be achieved with a low level of resource consumption for the feedback.
- FIGURE 5 illustrates the operation of the invention with respect to a transmitter's send buffer.
- the transmitter 102 includes a send buffer which holds transmitted data units.
- data unit D1 is first transmitted, followed by data units, D2, D3 and D4.
- data units D1 through D4 are stored in the send buffer after the transmission of data unit D4.
- each data unit is decoded and an ACK or NACK is transmitted back to the receiver.
- ACK acknowledgement
- Data unit D2 is not successfully decoded and a non-acknowledgement (NACK) N2 is sent to the transmitter, triggering the retransmission of data unit D2.
- NACK non-acknowledgement
- Data units D3 and D4 are also successfully decoded and, therefore, ACKs A3 and A4 are transmitted back to the transmitter.
- data units D1 through D4 are still in the send buffer.
- a Status Message 501 is received; the status message identifies the successful decode status of data units D1 , D3, and D4 as acknowledged (A) and the unsuccessful decode status of data unit D2 as non-acknowledged (N).
- the transmitter can now remove data units D1, D3 and D4 from its send buffer, leaving only data unit D2.
- the decoding of retransmitted data unit D2 was successful and an ACK A2 is sent to the transmitter.
- Data unit D2 is not removed from the send buffer, however, until the subsequent receipt of the Status Message 502 in- dicating the successful decode of data unit D2; in the illustrated example, the send buffer is then empty.
- NACK signals are not reliable; if a NACK is interpreted by the transmitter as an ACK, the transmitter would advance the transmit window or remove data units from the send buffer, leading to unrecoverable data loss. To avoid that, preferably only reliable Status Messages can trigger the removal of data from the transmitter send buffer.
- the ACK and NACK feedback can be 1-bit.
- a potential problem with using single bit acknowledgement messages is that a NACK may be incorrectly received as an ACK; i.e., the receiver 103 does not receive a data unit correctly and responds with a NACK signal, but the transmitter 102 interprets this signal as an ACK and incorrectly assumes that the data has been received correctly.
- the receiver 103 will not know when to expect a retransmission of the incorrectly received data unit; thus, it is impossible for the receiver to immediately detect that a NACK to ACK error occurred.
- a timer at the receiver can be used that is started upon reception of a non-successful transmission; alternatively, the timer can be started when the corresponding NACK is transmitted or at similar related events.
- the timer is stopped if the expected retransmission is received and the data can be decoded successfully.
- the timer is restarted, however, if a retransmission is received and the data can still not be decoded; i.e., the transmission errors persist.
- An error in the transmission of the feedback is indicated if the timer expires before the expected retransmission is received. Upon such an error, the feedback is then retransmitted using a second feedback mechanism.
- FIGURES 6a and 6b are message sequence charts that illustrate the operation of the timer.
- FIGURE 6a depicts the case when a transmission error occurs but the NACK is correctly received; the timer is started but the retransmission arrives as expected and the timer is canceled.
- FIGURE 6b depicts the case where a transmission error occurs and the NACK is not correctly received at the transmitter; i.e., the transmitter interprets the NACK as an ACK. Because the transmitter believes that no further action is required, it does not retransmit the data unit as expected by the receiver and the timer eventually expires.
- FIGURES 7a and 7b depicted are further message sequence charts that illustrate the operation of the timer.
- 7a illustrates a case where no NACK-to-ACK error occurs, but a retransmission is not sufficient to successfully decode the data unit and a second NACK is transmitted.
- FIGURE 7b illustrates a case when a NACK-to-ACK error occurs for a first data unit. Because the transmitter believes that the first data unit was successfully received, a second data unit is transmitted. In this case, the receiver detects that a new data unit has been sent instead of the expected retransmission. In this case, because the receiver cannot expect a retransmission for the first data unit, it will stop the timer and a reliable feedback message is sent to request retransmission of the first data unit.
- a "poll" for a Status Message is realized within the signalling for the ARQ (e.g., using out-band signalling) to achieve a fast request for status.
- the poll could be indicated with a flag in a data unit.
- a corresponding data unit is preferably retransmitted immediately to minimize delay.
- the receiver can perform immediate retransmissions only if the received NACKs have a reliability above a certain threshold. If the reliability is below the threshold, the data unit can be buffered until receipt of a reliable Status Mes- sage containing a reliable indication of whether the data unit should be retransmitted.
- This feature can be advantageously combined with the previously-described polling feature for unreliable ACKs to achieve timely transmission of a Status Message.
- the threshold for performing a retransmission based on "uncertain" feedback can be adapted to the system load so that a higher reliability threshold is used during high system load when resources are limited.
- both the ACK/NACK and Status Message feedback messages provide information about the same data units, there is a risk for multiple retrans- missions of the same data unit. If the ACK/NACK feedback causes certain data units to be retransmitted, it is possible that the retransmission will not be completed by the transmitter when a Status Message is sent by the receiver (or the data units have been retransmitted but not yet received and processed by the re-caliver). In this case, the same protocol data units may be requested for retransmission a second time by the Status Message, leading to unnecessary retransmissions.
- a time reference e.g., frame number
- the time reference indicates up to which point in time (i.e., which frame) received data units were considered when the Status Message was transmitted.
- both types of feedback messages relate to the same pro- tocol state
- the determined error ratio for the ACK/NACK feedback can be used as an indicator of whether the signalling should be modified, for example, by adapting transmission parameters like transmission power, diversity, etc.
- a signal can be sent from the transmitter to the receiver to inform it that such transmission parameters should be adapted.
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Priority Applications (7)
Application Number | Priority Date | Filing Date | Title |
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EP06733500.0A EP1889395B1 (en) | 2005-05-23 | 2006-05-17 | Automatic repeat request (arq) protocol having multiple complementary feedback mechanisms |
BRPI0609889-4A BRPI0609889B1 (en) | 2005-05-23 | 2006-05-17 | RECEIVER OPERATING METHOD AND TRANSMITTER OPERATING METHOD FOR USE IN A WIRELESS TELECOMMUNICATION SYSTEM |
CN2006800178756A CN101208894B (en) | 2005-05-23 | 2006-05-17 | Automatic repeat request (ARQ) protocol having multiple complementary feedback mechanisms |
PL14196925T PL2860900T3 (en) | 2005-05-23 | 2006-05-17 | Automatic repeat request (ARQ) protocol having multiple complementary feedback mechanisms |
JP2008513431A JP2008543167A (en) | 2005-05-23 | 2006-05-17 | Automatic repeat request (ARQ) protocol with multiple complementary feedback mechanisms |
ES06733500.0T ES2528019T3 (en) | 2005-05-23 | 2006-05-17 | Automatic repetition request protocol (ARQ) that has multiple complementary feedback mechanisms |
EP14196925.3A EP2860900B1 (en) | 2005-05-23 | 2006-05-17 | Automatic repeat request (ARQ) protocol having multiple complementary feedback mechanisms |
Applications Claiming Priority (2)
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US68362105P | 2005-05-23 | 2005-05-23 | |
US60/683,621 | 2005-05-23 |
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WO2006126960A1 true WO2006126960A1 (en) | 2006-11-30 |
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PCT/SE2006/050130 WO2006126960A1 (en) | 2005-05-23 | 2006-05-17 | Automatic repeat request (arq) protocol having multiple complementary feedback mechanisms |
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US (1) | US7673211B2 (en) |
EP (2) | EP1889395B1 (en) |
JP (1) | JP2008543167A (en) |
CN (1) | CN101208894B (en) |
BR (1) | BRPI0609889B1 (en) |
ES (2) | ES2903025T3 (en) |
HK (1) | HK1208974A1 (en) |
HU (1) | HUE058045T2 (en) |
PL (1) | PL2860900T3 (en) |
RU (1) | RU2421918C2 (en) |
WO (1) | WO2006126960A1 (en) |
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US7673211B2 (en) | 2010-03-02 |
RU2007147841A (en) | 2009-06-27 |
EP1889395A4 (en) | 2011-11-09 |
ES2528019T3 (en) | 2015-02-03 |
RU2421918C2 (en) | 2011-06-20 |
US20060282739A1 (en) | 2006-12-14 |
ES2903025T3 (en) | 2022-03-30 |
CN101208894B (en) | 2011-09-07 |
CN101208894A (en) | 2008-06-25 |
JP2008543167A (en) | 2008-11-27 |
BRPI0609889A2 (en) | 2011-10-11 |
EP2860900A2 (en) | 2015-04-15 |
HUE058045T2 (en) | 2022-06-28 |
BRPI0609889B1 (en) | 2019-05-07 |
PL2860900T3 (en) | 2022-04-04 |
EP1889395B1 (en) | 2014-12-10 |
EP2860900A3 (en) | 2015-05-27 |
EP2860900B1 (en) | 2021-11-17 |
EP1889395A1 (en) | 2008-02-20 |
HK1208974A1 (en) | 2016-03-18 |
BRPI0609889A8 (en) | 2018-07-31 |
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