WO1994011445A1 - Polyester composition - Google Patents

Polyester composition Download PDF

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Publication number
WO1994011445A1
WO1994011445A1 PCT/GB1993/002279 GB9302279W WO9411445A1 WO 1994011445 A1 WO1994011445 A1 WO 1994011445A1 GB 9302279 W GB9302279 W GB 9302279W WO 9411445 A1 WO9411445 A1 WO 9411445A1
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WO
WIPO (PCT)
Prior art keywords
polymer
oligomer
polymer composition
molecular weight
structural
Prior art date
Application number
PCT/GB1993/002279
Other languages
French (fr)
Inventor
Timothy Hammond
Jasbinder Singh Bal
Original Assignee
Zeneca Limited
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Zeneca Limited filed Critical Zeneca Limited
Priority to JP6511827A priority Critical patent/JPH08503723A/en
Priority to EP93924704A priority patent/EP0668893A1/en
Priority to US08/432,116 priority patent/US5550173A/en
Priority to AU63962/94A priority patent/AU684499B2/en
Publication of WO1994011445A1 publication Critical patent/WO1994011445A1/en
Priority to NO951749A priority patent/NO951749D0/en
Priority to FI952163A priority patent/FI952163A0/en

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    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L67/00Compositions of polyesters obtained by reactions forming a carboxylic ester link in the main chain; Compositions of derivatives of such polymers
    • C08L67/04Polyesters derived from hydroxycarboxylic acids, e.g. lactones
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08LCOMPOSITIONS OF MACROMOLECULAR COMPOUNDS
    • C08L101/00Compositions of unspecified macromolecular compounds

Definitions

  • THIS INVENTION relates to a polymer composition and to oligomers useful as components thereof.
  • the free volume theory has been developed to describe the mechanism of polymer plasticisation ( irk-Othmer Encyclopedia of Chemical Technology, 3rd Ed. ol 18, pages 1 1 1 -185).
  • the addition of an effective plasticising agent leads to an increase in free volume and increased mobility of the polymer chains.
  • the glass transition temperature represents the change in the amorphous phase from an inelastic glassy material to a more mobile rubbery material. On entering the rubbery phase, this transition is marked by larger increases in the specific volume of the polymer per unit rise in temperature.
  • Plasticisers commonly lower the glass transition temperature of a polymer formulation.
  • a routine measurement for plasticiser effectiveness is the amount by which the glass transition temperature has been depressed from that of the pure polymer for a given incorporation level of the plasticiser.
  • the typical plastisicer is not a biodegradable material which represents a drawback for plastisicers of biodegradable polymers. It has now been found that oligomers of very low molecular weight of certain polymers can provide similar benefits when added to a polymer composition.
  • a polymer composition comprising at least one structural polymer and at least one oligomer of at least one polymer selected from the group: polyhydroxyalkanoates, polylactide, polycaprolactone and copolymers thereof.
  • the oligomer may be derived from the same polymer as the structural polymer or from a different polymer.
  • structural is meant shapeable into articles having significant mechanical properties.
  • the weight average molecular weight of the structural polymer varies significantly, but typically requires a weight average molecular weight (M of at least 50000; commonly it is at least 200000 and up to 2.0 million, for example 1.5 million.
  • the oligomer has a glass transition temperature (Tg) less by 10°C, especially by 50 to 150°C, than that of the structural polymer.
  • Tg glass transition temperature
  • M w 2000 or less, for example in the range 100-2000, particularly 200 to 1200, but high enough to ensure substantial non- volatility in the structural polymer during melt processing. Thus it should be essentially non-distillable, except possibly under high vacuum.
  • the oligomer is a liquid or waxy solid.
  • the oligomer is generally a blend of different short chains, i.e. monomers, dimers, trimers etc.
  • the oligomers may be linear or branched and could contain one or more different monomer units.
  • the M w may be given as an average, it will in fact be a range of different molecular weights corresponding to the composition of the oligomer.
  • the mutual proportions of the structural polymer and the oligomer are non- statistical, that means they are different from those occurring in structural polymer as prepared.
  • the content of oligomer in the polymer composition is sufficient to plasticise the PHA, that is, to decrease its Tg by 2 to 50°C, especially 5 to 30°C.
  • the oligomer in another form of the composition may usefully be used as a filler.
  • Such oligomer has a . Tg within 10°C of that of the PHA. Typically it has a M consult in the range 2000 to
  • Such a composition has a Tg substantially equal to that of the structural polymer alone, and therefore should contain added plasticiser (for example as above) if a lower Tg is required. Whether or not a lower Tg is required, this form of the composition is advantageous for making polymer articles which are required to be more rapidly biodegradable than the structural polymer alone, because the oligomer degrades faster than the usual filler materials and opens the structure to provide a larger surface area for enzymatic degradation of the structural polymer to occur.
  • the content of oligomer is in the range 1 to 40 phr (where “phr” denotes per hundred parts by weight of structural polymer), preferably 1 to 20 phr.
  • the invention is applicable to polymers produced by biological or synthetic processes and preferably polymers which are capable of crystallisation.
  • Synthetic polymers of special interest as structural polymers are: a polyester, for example head-to-tail polyester or substantially stoichiometric head-to-head tail-to-tail polyester; b polyester having only alcohol or phenol reactivity or only acyl reactivity; c other polymers, such as polyamides, having potential acytatable and or esterifiable groups. Such polymers may be used alone or with one or more microbioiogically derived polymers as described below.
  • suitable structural polymers are synthetic polyesters, especially polycaprolactone, polylactides, pol ⁇ giycolide and such polyesters containing combinations of dicarboxylic acids or derivatives thereof and diols.
  • Dicarboxylic acids being selected from the group consisting of malonic, succinic, glu ⁇ aric, adipic, pimelic, azelaic, sebacic, fumaric, 2,2- dimethylglutaric, suberic, 1 ,3-cyclopentane dicarboxylic, 1 ,4-dicyclohexane- dicarboxylic, 1 ,3-cyclohexane dicarboxylic, diglycolic, itaconic, maleic, 2,5- norbornane dicarboxylic, 1 ,4-terephthalic, 1 ,3 terephthalic and ester forming derivatives thereof and combinations thereof with diols selected from the group consisting of ethylene glycol, diethylene gl ⁇ col, proplyene gl ⁇ col, 1 ,3- propanediol, 2,2-dimeth ⁇ l-1 ,3-propanediol, 1 ,3 butanediol, 1 ,4-but
  • the structural polymer is a polycaprolactone, it preferably has a M w of 30,000 or greater, especially 50,000 or greater.
  • Biologically produced structural polymers include polyhydroxy-alkanoates (PHA).
  • PHA polyhydroxy-alkanoates
  • the PHA is especially capable of a relatively high level of crystatiinity, for example over 30%, especially 50-90%, in the absence of plasticiser.
  • it is or includes at least one polyester having units of formula I:
  • m is in the range 1 -13 and n is 2m or (if m is at least 2) 2m-2.
  • C m H n contains 2-5 carbon atoms in the polymer chain and the remainder (if any) in a side chain.
  • m is 3 or 4
  • the M Page of the PHA is especially over 200000.
  • the PHA may be a blend of two or more differing in the value of m.
  • a particular example contains
  • PHA poly-3-(R)-hydroxybutyrate
  • PHA can be a product of fermentation especially of a microbiological process in which a microorganism lays down PHA during normal growth or is caused to do so by cultivation in starvation of one or more nutrients necessary for cell multiplication.
  • the microorganism may be wild or mutated or may have the necessary genetic material introduced into it.
  • the necessary genetic material may be harboured by an eukariote, to effect the microbiological process.
  • the polymer can be extracted from the fermentation product ceils by means of an organic solvent, or the cellular protein material may be decomposed using an aqueous route leaving microscopic particles of polymer.
  • the cellular protein may be partly or wholly allowed to remain with the polymer, but preferably subjected to cell breakage.
  • a useful process for extraction is given in EP-0 145 233.
  • PHA may be synthesised by chemical processes known in the art.
  • PHB can be prepared according to Bloembergen, S. and Holden, D. A.,
  • PHBV Macromolecules. 1989, Vol 22, p1656-1663.
  • PHBV can be prepared according to Bloembergen, Holden, Bluhm, Hamer and Marchessault, Macromolecules. 1989, Vol 22, pi 663-1669.
  • the repeat units of the oligomer can be the same as or different from those of the structural polymer.
  • the structural polymer is preferably biodegradable and is especially PHA or polycaprolactone.
  • the end groups of the structural PHA are capable of affecting its properties significantly.
  • a useful plasticiser for structural PHA has carboxyalkyl and hydrox ⁇ end groups: such alkyl groups preferably have fewer than 12 carbon atoms.
  • an alkenyl or acyloxy end group may be present, and the preferred carbon numbers of the acyloxy end group are the same as for the alkyl end group.
  • Combinations of hydroxy or acyloxy or alkenyl at one end and carboxy or acyloxy at the other end, or a macrocyciic ester can be used. Mixtures of such oligomers can be used.
  • the oligomer is a polymer selected from the group: polyhydroxyalkanoates, polylactide, polycaprolactone and copolymers thereof.
  • Preferred oligomers are polyhydroxyalkanoates, especially polyhydroxybutyrate (PHB) and copolymers thereof with hydroxyvalerate (PHBV), and especially polycaprolactone.
  • the oligomer may be synthetic or a fermentation product. It may be isotactic, syndiotactic or atactic, preferably it is isotactic or syndiotactic. Conveniently the oligomer is a fermentation product or a depol ⁇ merised fermentation product. The fermentation conditions are in general the same as for the corresponding structural polymer.
  • the oligomer may be from a different polymer to the structural polymer, for example, oligomers of polycaprolactone with structural PHBV.
  • the structural polymer and the oligomer may be the same polymer, for example, PHBV oligomers with PHBV structural polymer.
  • the invention provides also methods of making the composition by mixing its components together. For assured intimate mixing the components may be all dissolved. More conveniently in industrial operations they may be mixed in the melt or under shear, for example by passage through an extruder. The components need not have been isolated in the pure state: thus the polymer may be introduced as the wet slurry or organic solution obtained from microorganism cells, before stages of solvent removal. In this way the formation of the composition is integrated backwards into the structural polymer production process.
  • composition may contain any of the usual polymer processing additives, for example particulate fillers, reinforcing fibres, pigments, nucleating agents and plasticisers other than those defined herein.
  • the invention in a further aspect provides such oiigohydroxyalkanoates (OHA) per se. especially those noted as preferred, more especially those having a Tg in the range -50°C to -150°C.
  • OAA oiigohydroxyalkanoates
  • Such oligomers are useful in many ways. For example they can be used as biodegradable solvents or as plasticisers or promoters of biodegradation or biodegeneration for other polymers for example synthetic polyesters whether biodegradable or not. Examples of such synthetic polyesters are PHBV, polylactic acid and polycaprolactone.
  • the invention provides processes of making the oligomers. These processes include:
  • PHA can be pyrolysed or reacted with water to give OHA having carboxy and respectively alkenyl or hydroxy end groups or a macrocyciic ester; or with at least one alcohol (preferably C, - C B , conveniently monohydric but possibly di, tri or tetrahydric) to give OHA having hydroxy and carboxylic ester end groups.
  • PHA can be reacted with at least one carboxylic acid to give OHA having acyloxy and carboxy end groups.
  • the OHA produced by such alcoholysis or acylysis can be esterified by respectively at least one carboxylic acid or alcohol.
  • an esterified OHA may be made by simultaneous alcoholysis and acylysis by reaction with alcohol and carboxylic acid in the same reaction mixture and/or with an ester (possibly oligomeric) of alcohol and carboxylic acid. Any of these reactions (other than with water itself) can involve water as part-reactant of (with ester reactant) catalyst.
  • a catalyst which could be an alkaline material such as a tertiary amine or a hydroxide of an alkali metal or a quaternary ammonium, but is preferably a strong acid, to give the required OHA direct, rather than one with salt end groups requiring acidification and separation.
  • Suitable acids are sulphuric, sulphonics and acid-forming cation exchange resins.
  • the starting PHA is suitably in finely divided form (by grinding or as-derived from microorganism cells) and is suspended in the lysis reactant.
  • lysis involves scission of the starting polymer chain into fragments that are relatively large (for example large enough to be insoluble in 90: 10 methanohwater) and further scission of such fragments, but also involves cutting short pieces from insoluble polymer.
  • a soluble product is separated and worked up to provide OHA to be used as a plasticiser in the first-aspect composition. Lysis is preferably stopped while some solid material is still present, to ensure that the soluble OHA does not suf er too much lysis, giving oligomers of too low molecular weight to be useful in the composition.
  • the insoluble fraction may be recovered and subjected to further lysis alone or with further starting PHA. Alternatively it may be separated and used for example in compositions in which low molecular weight PHA is required but plasticisation is not needed or is provided by other means.
  • the starting PHA can be in the form of a solution, in for example a halogenated hydrocarbon such as may be used for extracting it from microorganism cells or from blends with other polymers or from scrap or used articles.
  • a halogenated hydrocarbon such as may be used for extracting it from microorganism cells or from blends with other polymers or from scrap or used articles.
  • the solvent can be removed before, during or after the lysis reaction.
  • polyfunctional oligomers can be made. This involves the preparation of oligomers by the aforesaid methods in the presence of a polyfunctional alcohol, or followed by reaction with a polyfunctional alcohol such as glycerol or pentaerythritol. The resulting reaction may be catalysed by polycondensation catalysts known in the art, such as dibutyl tin laurates.
  • the invention provides processes of shaping the polymer composition and the resulting shaped articles.
  • the polymer composition can be used in any of the usual methods for forming articles such as injection moulding, compression moulding, extrusion of fibre or films, extrusion of profile, gas-current spinning, tack spinning, coating melt onto substrate, coating latex onto substrate, shaping solution in volatile solvent.
  • shaped articles made by such methods include films especially for packaging, coated products (such as paper, paperboard, non- woven fabrics), fibres, non-woven fabrics, extruded nets, personal hygiene products, bottles and drinking vessels, agricultural and horticultural films and vessels, slow-release devices, incontinence devices and wound care products, ostomy bags.
  • coated products such as paper, paperboard, non- woven fabrics
  • fibres such as paper, paperboard, non-woven fabrics
  • non-woven fabrics such as extruded nets
  • personal hygiene products such as paper, paperboard, non-woven fabrics
  • extruded nets such as personal hygiene products, bottles and drinking vessels
  • agricultural and horticultural films and vessels such as a wide range of the polymer composition with suitable additives
  • the polymer composition with suitable additives can 8 be used as an adhesive.
  • sustained release systems for drugs and agrochemicals include sustained release systems for drugs and agrochemicals.
  • the invention makes it convenient to design for a range of release rates by suitably mixing PHAs and OHAs.
  • the polymer composition can be used with suitable additives as an adhesive.
  • the extract was fed to a rotary evaporator.
  • the resulting oil examined by 'H N R was mainly a mixture of OHAs of structure:
  • n is between 2 and 4 on average.
  • OHAs A and B prepared in Example 1 were added at 20 phr to samples of high molecular weight 10% hydroxyvalerate/hydroxybutyrate copolymer used as starting material in Example 1. The mixtures were each dissolved in chloroform and cast as a film in an aluminium tray. The film was vacuum dried at 60°C for
  • a control sample was also prepared with no additives.
  • DSC Differential Scanning Calorimetr ⁇
  • compositions containing A For all three compositions a single Tg was observed.
  • the Tg of the composition containing A indicates that the components were compatible but that plasticisation had not occurred.
  • the Tg of the composition containing B was significantly below that of the control and indicates a compatible plasticised system.
  • T crfM is the crystallisation peak temperature at which the sample was observed to crystallise in the cooling phase of DSC
  • T (u ⁇ is the temperature at which the sample was observed to liquefy in the heating phase of DSC;
  • H _ is the heat evolution on crystallisation
  • H fua is the heat intake on liquefaction.
  • a 2g sample of a PHBV copolymer containing 10% HV units (M w 477,000) was placed within a tube furnace operating at a temperature of 400°C.
  • the resulting blend was cast into covered 15 x 15 cm film casting trays and the solvent allowed to slowly evaporate. Film thicknesses in the range 0.19 to 0.22mm were produced. The films were allowed to dry over 4 days and then oven annealed at 60 °C for 15 hours to ensure full crystallisation and to ensure complete solvent removal.
  • Test pieces were cut from the resulting films (20mm gauge length "dog- 12 bone”). These were tested on an Instron 4501 instrument operating in Tensile mode. Five replicates were taken for each sample. An extension rate of 10mm min' 1 was used. The mechanical test results are presented in Table 4. Table 4
  • Tone is a trademark of Union Carbide.
  • the polymeric components were powder blended and melt processed in a Betol single screw extruder.
  • the barrel zone temperatures were set at 130, 140 and 150°C respectively.
  • the materials were extruded through a 5mm diameter circular die and granulated to polymer chip.
  • the chips were injection moulded into tensile or impact test bars.
  • the tensile bars were of gauge length 40mm with typical cross-sectional areas of 2.4 x 5.3mm.
  • the impact bar dimensions were 4.45 x 13.0 x 1 18mm.
  • Tensile testing was on an Instron 1 122 fitted with a Nene data analysis programme. A cross-head speed of 10mm min '1 was used. Izod impact strength was determined using a Zwick pendulum apparatus. The impact bars were notched as indicated in the tables.
  • Table 7 summarises formulation data for blends of polylhydroxybutyrate- co-valerate) (sample preparation and experimental details are as for Example 6) with oligomeric polycaprolactone and the results of tensile tests carried out on the formulations.
  • the blends give improved elongations to break and impact strengths compared with the control which is plastisised with Estaflex' (* Trade mark).
  • EXAMPLE 8 Two of the formulations outlined in Example 7 were converted into injection-blow moulded bottles. The bottles were stored at 28°C for 4 weeks and then filled to capacity with 300ml water. The bottle drop impact performance was assessed by the following method. The bottles were filled with water and left for 24 hours in a constant temperature (28 °C) and humidity room.
  • CAPA is a trademark of Solvay Interox. 10 + Manufacturers data

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  • Chemical & Material Sciences (AREA)
  • Health & Medical Sciences (AREA)
  • Chemical Kinetics & Catalysis (AREA)
  • Medicinal Chemistry (AREA)
  • Polymers & Plastics (AREA)
  • Organic Chemistry (AREA)
  • Polyesters Or Polycarbonates (AREA)
  • Compositions Of Macromolecular Compounds (AREA)
  • Biological Depolymerization Polymers (AREA)

Abstract

A polymer composition comprising at least one structural polymer and at least one oligomer of at least one polymer selected from the group; polyhydroxyalkanoates, polylactide, polycaprolactone and co-polymers thereof.

Description

POLYESTER COMPOSITION
THIS INVENTION relates to a polymer composition and to oligomers useful as components thereof.
The addition of specific chemical plasticisers may be used to improve the flexibility, the impact strength and extensions to break of polymer mouldings.
The free volume theory has been developed to describe the mechanism of polymer plasticisation ( irk-Othmer Encyclopedia of Chemical Technology, 3rd Ed. ol 18, pages 1 1 1 -185). The addition of an effective plasticising agent leads to an increase in free volume and increased mobility of the polymer chains. The glass transition temperature represents the change in the amorphous phase from an inelastic glassy material to a more mobile rubbery material. On entering the rubbery phase, this transition is marked by larger increases in the specific volume of the polymer per unit rise in temperature.
Effective plasticisers commonly lower the glass transition temperature of a polymer formulation. A routine measurement for plasticiser effectiveness is the amount by which the glass transition temperature has been depressed from that of the pure polymer for a given incorporation level of the plasticiser.
The typical plastisicer is not a biodegradable material which represents a drawback for plastisicers of biodegradable polymers. It has now been found that oligomers of very low molecular weight of certain polymers can provide similar benefits when added to a polymer composition.
Thus, according to the present invention there is provided a polymer composition comprising at least one structural polymer and at least one oligomer of at least one polymer selected from the group: polyhydroxyalkanoates, polylactide, polycaprolactone and copolymers thereof.
The oligomer may be derived from the same polymer as the structural polymer or from a different polymer.
By "structural" is meant shapeable into articles having significant mechanical properties. The weight average molecular weight of the structural polymer varies significantly, but typically requires a weight average molecular weight (M of at least 50000; commonly it is at least 200000 and up to 2.0 million, for example 1.5 million.
In one form of the composition the oligomer has a glass transition temperature (Tg) less by 10°C, especially by 50 to 150°C, than that of the structural polymer. Typically it has Mw of 2000 or less, for example in the range 100-2000, particularly 200 to 1200, but high enough to ensure substantial non- volatility in the structural polymer during melt processing. Thus it should be essentially non-distillable, except possibly under high vacuum. Typically the oligomer is a liquid or waxy solid. The oligomer is generally a blend of different short chains, i.e. monomers, dimers, trimers etc. The oligomers may be linear or branched and could contain one or more different monomer units. Therefore, although the Mw may be given as an average, it will in fact be a range of different molecular weights corresponding to the composition of the oligomer. The mutual proportions of the structural polymer and the oligomer are non- statistical, that means they are different from those occurring in structural polymer as prepared. Preferably the content of oligomer in the polymer composition is sufficient to plasticise the PHA, that is, to decrease its Tg by 2 to 50°C, especially 5 to 30°C.
In a further aspect of the present invention, in another form of the composition the oligomer may usefully be used as a filler. Such oligomer has a . Tg within 10°C of that of the PHA. Typically it has a M„ in the range 2000 to
25000, especially 4000 to 20000. Such a composition has a Tg substantially equal to that of the structural polymer alone, and therefore should contain added plasticiser (for example as above) if a lower Tg is required. Whether or not a lower Tg is required, this form of the composition is advantageous for making polymer articles which are required to be more rapidly biodegradable than the structural polymer alone, because the oligomer degrades faster than the usual filler materials and opens the structure to provide a larger surface area for enzymatic degradation of the structural polymer to occur.
Typically the content of oligomer is in the range 1 to 40 phr (where "phr" denotes per hundred parts by weight of structural polymer), preferably 1 to 20 phr.
The invention is applicable to polymers produced by biological or synthetic processes and preferably polymers which are capable of crystallisation.
Synthetic polymers of special interest as structural polymers are: a polyester, for example head-to-tail polyester or substantially stoichiometric head-to-head tail-to-tail polyester; b polyester having only alcohol or phenol reactivity or only acyl reactivity; c other polymers, such as polyamides, having potential acytatable and or esterifiable groups. Such polymers may be used alone or with one or more microbioiogically derived polymers as described below. Examples of suitable structural polymers are synthetic polyesters, especially polycaprolactone, polylactides, polγgiycolide and such polyesters containing combinations of dicarboxylic acids or derivatives thereof and diols. Dicarboxylic acids being selected from the group consisting of malonic, succinic, gluτaric, adipic, pimelic, azelaic, sebacic, fumaric, 2,2- dimethylglutaric, suberic, 1 ,3-cyclopentane dicarboxylic, 1 ,4-dicyclohexane- dicarboxylic, 1 ,3-cyclohexane dicarboxylic, diglycolic, itaconic, maleic, 2,5- norbornane dicarboxylic, 1 ,4-terephthalic, 1 ,3 terephthalic and ester forming derivatives thereof and combinations thereof with diols selected from the group consisting of ethylene glycol, diethylene glγcol, proplyene glγcol, 1 ,3- propanediol, 2,2-dimethγl-1 ,3-propanediol, 1 ,3 butanediol, 1 ,4-butanediol, 1 ,5- pentanediol, 1 ,6-hexanediol, 2,2,-trimethyM ,6-hexanediol, thiodiethanol, 1 ,3- cγclohexanedimethanol, 1 ,4-cyclohexanedimethanol, 2,2,4,4- tetramethy 1-1 ,3 - cyclobutanediol, triethyleneglycol, tetraethyleneglycol, di-, tri-, tetra- propyienegiycol and combinations thereof, copolymer of succinic acid and butylene glycol, polyethylene oxide), polyvinyl chloride, polylpropylene oxide), polyvinylalcohol, cellulose and cellulose acetates or butyrates, poiypeptides and proteins. These polymers can be made by processes known in the art.
If the structural polymer is a polycaprolactone, it preferably has a Mw of 30,000 or greater, especially 50,000 or greater.
Biologically produced structural polymers include polyhydroxy-alkanoates (PHA). The PHA is especially capable of a relatively high level of crystatiinity, for example over 30%, especially 50-90%, in the absence of plasticiser. Suitably it is or includes at least one polyester having units of formula I:
- 0 - Cm H„ - CO - I where m is in the range 1 -13 and n is 2m or (if m is at least 2) 2m-2. Typically Cm Hn contains 2-5 carbon atoms in the polymer chain and the remainder (if any) in a side chain. In very suitable polyesters m is 3 or 4, n is 2m and especially there are units with m = 3 and m = 4 copolymerised together and with respectively a C, and C2 side chain on the carbon next to oxygen in the chain. Particular polyesters contain a preponderance of m = 3 units, especially with at least 70 mol% of such units, the balance being units in which m = 4. The M„ of the PHA is especially over 200000.
The PHA may be a blend of two or more differing in the value of m. A particular example contains
(a) PHA consisting essentially of Formula I units in which 0-5 mol% of units have m = 4, the rest m = 3; and
(b) PHA consisting essentially of Formula I units in which 5-30 mol% of units have m = 4, the rest m = 3. In each such PHA there are side chains as above mentioned.
The proportions of the polyesters in such a blend are preferably such as to give an average m = 4 content in the range 4-18 mol%.
In the PHA having units with m = 3 and/or m = 4 there may be very small, typically fractional, percentages of units having higher values of m. PHA consisting essentially of m = 3 units is poly-3-(R)-hydroxybutyrate (PHB), and PHA consisting of m = 3 and 4 units is polyhydroxybutyrate-co-valerate (PHBV). The PHA can be a product of fermentation especially of a microbiological process in which a microorganism lays down PHA during normal growth or is caused to do so by cultivation in starvation of one or more nutrients necessary for cell multiplication. The microorganism may be wild or mutated or may have the necessary genetic material introduced into it. Alternatively the necessary genetic material may be harboured by an eukariote, to effect the microbiological process. Examples of suitable microbiological processes are the following: for Formula I material with m = 3 or m = partly 3, partly 4 : EP-A-69497 (Alcalioenes eutrophus) for Formula I material with m = 3: US 4101533 (A.eutrophus H-16) EP-A- 144017 (A. latus) ; for Formula I material with m = 7-13: EP-A-0392687 (various Pseudomonas so.).
In such processes the polymer can be extracted from the fermentation product ceils by means of an organic solvent, or the cellular protein material may be decomposed using an aqueous route leaving microscopic particles of polymer. For specialised end uses the cellular protein may be partly or wholly allowed to remain with the polymer, but preferably subjected to cell breakage. A useful process for extraction is given in EP-0 145 233.
Alternately the PHA may be synthesised by chemical processes known in the art. PHB can be prepared according to Bloembergen, S. and Holden, D. A.,
Macromolecules. 1989, Vol 22, p1656-1663. PHBV can be prepared according to Bloembergen, Holden, Bluhm, Hamer and Marchessault, Macromolecules. 1989, Vol 22, pi 663-1669.
The repeat units of the oligomer can be the same as or different from those of the structural polymer.
The structural polymer is preferably biodegradable and is especially PHA or polycaprolactone. As a result of its relatively low molecular weight the end groups of the structural PHA are capable of affecting its properties significantly. It appears especially for the composition using oligomer of Mw under 2000 that a useful plasticiser for structural PHA has carboxyalkyl and hydroxγ end groups: such alkyl groups preferably have fewer than 12 carbon atoms. Instead of the hydroxγ end group, an alkenyl or acyloxy end group may be present, and the preferred carbon numbers of the acyloxy end group are the same as for the alkyl end group. Combinations of hydroxy or acyloxy or alkenyl at one end and carboxy or acyloxy at the other end, or a macrocyciic ester, can be used. Mixtures of such oligomers can be used.
The oligomer is a polymer selected from the group: polyhydroxyalkanoates, polylactide, polycaprolactone and copolymers thereof. Preferred oligomers are polyhydroxyalkanoates, especially polyhydroxybutyrate (PHB) and copolymers thereof with hydroxyvalerate (PHBV), and especially polycaprolactone.
The oligomer may be synthetic or a fermentation product. It may be isotactic, syndiotactic or atactic, preferably it is isotactic or syndiotactic. Conveniently the oligomer is a fermentation product or a depolγmerised fermentation product. The fermentation conditions are in general the same as for the corresponding structural polymer.
The oligomer may be from a different polymer to the structural polymer, for example, oligomers of polycaprolactone with structural PHBV. Alternately the structural polymer and the oligomer may be the same polymer, for example, PHBV oligomers with PHBV structural polymer. The invention provides also methods of making the composition by mixing its components together. For assured intimate mixing the components may be all dissolved. More conveniently in industrial operations they may be mixed in the melt or under shear, for example by passage through an extruder. The components need not have been isolated in the pure state: thus the polymer may be introduced as the wet slurry or organic solution obtained from microorganism cells, before stages of solvent removal. In this way the formation of the composition is integrated backwards into the structural polymer production process.
The composition may contain any of the usual polymer processing additives, for example particulate fillers, reinforcing fibres, pigments, nucleating agents and plasticisers other than those defined herein.
The invention in a further aspect provides such oiigohydroxyalkanoates (OHA) per se. especially those noted as preferred, more especially those having a Tg in the range -50°C to -150°C. Such oligomers are useful in many ways. For example they can be used as biodegradable solvents or as plasticisers or promoters of biodegradation or biodegeneration for other polymers for example synthetic polyesters whether biodegradable or not. Examples of such synthetic polyesters are PHBV, polylactic acid and polycaprolactone.
Further, the invention provides processes of making the oligomers. These processes include:
(a) regular organic synthesis, for example by ring-opening a lactone; (b) extracting from freshly made PHA its content of low molecular weight material;
(c) extracting from thermally degraded PHA, for example from processed PHA, for example articles made by melt processing or semi-processed products such as moulding feed granules, its content of low molecular weight material;
(d) depolymerising PHA, possibly after part-degradation by other means. Process (d) could be carried out biologically but this is not easy to control.
More conveniently it is carried out by chemical lysis, that is, pyrolysis, hydrolysis, alcoholysis (including phenolysis) or acylysis or a combination of two or more of these. Thus for example PHA can be pyrolysed or reacted with water to give OHA having carboxy and respectively alkenyl or hydroxy end groups or a macrocyciic ester; or with at least one alcohol (preferably C, - CB, conveniently monohydric but possibly di, tri or tetrahydric) to give OHA having hydroxy and carboxylic ester end groups. In another example PHA can be reacted with at least one carboxylic acid to give OHA having acyloxy and carboxy end groups. The OHA produced by such alcoholysis or acylysis can be esterified by respectively at least one carboxylic acid or alcohol. If desired, such an esterified OHA may be made by simultaneous alcoholysis and acylysis by reaction with alcohol and carboxylic acid in the same reaction mixture and/or with an ester (possibly oligomeric) of alcohol and carboxylic acid. Any of these reactions (other than with water itself) can involve water as part-reactant of (with ester reactant) catalyst. They are preferably carried out in presence of a catalyst, which could be an alkaline material such as a tertiary amine or a hydroxide of an alkali metal or a quaternary ammonium, but is preferably a strong acid, to give the required OHA direct, rather than one with salt end groups requiring acidification and separation. Suitable acids are sulphuric, sulphonics and acid-forming cation exchange resins. In such lysis of PHA the starting PHA is suitably in finely divided form (by grinding or as-derived from microorganism cells) and is suspended in the lysis reactant. It is believed that lysis involves scission of the starting polymer chain into fragments that are relatively large (for example large enough to be insoluble in 90: 10 methanohwater) and further scission of such fragments, but also involves cutting short pieces from insoluble polymer. When lysis is by alcohol or alcohokwater, a soluble product is separated and worked up to provide OHA to be used as a plasticiser in the first-aspect composition. Lysis is preferably stopped while some solid material is still present, to ensure that the soluble OHA does not suf er too much lysis, giving oligomers of too low molecular weight to be useful in the composition. The insoluble fraction may be recovered and subjected to further lysis alone or with further starting PHA. Alternatively it may be separated and used for example in compositions in which low molecular weight PHA is required but plasticisation is not needed or is provided by other means.
In alternative depolymerisation methods the starting PHA can be in the form of a solution, in for example a halogenated hydrocarbon such as may be used for extracting it from microorganism cells or from blends with other polymers or from scrap or used articles. The solvent can be removed before, during or after the lysis reaction.
In addition to the above, polyfunctional oligomers can be made. This involves the preparation of oligomers by the aforesaid methods in the presence of a polyfunctional alcohol, or followed by reaction with a polyfunctional alcohol such as glycerol or pentaerythritol. The resulting reaction may be catalysed by polycondensation catalysts known in the art, such as dibutyl tin laurates.
The invention provides processes of shaping the polymer composition and the resulting shaped articles. The polymer composition can be used in any of the usual methods for forming articles such as injection moulding, compression moulding, extrusion of fibre or films, extrusion of profile, gas-current spinning, tack spinning, coating melt onto substrate, coating latex onto substrate, shaping solution in volatile solvent.
Examples of shaped articles made by such methods include films especially for packaging, coated products (such as paper, paperboard, non- woven fabrics), fibres, non-woven fabrics, extruded nets, personal hygiene products, bottles and drinking vessels, agricultural and horticultural films and vessels, slow-release devices, incontinence devices and wound care products, ostomy bags. Alternatively, the polymer composition with suitable additives can 8 be used as an adhesive.
In particular these include sustained release systems for drugs and agrochemicals. The invention makes it convenient to design for a range of release rates by suitably mixing PHAs and OHAs. Alternately the polymer composition can be used with suitable additives as an adhesive.
The following examples are illustrative of the present invention and do not limit the scope of the invention. EXAMPLE 1 Preparation of OHA : Suspension Process 100 cm3 of 1 mol 1 "' sulphuric acid in deionised water was added to 100 cm3 of methanol and the resulting solution was slurried with 100 g of a microbiologically produce 3-hydroxybutyrate-3-hydroxγvalerate copolymer containing 10 mol% hydroxyvalerate units and having M„ = 450000. The slurry was refluxed for 50 h, to effect a methanolysis reaction with reduction in molecular weight. The product was
(A) an insoluble powder of M„ = 5640 (estimate by Gel permeation chromatography; and
(B) an alcohol soluble material which remained dissolved in the supernatant liquid. The liquid fraction was neutralised by addition of 5 mole 1 '1 sodium hydroxide solution and extracted three times, each into 350 ml of chloroform.
The extract was fed to a rotary evaporator. The resulting oil examined by 'H N R was mainly a mixture of OHAs of structure:
where
Figure imgf000010_0001
n is between 2 and 4 on average.
A small amount of material had CH = CH - C - end groups.
I II
R O EXAMPLE 2
Preparation of Composition
OHAs A and B prepared in Example 1 were added at 20 phr to samples of high molecular weight 10% hydroxyvalerate/hydroxybutyrate copolymer used as starting material in Example 1. The mixtures were each dissolved in chloroform and cast as a film in an aluminium tray. The film was vacuum dried at 60°C for
40 min. A control sample was also prepared with no additives.
Differential Scanning Calorimetrγ (DSC) was used to measure the glass transition temperature Tg of the polymer formulations. A Perkin-Elmer DSC-7 was used under programmed heating control. A 10 mg sample was mounted in a DSC pan and melted by heating from 20 to 200°C at 20°C min 1.
The molten material was held at 200°C for 2 minutes and then very rapidly quenched by cooling to -100° C at -100° C min 1. The sample was then slowly reheated from -100°C to + 50°C at 20 °C min'1. The glass transition temperature was determined as the point of inflexion in the heating trace. Table 1 summarises the results. Table 1
Figure imgf000011_0001
For all three compositions a single Tg was observed. The Tg of the composition containing A indicates that the components were compatible but that plasticisation had not occurred. The Tg of the composition containing B was significantly below that of the control and indicates a compatible plasticised system.
Comparison with Calculated Tg
The Fox equation (Bull. Am.Phys. Soc. 123, 2, 1956) predicts Tg for a composition compatible in the amorphous and melt phases. JL W (polymer) + W (additive)
Tg (formulation) Tβ (polymer TQ (additive) where W is the weight fraction of the respective components and the temperatures are in K. Inserting
Tβ -78.14°C for B and -2.87 for copolymer, for a 20 phr B addition, a Tg of -
19.2°C is predicted. This compares very favourably with the observed - 20.28°C.
EXAMPLE 3
Preparation of OHA (Solution process)
(a) Low Molecular weight water soluble oligomers PHB-homopolymer (50g, 0.58 mol) was dissolved in 500 ml 1 ,2- dichloroeτhane by heating under reflux for 1 hour. Then a solution of sulphuric acid (98% w/w, 10 ml) in methanol (200 ml) was added. The mixture was heated under reflux and sampled after 10, 20 and 30 hours. Each sample was worked up by cooling, stirring with half-saturated brine and separating an aqueous layer; the aqueous layer was extracted 3 times with chloroform; the extracts were washed with brine, then with sodium bicarbonate solution, then again with brine; then dried over magnesium sulphate and concentrated in a rotary evaporator. The resulting oils were examined by DSC. Sample preparation was as described in Example 2. The samples were rapidly cooled to -140°C at a rate of -100°C min'1. The sample was then slowly heated from 140°C to 50°C at 20°C min \ Resulting Tgs are shown in Table 2. (b) Higher molecular weight organically soluble oligomers obtained by slight modification to the above process.
After the reflux stage, samples were removed at intervals of 2, 3, 4, 6 and 10 hours. Each sample was then worked by washing with half saturated brine and the organic layer separated. The organic phase was then neutralised using dilute ammonium hydroxide. The organic phase was separated and then dried over magnesium sulphate, filtered and evaporated to constant volume in a rotary evaporator. The resulting viscous liquids or waxes were examined by DSC. Table 2
Figure imgf000012_0001
Notes: T crfM is the crystallisation peak temperature at which the sample was observed to crystallise in the cooling phase of DSC;
T (u< is the temperature at which the sample was observed to liquefy in the heating phase of DSC;
H _„, is the heat evolution on crystallisation; H fua is the heat intake on liquefaction.
Table 3
Figure imgf000013_0001
Both the changes in physical appearance and the reduction in Tg suggest a reduction in molecular weight with degradation.
EXAMPLE 4
Generation of oligomers by thermal scission.
A 2g sample of a PHBV copolymer containing 10% HV units (Mw 477,000) was placed within a tube furnace operating at a temperature of 400°C. A nitrogen supply operating at 5 litres per hour was used to sweep the degradation products into a trap cooled by liquid nitrogen.
The resulting liquid product was collected and examined by DSC and was shown to have a Tg of -86 °C, which was very similar to that observed for the oligomeric products seen in Examples 1 and 3. EXAMPLE 5 Mechanical properties of oligomer plasticised films.
An organic soluble fraction was taken after 3 hours reflux and worked up by the method detailed in Example 3(b). This was added at a 20 phr level to a 10%w/w solution of a PHBV (Mw = 680,000) copolymer containing 7% HV units in chloroform.
The resulting blend was cast into covered 15 x 15 cm film casting trays and the solvent allowed to slowly evaporate. Film thicknesses in the range 0.19 to 0.22mm were produced. The films were allowed to dry over 4 days and then oven annealed at 60 °C for 15 hours to ensure full crystallisation and to ensure complete solvent removal.
Test pieces were cut from the resulting films (20mm gauge length "dog- 12 bone"). These were tested on an Instron 4501 instrument operating in Tensile mode. Five replicates were taken for each sample. An extension rate of 10mm min'1 was used. The mechanical test results are presented in Table 4. Table 4
Figure imgf000014_0001
Conclusion
The formulation with 20phr oligomers added gave a lower result for Young's
Modulus than the formulation without the additive and a higher elongation and energy to break than the formulation without the additive. These parameters, particularly elongation and energy to break, indicate that the film of the formulation containing oligomer was considerably more flexible than the corresponding film without oligomer even after a 15 hour annealing treatment at
60°C.
EXAMPLE 5
PHBV with polycaprolactone oligomers.
The following proportions of low molecular weight polycaprolactone were blended into poly(hydroxybutγrate-co-hydroxyvalerate) containing 7% hydroxyvalerate (M„ = approx 500,000). A boron nitride nucleant was also added.
13
Table 5
Figure imgf000015_0001
+ Tone is a trademark of Union Carbide.
The formulations were melt processed and subjected to mechanical tests as outlined below. Melt Processing
The polymeric components were powder blended and melt processed in a Betol single screw extruder. For blends of HB homopolymer with HB/HV copolymers (Examples 1 and 2) the barrel zone temperatures were set at 130, 140 and 150°C respectively. The materials were extruded through a 5mm diameter circular die and granulated to polymer chip. The chips were injection moulded into tensile or impact test bars. The tensile bars were of gauge length 40mm with typical cross-sectional areas of 2.4 x 5.3mm. The impact bar dimensions were 4.45 x 13.0 x 1 18mm. Mechanical Tests
Tensile testing was on an Instron 1 122 fitted with a Nene data analysis programme. A cross-head speed of 10mm min'1 was used. Izod impact strength was determined using a Zwick pendulum apparatus. The impact bars were notched as indicated in the tables.
The physical properties observed for these blends are summarised in Table 6. The incorporation of oligomeric PCL blend components leads to a reduction in stiffness, general increase in elongation to break and a dramatic improvement in Izod impact strength. Table 6 - PHBV blends with low molecular weight PCL. Physical property data and tensile tests 1 month post moulding
Figure imgf000016_0001
I Young's Moduius/GPa II Elongation at break /%
III 1 mm notched IZOD impact strength/Jm 1 EXAMPLE 7
Table 7 summarises formulation data for blends of polylhydroxybutyrate- co-valerate) (sample preparation and experimental details are as for Example 6) with oligomeric polycaprolactone and the results of tensile tests carried out on the formulations. The blends give improved elongations to break and impact strengths compared with the control which is plastisised with Estaflex' (* Trade mark). EXAMPLE 8 Two of the formulations outlined in Example 7 were converted into injection-blow moulded bottles. The bottles were stored at 28°C for 4 weeks and then filled to capacity with 300ml water. The bottle drop impact performance was assessed by the following method. The bottles were filled with water and left for 24 hours in a constant temperature (28 °C) and humidity room. A minimum of 10 bottles were dropped vertically onto a metal surface angled 5 degrees up from the horizontal. The bottles were drop tested in the constant temperature/ humidity room under the same conditions. The results of impact tests are given in Table 8. The formulations contained Estaflex and boron nitride as given in Example 7. Table 7 Physical Properties of Oligomeric PCL Blends with an 8%/HV Content poly(hydroxybutyrate-co-hydroxyvalerate)
Figure imgf000017_0001
CAPA is a trademark of Solvay Interox. 10 + Manufacturers data
1 = Stress at maximum load Mpa
2 = Young's Modulus/CPa
3 = Elongation at break/%
4 = 0.25mm notched Izod impact strength/Jm"' 1 5 5 = Un-notched Izod impact strength Jm'1
16
Table 8
Figure imgf000018_0001
It can be seen that a dramatic improvement in impact properties is observed with the additives containing the PCL oligomers. Only 78% of the bottles survived a drop from 122 cm for the control sample. The blends containing PCL survived greater drop heights with 90-100% of the bottles surviving a drop from 182 cm.
92KHC12.WP5 SKM/MS 3 Nov 1993

Claims

17 CLAIMS
1 A polymer composition comprising at least one structural polymer and at least one oligomer of at least one polymer selected from the group: polyhydroxyalkanoates, polylactide, polycaprolactone and copolymers thereof.
2 A polymer composition according to claim 2 in which the structural polymer is selected from: polyhydroxy-alkanoates, polyester, polyamides, polycaprolactone, polylactides, polyglycolide, polyesters containing combinations of dicarboxylic acids or derivatives thereof with diols, copolymer of succinic acid and butylene glycol, polyethylene oxide), polyvinyl chloride, polylpropylene oxide), polyvinylalcohol, cellulose and cellulose acetates or buty rates, polypeptides and proteins.
3 A polymer composition according to claims 1 or 2 in which the structural polymer is selected from polyhydroxyalkanoate, polylactide, polycaprolactone, polyglycollide and copolymer of succinic acid and butylene glycol.
4 A polymer composition according to any of claims 1 to 3 in which the oligomer has a weight average molecular weight of 2000 or less.
5 A polymer composition according to any of claims 1 to 3 in which the oligomer has a weight average molecular weight of 25000 or less.
6 A polymer composition according to any of the preceding claims wherein the oligomer is polyhydroxy buty rate, polyhydroxybutyrate-co-valerate, or polycaprolactone.
6 Oligohydroxyalkanoates having an average molecular weight average of 25,000 or less.
7 Use of oligomers of as defined in any of the preceding claims as plasticisers.
8 Method of plastisising a polymer composition comprising incorporating an oligomer of a polymer as defined in any of claim 1 to 7.
9 Method of improving impact strength and drop performance of shaped articles comprising incorporating an oligomer of a polymer as defined in any of claims 1 to 7.
10 Shaped articles prepared from the polymer composition according to any of claims 1 to 7. 1 1 A method of preparing oligomer as defined in any of claims 1 to 7 which " comprises (a) regular organic synthesis; (b) extracting from freshly made polymer its content of low molecular weight material; (c) extracting from thermally degraded polymer its content of low molecular weight material;
(d) depolymerising corresponding polymer, optionally after part-degradation by other means.
12 A method of preparing oligomer as defined in any of claims 1 to 7 which comprises depolymerising a correspondong polymer by chemical lysis techniques.
13 A method of preparing a polymer composition which comprises mixing at least one structural polymer with at least one oligomer as defined in any of claims 1 to 7.
14 A polymer composition comprising at least one structural polyhγdroxyalkanaoate and at least one oligohydroxyalkanoate.
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AU684499B2 (en) 1997-12-18
US5550173A (en) 1996-08-27
EP0668893A1 (en) 1995-08-30
NO951749L (en) 1995-05-04
FI952163A0 (en) 1995-05-05
JPH08503723A (en) 1996-04-23
GB9223350D0 (en) 1992-12-23
AU6396294A (en) 1994-06-08
NO951749D0 (en) 1995-05-04
CA2147982A1 (en) 1994-05-26

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