DESCRIPTION
METHOD FOR NONINVASIVE INTERMITTENT AND/OR CONTINUOU HEMOGLOBIN. ARTERIAL OXYGEN CONTENT AND HEMATOCRIT DETERMINATION
Cross-Refereπce to a Related Application This application is . a continuation-in-part of our co-pending application Serial No. 264,119, filed October 28, 1988.
Background of the Invention Arterial oxygen content was once assessed relying only on physical signs and symptoms such as cyanosis, tachypnea, bradycardia, tachycardia, dyspnea, and shortness of breath. Today, devices exist which allow accurate and rapid quantitative measurement of arterial oxygen content. Partial pressure of oxygen (P02) in blood, percent hematocrit (Hct), percent arterial hemoglobin saturation (Sa02), gram-percent total hemoglobin (THb), and arterial oxygen content
(Ca02) are all readily available to the physician in modern hospitals.
Unfortunately, however, measurement of these variables has until recently always required an invasive arterial puncture or phlebotomy. Once the whole blood sample is obtained, analysis is accomplished using spectrophotometric and chemical means.
During the early 1970's, the first pulse oximeter was introduced. This device permitted approximation of Sa02, termed Sp02, by noninvasive means.
The design was subsequently improved upon and the current generation of pulse oximeters is now commonplace in the intensive care unit (ICU), emergency room (ER), operating room (OR), and recovery room (RR).
Pulse oximeter design is well documented. It utilizes two light-emitting diodes (LED). Each LED emits a specific wavelength of light that is transmitted through the tissues to a photodetector. These wavelengths are chosen to be around 660 nm (red spectrum) and around 940 nm (near-infrared spectrum) because of the absorbency characteristics of oxyhemoglobin (Hb02) and reduced
hemoglobin (RHb). An electrical signal consisting of two components is generated by the photodetector receiving the LED emission. There is an invariant direct current (DC) component to the signal which represents ambient background light .and transmission of light through invariant, that is, nonpulsatile tissues such as skin, bone, and, to a certain extent, veins. The second component of the signal is an alternating current (AC) which represents the varying transmission of light through the pulse-varying tissues, i.e., the arteries and capillaries. Both the AC and DC components are affected by altered LED light intensity. The AC signals must be corrected for inter-LED light intensity differences prior to their use for Sp02 calculation. A pulse oximeter does this by dividing each LED's AC signal by its corresponding DC signal to produce the "corrected AC signal." The ratio of the corrected AC signal at 660 nm to that at 940 nm is compared to a stored calibration curve that yields Sp02. Thus, to calculate Sp02, a pulse oximeter generates a corrected AC signal for both LED wavelengths.
At this time, determination of the other variables, such as methemoglobin (MetHb), Hct, THb, Ca02, continues to require arterial puncture or phlebotomy. Skin puncture procedures are painful to the patient, time consuming, and provide opportunities for infection. There is a great need for a rapid and accurate noninvasive means of assessing THb, Ca02, and Hct. Such an assessment means would enable the health care provider to quickly evaluate and follow a patient's circulating blood status. Questions of hemodilution during volume expansion in the field, ER, and OR would be rapidly answered. Hemoconcentration after blood transfusion, hemodialysis or bone marrow transplantation could be followed without repeated venipuncture. Furthermore, many "routine" screening phlebotomies to assess THb and Hct such as for preoperative laboratory studies in children and adults could be eliminated.
Brief Summary of the Invention The subject invention concerns a novel means and device for noninvasive determination of total hemoglobin, arterial oxygen content, and hematocrit. Advantageously, these deteπninations can be made intermittently and/or continuously. The novel procedure described here is painless and eliminates the need for skin punctures. It is cost effective because there is no need for needles, syringes, gloves, bandages or skilled technicians. Advantageously, critical data can be obtained in seconds rather than minutes or hours.
The determination of the blood parameters of interest is accomplished by measuring the change in the mass of hemoglobin (Hb02, RHb, or THb) resulting from a measured change in volume of blood. Each of these two measurements can be made noninvasively. For example, the change of mass of hemoglobin species can be measured photometrically by passing light of appropriate wavelength(s) through a portion of the body. The attenuation of the light which can be detected by a photometer, is related to the amount of hemoglobin species in the blood being analyzed. When changes occur in the volume or hemoglobin species concentration of blood being analyzed, corresponding changes in the mass of hemoglobin species can be measured. There are several noninvasive means which can be used to measure changes in blood volume in the portion of the body being analyzed.
Once these measurements have been made, the blood parameters of interest can be readily calculated.
Brief Summary of the Figures Figure 1 is a schematic representation of one embodiment of the invention where Hb02 is measured directly and a pulse oximeter is utilized.
Figure 2 is a schematic representation of one embodiment of the invention where Hb02 is measured directly and a pulse oximeter is not explicitly incorporated.
Figure 3 is a schematic representation of one embodiment of the invention where THb is measured directly and a pulse oximeter is not explicitly incorporated.
Figure 4 is a schematic representation of one embodiment of the invention where desired hemoglobin species is/are measured and a pulse oximeter is not explicitly incorporated.
Detailed Description of the Invention Oxygen content in arterial blood can be calculated using the formula:
Ca02(ml 02/dl) = THb(g/dl) x Sa02 x 1.39(ml 02/g Hb02), (1)
where Sa02 is a fraction (Hb02 THb). Oxyhemoglobin (Hb02) is the oxygen carrying species of THb and can be calculated,
Hb02(g/dl) = THb x Sa02. (2)
Substituting Equation (2) into Equation (1),
Ca02(ml 02/dl) = Hb02(g/dl) x 1.39(ml 02/g Hb02). (3)
It becomes apparent that oxygen content can be calculated if oxyhemoglobin is known. Therefore, if the mass of oxyhemoglobin molecules [mHb02(g)] in a given volume [V(dl)] is known, the oxygen content of that volume can be determined. Stated another way, if a change in the mHb02 can be measured
along with the corresponding change in volume, oxygen content can be measured. This relationship can be written
Hb02(g/dl) = [mHb02,2 - mHb02tl]/[Vt2 - Vtl], (4)
where subscripts tl and t2 represent two points in time. This can be rewritten as
Hb02 = ΔmHb02/ΔV, (5)
where ΔmHb02 is the change in mass of the Hb02 species and ΔV is the measured corresponding change in volume. The value for ΔmHb02, if mHb02 is measured directly, can be calculated using a signal generated by a pulse oximeter, for example. mHb02 can also be determined indirectly. Indirect determination requires accurate Sp02 and either RHb or THb values. Sa02 and Sp02 are known to be close to each other. If RHb and Sp02 are known, then
RHb = THb x [(100-SpO2)/100], (6)
and solving for THb yields
THb = (RHb x 100)/(100-SpO2). (7)
Substituting equation (7) into
Hb02 = THb-RHb, (8)
one obtains:
Hb02 = [(RHb x 100)/(100-SpO2)]-RHb. (9)
If "THb and Sp02 are measured, Equation (2) can be utilized for indirect mHb02 determination.
The invention can be practiced utilizing Equations (4) and (5). These equations are clinically useful approximations of the pertinent biological phenomena to be measured by the subject invention. Additional terms can be added to Equations (4) and (5). These additional terms reflect the relatively small effects which are attributable to respiration and other physiological activities. These effects can be extracted and utilized for analysis of respiration and other clinically-relevant parameters.
Once ΔmHb02 is calculated, completion of the Ca02 calculation requires determination of ΔV (Eqn. 5). This can be accomplished in numerous ways.
Thus, Ca02 is calculated in real-time by one of several similar algorithms entirely through noninvasive means. If the algorithm solving directly for
ΔmHb02 is used, THb can be calculated using the Sp02 output from another device, such as the pulse oximeter, with the equation
THb(g dl) = Ca02(ml 02/dl)/[Sp02 x 1.39(ml 02/g Hb02)]. (10)
Of course, if the light source from a pulse oximeter is used to obtain ΔmHb02, then Sp02 from that same pulse oximeter, or similar device, can be utilized (Figure 1).
Hct can be estimated from either Ca02 or THb using additional calibration curves. Most commonly, Hct is well approximated by multiplying THb by a factor of three. For example, if a patient has a Ca02 = 20 ml 02/dl at
Sp02 = 100% and a THb = 15 g/dl (i.e., 15 gram-percent), one can estimate that with normal red blood cell (RBC) morphology Hct is likely to be 45%. If THb is reduced, a proportional Hct change can be anticipated. If one has prior knowledge of RBC morphology, for example, that the RBC's are macrocytic or microcytic, then this can be entered into the monitor and an appropriate calibration curve used.
The claimed device -comprises a small appliance that is easily attached to the patient. For example, the device can be attached onto the finger, earlobe, wrist, lips, nares, tongue, cheek, or some other site. The device further comprises a signal processing part that displays the results. The device displays
Ca02, Hb, and an estimate of Hct continuously or intermittently. Theoretically, MetHb, and COHb can also be quantified.
Although Sp02 input to the device is required for calculation of THb with two of the algorithms, the device does not necessarily require incorporation into a pulse oximeter, or similar device, to determine THb. Instead, an Sp02 value can be obtained via the digital output port of a pulse oximeter, or similar device, and input into the proposed device. Thus, the device could be incorporated into a pulse oximeter (or similar device), as illustrated in Figure 1, or operate as a unit distinct from it as diagrammed in Figures 2, 3 and 4.
Following are examples which illustrate procedures, including the best mode, for practicing the invention. These examples should not be construed as limiting. All percentages are by weight and all solvent mixture proportions are by volume unless otherwise noted.
Example 1
The invention claimed here can be practiced with only one light source and a means of ΔV determination. Access to Spθ2 output (obtained from any
accurate source, such as a pulse oximeter) is required to calculate either THb and Hct, or Ca02, depending upon the algorithm chosen. In one embodiment, the novel device can be built into a pulse oximeter; no additional light source is required. The component that determines ΔV is also supplied. The measurement of changes in mHb02 is then correlated to volume changes that are either passively measured or actively produced.
Example 2
Changes in the mass of oxyhemoglobin, total hemoglobin, and reduced hemoglobin molecules can be measured via absorption photometry using light having a wavelength from between about 400 nm and about 1100 nm. For example, a wavelength of about 660 nm can be used for direct Hb02 measurement (Figure 2). Other wavelengths which can be utilized include 810 nm (direct THb determination, see Figure 3) and 940 nm (direct RHb measurement). These wavelengths of light are sensitive to changes in mHb02j mTHb, and mRHb, respectively.
The corrected AC signal can be extracted from a standard pulse oximeter. Alternatively, such a corrected AC signal could be readily obtained by a person skilled in the art utilizing standard equipment and photometric procedures. However, correction of the AC signal is not necessary in all applications. The
AC or DC signal can be used in the algorithm where THb is measured directly (Figure 4) using 810 nm light.
The desired DC or AC signal is then used to calculate ΔmHb02. In the embodiment where mHb02 is measured directly, for example, this can be done by generating a calibration curve which relates change of mHb02 to changes in
660 nm corrected AC signal amplitude. ΔmHb02 can be deteπnined indirectly with the DC signal from an 810 nm light source. THb is measured directly and with Sp02, ΔmHb02 is then calculated using equation (2).
There are a number of commercially available pulse oximeters which are capable of supplying the desired AC and/or DC signal. Additionally, these devices can be used to obtain accurate Sp02 input values. For example, the Nellcor N-100 (Nellcor, Inc., Hayward, CA) and Ohmeda 3700 (Ohmeda, Boulder, CO) pulse oximeters are accurate to within 1% of their displayed saturations (Cecil, W.T., K . Thorpe, E.E. Fibuch, and G.F. Tuohy [1988] J. Clin. Monit. 4(l):31-36). The Datascope ACCUSAT (Datascope Corp., Paramus, NJ) and the Ohmeda 3700 pulse oximeters display saturation within 2.4% of actual Sa02 (Mendelson, Y. J.C. Kent, A. Shahnarian, G.W. Welch, and R.M. Giasi [1988] J. Clin. Monit. 4(l):59-63). Regression analysis shows these products have high correlation coefficients with small standard error of estimate (r=0.99, SEE=1.29% and r=0.99, SEE=1.72% for the Datascope ACCUSAT and Ohmeda 3700, respectively).
Example 3
Although only a single light source is needed in most adult patients, more than a single light source can also be employed. Indeed, additional light sources may be useful in deteranning Ca02 in circumstances where other light-absorbing hemoglobin species are present. Measurement of other light-absorbing blood constituents may also require additional hght sources to optimize the measurement accuracy. Determination of the proper wavelength to be used for measuring various blood constituents is within the skill of those trained in this field.
Example 4
Any type of energy which can be measured and used to quantitate blood constituents may be used to practice the subject invention. Thus, any form of electromagnetic radiation, sound wave, or magnetic property which can be used
to trans-irradiate a body part can be utilized so long as the characteristics of the energy are altered by the relevant blood constituents and so long as these changes can be measured and correlated with changes in blood volume.
Furthermore, it is not critical that the energy be externally supplied. By measuring energetic and/or magnetic properties emitted from the tissue itself, it is possible to practice the invention. For example, by analyzing the magnetic properties attributable to -the iron associated with hemoglobin and correlating these properties with changes in the blood volume, the relevant blood constituents can theoretically be quantified.
Example 5
It is possible to measure volume changes directly using volume or pressure transduction. For example, a noninvasive blood pressure (NIBP) monitor generates an arterial pressure wave form using an air filled bladder around the finger. This commercially available device rapidly pressurizes and depressurizes the bladder to maintain the finger surrounded by the bladder at nearly constant volume during the pulse. The pressure changes in the bladder can be correlated to volume changes in the finger utilizing standard gas law calculations. These calculations take into account original bladder volume, gas temperature, change in bladder volume and compliance of the bladder.
Example 6
A second approach for deterrnining volume changes is to measure changes in the length of the hght path between the light source and photodetector. Then the volume is approximated by modelling the hght path. For example, this model can be a cylinder between emitter and detector with a cross-sectional area equal to the receptive field of the photodetector. When the length of this cylinder
changes, such as occurs during pulsatile blood flow, the new volume and, hence, the volume change, are easily determined.
A variety of devices exist that transduce length with high precision.
Sonomicrometers, strain gauges, Hall-effect transducers, optical interferometiy, and electromagnetic field changes can all be utilized to measure small changes in length. Light intensity itself and light phase changes can also be used to measure distance changes.
Example 7 Measurements or changes in volume can be made passively or actively.
Passive measurement would mvolve, for example, measuring the actual finger expansion and contraction with each pulse. We have been able to show that finger volume does change with each pulse. The finger was placed into a closed rigid chamber (syringe plunger port) filled with an incompressible fluid (water). A pressure transducer (Datascope P3 Module interfaced with a Datascope 870
Monitor, Datascope Corp., Paramus, NJ) was primed with water and connected to the syringe tip. A pulsatile pressure wave form was obtained and reproduced. This provides evidence that the finger does indeed experience volume changes with blood pulsation. This experiment also demonstrates the feasibility of one method of volume change determination. If the pulse amplitude, original finger volume, original chamber size, and compliance of the rigid vessel are known, the volume change in the finger can be determined. This change can be used to calculate the volume change between the LED and photodetector.
Example 8
Measurement of actively produced volume changes can also be utilized. Active measurement results from compression and release of tissue at the
measurement site by a known distance. If the light source and the photodetector are brought closer together by an external force, e.g., a motor, which produces a volume change in the receptive field, the same data can be obtained. This method requires some amount of Hb02 to be displaced from the receptive field. This procedure can result in the measurement of larger changes in volume compared to passive measurements of volume change during a pulse. Measuring larger volume changes can advantageously reduce experimental error during measurement.
Example 9
The device and method of the subject invention can be utilized in conjunction with life support systems and other medical instrumentations. For example, the subject invention can be used as a sensor for a continuous automatic feedback loop that is designed to maintain Ca02 and/or Hb or Hct. An infusion pump, ventilator, and/or anesthesia machine can be controlled by the sensor. The sensor would enable the system to maintain levels of Ca02 and/or Hb/Hct at levels which are predetermined by the operator of the system.
Example 10 The wavelength and source of light employed in the design of the invention can be optimized by those skilled in the art, depending on the particular application. Thus, if direct mHb02 determination is desired, an approximately 660 nm hght source can be utilized. If, however, direct mTHb determination is desired, a wavelength near the isobestic point of 805 nm (e.g., 810 nm) can be employed. If direct determination of RHb is sought, a hght wavelength near 940 nm can be used. With any of these wavelengths, the remaining unknown parameters (THb and/or Hct and/or RHb and/or Ca02) can
be determined indirectly with the addition of an accurate Sp02 value using the various formulae discussed above.
Furthermore, the light can be from an LED and/or laser source, such as a laser diode. The laser offers advantages over an LED because its emission spectra is much narrower, its power attenuation with increasing distance is small in comparison, its output is more directional and it is a more ideal beam. Thus, reproducibility and confidence are improved. These advantages allow for easier modeling and subsequent implementation of applications where the distance between hght source and receiver changes. If a laser source is utilized, the use of fiber-optic technology may also be employed. Fiber-optic cables allow the somewhat motion-, temperature-, and current-sensitive laser and detector elements to remain protected and remote from the patient, and also provide an extremely high degree of electrical isolation between the patient and the device.
Example 11
Noise consists of the background hght that enters the photovoltaic cell (PVC) and alters the signal output. Polarizing films can be employed to reduce the effects of background scattered hght. This is achieved by placing a polarizing film in a known orientation between the emitter and tissue and another film in an identical orientation between the tissue and receiver. This configuration prevents randomly polarized hght from entering the PVC. As a consequence, scattered hght from the emitter, as well as ambient hght that is rotated with respect to the orientation of the polarizing films, is filtered from the PVC input. All photoplethysmographic devices, including pulse oximeters, would benefit from this application.
The use of polarizing films in this fashion has the added advantage of essentially defining a volume of tissues of similar cross-sectional area to the PVC.
The volume's length is the linear distance between emitter and detector. Hence, volume determination is simplified.
Example 12
"Active" volume determination requires a physical displacement of the emitter relative to the PVC. This displacement can be mechanically limited to a known distance. It can also be limited by the tissue pressure upon one of the device elements (i.e., the PVC or hght source), or by a combination of pressure and displacement.
Example 13 ight near the isobestic point of Hb02 and RHb (e.g., 810 nm) is absorbed essentially equally well by both species. Therefore, an AC signal representative of pulsatile arterial blood and a DC signal representative of both arterial and venous blood can be obtained. Since arterial and venous THb are the same, either the AC or DC signal can be utilized to determine THb. Input of Sp02 (which reflects arterial oxygen saturation) then allows arterial oxygen content (Ca02) to be calculated. If a DC signal is also obtained at 660 nm, a total (i.e., combined) arterial and venous oxygen content (Cav02) can be determined. Venous 02 content (Cv02) can then be calculated by subtracting
Ca02 from Cav02. If one integrates over time (Ca02-Cv02), one can determine local 02 consumption.
Example 14 The method of actively varying volume can be applied equally well to the new pulse oximeter technologies that employ reflectance or backscatter of hght for their signals. If one varied the slab length, width, or depth from which they receive their signals, essentially a volume change would have been made and
similar algorithms to those described above would apply. Therefore, Sp02, THb, Hb02, RHb, Ca02 and local oxygen consumption could each be deterimined using these new technologies.
Example 15
The claimed device can also be used to determine interstitial fluid content, or state of hydration. Currently, there is no device which can quantitatively measure a patient's hydration status. Such a device would be beneficial in the clinical assessment of delirium, hypotension, tachycardia, and other medical conditions. Thus, it could be used in critical care settings (e.g., emergency rooms) and in chronic care settings (e.g., nursing homes).
The novel device of the subject invention operates by measuring changes in signal strength that occur after a rapid compression (or decompression) of a tissue. The tissue can be thought of as a two compartment system: the intravascular compartment that contains blood and the interstitial compartment that contains body water. By externally deforming the tissue, a hydrostatic pressure change is applied. Since the fluid cannot shift instantaneously between compartments, it shifts first within the compartment with the least resistance to flow. The interstitial fluid is impeded from making rapid shifts because it is trapped in tissue planes and held within the interstitial compartment by hydrophilic molecules. The blood within the intravascular compartment, however, is capable of making rapid shifts. Thus, upon rapid compression, blood would leave the compressed site almost immediately, and only subsequently does the interstitial water begin to leave the compressed region. Likewise, if the tissue was rapidly decompressed, blood would almost immediately refill the vasculature.
Following this, the water would refill the interstitial compartment. The rate at which these shifts occur can be used as an indication of hydration status for any given blood pressure.
The measured signal varies with the mass of absorber (i.e., mass of Hb02, RHb, or THb, depending on the wavelength used) in the hght path. As reasoned above, after rapid (decompression, the signal can be expected to vary in a fashion that is related to hydration status.
Example 16
It is possible to combine any of the various applications into a new apphcation. For example, a backscatter oximeter may be used to determine mixed venous 02 content in the superficial jugular vein while Ca02 is determined at a peripheral site. Such a combination may provide a good solution to the Fick equation for cardiac output. Another example of a new apphcation is to combine the algorithms that directly determine mTHb and mHb02 by the new method and design an entirely new pulse oximeter based on measured vascular volume changes.
It should be understood that the examples and embodiments described herein are for illustrative purposes only and that various modifications or changes in hght thereof will be suggested to persons skilled in the art and are to be included within the spirit and purview of this apphcation and the scope of the appended claims.