US11742902B2 - Massive MIMO systems with wireless fronthaul - Google Patents
Massive MIMO systems with wireless fronthaul Download PDFInfo
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- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04B—TRANSMISSION
- H04B7/00—Radio transmission systems, i.e. using radiation field
- H04B7/02—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
- H04B7/022—Site diversity; Macro-diversity
- H04B7/024—Co-operative use of antennas of several sites, e.g. in co-ordinated multipoint or co-operative multiple-input multiple-output [MIMO] systems
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- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04B—TRANSMISSION
- H04B7/00—Radio transmission systems, i.e. using radiation field
- H04B7/02—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
- H04B7/04—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
- H04B7/0413—MIMO systems
- H04B7/0452—Multi-user MIMO systems
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- H—ELECTRICITY
- H04—ELECTRIC COMMUNICATION TECHNIQUE
- H04B—TRANSMISSION
- H04B7/00—Radio transmission systems, i.e. using radiation field
- H04B7/02—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas
- H04B7/04—Diversity systems; Multi-antenna system, i.e. transmission or reception using multiple antennas using two or more spaced independent antennas
- H04B7/0413—MIMO systems
Definitions
- the present disclosure relates to wireless communication, and in particular to cell-free massive multiple-input multiple-output (MIMO) systems.
- MIMO massive multiple-input multiple-output
- Densification of the wireless infrastructures has been a solution in achieving high data rates through the evolution of the wireless communication systems.
- Network densification is a solution for the high data rate demands in, e.g., 3GPP (3rd Generation Partnership Project) 5G (Fifth Generation) networks and beyond.
- This densification requires a high-level of network coordination which is associated with extensive control overhead.
- a new approach relating to a cell-free (distributed) massive MIMO system has been proposed to meet the high data rate demands.
- a network that covers a large area may be considered as a single cell with one central processing unit connected to a large number of distributed antenna terminals/access points via optical fiber/wired links.
- the system may include a central processing unit (CPU) in data communication with a first access point (AP) configured to enable a data communication between the CPU and a first user equipment (UE), the CPU including a processor coupled with a plurality of antenna elements and configured to: select a first group of APs including the first AP to provide the data communication between the CPU and the first UE; establish a first data communications link over a first frequency band between the CPU and the first AP; cause the first AP to establish a second data communications link over a second frequency band between the first AP and the first UE; and transmit, via beamforming by the plurality of antenna elements, a portion of data to the first AP over the first data communications link, the portion of the data configured to be relayed via the first AP to the first UE over the second data communications link
- the processor of the CPU may be further configured to: establish first additional data communications links over the first frequency band between the CPU and, respectively, other APs of the first group of APs; cause each one of the other APs of the first group of APs to establish a respective second additional data communications link over the second frequency band between the each one of the other APs and the first UE; and transmit, via beamforming by the plurality of antenna elements, other portions of the data to the other APs of the first group of APs over the respective second additional data communications links, the other portions of the data configured to be relayed via the other APs to the first UE.
- the processor of the CPU may be further configured to: obtain an end-to-end data rate of the data communication between the CPU and the first UE; based on the obtained end-to-end data rate not exceeding a predetermined threshold, adjust the first group of APs by selecting a different group of APs; transmit additional data from the CPU to the first UE via the different group of APs; and achieve a higher end-to-end data rate for the transmission of the additional data than the obtained end-to-end data rate.
- the processor of the CPU may be further configured to: achieve the higher end-to-end data rate than the obtained end-to-end data rate by at least one of adjusting beamforming vectors, adjusting a data transmission schedule, or causing adjustment of power coefficients associated with one or more APs.
- the processor of the CPU may be further configured to: transmit data simultaneously to a plurality of groups of APs including the first group of APs each configured for data communication with one or more UEs.
- the first frequency band may include a millimeter wave (mmWave) frequency band or a terahertz (THz) frequency band.
- the second frequency band may include a sub-6 gigahertz (GHz) frequency band or a millimeter wave (mmWave) frequency band.
- the beamforming may include an analog beamforming, a digital beamforming, or a hybrid beamforming.
- the processor of the CPU may be further configured to: cause the first AP to establish a wired data communications link with one or more APs to send additional data to at least the first UE via the first data communications link and the wired data communications link; and transmit, via beamforming by the plurality of antenna elements, at least portions of the additional data to the first AP, the at least portions of the additional data configured for transmission to at least the first UE via the wired data communications link.
- the communications network system may include a cell-free massive multiple-input multiple-output (MIMO) system.
- MIMO massive multiple-input multiple-output
- the beamforming may include an analog beamforming, a digital beamforming, or a hybrid beamforming.
- the methods may include distributing, via the first AP and the wired data communications link, information relating to synchronization or power signaling.
- the methods may include transmitting, via the first group of APs, data to other UEs in data communication with the first group of APs.
- FIG. 1 is a diagram illustrating components of a cell-free massive multiple-input multiple-output (MIMO) system in accordance with various exemplary embodiments;
- MIMO massive multiple-input multiple-output
- FIG. 2 is another diagram illustrating components of another cell-free massive MIMO system in accordance with various exemplary embodiments
- FIG. 3 is a diagram illustrating an example of data transmission scheduling performed within a cell-free massive MIMO system in accordance with various exemplary embodiments
- FIG. 4 is a block diagram illustrating components of a central processing unit (CPU) within a cell-free massive MIMO system in accordance with various exemplary embodiments;
- CPU central processing unit
- FIG. 5 is a process performed by a CPU within a cell-free massive MIMO system in accordance with various exemplary embodiments
- FIGS. 6 A- 6 B are plots related to beamforming gains of optimized beamforming vectors for the groups of (a) 12 access points (APs) and (b) 25 APs in accordance with various exemplary embodiments;
- FIGS. 7 A- 7 B are plots related to access channel and fronthaul sum data rates of a system architecture with different group sizes and fronthaul bandwidth values in accordance with various exemplary embodiments;
- FIG. 8 is a plot related to access channel and fronthaul sum data rates of a system architecture with different numbers of randomly placed APs in accordance with various exemplary embodiments
- FIGS. 9 A- 9 B are plots related to beamforming gains with optimized beamforming vectors within a mixed-fronthaul architecture of a cell-free massive MIMO system in accordance with various exemplary embodiments.
- FIG. 10 is a plot related to sum rates for the fronthaul, access channel, and end-to-end sum data rates within a mixed-fronthaul architecture of a cell-free massive MIMO system in accordance with various exemplary embodiments.
- “electronic communication” means communication of at least a portion of the electronic signals with physical coupling (e.g., “electrical communication” or “electrically coupled”) and/or without physical coupling and via an electromagnetic field (e.g., “inductive communication” or “inductively coupled” or “inductive coupling”).
- “transmit” may include sending at least a portion of the electronic data from one system component to another (e.g., over a network connection).
- “data,” “information,” or the like may include encompassing information such as commands, queries, files, messages, data for storage, and the like in digital or any other form.
- “satisfy,” “meet,” “match,” “associated with”, or similar phrases may include an identical match, a partial match, meeting certain criteria, matching a subset of data, a correlation, satisfying certain criteria, a correspondence, an association, an algorithmic relationship, and/or the like.
- “authenticate” or similar terms may include an exact authentication, a partial authentication, authenticating a subset of data, a correspondence, satisfying certain criteria, an association, an algorithmic relationship, and/or the like.
- references to “various embodiments,” “one embodiment,” “an embodiment,” “an example embodiment,” etc. indicate that the embodiment described may include a particular feature, structure, or characteristic, but every embodiment may not necessarily include the particular feature, structure, or characteristic. Moreover, such phrases are not necessarily referring to the same embodiment. Further, when a particular feature, structure, or characteristic is described in connection with an embodiment, it is submitted that it is within the knowledge of one skilled in the art to affect such feature, structure, or characteristic in connection with other embodiments whether or not explicitly described. After reading the description, it will be apparent to one skilled in the relevant art(s) how to implement the disclosure in alternative embodiments.
- a cell-free massive multiple-input multiple-output (MIMO) system and operation and performance thereof are depicted.
- Exemplary embodiments of the present disclosure develop a system architecture for distributed (cell-free) massive MIMO systems, which is a key component of various wireless communication systems.
- Distributed (cell-free) massive MIMO systems may achieve high coverage and data rates for served users.
- the various embodiments of the disclosure present a distributed massive MIMO architecture with a wireless fronthaul network in which (i) the wireless fronthaul network is operating at a higher frequency band compared to access links and (ii) the wireless fronthaul network is supported with directional transmission.
- Using directional transmission over a high-frequency band in the wireless fronthaul network enables (i) multiplexing the transmission between the distributed access points (APs) while satisfying the higher data rate demands and (ii) achieving accurate frequency, time, and phase synchronization to the APs/distributed nodes (by, e.g., leveraging the high-frequency signal characteristics).
- the various embodiments of the disclosure present a system architecture that overcomes the expensive deployment of cell-free massive MIMO systems, creating a practical path for identifying the networks and realizing the distributed massive MIMO gains in practice. It provides an architecture for easing the dense deployment of access points, which is required by current and next-generation wireless communication systems.
- a key aspect of the disclosed system architecture is to use a wireless fronthaul network operating in a high-frequency band (such as, e.g., millimeter wave (mmWave) or terahertz (THz) bands) to support lower-frequency distributed massive MIMO communication access links (that operate, for example, in a sub-6 gigahertz (GHz) band).
- a high-frequency band such as, e.g., millimeter wave (mmWave) or terahertz (THz) bands
- mmWave millimeter wave
- THz terahertz
- the APs utilize a cell-free approach to maximize the data rates of the users, by for example utilizing the time-division duplexing adopted in 3GPP (3rd Generation Partnership Project) 5G (Fifth Generation) networks and expected to become more common in the next-generation communication systems.
- a central processing unit CPU may jointly determine the fronthaul and cell-free massive MIMO transmission parameters (including, e.g., the selection of APs serving the separate users, fronthaul beamforming coefficients, fronthaul timing schedule, and access link power allocation parameters) to balance the rates of the fronthaul and the access channels, and hence, maximizing the end-to-end data rate of the system.
- the wireless fronthaul network is operating at a higher frequency band compared to the frequency band used in the access channels.
- the wireless fronthaul network may be operating at a mmWave or THz band while the access network may be operating at a sub-6 GHz band.
- Various embodiments of the present disclosure present the concept of multi-band cell-free (distributed) massive MIMO system, which provides a feasible and low-cost approach for implementing the cell-free massive MIMO systems and realizing their advantages in practice.
- the use of directional beamforming and high-frequency large-bandwidth signals at the CPU (for the wireless fronthaul network) provides high data rate and multiplex capabilities that enable serving the distributed (low-frequency) nodes. Further, the same high-frequency signal provides accurate synchronization to these distributed nodes.
- the disclosed system enables flexible configurations in deploying the distributed antennas (e.g., APs), and do not require connecting all the distributed antennas to a central unit via optical fiber, which imposes strict constraints on the deployment configuration.
- the use of a high-frequency band in the wireless fronthaul network allows the central unit to beam signals at a high data rate to the distributed nodes.
- the use of high-frequency signals (with small wavelength and high bandwidth) in the fronthaul network enables the transmission of highly accurate synchronization signals that can be leveraged to synchronize the distributed low-frequency antennas.
- the availability of a large bandwidth at the high-frequency band e.g., a mmWave band
- the CPU which would be equipped with, e.g., a mmWave transceiver
- operating the fronthaul network e.g., in a mmWave band (wherein signals would have a relatively small wavelength) to synchronize, e.g., sub-6 GHz APs (wherein signals would have a much higher wavelength) may ensure precise clock synchronization among the APs.
- the synchronization of the APs may be achieved over, e.g., the mmWave fronthaul network with the aid of the CPU via, e.g., master-slave type algorithms or via network centric solutions as is known in the art.
- the APs may use two clock signals, one for the mmWave fronthaul network and the other for the sub-6 GHz access network.
- the APs can synchronize their mmWave clocks and time by referring to the CPU. These signals can then be utilized for more accurate sub-6 GHz synchronization by converting the mmWave (smaller wavelength) signal to a signal based on a larger wavelength clock.
- the sub-6 GHz clocks obtained from the carrier frequencies (e.g., for 30 GHz and 3 GHz carrier frequencies), it may be possible to obtain the clocks with frequency difference ⁇ f/10.
- a THz-based fronthaul network is leveraged to synchronize a mmWave access channel.
- the disclosed architecture as described herein may assign a group of APs to each user or user equipment (UE) and optimize the multicast beamforming at the CPU to simultaneously serve the AP group of each user or UE.
- the adopted system model may account for the practical constraints on the higher-frequency band (e.g., mmWave) beamforming architectures.
- the system architecture described herein aims to determine, e.g., the user-centric AP group selection, fronthaul beamforming vectors, group time-division multiple-access (TDMA) schedule, and AP power coefficients to maximize the end-to-end data rates.
- TDMA group time-division multiple-access
- the solution to maximizing the end-to-end data rates as described herein may adopt an iterative group selection algorithm, which may be coupled with the fronthaul and access channel data rate maximization. Specifically, in each iteration, the group size and AP selection may be determined based on the channel estimates, and then the fronthaul/access network data rates may be optimized for the given groups.
- a mixed-fronthaul architecture with wire-connected AP clusters may be utilized.
- this architecture only the leader AP in each wire-connected cluster may have a wireless fronthaul link with the CPU.
- the high-frequency wireless fronthaul network in accordance with various embodiments of the present disclosure may provide sufficient data rates for the cell-free massive MIMO network by taking advantage of the larger bandwidth availability in the high-frequency band (e.g., mmWave or THz).
- the high-frequency band e.g., mmWave or THz.
- the mixed-fronthaul architecture presented herein may reduce the bandwidth requirements and improve the data rates further. Based on the simulations presented in this document, the mixed-fronthaul architecture may enable data rates very similar to the fiber fronthaul based solutions with reasonable fronthaul bandwidth requirements.
- A is a matrix
- a is a vector
- a is a scalar
- is the determinant of A
- a T , A H , A*, A ⁇ 1 , A ⁇ are its transpose, Hermitian (conjugate transpose), conjugate, inverse, and pseudo-inverse, respectively.
- is the cardinality of .
- ⁇ a ⁇ is the I 2 norm of a.
- I is the identity matrix.
- CN(m, R) is a complex Gaussian random vector with mean m and covariance R. ( ⁇ ) is used to denote expectation.
- ⁇ condition ⁇ is the indicator function of the condition given in the subscript.
- System 100 may include various computing devices, software modules, networks, and data structures in communication with one another.
- System 100 may also contemplate uses in association with web services, utility computing, pervasive and individualized computing, security and identity solutions, autonomic computing, cloud computing, commodity computing, mobility and wireless solutions, open source, biometrics, grid computing and/or mesh computing.
- System 100 may comprise a central processing unit (CPU) 102 , a plurality of user equipment (UE) 104 , and a plurality of groups 106 of access points (APs) 108 which may each include a high-frequency transceiver 110 and a low-frequency transceiver 112 .
- CPU central processing unit
- UE user equipment
- APs access points
- the CPU 102 including a plurality of antenna elements may communicate with M wireless APs 108 over a high-frequency (e.g., mmWave) wireless fronthaul network, and the wireless APs 108 may serve KUEs 104 over a low-frequency (e.g., sub-6 GHz) channel.
- KUEs 104 e.g., sub-6 GHz
- the downlink channel from the CPU 102 to the APs 108 is described as the fronthaul channel and the downlink channel from the APs 108 to the UEs 104 as the access channel.
- the fronthaul channel may present the fronthaul channel as operating over a mmWave band, with a bandwidth B fh , and the access channel as adopting a sub-6 GHz band, with a bandwidth B ac .
- the features and elements of the present disclosure may be applied to other dual-band architectures, such as for example a THz fronthaul channel with a mmWave access channel, without departing from the spirit and scope of the disclosure.
- the CPU 102 may employ an antenna array of N elements, while the APs 108 and UEs 104 may have single antennas (without being limited as such).
- the message for UE K may be jointly transmitted by a subset of APs 108 , where k ⁇ .
- Different groups 106 may include one or more of the same APs 108 since multiple APs 108 may be utilized in the transmission to each UE 104 .
- m ⁇ may be defined for m ⁇ M as the set of users that are being served by the AP m.
- d m fh and d mk ac may be used to denote them while no assumptions regarding any knowledge about the positions or distances between the CPU, APs, and/or UEs are made.
- the CPU 102 may adopt a data transmission scheme, such as for example time-division multiple access (TDMA), to serve the K user-centric groups 106 .
- TDMA time-division multiple access
- the CPU 102 may beamform a signal towards the APs 108 that serve a UE 104 .
- the duration of the TDMA slot allocated for serving APs of UE k may be denoted by t k with h m ⁇ N denoting the channel between the CPU and the m-th AP.
- ⁇ fh is the normalized fronthaul transmission power and w m fh ⁇ CN(0, 1) is the receive noise at the m-th AP.
- the vector f k ⁇ N is the CPU beamforming vector intended to focus the signal to the APs that serve user k.
- FIG. 3 is a diagram illustrating an example of data transmission scheduling performed within a cell-free massive MIMO system in accordance with various exemplary embodiments
- the diagram in FIG. 3 illustrates a schedule for the transmissions through the access and fronthaul channels which facilitates simultaneous data transfer on both links.
- the fronthaul and access channel transmissions may be over different channels
- the collaborative access channel may require the transmission data to be ready at the APs 108 , which would necessitate the corresponding uplink transmissions to be completed.
- the transmissions should be scheduled in a manner so as to obtain high data rates.
- the system 100 may adopt a schedule where the CPU 102 transmits small chunks (in, e.g., 302 A-D) of the data at a time.
- the APs 108 may start to transmit the received parts of the UE messages (in, e.g., 304 A-D) to the UEs 104 .
- the APs 108 may keep receiving the next portions of the data.
- the transmission interval defined by the coherence time of the access channel, is split into P small parts relating to a part of the UE messages being transmitted to the APs 108 .
- the APs 108 may start transmitting that part (in, e.g., 304 A) to the UEs 104 over, e.g., the sub-6 GHz access channel.
- the APs 108 may receive the next part (in, e.g., 302 B) of the UE messages.
- each of the P intervals allocated for the fronthaul network may be further split for transmissions to the groups 106 of APs 108 .
- the time allocated for the transmission from CPU 102 to the group of UE k may be denoted by t k , as shown in the drawing (e.g., 306 A-E).
- the CPU 102 in various embodiments may adopt an analog-only beamforming implemented by a network of quantized phase shifters to, e.g., satisfy practical mmWave hardware constraints.
- the CPU 102 may also adopt a digital-only or a hybrid beamforming without departing from the spirit and scope of the disclosure.
- This means that the beamforming vector f k can only be selected from a certain set of vectors, which may be defined by the codebook . If each phase shift has q bits, i.e., 2 q possible phase shift values defined by the set
- each AP 108 may receive and decode the CPU signal received by its high-frequency transceiver 110 (e.g., mmWave receiver) and prepare it for the transmission over the access channel (e.g., a sub-6 GHz channel).
- the access channel e.g., a sub-6 GHz channel.
- Each AP m may contribute in serving a set of users U m or UEs thereof, and the transmitted signal from the m-th AP, x m , may be written as
- ⁇ ac is the shared APs coefficient for the transmit power coefficient of the APs
- f mk ac and p mk denote the beamforming and power control coefficients of the m-th AP for the k-th UE
- q k ac represents the intended message for the k-th UE which satisfies [
- 2 ] 1.
- all the APs 108 may maintain sufficient clock synchronization at, e.g., the sub-6 GHz access channel, which may be further facilitated by the adoption of, e.g., mmWave-based synchronization (with a mmWave-based fronthaul network).
- mmWave-based synchronization with a mmWave-based fronthaul network.
- ⁇ m fh the large-scale fading effects
- ⁇ m fh the additional phase shift due to the LOS path
- a( ⁇ ) ⁇ L is the array response vector function that takes the azimuth angle of departure from the CPU to AP m, denoted by ⁇ m , as the input.
- ⁇ mk ac and a mk represent the large- and small-scale fading coefficients.
- the small fading coefficients are taken as independent and identically distributed (i.i.d.) complex Gaussian random variables, variables, i.e., ⁇ m k ac ⁇ CN(0, 1).
- the optimization problem of the end-to-end achievable data rate of the wireless fronthaul based cell-free massive MIMO system in accordance with various embodiments may be formulated based on achievable rates of the access and fronthaul channels.
- the superscripts denoting fronthaul and access channel variables are omitted as they can be easily distinguished by one of ordinary skill in the art from the context.
- the system discussed herein may adopt various algorithms, such as for example an iterative heuristic algorithms for appropriate grouping of APs 108 (related to maximizing data rates at the fronthaul network and the access network). Furthermore, additional optimization may be done with respect to the beamforming performed by the CPU 102 and the TDMA time fraction in order to enable the system 100 in accordance with various embodiments discussed herein to achieve the required high data rates.
- the effective rate of group k may be defined as the minimum rate of the APs in k 's group and written mathematically as
- the group rates may be further scaled by the TDMA time fractions.
- t k denoting the fraction of TDMA time allocated to group k
- the APs 108 synchronously serve the UEs 104 without any cell boundaries, i.e., each AP 108 can serve any UE 104 ; (ii) time-division duplexing (TDD) is adopted for the transmissions, which facilitates the estimation of the downlink access channel coefficients through the uplink pilot transmissions; and (iii) only the large-scale fading coefficients are available at the CPU 102 for joint power allocation. Further, it may be assumed that the APs 108 adopt conjugate beamforming for the downlink transmission to the UEs 104 .
- TDD time-division duplexing
- the uplink pilot transmissions may be used to estimate the uplink channels (which may also be used to construct the downlink channels leveraging channel reciprocity). Then, the information about the large-scale fading coefficients may frequently be transmitted to the CPU 102 . The CPU 102 can use this large-scale fading information to determine the access channel power coefficients. The APs 108 may adopt this power allocation while jointly serving their users.
- the UEs 104 may transmit orthogonal pilot sequences of length L p , ⁇ 1 , . . . ⁇ K ⁇ L p , simultaneously to be received by all the APs 108 . If p, denotes the power level selected for the pilot transmissions, the received signal at AP m may be written as
- MMSE minimum mean square error estimator
- the distributions of the estimated channel coefficients and the error may be written as ⁇ mk ⁇ CN (0, ⁇ mk ), ⁇ mk ⁇ CN (0, ⁇ mk ⁇ circumflex over ( ⁇ ) ⁇ mk ), (11)
- ⁇ ⁇ mk ⁇ t ⁇ L p ⁇ ⁇ mk 2 1 + ⁇ t ⁇ L p ⁇ ⁇ mk . ( 12 )
- the coefficients f mn ac in the received signal equations (3)-(4) may be replaced by ⁇ mn .
- the capacity lower bound for the UEs given in equation (8) becomes valid, and the achievable data rate of UE k may be expressed as
- the power coefficient p mk for the AP in and UE k is set to 0 if the AP is not in the group of that UE, i.e., if m ⁇ k .
- ⁇ k 1 K p mk ⁇ ⁇ ⁇ mk ⁇ 1 , ⁇ m ⁇ M , ( 14 )
- the end-to-end achievable data rate of the system 100 may now be derived.
- the end-to-end channel rate accounts for the fronthaul and access bandwidths (noting that the fronthaul bandwidth in, e.g., the mmWave-based fronthaul is expected to be much larger than the bandwidth of, e.g., the sub-6 GHz access channel).
- the following formulation of the joint max-min fair rate optimization problem may be adopted
- the problem is non-convex and challenging, especially due to the AP grouping and the fronthaul analog-only beamforming. It is noted that the AP grouping and analog beamforming can be optimally designed via an exhaustive search over all the possible groups and candidate beam codewords, but this will require prohibitive complexity. To reduce this complexity, an iterative solution may be utilized.
- the objective is to maximize the minimum of all the fronthaul and access channel data rates.
- the separate optimization of the access channel and fronthaul variables may depend on the group variable . Nevertheless, for a fixed grouping , only the objective function (but not the constraints) retains the variables of both the fronthaul (f k and t k ) and access channel (p mk ), i.e., each constraint affects either the fronthaul channel or the access channel. Therefore, for a given grouping, a two-step approach may be developed with the access channel and fronthaul optimization steps to obtain an optimal solution.
- the power coefficients for the access channel may first be optimized, without any fronthaul channel limitations.
- This approach allows an allocation of the power of the APs 108 over the access channel in a similar way to the standard approaches in the cell-free massive MIMO literature known to those with ordinary skill in the art.
- To formulate the access channel optimization problem with reference the working examples discussed herein, only the access channel related terms and constraints of the original problem defined in (17) were kept, and the following was written
- the equation (19c) does not provide any constraints, and the presented optimization of the access channel becomes directly equivalent to the power allocation of cell-free massive MIMO.
- the additional grouping constraint (19c) which would allow an AP 108 to transmit only to the UEs 104 whose groups 106 include that AP by restricting the power allocated for the other UEs to 0, may be considered. It is a linear equality constraint which does not affect the convexity of the problem.
- a similar solution to the optimal power-allocation of the standard cell-free massive MIMO may be applied.
- the problem can be reformulated with convex constraints by introducing a variable ⁇ as follows
- This formulation can be optimally solved by a bisection method known in the art, which iterates over values.
- the SINR constraints in equation (20b) can be cast as second-order cone constraints, and the equation (20) becomes a feasibility problem that aims to find a set of power coefficients satisfying the constraints.
- This feasibility problem can be solved by the convex solvers known in the art as a second-order cone problem (SOCP).
- SOCP second-order cone problem
- the optimal solution may be obtained by first optimizing the data rates for all the groups, R fh ( k , f k ) ⁇ k, and then optimizing the TDMA time allocation. This is because any set of TDMA time fractions, ⁇ t k ⁇ , does not affect the optimization of the beamforming vectors.
- the beamforming vector of each group 106 needs to be optimized to maximize the group data rate. Since this rate may be determined by the minimum rate of the APs 108 in the group 106 , the beamforming optimization problem of any k may be formulated as follows
- HM ⁇ denotes the harmonic mean function
- the foregoing solution aims to maximize the minimum of the data rates, which is the objective of the equation (17). Further to this solution, the data rates of the other groups may still be able to be increased without decreasing the minimum of the end-to-end rates of the given groups, by further optimizing the fronthaul TDMA time allocations of these groups.
- the solution given in equation (25) attempts to maximize the minimum of the fronthaul group data rates without accounting for the optimized access channel data rates.
- the user data rates depend on both the access and fronthaul data rates. Therefore, the data rates of the users may further be increased by taking into account the access data rates as a restricting constraint. Based on this, the following problem which attempts to optimize the fronthaul data rate of each group to meet the access data rate of the group in a fair manner may be considered.
- the time-scaled data rate of the groups 106 should be equal, unless any of the constraints are met.
- the time allocated to each group 106 should be inversely proportional to their data rates.
- a weighted logarithm function for the objective i.e., ⁇ k w k log (t k ), which allows the resources to be allocated fairly, proportional to the weights, w k , may be utilized.
- the weights may be selected as
- ⁇ k 1 R fh ⁇ ( G k ) , to allocate the time fractions inversely proportional to the fronthaul data rates of the groups, resulting in equal fronthaul data rates.
- the solution can be derived with Krush-Kuhn-Tucker conditions.
- the resulting solution may take a similar form with the water-filling solution with upper-bounds.
- the solution can be obtained by finding the maximum individual fronthaul data rate (water level), ⁇ >0, that satisfies the following inequality
- the given solution allocates the fronthaul data rates equally among UEs, until the satisfaction of individual access channel data rates or the use of the total time is achieved. In the special case of all the fronthaul data rates being smaller than the access channel data rates, it can allocate the data rates equally, coinciding with equation (25).
- the efficient selection of the groups 106 can become crucial in achieving high data rates.
- the group selection problem is a combinatorial problem that has high complexity given the large number of APs 108 and UEs 104 .
- there are 2 M possible selection of groups 106 for each UE 104 leading to a total of 2 MK distinct selections for the K users.
- each selection of the groups 106 needs to be utilized with the foregoing end-to-end data rate optimization which results in prohibitive optimization complexity for practical systems.
- an efficient design for the group selection is required.
- a low-complexity yet efficient solution that is motivated by understanding of the end-to-end achievable data rate optimization problem and the cell-free massive MIMO architecture in accordance with various embodiments of this disclosure may be considered.
- the group selection approach may be considered.
- the group of each user may be selected as the G APs with the maximum channel gains.
- the group size G is assumed to be fixed for the sake of simplicity and low-complexity solution (noting that the impact of this constraint is expected to be marginal given the high density of the APs); and
- the selection of the APs with the maximum channel gains may lead to a set of APs that are close to one other, which may lead to efficient beamforming design via more focused beams.
- this set may adopt a descending order, i.e., the channel coefficients satisfy ⁇ mk (o) ⁇ m′k (o) for any m ⁇ m′.
- this set may adopt a descending order, i.e., the channel coefficients satisfy ⁇ mk (o) ⁇ m′k (o) for any m ⁇ m′.
- the group selection may be reduced to the selection of the parameter G.
- the number of APs 108 per group 106 , G may be optimized to maximize the end-to-end data rate. It is noted that a small group size may lead to more optimized CPU-APs beamforming design and thus high fronthaul data rates. At the same time, it may result in lower APs-user beamforming design and thus lower achievable access channel data rates. Thus, to select G, one approach may include trial of different group size values from a pre-determined interval (for a given AP structure). Another approach may be to start from a certain group size G and then increase/decrease the group size depending on the relation between the access and fronthaul data rates.
- the group size may be increased. Otherwise, if R fh ⁇ R acc , the group size may be decreased.
- the group value may be locally optimized (achieving some fairness between the users even though the iterative algorithm is applied through the sum data rates, since the group size is fixed).
- the group 106 selected for each UE 104 may include APs 108 with the maximum channel gains.
- the CPU 102 may adopt a trial of various group size values based on pre-determined time intervals, and/or start from a predetermined group size (e.g., as defined by the network operator or user) and increase or decrease the group size depending on the relationship between the access and fronthaul data rates. It may be noted that, e.g., a small group size may lead to more optimized CPU-APs beamforming design and thus high fronthaul data rates.
- System 200 may include a CPU 202 , a plurality of UEs 204 , various groups 206 including leader APs 208 and low-frequency band APs 216 serving the UEs 204 .
- the leader APs 208 and low-frequency band APs 216 may be organized as clusters 214 .
- Each cluster 214 may include one (1) leader AP 208 connected to a plurality of low-frequency band APs 216 by wire (e.g., a radio stripe or optical fiber).
- a leader AP 208 may be wirelessly connected to the CPU 202 and include a high-frequency transceiver 210 for data communication with the CPU 202 and a low-frequency transceiver 212 for serving the UEs 204 .
- the low-frequency band APs 216 may only include low-frequency transceivers 212 since they may be connected via wire to the leader APs 208 while serving the UEs 204 wirelessly.
- the leading AP 208 may have a wireless-fronthaul connection to the CPU 202 .
- This leading AP 208 may be responsible for transmitting/receiving the cluster data to/from the CPU 202 .
- the connection between the APs 208 and/or 216 in each cluster 214 may be realized using, e.g., radio stripes.
- the mixed-fronthaul cell-free massive MIMO architectures may combine the advantages of the radio stripes and the installation cost/flexibility improvements of the higher-band wireless fronthaul network.
- the foregoing mixed-fronthaul architecture may reduce the number of APs 208 and/or 216 that may be simultaneously using the wireless fronthaul channel, which may relax the fronthaul network requirements in terms of the equipment cost, the required bandwidth, and the beamforming design. Therefore, this mixed-fronthaul architecture may achieve high wireless fronthaul data rates since better beams may be utilized by the CPU 202 in serving the leading APs 208 of the clusters 214 . In various embodiments, all the APs 208 and/or 216 in one cluster 214 may serve the same UE 204 .
- the system 200 may relax this constraint, e.g., to allow any user to be served by only a subset of the cluster APs.
- the rate optimization solution discussed with respect to the system 100 of FIG. 1 may be extend to the system 200 of FIG. 2 .
- all the APs in the system 200 may be assumed to be in one cluster for serving the same set of UEs. This is motivated by the negligible data transmission cost within the same cluster.
- the APs group of user k which may be denoted as k cluster (emphasizing selection from the available AP clusters will satisfy k cluster ⁇ 1, . . . L ⁇ , Further, a 1 may represent the leading AP of the l-th cluster.
- the CPU only needs to transmit the data to the leadings APs of the clusters of the k-th UE.
- the original access channel formulation in equation (18) may be utilized and the adopted rate optimization approach, by replacing the AP groups ⁇ k ⁇ with the access channel groups ⁇ k ⁇ .
- a metric for each cluster may be needed.
- the obtained groups of clusters may be converted to the fronthaul and access channel groups of the APs by the definitions presented herein. Then, the access channel and fronthaul optimization problems can be utilized over the access channel and fronthaul groups, completing an iteration of end-to-end data rate maximization.
- FIG. 4 is a block diagram illustrating components of a CPU 400 within a cell-free massive MIMO system in accordance with various exemplary embodiments.
- the CPU 400 may include a processor 402 coupled with a transceiver (e.g., a high-frequency band transceiver such as a mmWave or THz transceiver) 404 connected to an antenna 406 including a plurality of antenna elements (not shown).
- a transceiver e.g., a high-frequency band transceiver such as a mmWave or THz transceiver
- the CPU 400 may further include an amplifier 408 , a phase shifter 410 , an analog-to-digital converter 412 , and/or a memory 414 .
- the digital beamforming may entail that each signal pass through the analog-to-digital converter 412 to create a digital data stream. Then, the digital data stream may be added up digitally (e.g., using the memory 414 ) with other digital data streams, for example with appropriate scale-factors and/or phase-shifts, to get the composite signals.
- the analog beamforming may entail taking a plurality of the analog signals, scaling and/or phase-shifting them using analog methods (e.g., using the amplifier 408 and/or the phase shifter 410 ), summing them, and then digitizing a single output data stream.
- FIG. 5 is a process performed by a CPU within a cell-free massive MIMO system in accordance with various exemplary embodiments.
- a CPU may select a group of APs to provide a data communication between the CPU and a UE (step 502 ).
- the selection may be based on a network operator input, user input, previous grouping utilized for providing data communication for the UE, or based on the foregoing discussion relating to maximizing the end-to-end data rates for systems 100 or 200 as presented herein.
- the CPU may establish a first data communications link over a first frequency band between the CPU and the APs.
- the first data communications link may be a wireless link
- the first frequency band may be a high-frequency band, such as for example a mmWave band or a THz band.
- the link between the CPU and the APs may include the wireless fronthaul channel described herein.
- the CPU may cause the AP to establish a second data communications link over a second frequency band between the AP and a UE.
- the second data communications link may be a wireless link
- the second frequency band may be a frequency band including frequency levels lower than those of the first frequency band—e.g., a sub-6 GHz band or a mmWave band (e.g., if the first frequency band is a THz band).
- the link between the AP and the UE may include the access channel described herein.
- the CPU may transmit, via beamforming by a plurality of antenna elements of the CPU, a portion of data to the AP over the first data communications link (e.g., a wireless fronthaul channel), and the portion of the data may be relayed to the UE by the AP over the second data communications link (e.g., an access channel).
- the data transmitted via various APs as described herein may be scheduled according to a scheduling scheme as described herein (e.g., using TDMA).
- a computer simulation was run to evaluate the performance of the system architecture in accordance with various embodiments of the present disclosure.
- both the system architecture with separate APs see, e.g., FIG. 1
- the system architecture with connected APs see, e.g., FIG. 2
- mmWave fronthaul channels at f fh 28 GHz carrier frequency
- access channels at f ac 3.5 GHz carrier frequency
- various values for the fronthaul bandwidth were considered.
- the noise figure was set to 9 dB for both the fronthaul and the access links.
- the normalized power levels of the different power levels were then determined by
- the simulations were averaged over 250 realizations. Each realization included randomly dropped APs and UEs (randomly adopting a uniform probability distribution).
- FIGS. 6 A- 6 B are plots related to beamforming gains of optimized beamforming vectors for the groups of (a) 12 APs and (b) 25 APs in accordance with various exemplary embodiments. These figures show the beamforming gain in x-y coordinates for the two different AP group sizes. They provide a visual verification that the CPU focuses its multi-cast beam towards the APs in the group of interest.
- FIGS. 7 A- 7 B are plots related to access channel and fronthaul sum data rates of a system architecture with different group sizes and fronthaul bandwidth values in accordance with various exemplary embodiments.
- the group for each user was determined based on the channel gain criterion described herein, the access rate was optimized based on the solution presented herein, and the fronthaul time allocation optimization was implemented based on the TDMA Optimization—Approach 1 as discussed herein. As shown in FIG.
- the access channel data rate increases because of the higher access beamforming gain, and the fronthaul channel data rate decreases because of the lower fronthaul multicast beamforming gain.
- the intersection of the fronthaul/access rates can be considered as a good approximation for the achievable end-to-end sum data rate.
- the presented rate optimization approach and the cell-free massive MIMO architecture described herein could achieve around 620 Mbps sum-rate. This is very close to the 690 Mbps sum-rate achieved by the upper bound, which is given by the classical fiber-fronthaul based cell-free massive MIMO system.
- the exact achievable rate may be the one with matched fronthaul and access rates.
- the fronthaul rate optimization discussed herein (TDMA Optimization—Approach 2), which ensures that the fronthaul rate of each link does not exceed its corresponding access rate, was adopted.
- FIG. 7 B illustrates the plot of the achievable rates for the access and fronthaul links for this scenario. These rates represent the exact end-to-end achievable rates using the presented architecture. As shown in FIG. 7 B , with sufficient fronthaul bandwidth, the exact achievable end-to-end data rates using the presented architecture are very comparable to the classical fiber-based cell-free massive MIMO architecture.
- the presented solution achieved around 580 Mbps sum-rate compared to 690 Mbps for the fiber-based architecture. This difference can be further reduced by increasing the fronthaul bandwidth. It is also noted that the exact rate is close to the approximation discussed with reference to FIG. 7 A .
- the scalability is a key objective of cell-free massive MIMO systems to be able to support more users/larger areas and to increase the beamforming gains/achievable rates.
- the fronthaul/access rates vs. the number of APs, M, were plotted in FIG. 8 .
- the access data rates increase with denser APs due to the higher access beamforming gains.
- adding more APs reduces the achievable rates due to the harder multicast beamforming design problem which leads to lower fronthaul beamforming gains.
- the performance of the modified architecture was simulated.
- a square-grid of APs where the APs are located uniformly in an 10 ⁇ 10 grid with equal distance between the rows and columns was considered.
- the 10 APs in each line in the y-axis were assumed to form a cluster.
- the leaders of the clusters (that communicate with the CPU through, e.g., the mmWave fronthaul network) are selected as the closest APs to the CPU.
- the setup described in the previous paragraph was adopted, which is also depicted in FIGS. 9 A- 9 B .
- the achievable beamforming gains for different numbers of AP clusters per group were investigated.
- one UE was considered, and the beamforming gains for the clusters serving this UE were plotted in two scenarios: (i) when a group of 10 AP clusters (i.e., all the clusters) jointly serve this UE as shown in FIG. 9 A ; and (ii) when a group of the 9 bottom clusters serve the UE, as shown in FIG. 9 B .
- the beamforming gain decreased.
- the achievable fronthaul and access rates of the same setup were calculated for different numbers of AP clusters per group (see FIG. 10 ).
- the modified architecture with connected APs had data rate gains compared to the separate APs architecture discussed with reference to FIGS. 7 A- 7 B .
- the proposed connected-APs architecture achieved nearly the same end-to-end data rates obtained by the upper bound, which is defined by the classical fiber-fronthaul based cell-free massive MIMO architecture.
- factors such as for example (1) user-centric AP group selection, (2) fronthaul beamforming vectors, (3) group transmission schedule, and (4) AP power coefficients may be taken into consideration for optimizing the end-to-end data rates via, e.g., an iterative group selection algorithm (wherein the group size and AP selection may be determined based on the channel estimates and then the fronthaul/access data rates).
- the disclosure includes a method, it is contemplated that it may be embodied as computer program instructions on a tangible computer-readable carrier, such as a magnetic or optical memory or a magnetic or optical disk.
- a tangible computer-readable carrier such as a magnetic or optical memory or a magnetic or optical disk.
- non-transitory is to be understood to remove only propagating transitory signals per se from the claim scope and does not relinquish rights to all standard computer-readable media that are not only propagating transitory signals per se. Stated another way, the meaning of the term “non-transitory computer-readable medium” and “non-transitory computer-readable storage medium” should be construed to exclude only those types of transitory computer-readable media which were found in In re Nuijten to fall outside the scope of patentable subject matter under 35 U.S.C. ⁇ 101.
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Abstract
Description
y m fh=√{square root over (ρfh)}h m H f k q k fh +w m fh, (1)
h m=√{square root over (Nβ m fh)}αm fh a(θm) (5)
g mk=√{square root over (βmk ac)}αmk ac, (6)
R m fh(f k)=log(1+ρfh |h m H f k|2), (7)
ĝ mk ˜CN(0,βmk),ĝ mk ˜CN(0,βmk−{circumflex over (β)}mk), (11)
R k=min{B ac R k ac ,t k B fh R k fh(f k)} (15)
is selected for the feasibility problem. If the solution of the problem is feasible, i.e., there exists a power allocation solution providing the constraints, the lower limit of the interval is updated with the middle point of the interval (γmin=γ). Otherwise, the upper limit of the interval may be updated with the same value (γmax=γ). The iterations described herein may be applied until the interval is smaller than a pre-determined convergence distance.
By the equality constraint
to allocate the time fractions inversely proportional to the fronthaul data rates of the groups, resulting in equal fronthaul data rates. In addition, an upper-bound may be placed for the fronthaul data rate of a user by the access channel data rate of that user. With this upper-bound, the total time fractions do not necessarily meet the summation equality, Σk∈Ktk=1. Thus, the condition may be relaxed by Σk∈Ktk≤1, and the problem for the time allocation of the TDMA, which maximizes the end-to-end data rate in a fair manner, may be written as follows
with the corresponding parameters of the specific channel. These baseline system parameters are summarized in Table 1 below. The values that are selected differently from the baseline parameters in different figures are explicitly stated.
| TABLE 1 | ||||
| Parameter | Fronthaul | Access Channel | ||
| Frequency (fc th, fc ac) | 28 | GHz | 3.5 | GHz | |
| Bandwidth (B) | 2 | |
20 | MHz | |
| Power ({circumflex over (ρ)}fh, {circumflex over (ρ)}ac) | 30 | |
10 | dBm |
| Noise Figure (σ2) | 9 dB |
| Antenna Spacing (dA) | λ/2 | N/A |
| CPU Antennas (N) | 128 | ||
PL(d,f c)=32.4(dB)+20 log10 d(m)+21 log10 f c(GHz)(dB).
βm ac =PL(d m fh ,f c fh),βmk ac =PL(d mk ac ,f c ac).
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