US10973554B2

US10973554B2 - Polyaxial bone anchoring device and system including an instrument and a polyaxial bone anchoring device

Info

Publication number: US10973554B2
Application number: US16/224,535
Authority: US
Inventors: Timo Biedermann; Berthold Dannecker
Original assignee: Biedermann Technologies GmbH and Co KG
Current assignee: Biedermann Motech GmbH and Co KG; Biedermann Technologies GmbH and Co KG
Priority date: 2017-12-22
Filing date: 2018-12-18
Publication date: 2021-04-13
Also published as: JP7325953B2; CN109953808B; EP3501436A1; US20190192192A1; US20240277382A1; EP3501436B1; US20210259743A1; US11937850B2; JP2019111331A; CN109953808A; EP3708097A1; EP3708097B1

Abstract

A bone anchoring device includes a receiving part having a central axis, two legs defining a recess for receiving a rod, and a head receiving portion that is at least partially expandable and having an opening for inserting and pivotably holding a head of a bone anchoring element therein, and a locking ring mountable around the head receiving portion in an axial direction while a rotational orientation of the locking ring relative to the receiving part remains constant. When the locking ring is around the head receiving portion, the locking ring is rotatable around the central axis from a first rotational orientation to a second rotational orientation where a compressive force exerted by the locking ring on the head receiving portion is greater than at the first rotational orientation.

Description

CROSS-REFERENCE TO RELATED APPLICATION(S)

The present application claims priority to and the benefit of U.S. Provisional Patent Application No. 62/609,862, filed Dec. 22, 2017, the contents of which are hereby incorporated by reference in their entirety, and claims priority from European Patent Application EP 17 210 500.9, filed Dec. 22, 2017, the contents of which are hereby incorporated by reference in their entirety.

BACKGROUND

The invention relates to a polyaxial bone anchoring device and a system including a polyaxial bone anchoring device and an instrument for use with the device. More specifically, the bone anchoring device includes a receiving part for coupling a rod to a bone anchoring element and a locking ring for locking a head of the bone anchoring element and for releasing the locking, for example via the instrument.

DESCRIPTION OF RELATED ART

A polyaxial bone anchoring device of this type is known from US 2017/0020574 A1. The known polyaxial bone anchoring device includes a receiving part with a rod receiving portion and a flexible head receiving portion for inserting and clamping a head of a bone anchoring element. Further, a locking ring is provided that is configured to be arranged around the head receiving portion for locking the head. The receiving part includes a first engagement structure and the locking ring includes a second engagement structure, wherein the engagement structures are configured to be engaged by an instrument to move the locking relative to the receiving part along a central axis from a locking position towards a position where the inserted head is pivotable.

US 2016/0331412 A1 describes a coupling device for coupling a rod to a bone anchoring element, wherein the coupling device includes a receiving part that defines an accommodation space for accommodating a head of the bone anchoring element. The coupling device further includes a pressure element arranged at least partially in the accommodation space, the pressure element having a flexible portion to clamp an inserted head, and a clamping element extending at least partially around the flexible portion of the pressure element. The clamping element is configured to move from a first position to a second position in which the clamping element exerts a clamping force onto the pressure element, where the movement includes rotating the clamping element around a central axis.

WO 2016/170452 A1 describes vertebral osteosynthesis equipment including at least one connecting bar and at least one anchor member of the “tulip” type and of the so-called “polyaxial” type. The anchor member includes a body and a head that forms an engagement duct for the connecting bar wherein said head is articulated relative to said body. The anchor member further includes a ring being angularly mobile relative to the head. The ring can assume a first position along the axis of the head in which the head is movable in an articulated manner relative to the body and a second position along the axis of the head in which the head is made immobile or substantially immobile relative to the body.

SUMMARY

In spinal surgery, often multiple segments of the spinal column have to be corrected and/or stabilized using a spinal rod and polyaxial bone anchors. During such a procedure, repeated adjustments of a bone anchoring element and the rod relative to a receiving part of a polyaxial bone anchoring device may become necessary.

It is therefore an object of the invention to provide a further improved polyaxial bone anchoring device that allows for safe and convenient handling during surgery, and to provide a system including such a polyaxial bone anchoring device and an instrument adapted for use therewith.

The bone anchoring element can be locked relative to the receiving part in an angular position and can be unlocked from that angular position independently from the fixation of the rod. Hence, the locking of the head can be maintained while adjustments to the position of the rod can be made.

The locking of the head is effected by rotating the locking ring in one direction around the central axis, and the unlocking is effected by rotating the locking ring in the opposite direction. With such a design, the size of a head receiving portion of the receiving part may be reduced in an axial direction to achieve a low profile. A further clinical advantage may be that the exertion of pressure onto the vertebrae when locking the head can be reduced as it is not necessary to move the locking ring downward for locking the head. Moreover, the unlocking requires less force compared to known devices in which the locking is achieved through engagement of two tapered surfaces of the locking ring and the head receiving portion, respectively.

The locking and unlocking of the bone anchoring device during surgery can also be carried out with the rod not yet inserted or being at an elevated position in the receiving part, away from the bottom of a rod receiving recess. This increases the possibilities of carrying out correction steps during surgery.

If additionally, a pressure member is provided for exerting pressure onto the head, the clamping force may be distributed onto the head more effectively. Moreover, when locking the rod, pressure exerted by the rod onto the pressure member may further increase the locking force onto the head.

The legs may each have a separable portion that forms extended tabs. The extended tabs allow convenient manipulation of the polyaxial bone anchoring device during surgery. Furthermore, the extended tabs permit guiding and/or supplying elements of an implant or instruments to the implantation site. This is particularly useful in the case of minimally invasive surgery (MIS). The extended tabs may be broken off after locking the head and the rod.

The instrument is convenient to operate, as a downward movement is associated with locking of the head, and an upward movement is associated with unlocking of the head in the receiving part. Moreover, the instrument can be used even if the rod and the fixation element are already inserted into the channel of the receiving part but the rod is not yet fixed. Thus, a temporary locking of the bone anchoring element in the receiving part can be achieved with the instrument. When the head of the bone anchoring element is locked in the receiving part and the rod is still movable, it is possible to pull the bone anchoring device with the instrument towards the inserted rod, thereby also pulling the associated vertebra towards the rod for correcting a position of the vertebra. Therefore, the polyaxial bone anchoring device permits various adjustments and re-adjustments of the angular position and/or rod position during surgery.

The polyaxial bone anchoring device may be used as a bottom loading bone anchoring device in such a manner that the bone anchoring element is first inserted into the bone, and thereafter the receiving part with the locking ring is mounted onto the head of the bone anchoring element. Moreover, with a polyaxial bone anchoring device, a modular system may be provided that allows combining of various anchoring elements with the receiving part on demand, depending on the actual clinical requirements. This reduces the overall costs of using polyaxial screws, reduces the inventory, and gives the surgeon a wider or more versatile choice of implants.

BRIEF DESCRIPTION OF THE DRAWINGS

Further features and advantages of the invention will become apparent from the description of embodiments by means of the accompanying drawings. In the drawings:

FIG. 1 shows an exploded perspective view of an embodiment of a polyaxial bone anchoring device.

FIG. 2 shows a perspective view of the polyaxial bone anchoring device of FIG. 1 in an assembled state.

FIG. 3 shows a cross-sectional view of the polyaxial bone anchoring device of FIGS. 1 and 2 in an assembled state, together with a portion of an instrument, wherein the cross-section is taken in a plane perpendicular to the rod axis and extending through a central axis of the bone anchoring device.

FIG. 4 shows another perspective view of the polyaxial bone anchoring device of FIGS. 1 to 3 in an assembled state.

FIG. 5 shows a perspective view from a top of a receiving part of the polyaxial bone anchoring device of FIGS. 1 to 4.

FIG. 6a shows a perspective view from a bottom of the receiving part of FIG. 5.

FIG. 6b shows an enlarged view of a detail of FIG. 6 a.

FIG. 7 shows a top view of the receiving part of FIGS. 5, 6 a, and 6 b.

FIG. 8 shows a cross-sectional view of the receiving of FIGS. 5 to 7, the cross-section taken along line A-A in FIG. 7.

FIG. 9 shows a perspective view from a top of a locking ring of the polyaxial bone anchoring device of FIGS. 1 to 4.

FIG. 10 shows a perspective view from a bottom of the locking ring of FIG. 9.

FIG. 11 shows a top view of the locking ring of FIGS. 9 and 10.

FIG. 12 shows a cross-sectional view of the locking ring of FIGS. 9 to 11, the cross-section taken along line B-B in FIG. 11.

FIG. 13 shows a perspective view from a top of a pressure member of the polyaxial bone anchoring device of FIGS. 1 to 4.

FIG. 14 shows a perspective view from a bottom of the pressure member of FIG. 13.

FIG. 15 shows a top view of the pressure member of FIGS. 13 and 14.

FIG. 16 shows a cross-sectional view of the pressure member of FIGS. 13 to 15, the cross-section taken along line D-D in FIG. 15.

FIG. 17 shows a perspective view from a side of a front portion of an outer tube of an instrument for use with the polyaxial bone anchoring device of FIGS. 1 to 4.

FIG. 18 shows a perspective view from a bottom of the front portion of the outer tube of FIG. 17.

FIG. 19 shows a cross-sectional view of the front portion of the outer tube of FIGS. 17 and 18, wherein the cross-section is taken in a plane extending through a central longitudinal axis of the outer tube and through centers of opposed arms of the outer tube.

FIG. 20 shows a perspective view from a side of a front portion of an inner tube of the instrument for use with the polyaxial bone anchoring device of FIGS. 1 to 4.

FIG. 21 shows a perspective view from a bottom of the front portion of the inner tube of FIG. 20.

FIG. 22 shows a cross-sectional view of the front portion of the inner tube of the instrument as shown in FIGS. 20 and 21, wherein the cross-section is taken in a plane extending through a central longitudinal axis of the instrument and through centers of arms of the inner tube.

FIG. 23 shows a side view of the polyaxial bone anchoring device and a portion of the instrument, seen along the longitudinal axis of an inserted rod.

FIG. 24 shows an enlarged cross-sectional view of the polyaxial bone anchoring device of FIG. 23, the cross-section taken along line E-E in FIG. 23.

FIGS. 25a and 25b show a cross-sectional view and a perspective view, respectively, of the polyaxial bone anchoring device of FIGS. 1 to 4 inserted into a vertebra.

FIG. 26 shows a cross-sectional view of the polyaxial bone anchoring device of FIGS. 25a and 25b together with a portion of the inner tube of the instrument during a step of mounting the inner tube.

FIGS. 27a and 27b show a cross-sectional view and a perspective view, respectively, of the polyaxial bone anchoring device of FIG. 26, with the inner tube of the instrument fixed to the receiving part.

FIGS. 28a and 28b show a cross-sectional view and a perspective view, respectively, of the polyaxial bone anchoring device of FIGS. 27a and 27b , and after a first step of mounting the outer tube of the instrument.

FIGS. 29a and 29b show a cross-sectional view and a perspective view, respectively, of the polyaxial bone anchoring device of FIGS. 28a and 28b , and after the outer tube is rotated by 90°.

FIGS. 30a and 30b show a cross-sectional view and a perspective view, respectively, of the polyaxial bone anchoring device of FIGS. 29a and 29b , and after the outer tube is moved downward to a first distance.

FIGS. 31a and 31b show a cross-sectional view and a perspective view, respectively, of the polyaxial bone anchoring device of FIGS. 30a and 30b , and after the outer tube is moved to a lowermost position.

FIG. 32 shows a cross sectional view of the polyaxial bone anchoring device of FIG. 31a , and after the rod and the fixation screw are inserted.

FIG. 33 shows a perspective view of the polyaxial bone anchoring device of FIG. 31b , and after the outer tube is moved upward.

FIG. 34 shows a cross-sectional view of a further embodiment of a polyaxial bone anchoring device together with a portion of an instrument, wherein the cross-section is taken in a plane extending perpendicular to the longitudinal axis of an inserted rod and extending through a center of the receiving part.

FIG. 35 shows a perspective view of the polyaxial bone anchoring device of FIG. 34.

DETAILED DESCRIPTION

As shown in FIGS. 1 to 4, a polyaxial bone anchoring device according to an embodiment of the invention includes a bone anchoring element 1 in the form of, for example, a bone screw having a shank 2 with a threaded portion and a head 3 with a spherically-shaped outer surface portion. The head 3 may have a recess 4 for engagement with a driver. The bone anchoring device also includes a receiving part 5 for receiving a rod 6 to be connected to the bone anchoring element 1. In addition, a pressure member 7 may be provided in the receiving part 5 for exerting pressure onto the head 3 of the bone anchoring element 1. Further, the bone anchoring device includes a locking ring 8 that is mountable to the receiving part 5 for compressing a portion of the receiving part 5 to exert pressure onto the head 3. Lastly, the bone anchoring device also includes a fixation element 9, in the form of, for example, an inner screw or set screw for fixing the rod in the receiving part 5.

The receiving part 5 will be described in greater detail, referring additionally to FIGS. 5 to 8. The receiving part 5 includes an upper or first end 5 a and an opposite lower or second end 5 b, and a central axis C that passes through the first end 5 a and the second end 5 b. A passage 51 extends through the receiving part 5 from the first end 5 a to the second end 5 b. The passage 51 may have several sections having different diameters. In one section that starts at the first end 5 a and extends to a distance from the first end 5 a, the passage 51 is formed as a coaxial bore 51 a that may be provided at least in a portion thereof with an internal thread 52. The passage 51 further may widen into an accommodation space 51 b that serves for accommodating the head 3 of the bone anchoring element and at least a portion of the pressure member 7. At or close to the second end 5 b, the accommodation space 51 b narrows in a narrowing portion 51 c that narrows towards the second end 5 b. The narrowing portion 51 c can be tapered, more specifically, conically tapered, or can narrow in another shape. The opening defined by the passage 51 at the second end 5 b is configured to let the head 3 of the bone anchoring element 1 pass therethrough, so that the bone anchoring device can be used as a bottom loading polyaxial bone anchoring device.

A recess 53 that may be substantially U-shaped extends from the first end 5 a in the direction of the second end 5 b, wherein a width of the recess 53 is slightly larger than a diameter of the rod 6, such that the rod 6 can be placed in the recess 53 and can be guided therein. By means of this, the recess 53 forms a rod receiving recess or a channel for the rod 6. By means of the recess 53, two

free legs

53 a, 53 b are formed, on which the internal thread 52 is at least partially located. The internal thread 52 can be, for example, a metric thread, a flat thread, a negative angle-thread, a saw-tooth thread, or any other thread form. Preferably, a thread form such as a flat thread or a negative angle thread is used to prevent or reduce splaying of the

legs

53 a, 53 b when the fixation element 9 is screwed in.

At a distance from the first end 5 a, a weakened section that permits breaking away or breaking off of a portion of the

legs

53 a, 53 b is provided. The weakened section includes a circumferential groove 5 c on the outer surface of the receiving part 5 that divides

legs

53 a, 53 b into a first or

upper portion

530 a, 530 b extending above the groove 5 c, and a second or

lower portion

531 a, 531 b extending below the groove 5 c to a base of the recess 53. At the groove 5 c, the wall thickness of the

legs

53 a, 53 b is reduced. By means of this, the

upper portions

530 a, 530 b, respectively, form extended legs, also called extended tabs, of the bone anchoring device. Such extended tabs may be particularly suitable to define a pathway, for example in minimally invasive surgery (MIS), to guide an implant component, for example the rod 6 or the fixation element 9, to the bone anchoring element 1 at the implantation site beneath the skin of the patient. Any other means for providing a weakened section for permitting breaking away of the

upper portion

530 a, 530 b from the

lower portion

531 a, 531 b may be contemplated, such as, for example, perforations, etc.

The internal thread 52 is provided along at least part of the

upper portion

530 a, 530 b, and along at least part of the

lower portion

531 a, 531 b of the

legs

53 a, 53 b, so that the fixation element 9 can be screwed down along the pathway defined by the coaxial bore 51 a. The depth of the recess 53 is such that when the rod 6 is placed into the recess 53 and the fixation element 9 is screwed between the

legs

53 a, 53 b, the fixation element 9 does not substantially protrude out of the receiving part 5 when the

upper portions

530 a, 530 b of the legs have been broken off.

An upper part 50 of the receiving part 5, which includes the

legs

53 a, 53 b forms a rod receiving portion of the receiving part. Between the upper part 50 and a second end 5 b of the receiving part 5, a head receiving portion 54 of the receiving part 5 is provided that includes the accommodation space 51 b. A greatest outer width of the head receiving portion 54 is smaller than a width of the receiving part 5 at a lower end 50 a of the upper part 50, so that the lower end 50 a of the rod receiving portion form a shoulder. The head receiving portion 54 has a substantially cylindrical outer surface portion with an outwardly protruding rim 55 at the second end 5 b. The outwardly protruding rim 55 forms a stop for the locking ring 8, so that the locking ring 8, once mounted onto the receiving part 5, cannot be removed inadvertently. Moreover, an axial length of the cylindrical portion of the head receiving portion 54 corresponds substantially to a height of a main part of the locking ring 8, so that the locking ring 8, once mounted in practice, cannot move in an axial direction.

The head receiving portion 54 is flexible. In particular, it is compressible upon action of a force that is directed towards the central axis C. In the embodiment shown, the head receiving portion 54 includes a plurality of flexible wall sections 54 a that are separated by slits 56 extending substantially parallel to the central axis C and being open towards the second end 5 b. The number and size of the slits 56 is selected depending on the desired flexibility of the head receiving portion 54. Due to the flexibility of the head receiving portion 54, the opening at the second end 5 b can also be expanded and compressed. More in detail, the size of the opening is such that the flexible wall sections 54 a are spread apart when the head 3 enters and elastically snap back.

Referring now more in detail to FIGS. 6a and 6b , on the outer surface of preferably each of the flexible wall sections 54 a, a longitudinally extending groove 54 b is provided. The groove 54 b runs preferably parallel to the central axis C and is located preferably in the center of the flexible wall section 54 a, as seen in the circumferential direction around the central axis C. The grooves 54 b serve for cooperating with a portion of the locking ring 8 described below. On the protruding outer rim 55, the grooves 54 b are widened in a circumferential direction to form widened portions 54 c. These widened portions 54 c may facilitate the mounting of the locking ring 8. It shall be noted that while in the embodiment, each flexible wall section 54 a has a groove 54 b, it is sufficient that at least one or a reduced number, for example every other, flexible wall section 54 a has such a groove 54 b, to permit the locking ring 8 to exert pressure onto the head 3 and/or the pressure member 7 when the locking ring 8 is rotated. The grooves 54 b may be shallow and may have a cylinder-segment shaped cross-section, but can also have any other cross-section that permits catching and releasing of a corresponding structure provided at the locking ring 8.

The outer surface of the upper part 50 is substantially cylindrical. In the region of the

upper portion

530 a, 530 b of the legs, the outer diameter may be smaller than in a region adjacent to the lower end 50 a of the upper part 50. Below the groove 5 c, on each leg, a circumferentially extending engagement recess 57 is provided on the outer surface of the upper part 50. The engagement recess 57 serves for engagement with an instrument, more particularly with an inner tube of the instrument. Preferably, the engagement recesses end at a distance from the U-shaped recess 53 on each side.

Lastly, on the inner wall of the passage 51, two stops are provided for the pressure member. A first stop is formed by an upper wall of a first circumferential groove 58 a located below the internal thread 52. The first stop prevents an upward movement of the pressure member 7 when the head 3 is inserted. A second stop is provided by a second circumferential groove 58 b located at a distance from the first groove 58 a in the direction towards the second end 5 b. The second stop prevents upward movement of the pressure member 7 when the pressure member 7 is in a lower position, notably in a pre-locking position as described in more detail below. Additionally, an undercut 58 c may be provided at a lower end of the internal thread 52.

Furthermore, in the wall of the receiving part 5, more specifically, in the wall of the upper part 50, at least one, preferably two holes 59 may be provided that may serve for inserting securing members, such as pins 509, to engage the pressure member 7. The holes 59 may be located at substantially 90° from the rod receiving recess 53 and diametrically opposite to each other.

The locking ring 8 will be described in greater detail, referring additionally to FIGS. 9 to 12. The locking ring 8 has an upper end or first end 8 a and an opposite lower end or second end 8 b, and may have a substantially spherical outer surface 81 between the first end 8 a and the second end 8 b that narrows towards the second end 8 b. The outer diameter of the spherical surface 81 at or adjacent to the first end 8 a may be such that when the locking ring 8 is mounted around the head receiving portion 54 of the receiving part 5, the locking ring does not substantially protrude outward from the upper part 50 of the receiving part 5, to ensure a compact design. It shall be noted, however, that the shape of the outer surface 81 of the locking ring 8 may be different in other embodiments. For example, the outer surface 81 may have a cylindrical or other shape. An axial height of the locking ring between the first end 8 a and the second end 8 b is such that the clamping ring fits onto the head receiving portion 54 of the receiving part 5 between the lower end 50 a of the upper part 50 and the outwardly protruding rim 55.

As can be seen in particular in FIG. 12, the locking ring 8 has an inner cylindrical surface portion 82 that is adjacent to or substantially adjacent to the upper end 8 a. On the inner cylindrical surface 82, a plurality of longitudinal protrusions or bulges 82 b are formed that extend in an axial direction parallel to the central axis C when the locking ring 8 is mounted to the receiving part 5. The bulges 82 b are spaced equidistantly in a circumferential direction. Their circumferential width is such that the bulges 82 b are configured to engage the grooves 54 b of the flexible wall portions 54 a of the head receiving portion 54. The number of bulges 82 b preferably corresponds to the number of grooves 54 b of the head receiving portion 54.

Between the cylindrical inner surface portion 82 and the upper end, a small tapered section 82 a may be provided that widens from the cylindrical inner surface portion 82 towards the first end 8 a. This tapered portion 82 a facilitates mounting of the locking ring 8 onto the head receiving portion 54.

The locking ring 8 further includes two upwardly projecting

arms

83 a, 83 b extending from the first end 8 a and having a free end 84. The free end 84 of the arms may be rounded at the edges. On each of the

arms

83 a, 83 b, a notch 85 is formed that extends from the free end 84 of the arms to or close to the first end 8 a. The notch 85 runs in a inclined manner relative to a line parallel to the central axis C when the locking ring 8 is mounted to the receiving part 5. As can be seen in particular in FIG. 9, the inclination of the grooves or notches 85 on the

arms

83 a, 83 b is in the opposite direction with respect to each other when seen in a direction perpendicular to the central axis C, which is the rotation axis of the locking ring. A bottom 85 a of the notch 85 may be rounded and a width of the notch 85 is such that a protrusion provided on the instrument, more specifically on an outer tube of the instrument, fits into the notch in a guiding manner. More in detail, when such a protrusion enters the notch 85, the protrusion is guided therein similar to the guiding function of a slotted link. An angle of inclination is selected such that by the guidance of the protrusion of the instrument, a suitable rotation of the locking ring 8 can be achieved.

The size of the inner cylindrical surface 82 including the bulges 82 b, is such that when the locking ring 8 is mounted around the head receiving portion 54 of the receiving part 5, the bulges 82 b fit into the grooves 54 b without compressing the flexible wall sections 54 a of the head receiving portion 54 (see also FIG. 24). The locking ring 8 and the head receiving portion 54 are configured to cooperate in such a manner that rotating the locking ring 8 to some extent around the central axis C moves the bulges 82 b out of the grooves 54 b, thereby compressing the flexible wall portions 54 a due to the bulges 82 b pressing thereon.

The locking ring 8 may in addition have two opposite flat portions 86 at the outer spherical surface 81 on each side of the arms that are configured to be aligned with the rod channel when the locking ring 8 is mounted to the receiving part 5. A distance between the

arms

83 a, 83 b in a circumferential direction is such that at least the rod can be placed between the arms. As shown, for example, in FIG. 2, a height of the

arms

83 a, 83 b is such that the free end 84 of the arms is at a distance below the engagement recess 57 when the locking ring 8 is mounted to the receiving part 5.

The pressure member 7 will be described in more detail, referring additionally to FIGS. 13 to 16. The pressure member 7 includes an upper or first portion 71 with an upper end 7 a and a lower or second portion 72 with a lower end 7 b. The second portion 72 defines a hollow interior chamber 73 providing an opening at the second end 7 b. The hollow chamber 73 is configured to accommodate and clamp the spherical head 3 therein. To achieve this, the second portion 72 is at least partially flexible by means of slits 74 that are open towards the second end 7 b and end at a distance thereof, corresponding to an enlarged inner portion of the chamber 73. The slits 74 may have widened portions 74 a at their closed ends. The number and dimensions of the slits 74 are such that the wall of the second portion is flexible enough to snap onto the head 3 when the head 3 is being inserted. An outer surface of the second portion 72 is substantially cylindrical with an outer diameter that allows the pressure member to slide through the passage 51 into the accommodation space 51 b of the receiving part. A lower end portion 76 adjacent to the second end 7 b is configured to cooperate with the narrowing portion 51 c of the head receiving portion 54. For example, the lower end portion 76 may be tapered like the narrowing portion 51 c of the receiving part.

The first portion 71 of the pressure member may also have a substantially cylindrical outer surface that is flush with the second portion 72. A rod support surface 77 configured to support an inserted rod 6 may be provided in the first portion 71. The rod support surface 77 may have a V-shaped cross-section that extends in a direction transverse to the central axis C to permit supporting of rods of different diameters. Alternatively, the rod support surface 77 may be flat or cylindrical or otherwise shaped.

To the left and to the right of the rod support surface 77,

upstanding legs

78 a, 78 b are formed that have a substantially cylindrical outer surface. For example, the

legs

78 a, 78 b may be manufactured by providing slots 79 to the left and to the right of the support surface 77. By means of the slots 79, the

legs

78 a, 78 b can be bent inwards towards the rod support surface 77. Outwardly directed portions 700 are formed on the free ends of the

upstanding legs

78 a, 78 b, respectively. The outwardly directed portions 700 are configured to engage the groove 58 a in the passage 51 of the receiving part 5 when the pressure member 7 is in an insertion position, and to engage the groove 58 b when the pressure member is in a pre-locking position.

At the center of the

upstanding legs

78 a, 78 b, axially elongated through-holes 701 may be provided, the longitudinal axis of which is parallel to the central axis C when the pressure member 7 is inserted into the receiving part 5. The through-holes 701 are adapted to be engaged by the pins 509 or other holding means to hold the pressure member 7 inside the receiving part 5, and preferably to also secure the pressure member 7 against rotation. To allow access to the head 3 with a driver or a tool, a coaxial bore 702 may also be provided in the pressure member 7.

The dimensions of the pressure member are such that the flexible part of the second portion 72 can expand in the accommodation space 51 b when the head 3 of the bone anchoring element 1 is being inserted.

Turning now to FIGS. 3, 4 and 17 to 22, the instrument adapted to be used with the polyaxial bone anchoring device will be described. The instrument includes an outer tube 100 and an inner tube 120 slideably arranged within the outer tube 100. In the figures, only front portions of the outer tube 100 and the inner tube 120 are shown. Each of the outer tube 100 and the inner tube 120 further includes a rear portion that may have any suitable shape, in particular, that may have any grip or handle portions to hold and/or move the outer tube 100 relative to the inner tube 120. Preferably, the outer tube 100 and the inner tube 120 are slideable with respect to each other in a guided manner, for example, by protrusions guided in recesses or slots. This guidance may be released to facilitate removal of the instrument from the polyaxial bone anchoring device.

As shown in FIGS. 17 to 19, the outer tube 100 includes a front portion having two

opposite arms

101 a, 101 b that are formed by a substantially U-shaped slot 102, wherein the open side of the slot is directed towards free ends 103. The substantially U-shaped slot 102 may continue at the bottom of the U-shape into a substantially rectangular slot 104 that is designed in such a manner that the front portion of the outer tube 100 has a sufficient flexibility to be placed over the upper part 50 of the receiving part 5, as shown in FIG. 3. The

arms

101 a, 101 b may be substantially triangular shaped towards their free end 103. At or close to the free end 103, each

arm

101 a, 101 b includes an inwardly directed protrusion 105 that fits into the notch 85 of the locking ring 8. The protrusion 105 is configured to be guided in the notch 85 in such a manner that a downward axial movement of the outer tube 100 leads to a pressure applied by the protrusion 105 onto the side wall of the notch 85, which causes a rotation of the locking ring around the central axis C.

The inner tube 120 includes a front portion having two

arms

121 a, 121 b that are configured to engage the receiving part 5 and to hold the receiving part 5. The

arms

121 a, 121 b are formed by a substantially U-shaped slot 122 that renders the

arms

121 a, 121 b flexible to such an extent that they can snap onto the upper part 50 of the receiving part 5. More in detail, adjacent to a free end 123, the front portion has a substantially cylindrical recess 124 that is sized so as to accommodate the

upper portion

530 a, 530 b of the

legs

53 a, 53 b therein. Adjacent or close to the free end 123, inwardly projecting protrusions 125 are formed on each of the

legs

121 a, 121 b that fit into the engagement recesses 57 at the receiving part 5. The cooperation between the protrusions 125 and the recesses 57 is such that the receiving part is held in a non-rotatable manner. As the receiving part 5 is coupled to the bone anchoring element 1, the inner tube 120 also fixes the receiving part 5 axially.

FIG. 23 shows the bone anchoring device with the anchoring element 1 inserted into a vertebra 1000 and with the outer tube arranged to cooperate with the notches 85 of the locking ring 8. FIG. 24 shows a cross-sectional view of the bone anchoring device, illustrating the engagement of the bulges 82 b of the locking ring 8 and the grooves 54 b of the head receiving portion as described above. This is the non-locking position of the locking ring 8.

The receiving part 5, the pressure member 7, the locking ring 8, and the bone anchoring element 1, as well as the rod 6 and the instrument, may each be made of bio-compatible materials, for example, of Titanium or stainless steel, of a bio-compatible alloy, such as NiTi-alloys, for example Nitinol, of magnesium or magnesium alloys, or of a bio-compatible plastic material, such as, for example, polyether ether ketone (PEEK) or poly-l-lactide acid (PLLA). In addition, the parts can be made of the same or of different materials from one another.

Turning now to FIGS. 25 to 33, the use of the polyaxial bone anchoring device and the instrument will be explained. First, as illustrated in FIGS. 25a and 25b , the bone anchoring element 1 and the pre-assembled receiving part 5 with pressure member 7 and locking ring 8 may be inserted into a bone, for example the pedicle of a vertebra 1000. This can be achieved as follows. In a first manner of use, the bone anchoring element 1 is first inserted into the bone. Then, the assembly of the receiving part 5, pressure member 7, and locking ring 8 is mounted onto the head 3 of the bone anchoring element 1. The pressure member 7 is held in the receiving part 5 by means of the pins 509 that engage the elongated through-holes 701 of the pressure member. By means of this, the rod support surface 77 is aligned with the channel 53 of the receiving part 5.

In the non-locking position of the locking ring 8, the head 3 of the bone anchoring element 1 can enter through the lower opening of the head receiving portion 54 into the accommodation space 51 b, and more specifically, into the interior chamber 73 of the pressure member 7. When the head 3 enters into the head receiving portion 54, the pressure member 7 is moved upwards towards the first end 5 a of the receiving part 5. This is the insertion position in which the pressure member 5 is in the uppermost position, and in which the outwardly extending portions 700 engage the groove 58 a so that the pressure member 7 is prevented from escaping through the first end 5 a of the receiving part (not shown in the drawing). The flexible second portion 72 of the pressure member 7 can expand in the accommodation space to permit the head 3 to enter.

In an alternative manner of inserting the bone anchoring device, the bone anchoring element 1 and the receiving part 5 with the pressure member 7 and the locking 8 are already pre-assembled prior to insertion into the bone.

In the condition shown in FIGS. 25a and 25b , the pressure member 7 has been moved down so that the end portions 700 engage the groove 58 b and the head 3 is prevented from moving through the lower opening (e.g., a pre-locking condition). The receiving part 5 is pivotable relative to the head 3, depending on the size of the head receiving portion 54 and the pressure member 7, any angular position of the bone anchoring element 1 relative to the receiving part 5 can be maintained based on the friction between the cooperating surfaces of the head 3 and the pressure member 7.

Next, as shown in FIG. 26, the inner tube 120 of the instrument is placed onto the receiving part 5 such that the

arms

121 a, 121 b of the inner tube 120 are aligned with the

legs

53 a, 53 b of the receiving part. The inner tube 120 is slid downward until the inwardly projecting protrusions 125 snap into the recesses 57 at the outer surface of the legs, as illustrated in FIGS. 27a and 27b . Thereby, the inner tube 120 and the receiving part 5 are fixed relative to each other with respect to translational and rotational movement.

Thereafter, as depicted in FIGS. 28a and 28b , the outer tube 100 is placed onto the inner tube 120 in such an orientation that the

arms

101 a, 101 b are at a position of the U-shaped recess 53 of the receiving part 5. Hence, the protrusions 105 project into the rod channel. It shall be noted that markings or any other alignment or orientation features may be present at the inner and outer tube so that the outer tube can be placed correctly onto the receiving part.

As shown in FIGS. 29a and 29b , the outer tube 100 is then rotated by 90° so that the protrusions 105 are located above the inclined notches 85 of the locking ring 8. Also in this case, the correct placement may be indicated and monitored at the rear ends of the instrument.

Next, as depicted in FIGS. 30a and 30b , the outer tube 120 is moved downward so that the protrusions 105 engage the inclined notches 85 of the locking ring 8, thereby rotating the locking ring in the direction indicated by the arrow in FIG. 30b . Hence, as the protrusions 105 are guided by the notches 85, the locking ring 8 follows the guidance and is rotated. While rotating, the bulges 82 b of the locking ring move out of the grooves 54 b of the head receiving portion and cause the flexible wall portions 54 a to be compressed. Thereby, the polyaxial locking of the head 3 is effected.

FIGS. 31a and 31b show the lowermost position of the outer tube 100 where the protrusions 105 are at the bottoms 85 a of the inclined recesses or notches 85 of the locking ring 8. This corresponds to a locking position where the head 3 is locked in the head receiving portion 54. It shall be noted that during downward movement of the outer tube 100, the outer tube may be guided with respect to the inner tube 120 (not shown), so that a rotation of the outer tube relative to the inner tube may be prevented.

Finally, as shown in FIG. 32, the rod 6 may be inserted, and after adjusting the position of the rod, it is fixed by the fixation screw 9. The fixation screw 9 also exerts pressure via the rod 6 onto the pressure member 7, whereby the head 3 and the rod 6 are finally locked.

FIG. 33 illustrates an operation of unlocking the head 3. The outer tube 100 is moved upward, whereby the locking ring 8 is rotated in the opposite direction as indicated by the arrow. Thus, the bulges 82 b return to the grooves 54 b of the head receiving portion 54, which defines an unlocking position of the locking ring 8.

In a surgical operation, first at least two bone anchoring elements 1 may be anchored, for example into adjacent vertebrae. Then, the receiving parts 5 are mounted thereon. Thereafter, the rod 6 is inserted. Once a correct angular position of the head 3 has been found, the head 3 can be locked by rotating the locking ring 8. Re-positioning of the rod 6 is possible without loosening the locking of the head 3. Due to the

upper portions

530 a, 530 b of the legs, it is possible to perform correction steps of the rod position and/or the angular position of the head 3 when the rod is at an elevated position in the recess 53. All correction steps can be carried out while the rod and the fixation element are already placed into the receiving part.

A further embodiment of the polyaxial bone anchoring device will be described with respect to FIGS. 34 and 35. The embodiment according to FIGS. 34 and 35 differs from the previous embodiment in the design of the head receiving portion of the receiving part and in the design of the pressure member. All other parts are the same or similar to the previously described embodiments and are indicated with the same reference numerals as in the previous embodiments. The description thereof will not be repeated. The pressure member 7′ lacks a flexible portion that encompasses the head 3 laterally. As shown in FIG. 34, the pressure member 7′ has a second or lower portion 72′ that is substantially cylindrical, and has at its lower side facing the head 3 a spherical recess 73′ that accommodates an upper portion of the head 3. Hence, the pressure member 7′ is configured to exert pressure onto the head 3 from above. The receiving part 5′ includes a head receiving portion 54′, wherein the accommodation space has adjacent to the lower end 5 b a seat for the head 3, preferably a spherically-shaped hollow portion 51 c′ that simultaneously forms the narrowing portion and the seat.

When the locking ring 8 is rotated, the seat 51 c′ is pressed against the head 3 to clamp the head 3 temporarily, for example, during positioning and/or re-positioning of the rod. When the fixation screw 9 is finally tightened, pressure is exerted onto the pressure member 7′ which in turn presses the head 3 into the seat 51 c′, whereby the head and the rod are locked.

Further modifications of the above-described embodiments may also be contemplated. For example, the invention is not restricted to rotating of the locking ring with the specific embodiments of engaging an inclined recess or notch of the locking ring with a protrusion of the instrument. It may be also possible to rotate the locking ring directly with an instrument.

Other engagement structures of the receiving part and/or the locking ring may also be contemplated that provide a connection between the instrument and the receiving part or the locking ring.

The bone anchoring device according to other embodiments of the invention can be provided in further modified forms. For example, the head of the bone anchoring element can have any other shape, such as, for example, a cylindrical shape or a spherical shape with flattened sides, wherein a monoplanar device is provided that allows pivoting of the anchoring element in a single plane. The head can also be conically shaped or otherwise shaped, with the internal hollow section of the head receiving portion adapted to the specific shape. In a further modification, the flexibility of the head receiving portion may be based on or facilitated by properties of the materials, for example, a plastic material may be used, and the slits in the head receiving portion may be fully or partly omitted.

In the pressure member, the upstanding legs may be omitted. Other structures may be provided that prevent the pressure member from escaping during insertion of the head. The pressure member may also be shaped such that it can be inserted from the lower end of the receiving part. The pressure member can also be omitted altogether. In such a case, the head can be locked solely by the action of the locking ring onto the head receiving portion. The rod can be clamped solely between the fixation screw and the bottom of the rod receiving channel.

In some embodiments, the head receiving portion can have an inclined open end or can be otherwise asymmetric to allow for a greater angulation of an inserted head in one direction.

The extended tabs on the receiving part can be omitted.

In addition, in some embodiments, other kinds of fixation elements can also be used, for example, non-threaded locking elements that have an alternative advancement structure. In addition, all kinds of bone anchoring elements can be used, such as, for example, nails or bone anchors with barbs.

While the present invention has been described in connection with certain exemplary embodiments, it is to be understood that the invention is not limited to the disclosed embodiments, but is instead intended to cover various modifications and equivalent arrangements included within the spirit and scope of the appended claims, and equivalents thereof.

Claims

What is claimed is:

1. A bone anchoring device comprising:

a receiving part for coupling a rod to a bone anchoring element, the receiving part having a first end, a second end, and a central axis extending between the first end and the second end, the receiving part comprising two legs defining a recess at the first end for receiving the rod, and a head receiving portion at the second end that is at least partially expandable and having an opening at the second end for inserting and pivotably holding a head of the bone anchoring element therein; and

a locking ring mountable around the head receiving portion in an axial direction while a rotational orientation of the locking ring relative to the receiving part remains constant, wherein when the locking ring is around the head receiving portion and maintains a constant axial position relative to the head receiving portion, the locking ring is rotatable around the central axis from a first rotational orientation to a second rotational orientation where a compressive force exerted by the locking ring on the head receiving portion is greater than at the first rotational orientation.

2. The bone anchoring device of claim 1, wherein the locking ring comprises an inwardly facing first engagement surface, and the head receiving portion comprises an outwardly facing second engagement surface configured to cooperate with the first engagement surface at the first rotational orientation to define a non-locking position.

3. The bone anchoring device of claim 2, wherein the first engagement surface comprises at least one protrusion and the second engagement surface comprises at least one recess.

4. The bone anchoring device of claim 3, wherein the at least one protrusion comprises a plurality of bulges on the locking ring, and the at least one recess comprises a plurality of grooves on the head receiving portion.

5. The bone anchoring device of claim 1, wherein the locking ring comprises a tool engagement surface configured to be engaged by a tool for rotating the locking ring relative to the receiving part.

6. The bone anchoring device of claim 5, wherein when the locking ring is around the head receiving portion, a first end of the locking ring faces the first end of the receiving part, and the tool engagement surface defines at least one notch open towards the first end of the receiving part.

7. The bone anchoring device of claim 6, wherein the notch extends towards the second end of the locking ring at an incline relative to the central axis.

8. The bone anchoring device of claim 1, wherein the locking ring forms an outer portion of the bone anchoring device.

9. The bone anchoring device of claim 1, wherein each of the legs comprises a weakened portion that permits breaking away of part of the legs to shorten a height of the receiving part.

10. The bone anchoring device of claim 9, wherein the legs of the receiving part comprise an internal thread for engaging a fixation element, and wherein the internal thread extends into the part of the legs configured to be broken away.

11. The bone anchoring device of claim 1, further comprising a bone anchoring element comprising the head and a shank for anchoring in bone.

12. The bone anchoring device of claim 11, wherein when the locking ring is around the head receiving portion and the head is in the head receiving portion, the locking ring is rotatable between the first rotational orientation which defines a non-locking position wherein the head is pivotable relative to the receiving part, and the second rotational orientation which defines a locking position wherein the locking ring exerts a force on the head receiving portion to lock the head.

13. The bone anchoring device of claim 1, wherein when the locking ring is around the head receiving portion, axial movement of the locking ring relative to the receiving part is restricted.

14. A bone anchoring device comprising:

a receiving part for coupling a rod to a bone anchoring element, the receiving part having a first end, a second end, and a central axis extending between the first end and the second end, the receiving part comprising two legs defining a recess at the first end for receiving the rod, and a head receiving portion at the second end that is at least partially expandable and having an opening at the second end for inserting and pivotably holding a head of the bone anchoring element therein;

a locking ring mountable around the head receiving portion in an axial direction while a rotational orientation of the locking ring relative to the receiving part remains constant, wherein when the locking ring is around the head receiving portion, the locking ring is rotatable around the central axis from a first rotational orientation to a second rotational orientation where a compressive force exerted by the locking ring on the head receiving portion is greater than at the first rotational orientation; and

a pressure member positionable at least partially in the head receiving portion and having a surface configured to face the second end of the receiving part to exert pressure on an inserted head.

15. A system comprising:

the bone anchoring device of claim 1; and

an instrument comprising:

an outer tube configured to engage the locking ring; and

an inner tube positionable at least partially in the outer tube and configured to engage the receiving part;

wherein when the outer tube engages the locking ring and the inner tube engages the receiving part, the outer tube is displaceable relative to the inner tube to move the locking ring relative to the receiving part.

16. The system of claim 15, wherein the outer tube and the locking ring are configured to cooperate such that an axial movement of the outer tube results in a rotational movement of the locking ring.

17. The system of claim 15, wherein the outer tube comprises a protrusion that is movable in an inclined notch of the locking ring to transform an axial movement of the outer tube into a rotational movement of the locking ring.

18. The system of claim 15, wherein the inner tube and the outer tube are configured to be axially guided with respect to each other.

19. The system of claim 18, wherein the axial guidance between the inner tube and the outer tube is releasable.

20. A method of coupling a rod to a bone using a polyaxial bone anchoring device comprising a bone anchoring element comprising a head and a shank for anchoring in the bone, and a bone anchoring device comprising a receiving part having a first end, a second end, and a central axis extending between the first end and the second end, the receiving part comprising two legs defining a recess at the first end for receiving the rod, and a head receiving portion at the second end that is at least partially expandable and having an opening at the second end for inserting and pivotably holding the head therein, a locking ring mountable around the head receiving portion in an axial direction while a rotational orientation of the locking ring relative to the receiving part remains constant, and a fixation element, the method comprising:

anchoring the shank of the bone anchoring element to the bone;

pivoting the receiving part relative to the bone anchoring element when the head is in the head receiving portion and the locking ring is around the head receiving portion at a first rotational orientation;

rotating the locking ring around the central axis from the first rotational orientation to a second rotational orientation while the locking ring maintains a constant axial position relative to the head receiving portion to increase a compressive force exerted by the locking ring on the head receiving portion compared to the first rotational orientation and to clamp the head to hold a position of the receiving part relative to the bone anchoring element;

adjusting the rod in the recess; and

advancing the fixation element in the receiving part to fix the rod in the recess.

21. The method of claim 20, further comprising inserting the head into the head receiving portion after anchoring the shank to the bone.

22. The method of claim 20, further comprising:

rotating the locking ring around the central axis from the second rotational orientation back towards the first rotational orientation to reduce the compressive force exerted by the locking ring on the head receiving portion and to release the clamp on the head prior to advancing the fixation element in the receiving part;

adjusting the position of the receiving part relative to the bone anchoring element; and

rotating the locking ring back to the second rotational orientation.