TWI550541B - Device, server and method of mobile stock trading and online-survey for stockholder - Google Patents

Description

Action stock trading and shareholder online questionnaire device, server and method

The present invention relates to a stock trading technique using a mobile device, and more particularly to an action stock trading and shareholder online questionnaire device, server and method.

The stock quote (or transaction) system of today's mobile devices (including smartphones and tablets) does not provide a two-way communication channel for stock issuers or authorities to conduct electronic questionnaire surveys and recover questionnaires for investors holding specific stocks. A separate electronic questionnaire (also known as electronic voting) system must be established by the stock issuing company or the competent authority. However, the average investor rarely uses an independent electronic questionnaire system, resulting in an ineffective electronic questionnaire system.

The Republic of China Invention Patent Bulletin No. I227639, entitled "Commercial Quotes for Instant Interaction Using Broadcast Channels", discloses an instant display method and system for providing time-sensitive information by receiving a first set of timeliness Information, selecting information of the second set from the first set of timeliness information, the first set of information corresponding to a set of stored information identifiers, and then storing the first set of information, the second set The information is then displayed to a signatory. A technical problem that is actually solved by this prior art is that "the prior art system operates slowly, and the server must perform many different ways in a trial and error manner. The user's request information, the server may handle a large number of wanted stock quotes for any particular contractor. It is well known to those skilled in the art that stock quotes are very time-sensitive so that a little delay in getting the right information can be detrimental to investors. (see paragraph [0002] of the specification). The technical effect produced by this prior art is to "provide information to a signatory in a very fast manner, while providing information to a group of signatories, and providing fast And individual information to a group of signatory households."

In the above prior art systems, there are usually only two roles, one for the user of the client, the other for the financial information vendor on the server side (ie, the establishment and provision of the stock quote service provider), or the role of the server side. As a securities firm, in the prior art, in addition to the stock quote information and news information provided by the server, a one-way information release pipeline is provided, the publisher is a financial information manufacturer or a securities firm, and the recipient is For user-side users, for example, financial information vendors or securities firms can post promotional offers (such as financial transaction fee discounts), system announcements (such as system maintenance notifications), etc. in prior art systems.

The above prior art system does not directly establish a two-way communication channel for real-time interaction with the stock issuing company or the competent authority, and only transmits the information from the server to the user terminal by the one-way technology, and the stock issuing company and the competent authority directly participate in it. System, therefore, it is necessary to propose a stock quotation technology with two-way interactive communication channels, the role of the stock quotation (or transaction) system in the stock issue company and the competent authority, using online electronic questionnaire (electronic voting) The distance between the stock issuing company and the competent authority and the investor is to make up for the shortcomings of the prior art.

In view of this, the present invention provides an action stock trading and shareholder online questionnaire device, server and method, which can provide a stock issuing company or main in an action stock trading system. The governing body is a conduit for online e-questionnaires to stock investors.

The invention provides an action stock trading and shareholder online questionnaire server, which receives stock quote information from a quote information source, transmits the stock quote information to a mobile device, and receives from a stock issuing company or a competent authority An electronic questionnaire uploaded by one of the hosts, the setting of the electronic questionnaire includes a target stock, the target stock is selected from: a specific stock and a plurality of specific stocks, and a credential verification notification is sent to the mobile device, and the mobile device is One of the certificates is verified by a certification authority, and one of the certificates is transmitted to the host of the authority through the information, and a list of stocks returned by the host of the authority is received, and the inventory list is analyzed to generate A mobile device questionnaire receives the list, transmits the electronic questionnaire to the mobile device, receives an electronic questionnaire reply uploaded by the mobile device, and transmits the electronic questionnaire reply to the stock issuing company or the host of the competent authority.

The invention provides an action stock trading and shareholder online questionnaire device. The device is arranged in a mobile device, and the mobile device receives stock quote information from one server, receives a certificate verification notification from the server, and connects to an authentication device. The institution performs verification of a voucher, receives an electronic questionnaire transmitted from a stock issuing company or a host of a competent authority through the server, uploads an electronic questionnaire to the server, and transmits the electronic questionnaire to the stock issuing company or the The host of the competent authority.

The invention provides an action stock trading and shareholder online questionnaire method, which is applied to a server, comprising: the server receiving a stock quote information; the server transmitting the stock quote information to a mobile device; the server receiving from a stock An electronic questionnaire uploaded by the issuing company or one of the main authorities of the competent authority, the electronic questionnaire is set to include a target stock, the target stock is selected from: a specific stock and a plurality of the specific stock; the server sends a certificate verification Notifying the mobile device; the server directs one of the mobile devices to one The certification authority performs verification; the server transmits the authentication information of one of the credentials to the host of the authority; the server receives a list of stock stocks uploaded by the host of the authority; the server analyzes the stock The list is used to generate a mobile device questionnaire receiving list; the server transmits the electronic questionnaire to the mobile device; the server receives an electronic questionnaire reply uploaded by the mobile device; and the server transmits the electronic questionnaire to the electronic questionnaire The host of the stock issuing company or the host of the competent authority.

The invention further provides an action stock transaction and shareholder online questionnaire method, which is applied to a mobile device, comprising: the mobile device receiving stock quote information from one server; the mobile device receiving a certificate verification notification from the server; The mobile device is coupled to a certification authority for performing verification of a voucher; the mobile device receives an electronic questionnaire transmitted from a stock issuing company or a host of a competent authority through the server; and the mobile device uploads an electronic The questionnaire is replied to the server and then transmitted to the host of the stock issuing company or the host of the competent authority.

The detailed features and advantages of the present invention are set forth in the Detailed Description of the Detailed Description of the <RTIgt; </ RTI> <RTIgt; </ RTI> </ RTI> </ RTI> <RTIgt; The objects and advantages associated with the present invention can be readily understood by those skilled in the art.

10‧‧‧Server

12‧‧‧First network communication module

14‧‧‧First Quote Module

16‧‧‧ Login verification module

18‧‧‧First certificate verification module

20‧‧‧Stock stock analysis module

22‧‧‧First Questionnaire Module

24‧‧‧ mobile devices

26‧‧‧Application

28‧‧‧Second network communication module

30‧‧‧Second Quotation Module

32‧‧‧ Login Module

34‧‧‧Second certificate verification module

36‧‧‧Second Questionnaire Module

38‧‧‧Quote information source

40a, 40b‧‧‧ host (host of stock issue company)

42‧‧‧Host (host of the competent authority)

44‧‧‧Collection database

46‧‧‧ display module

48‧‧‧ processor

50‧‧‧ memory

1 is a system architecture diagram of an embodiment of the present invention; FIG. 2 is a functional block diagram of a system according to an embodiment of the present invention; and FIG. 3 is a flowchart of operations of an embodiment of the present invention.

Referring to FIG. 1 , a system architecture diagram of a preferred embodiment of the present invention, the server 10 of the present invention includes: a first network communication module 12, a first quotation module 14, a login verification module 16, and a first certificate. The verification module 18, the treasury stock analysis module 20, and the first questionnaire module 22 are provided. The first network communication module 12 is configured to establish a TCP protocol (including Socket and WebSocket connection), an HTTP protocol, or an HTTPS protocol network connection with the second network communication module 28 of the mobile device 24 of the client. The first quotation module 14 receives the stock quotation information from the quotation information source 38, and transmits the stock quotation information to the mobile device 24, such as a stock exchange at home and abroad, or a manufacturer reselling the quotation information source. In some embodiments of the present invention, the first quotation module 14 stores the downloaded stock quotation information into a database. The login verification module 16 receives the login information (ie, account number and password) uploaded by the mobile device 24; and receives the login information uploaded by the host (the host of the stock issuing company) (40a, 40b) from the stock issuing company side; The login information uploaded by the host of the authority (host of the competent authority) 42, the so-called supervisor relationship refers to the competent authority of securities transactions, such as: Taiwan Stock Exchange, Securities Counter Trading Center, Taiwan Futures Exchange, Taiwan Centralized Depository Settlement The Shanghai Stock Exchange, China Securities Depository and Clearing Co., Ltd., Shenzhen Stock Exchange, etc.; and verify the login information. The first credential verification module 18 sends a credential verification notification to the mobile device 24, and the credential verification notification is directly transmitted to the mobile device 24 or through an external push host (eg, MPNS, GCM, and APNS) to push the notification (Push Notification). Transferring to the mobile device 24; verifying the credentials of the mobile device 24 (ie, the digital voucher, also known as the electronic voucher, issued by the voucher authority) to the certification authority (eg, Taiwan network authentication), and the verification method utilizes the certification authority The API (Application Programming Interfaces) provided by the credential management information system performs identity verification; after the identity is verified, the authentication pass information of the certificate is returned, and the first credential verification module 18 transmits the authentication information to the competent authority. The host (host of the competent authority) 42. The treasury stock analysis module 20 receives the inventory stock list returned by the host (the host of the competent authority) 42 of the competent authority, and generates a list of the mobile device questionnaire according to the list, and the so-called "stock stock list" is the competent authority (for example, the set) The host 42 of the insurance company uses the investor's voucher (ie, the "certification pass information" of the aforementioned voucher) to retrieve all the stock stocks in the collection database 44 to generate a stock stock list, and the so-called "mobile device questionnaire receiving list" It is a collection of all mobile devices 24 holding a specific treasury stock (the mobile device corresponding to the investor's certificate), for example, when the stock issuing company or the competent authority wants to conduct an electronic questionnaire survey on investors holding TSMC stocks. The treasury stock analysis module 20 first screens out all the investors (corresponding to the voucher) holding the "TSMC" stock from the inventory stock list, and then generates the mobile device 24 corresponding to the investor holding the "TSMC" stock. The mobile device questionnaire receives the list (ie, all the recipients on the list are holding TSMC stocks). The first questionnaire module 22 receives An electronic questionnaire uploaded by the host of the stock issuance company (host of the stock issuing company) (40a, 40b) or the host of the competent authority (host of the competent authority) 42. The setting of the electronic questionnaire includes the content and the target stock (Target Stock) The content is the title of the questionnaire and the answer options. The answer options are selected from: single selection, check and free input, and the underlying stock is for at least one specific stock, and for a specific stock, for example: a stock The issuing company seeks the power of attorney of the shareholders' meeting, and the stock of the subject matter of the questionnaire is its own stock. For example, a new listed company (IPO) in order to allow more investors to participate in the new stock lottery or inquiry circle purchase, the subject of the questionnaire A basket of stocks for the same concept stock (or “sector”, ie a listed company of the same subject matter or type); the electronic questionnaire is transmitted directly to the mobile device 24 or via an external push host (eg MPNS) , GCM and APNS) are transmitted to the mobile device 24 by Push Notification; receive an electronic questionnaire reply uploaded by the mobile device 24; and, The questionnaire will be sent to the host of the stock issuing company (the host of the stock issuing company) (40a, 40b) or the host of the competent authority. (host of the competent authority) 42, and the type of electronic questionnaire received by the first questionnaire module 22 includes: text, texture, video, etc., and the application of the electronic questionnaire is selected from: requesting a shareholder's power of attorney, stock inquiry Circle purchases, new share draws, product or service satisfaction surveys, market surveys, investor opinion surveys, and awards.

When the first questionnaire module 22 of the present invention transmits the electronic questionnaire to the mobile device 24 through the external push host, or when the first credential verification module 18 transmits the notification through the external push host. Before the voucher verification notification is sent to the mobile device 24, the operating system of the device is read (from the database or file) when the mobile device 24 is logged in, for example, when the iOS device (such as iPhone and iPad) is used in the previous login. The first questionnaire module 22 or the first voucher verification module 18 generates a push notification according to the format required by the APNS, and sends a push notification to the mobile device 24 through the APNS after the generation, and so on.

The mobile device 24 (for example, a smart phone and a tablet running an iOS, Android or Windows Phone operating system) executes an application 26 (Application, also called App), and the application 26 includes: a second network communication module 28, a second The quotation module 30, the login module 32, the second voucher verification module 34, and the second questionnaire module 36. The second network communication module 28 is configured to establish a TCP protocol, an HTTP protocol, or an HTTPS protocol network connection with the first network communication module 12 of the server 10. The second quotation module 30 receives the stock quote information from the server 10 through the network connection established by the second network communication module 28 and displays it on the screen of the mobile device 24. The login module 32 receives the input of the user's login information (ie, the account number and password) and uploads it to the server 10 through the network connection established by the second network communication module 28. The second voucher verification module 34 displays a prompt window after receiving the voucher verification notification from the server 10, and after receiving a consent instruction, links to a certification authority to perform verification of a voucher. The second questionnaire module 36 receives the host (the host of the stock issuing company) (40a, 40b) or the competent authority of the stock issuing company through the network connection established by the second network communication module 28. The host (the host of the competent authority) 42 sends an electronic questionnaire transmitted via the server 10, and displays the electronic questionnaire on the screen of the mobile device 24, receives the electronic questionnaire input from the user, and transmits the second network communication module. 28 established network connection upload electronic questionnaire to the server 10 for transmission to the host of the stock issuing company (host of the stock issuing company) (40a, 40b) or the host of the competent authority (host of the competent authority) 42 .

Referring to FIG. 2, a functional block diagram of a system according to a preferred embodiment of the present invention, the legend only lists the core modules related to a preferred embodiment of the present invention, and the remaining modules are omitted. The mobile device 24 (i.e., the device of the present invention) includes a display module 46, a processor (i.e., a central processing unit) 48, and a memory 50. The memory 50 stores an application 26; the processor 48 is responsible for executing the application 26 in the memory 50; the display module 46 is for displaying the interface (screen) of the application 26 and performing the touch function ( Touch panel).

Referring to FIG. 3, an operation flowchart of an embodiment of the present invention is sent to the server 10 by the host (40a, 40b) of the stock issuing company of the stock issuing company or the host of the competent authority (host of the competent authority) 42. The server 10 transmits to the mobile device 24, and finally the mobile device 24 sends an electronic questionnaire reply process. Please refer to FIG. 1 at the same time, which includes:

Step S101: The server 10 receives the host of the stock issuing company (the host of the stock issuing company) (40a, 40b) or the host of the competent authority (the host of the competent authority) 42 to establish a network connection request, the first network communication The module 12 establishes an internet connection with the host (40a, 40b) of the stock issuing company or the host (host of the competent authority) 42 of the authority.

Step S102: The server 10 receives the login information (account number and password) uploaded by the host of the stock issuing company (the host of the stock issuing company) (40a, 40b) or the host of the competent authority (the host of the competent authority) 42 The verification module 16 performs login verification.

Step S103: The first questionnaire module 22 of the server 10 receives the host of the stock issuing company (the host of the stock issuing company) (40a, 40b) or the host of the competent authority (the supervisor) The host of the organization) 42 uploaded electronic questionnaires, the setting of the electronic questionnaire contains the content and the underlying stock, the content is the title of the questionnaire and the answer options, the answer options are selected from: single selection, re-election and free input text, and the standard stock system At least for a specific stock, or for a specific number of stocks.

Step S104: The server 10 sends a credential verification notification to all the mobile devices 24. After receiving the electronic questionnaire, the first voucher verification module 18 of the server 10 sends a voucher verification notification to all the mobile devices 24. When the status of the application 26 is in execution, the voucher verification notification is directly transmitted to the mobile device 24, when When the application 26 is not executed, it is transmitted to the mobile device 24 through an external push host (for example, MPNS, GCM, and APNS) with a push notification.

Step S105: The server 10 verifies the certificate of the mobile device 24 to the certification authority. The second credential verification module 34 of the mobile device 24 displays a prompt window after receiving the credential verification notification from the server 10 (for example, prompting the user to approve the credential verification by pop-up window Pop-up Window), and receiving the consent instruction ( That is, after the user presses the "Agree" button, the first credential verification module 18 of the server 10 authenticates the credential of the mobile device 24 through the API provided by the credential management information system of the certification authority, such as: Taiwan. Network Certification (TWCA).

Step S106: The server 10 transmits the authentication passing information to the host (host of the competent authority) 42 of the authority. After the identity is verified, the first voucher verification module 18 obtains the authentication pass information of the voucher, and the first voucher verification module 18 transmits the authentication pass information to the host (host of the competent authority) 42 of the main authority.

Step S107: The server 10 receives the inventory stock list uploaded by the host of the competent authority. The inventory stock list is the host of the competent authority (for example, the collection) (the host of the competent authority) 42 uses the certificate of the investor (that is, the "certification pass information" of the aforementioned certificate) in the collection database. 44 is produced by taking all the corresponding stocks.

Step S108: The server 10 analyzes the stock stock list to generate a mobile device questionnaire receiving list. After the server 10 receives the inventory stock list, the treasury stock analysis module 20 generates a mobile device questionnaire receiving list according to the stock stock list, and the mobile device questionnaire receiving list includes the target stock (ie, the target stock set by the electronic questionnaire in step S103) All of the investors have their corresponding mobile devices 24.

Step S109: The server 10 sends an electronic questionnaire to the mobile device 24. The first questionnaire module 22 of the server 10 transmits the electronic questionnaire (the electronic questionnaire of step S103) directly to the mobile device 24 or through an external push host according to the mobile device questionnaire receiving list (generated by step S108) (for example: MPNS) , GCM and APNS) are transmitted to the mobile device 24 in a Push Notification.

Step S110: The server 10 receives the electronic questionnaire reply uploaded by the mobile device 24. After the mobile device receives the electronic questionnaire, the user responds through the second questionnaire module 36, for example, by checking the check button (single selection or check) or inputting the text, and then the second questionnaire module 36 transmits the The network communication module 28 is connected to the network established by the first network communication module 12, and uploads the electronic questionnaire to the server 10.

Step S111: The server 10 transmits the electronic questionnaire reply to the host of the stock issuing company (the host of the stock issuing company) (40a, 40b) or the host of the competent authority (the host of the competent authority) 42. After receiving the electronic questionnaire reply, the first questionnaire module 22 of the server 10 is established through the first network communication module and the host (the host of the stock issuing company) (40a, 40b) or the host (the host of the competent authority) 42. The network connection is transmitted to the host of the stock issuing company (the host of the stock issuing company) (40a, 40b) or the host of the competent authority (the host of the competent authority) 42, and the host is sent back to the host to send the electronic questionnaire. Decide, for example, that the electronic questionnaire originally uploaded by the stock issuing company is hosted by the stock issuing company (stock issuance) The company's mainframe) (40a, 40b) received an electronic questionnaire reply.

The operation flow of the above embodiment is further. In step S111, the server 10 provides a complete electronic questionnaire reply statistical report for the stock issuing company or the competent authority to view.

In summary, the first questionnaire module 22 and the second questionnaire module 36 of the present invention facilitate a two-way interactive pipeline for investors to have a more direct and more immediate communication manner with the stock issuing company and the competent authority, and the present invention The first voucher verification module 18 and the second voucher verification module 34 can ensure that the identity of the investor is correct after the identity authentication of the voucher is used, so as to reduce the security concerns, which is why The invention can further extend the application of the electronic questionnaire to the more restrictive gold flow/transfer of the security control, such as: stock inquiry and new stock lottery. The invention discloses an action stock trading and shareholder online questionnaire system and method, which solves the technical problems of the prior art, so that the stock issuing company and the competent authority can participate in the stock quotation (or transaction) system to directly conduct online questionnaire survey to investors. .

Although the technical content of the present invention has been disclosed in the above preferred embodiments, it is not intended to limit the present invention, and any modifications and refinements made by those skilled in the art without departing from the spirit of the present invention are encompassed by the present invention. The scope of protection of the present invention is therefore defined by the scope of the appended claims.

10‧‧‧Server

12‧‧‧First network communication module

14‧‧‧First Quote Module

16‧‧‧ Login verification module

18‧‧‧First certificate verification module

20‧‧‧Stock stock analysis module

22‧‧‧First Questionnaire Module

24‧‧‧ mobile devices

26‧‧‧Application

28‧‧‧Second network communication module

30‧‧‧Second Quotation Module

32‧‧‧ Login Module

34‧‧‧Second certificate verification module

36‧‧‧Second Questionnaire Module

38‧‧‧Quote information source

40a, 40b‧‧‧ host (host of stock issue company)

42‧‧‧Host (host of the competent authority)

44‧‧‧Collection database

Claims (10)

An action stock trading and shareholder online questionnaire server, the server comprising: receiving stock quote information from a quote information source; transmitting the stock quote information to a mobile device; receiving from a stock issuing company or one of the competent authorities An electronic questionnaire uploaded by the host, the setting of the electronic questionnaire includes a target stock, the target stock is selected from: a specific stock and a plurality of specific stocks; sending a credential verification notification to the mobile device; The voucher is verified to a certification authority; one of the voucher is transmitted to the host of the authority through the information; a list of stock stocks returned by the host of the authority is received; and the inventory list is analyzed to generate an action The device questionnaire receives the list; transmits the electronic questionnaire to the mobile device; receives an electronic questionnaire reply uploaded by the mobile device; and transmits the electronic questionnaire reply to the stock issuing company or the host of the competent authority. The action stock trading and shareholder online questionnaire server according to claim 1, which further comprises: the server receiving the login information uploaded by the host from the stock issuing company; and the server receiving the from the authority Login information uploaded by the host. The action stock trading and shareholder online questionnaire server described in claim 1, wherein the application of the electronic questionnaire is selected from: a request for a shareholder's power of attorney, a stock inquiry, a new share draw, a product or service satisfaction survey, Market research, investor opinion polls, and awards. An action stock trading and shareholder online questionnaire device, the device being disposed on a mobile device, the device comprising: receiving stock quote information from one of the servers; receiving a certificate verification notification from the server; linking to a certification authority to Performing verification of a voucher; receiving an electronic questionnaire transmitted from a stock issuing company or a host of a competent authority through the server; and uploading an electronic questionnaire to the server for transmission to the stock issuing company or the supervisor The host of the agency. The action stock trading and shareholder online questionnaire device as claimed in claim 4, wherein the application of the electronic questionnaire is selected from: a request for a shareholder's power of attorney, a stock inquiry, a new share draw, a product or service satisfaction survey, and a market. Surveys, investor opinion polls, and awards. An action stock trading and shareholder online questionnaire method is applied to a server, the method comprising: the server receiving a stock quote information; the server transmitting the stock quote information to a mobile device; the server receiving from a stock issue An electronic questionnaire uploaded by a company or a host of a competent authority, the electronic questionnaire is set to include a target stock, the target stock is selected from: a specific stock and a plurality of specific stocks; the server sends a credential verification notice to The mobile device: the server verifies the certificate of the mobile device to a certification authority; the server transmits the authentication information of the certificate to the host of the authority; the server receives the certificate from the authority a list of stock stocks uploaded by the host; the server analyzes the stock stock list to generate a mobile device questionnaire receiving list; the server transmits the electronic questionnaire to the mobile device; the server receives one of the mobile device uploads An electronic questionnaire reply; and the server sends the electronic questionnaire reply to The main stock issuing company or the competent authority. The action stock transaction and shareholder online questionnaire method of claim 6, further comprising: the server receiving login information uploaded by the host from the stock issuing company; and the server receiving the host from the authority The login information uploaded. The action stock trading and shareholder online questionnaire method described in claim 6, wherein the application of the electronic questionnaire is selected from: a request for a shareholder's power of attorney, a stock inquiry, a new share draw, a product or service satisfaction survey, and a market. Surveys, investor opinion polls, and awards. An action stock trading and shareholder online questionnaire method is applied to a mobile device, comprising: the mobile device receiving stock quote information from a server; the mobile device receiving a credential verification notification from the server; the mobile device link a verification authority to perform verification of a voucher; the mobile device receives an electronic questionnaire transmitted from a stock issuing company or a host of a competent authority through the server; and the mobile device uploads an electronic questionnaire to the servo The device is then transmitted to the stock issuing company or the host of the competent authority. The action stock trading and shareholder online questionnaire method as claimed in claim 9, wherein the application of the electronic questionnaire is selected from: a request for a shareholder's power of attorney, a stock inquiry, a new stock draw, a product or service satisfaction survey, and a market. Surveys, investor opinion polls, and awards.