KR20190027002A - Stock Trading System corresponding to leader using virtual account and method thereof - Google Patents

Abstract

A system for leader interlocked stock trading using a virtual account and a method thereof are disclosed. The system for reader interlocked stock trading using a virtual account comprises: a portfolio module for allowing a trading behavior of a leader to be reflected to the virtual account and allowing all or a part of the trading of the leader for the virtual account to be a trading activity to be a following subject of an investor; a control module for generating a trading order for following the trading behavior to be the following subject in at least one real account selected to follow the leader; and a feedback module for feeding back a rights event to the virtual account wherein the rights event occurs if a financial instrument, generated in the at least one actual account, is actually held.

Description

[0001] The present invention relates to a reader-linked stock trading system using a virtual account,

The present invention relates to a reader interlocked securities trading system and method using a virtual account, and more particularly, to a system and method for interlocking a leader interlocked securities trading system using a virtual account, And a method for providing the same.

With the development of IT technology, many stock investors are investing in stocks online using HTS (Home Trading System) and mobile. However, most of the stock investors who are inferior to the information collecting power and information analyst in the case of online stock investing show the investment patterns that depend only on the bad luck or luck so far, so most of them Investors are failing to make money.

As a result, each investor is gradually shifting to a securities investment based on information gathering power and information analysis ability.

However, unlike institutional investors, most investors in stock trading have difficulty in investing in securities due to lack of specialized knowledge and information, lack of funds, and the above-described information gathering power and information analysis power. There is a problem that it becomes increasingly difficult to raise a high profit.

A technical idea to solve such a problem is disclosed in a Korean registered patent (Registration No. 10-0401447, "Online securities trading system having an automatic order function linked to a leader investor", hereinafter referred to as "registered patent") filed and registered by the present applicant Lt; / RTI > The technical idea of the patent is hereby incorporated by reference herein.

In order to solve the problems of the registered patent, the present applicant has filed a Korean patent application (Application No. 10-2011-0012968, "Leader Investor Interlocked Stock Trading System and Method of Providing ", hereinafter referred to as " have.

Here, the reader may be defined to include not only an investor who directly invests in the investment, but also all users who can operate his / her own portfolio. For example, the reader may refer to a person who performs only a mock investment, does not make a real investment, or issues a buy signal or a sell signal, and manages and / or operates a predetermined portfolio accordingly . When a portfolio managed and / or operated by a leader is defined as a leading portfolio, if the leading portfolio is a virtual account where actual investment (ie, the leader's trading behavior is not made as an actual order) In reality, the stock is not held, and in such a case, events occurring in the account of the investor who actually holds the stock are not reflected in the account of the leader.

Therefore, a technical idea is required to solve such a problem. Especially, if the leader's account is a real account with actual investment, technological or legal problems due to the advance sale are emerging, and furthermore, technical thinking about the case where the leader's account will utilize the virtual account is desperately required.

SUMMARY OF THE INVENTION Accordingly, it is a technical object of the present invention to provide a method and apparatus for managing an account of a leader when an account reflecting the trading behavior of a leader is a virtual account other than an account in which a financial product (for example, , The leader's field does not actually hold financial products (for example, stocks) but the investors' accounts that follow them hold financial products, and in this case, the event that occurs when the financial product is held only occurs in the account of the investor Lt; / RTI > The present invention provides a system and method for solving the problem that a portfolio between a leader's account and an investor's account can be operated in a manner not corresponding to each other.

In order to achieve the above object, a reader interlocked securities trading system using a virtual account allows a transaction of a leader to be reflected in a virtual account, and all or a part of the transaction of the reader with respect to the virtual account is a transaction A control module for generating a trading order for following the selling behavior to be the follow subject in at least one real account selected to follow the reader, and a financial module And a feedback module for feeding back the right event to the virtual account, which occurs when the real account holds the real account.

The feedback module may feed back a rights event occurring in a representative account selected from the at least one real account.

And the representative account is a real account of the leader name.

The feedback module may collect information on rights events of the financial instruments included in the target portfolio from the external information system and utilize information on the collected rights events to confirm or verify rights events to be fed back.

The portfolio module may follow only allowed permitting transactions according to a predetermined criterion among the selling behaviors of the reader.

Wherein the feedback module calculates a ratio of the specific financial instrument held in the virtual account to a rate of increase or decrease in the real account when a capital increase or a potato event for the specific financial product held in the at least one real account occurs, And the like.

Wherein the feedback module calculates a virtual dividend based on the dividend rate of the dividend generated in the real account and the number of the specific financial products held in the virtual account when a dividend for the specific financial product held in the at least one real account occurs To the virtual account.

Wherein the feedback module adjusts the price of the specific financial instrument held in the virtual account at a ratio of the right margin arising from the actual account when an authorization event for the specific financial instrument held in the at least one real account occurs .

In order to solve the above technical problem, a reader interlocked securities transaction method using a virtual account is a method in which a reader interlocked securities transaction system using a virtual account is a system in which all or a part of a transaction of a reader with respect to a virtual account, Selecting a trading activity to be a tracking target, generating a trading order for following the selling transaction to be a follow subject from at least one real account selected for the reader interlocked securities trading system using the virtual account to follow the reader And feeding back a rights event to the virtual account, which occurs when the reader interlocked securities trading system using the virtual account actually holds a financial instrument generated in the at least one real account.

The step of feeding back the right event to the virtual account may include feeding back a right event generated in the representative account selected from the at least one real account by the reader interlocked securities trading system using the virtual account.

The step of feeding back the right event to the virtual account may include collecting information on a right event of a financial product included in the target portfolio from an external information system, And using the information on the rights event to confirm or verify the rights event to be fed back.

In addition, the step of feeding back the right event to the virtual account may include: when a capital increase or a potato event for a specific financial instrument held in the at least one real account occurs, a reader interlocked securities trading system using the virtual account The ratio of the specific financial instrument held in the virtual account is adjusted according to the increase ratio or the potato ratio generated in the virtual account.

The step of feeding back the right event to the virtual account may further include: when a dividend for a specific financial product held in the at least one real account occurs, the reader interlocked securities trading system using the virtual account generates a dividend And a virtual dividend based on the dividend rate of the virtual account and the number of the specific financial products held in the virtual account to the virtual account.

In addition, the step of feeding back the right event to the virtual account may include a step of, when an authorization event for a specific financial instrument held in the at least one real account occurs, a reader interlocked securities trading system using the virtual account And the price of the specific financial instrument held in the virtual account is adjusted in accordance with the ratio of the right margin generated.

 The reader interlocked securities trading method using the virtual account can be stored in a computer-readable recording medium on which the program is recorded.

The reader interlocked securities trading system and the method using the virtual account according to the present invention can simulate a rights event occurring in an investor's account as if it occurred in the account of the reader even when the account of the reader is a virtual account, It has the effect of keeping the account and the portfolio of the investor's account corresponding to each other.

In addition, if the leader (or target portfolio) conducts the investment behavior, it selectively determines the manner in which the investor follows the investment behavior according to the investor's choice or system setting, There is an effect that it does not occur.

BRIEF DESCRIPTION OF THE DRAWINGS A brief description of each drawing is provided to more fully understand the drawings recited in the description of the invention.
1 is a view for explaining a concept of a reader interlocked securities transaction method using a virtual account according to an embodiment of the present invention.
FIG. 2 is a diagram for explaining a schematic configuration of a reader interlocked securities trading system using a virtual account according to an embodiment of the present invention.
3 is a diagram for explaining a result of trading in an investor's portfolio according to an embodiment of the present invention.
FIG. 4 is a diagram for explaining a result of trading in an investor's portfolio when performing an over-the-counter exchange in accordance with an embodiment of the present invention.
FIG. 5 is a diagram for explaining a case where a right event occurring in an investor's account is fed back according to an embodiment of the present invention.

In order to fully understand the present invention, operational advantages of the present invention, and objects achieved by the practice of the present invention, reference should be made to the accompanying drawings and the accompanying drawings which illustrate preferred embodiments of the present invention.

Also, in this specification, when any one element 'transmits' data to another element, the element may transmit the data directly to the other element, or may be transmitted through at least one other element And may transmit the data to the other component.

Conversely, when one element 'directly transmits' data to another element, it means that the data is transmitted to the other element without passing through another element in the element.

BEST MODE FOR CARRYING OUT THE INVENTION Hereinafter, the present invention will be described in detail with reference to the preferred embodiments of the present invention with reference to the accompanying drawings. Like reference symbols in the drawings denote like elements.

1 is a view for explaining a concept of a reader interlocked securities transaction method using a virtual account according to an embodiment of the present invention.

Referring to FIG. 1, according to a reader interlocked securities transaction method using a virtual account according to an embodiment of the present invention, a predetermined investor's portfolio 30 may exist. The investor's portfolio 30 may be determined based on the trading behavior of the leader. That is, the financial instruments included in the investor's account can be determined by the trading behavior of the leader.

The result of the leader's trading activity can be reflected in the virtual account (1). That is, the result of the buying and selling operation of the reader is attributed to the virtual account (1). In other words, the reader can operate the virtual account (1).

The reason why the reader operates the virtual account (1) is that when the reader performs actual trading, that is, the trading activity performed by the reader and is actually reflected in the market, the reader's trading is always preceded by the leader Can occur.

Such pre-sale may be exploitable by the reader, and in this case, there may be a problem that the value of a particular financial product in the market is easily distorted. And the problem is that the more followers of leader, the larger the investment amount of follower, the bigger it can be.

Thus, this pre-trade may cause serious legal or moral problems.

Therefore, there is a need to prevent a leader's trading behavior from being a follower, that is, an investor's prior sale. For this purpose, according to the technical idea of the present invention, a leader can operate a virtual account (1). And this virtual account (1) can be simulated as if the actual transaction is performed and the financial product is sold in the real account. Virtual accounts or simulated accounts for mock investment are well known.

As a result, according to the technical idea of the present invention, the reader can actually conduct trading such as actual investment in accordance with market conditions such as environment and indicators in the market, and at the same time, It is effective to maintain market order.

The portfolio held in the virtual account 1 while the reader operates the virtual account 1 may be the leading portfolio 10.

That is, the leading portfolio 10 may be a portfolio in which the trading behavior of the leader is reflected as it is. Therefore, if the reader performs a predetermined trading operation on the virtual account 1, the leading portfolio 10 can be changed by reflecting the same.

Although the leading portfolio 10 may be reflected in the investor's portfolio 30 as it is, only a part of the buying and selling operations of the reader for constructing the leading portfolio 10 according to a predetermined rule is selectively performed by the investor's portfolio 30 ). As described above, the portfolio consisting of a set of the trading activities actually reflected in the investor's portfolio 30 during the trading of the leader may be the portfolio 20 as shown in FIG.

The portfolio 20 may be the same portfolio as the leading portfolio 10 or may be a different portfolio. The modeling rule for defining the portfolio 20 may be predefined in a reader interlocked securities trading system using a virtual account according to the technical idea of the present invention.

And an example of such a modeling rule is disclosed in detail in a previous application filed by the present applicant, detailed description thereof will be omitted herein. The descriptions and technical ideas disclosed in the prior applications can be included as references in this specification and can be treated as described herein.

On the other hand, if the leader buys or sells a predetermined financial product (A) (or incorporates or excludes it in the leading portfolio 10), it may be reflected in the portfolio 20 depending on whether it conforms to the modeling rule . That is, following trading corresponding to the buying or selling of the financial product (A) may or may not be performed in the investor's portfolio (30).

For example, in the case where the portfolio 30 of the investor who follows the leader also purchases or sells the financial product A, it is preferable that the portfolio of the investor should buy or sell the financial product A, Whether to buy or sell the financial instrument (A) at a price or to buy or sell at a different price may have a significant impact on the return of the investor's portfolio.

In particular, when there are a large number of investors following the leading portfolio 10 (or the portfolio 20) or a total investment amount of the portfolio of the investors, the reader follows the reader The price of the financial product (A) may fluctuate as the portfolio (account) of the investors trades the financial product (A). Therefore, it is very important to know how to sell the financial product (A) when each of the investors' portfolios follows the leader.

In other words, when the investor's portfolio 30 is set to follow the portfolio 20, it is possible to provide the portfolio 20 with a specific financial instrument such as giving a predetermined investment behavior (buying or selling) The portfolio 30 of the investor is also set to follow the fluctuation. The inclusion or exclusion of a specific financial instrument means that a new item is added to or is excluded from the portfolio 20 as well as that the existing proportion of the financial instrument already existing in the portfolio 20 is changed Quot; and " case ".

At this time, according to the technical idea of the present invention, the investor's portfolio 30 can control the way in which the fluctuation of the portfolio 20 is interlocked. That is, interlocking control can be performed. Performing the interlocking adjustment may mean that the type of the transaction for reflecting the fluctuation of the portfolio 20 in the investor's portfolio 30 can be selectively applied. For example, as described later, the type of the system that can be selected by the system according to the technical idea of the present invention may include a market sale, a pre-set call within a range of change (hereinafter referred to as 'n-call sale'), In addition, the trading type may further include a predetermined program sale and / or a replacement sale.

The variation of the portfolio 20 can be changed based on transaction history data or sales orders of the reader. That is, the reader can be changed based on a virtual trading activity performed while the virtual account 1 is operated.

In the present invention, a financial instrument included in a portfolio includes at least one of securities (for example, debt securities, equity securities, beneficiary certificates, investment contract securities, derivatives-linked securities, and / or securities deposited securities) It can be a commodity that contains.

According to the technical idea of the present invention, an investor can select an aggressive interlocking method or a conservative interlocking method according to a desired method or an investment propensity of the investor. Therefore, it is effective for the investor to select or decide the linking method he / she wants as one of the investment strategies.

If the portfolio 20 incorporates a specific financial instrument A into the portfolio 20, the investor's portfolio 30 may also be operated to buy the financial instrument A. At this time, how the investor's portfolio 30 purchases the financial product A in an interlocking manner can greatly affect an investment result (for example, a return rate). Even if the financial product (A) can not be bought depending on the trading method.

For example, when the portfolio 20 incorporates the financial product A as a percentage of 10%, the investor's portfolio 30 may also include the 10% of the financial product A or the other 10% (For example, 5%). At this time, the investor's portfolio 30 may use various trading methods or types of trades to buy the financial product (A). For example, a particular investor may want to buy the financial product A only at the price (or buy price) bought by the portfolio 20, and the other investor may want to buy the financial product A from the portfolio 20 ) May be willing to buy if it meets certain conditions, regardless of the price bought (or the bid price). Another investor may wish to buy the financial instrument (A) at the current price regardless of the market. Of course, when selling the financial product A, a variety of selling strategies can be likewise possible.

In this way, various trading strategies (types) may be possible to buy and sell specific financial instruments (A), and investment results may vary significantly. Therefore, it may not be possible for investors to uniformly set a specific trading strategy (type) in the investor's portfolio 30 to conduct the trading according to the set trading strategy.

Therefore, the reader interlocked securities trading system using the virtual account according to the embodiment of the present invention can provide a technical idea that can reflect the demands of various investors. To this end, the reader interlocked securities transaction method using a virtual account according to the technical idea of the present invention provides a technical idea for an investor to selectively set any one of a plurality of types of trades set in advance. According to an embodiment, the investor may set his or her own trading type.

Further, when the investor's portfolio 30 follows a plurality of portfolios (i.e., a plurality of target portfolios), different trading types may be set for the following portfolios. Depending on the implementation, it may be possible to follow a different portfolio (e.g., portfolio 20) depending on the circumstances (e.g., buy or sell, characteristics of the financial instruments traded (market cap, market cap, May be applied.

Therefore, the investor can set variously according to the kind or the situation of the portfolio that follows the type of the desired trading, thereby positively reflecting the investment method pursued by the investor.

On the other hand, in any case, the investor's portfolio 30 can be operated based on the selling behavior of the leader's leading portfolio 10, i.e., the virtual account 1.

At this time, the investor's portfolio 30 may be an actual account, and thus the investor's account corresponding to each of the investors' portfolios 30 may include at least one financial instrument corresponding to the investor's portfolio 30. [

And there may be events that occur when these financial instruments are held in the investor's account. Such an event may be an event that occurs due to a reason specific to the financial product generated by holding the financial product. These events will be defined as rights events in this specification.

The rights event occurs in the investors' accounts. However, this right event does not occur in the virtual account (1) of the reader. This is because the virtual account (1) is a virtual account, that is, a simulated account, not an account that actually holds the financial product.

For this reason, the virtual account (1) and the investors' accounts may not correspond to each other. That is, the inconsistencies that arise in the system (meaning that the agreements between the portfolios mean that the same financial instruments exist in the same proportion as the same financial instrument), but inconsistencies between the systems may occur.

Accordingly, in order to solve such a problem, the reader interlocked securities trading system using the virtual account according to the technical idea of the present invention can feed back the rights event generated in the investors' accounts to the virtual account (1) of the reader.

Here, feedback may mean that a rights event occurring in an investor's account is simulated as happened in the virtual account (1).

One example of the rights event may be a series of days that occur with respect to the financial product arising from the holding of the financial product if it holds a predetermined financial product such as free of charge, capital increase, potato, dividend, right of ownership.

If the right event generated in the investors' accounts is fed back to the virtual account 1, the virtual account 1 and the investor 2, except for the intended mismatch between the leading portfolio 10 and the portfolio 20, Of the portfolio 30 can be matched.

A schematic configuration of a reader interlocked securities trading system using the virtual account according to the technical idea of the present invention is shown in FIG.

Referring to FIG. 2, a reader interlocked securities trading system 100 using a virtual account according to an embodiment of the present invention further includes a control module 110, a portfolio module 120, and a feedback module 130. The reader interlocked securities trading system 100 using the virtual account may further include a DB 140. [ An interlocking adjustment module (not shown) for performing the interlocking adjustment as described above may be further included according to the embodiment. The portfolio module 120 may include a reading module (e.g., a reading module as disclosed in the prior application 1) and / or a modeling module depending on whether the portfolio 20 to which the investor's portfolio 30 is followed is a portfolio. In addition, the portfolio module 120 may simulate the virtual account 1. That is, the trading behavior can be simulated according to the change in the price of the financial product in the actual market. And you can simulate the results of that trading activity.

The reader interlocked securities trading system 100 using the virtual account can be implemented by being included in a predetermined data processing apparatus or server for providing technical ideas of the present invention, for example, a securities company system. 2, the reader interlocked securities trading system 100 using the virtual account is shown separately from the ordering system (e.g., the securities company system 200) in FIG. 2, but may be included in the ordering system 200.

In addition, the reader interlocked securities transaction system 100 using the virtual account can perform communication with a predetermined external information system 400. The reader interlocked securities trading system 100 using the virtual account can confirm whether or not a rights event has occurred in the financial products included in the investor's portfolio 30 through the external information system 400. [ Accordingly, the reader interlocked securities trading system 100 using the virtual account can accurately grasp the timing or contents of rights events that occur or occur in the investor's portfolio 30. Therefore, without monitoring the investors' accounts individually, it is possible to confirm when the rights event occurs and to perform the feedback within a short period of time. Or verify that the rights event was properly reflected by comparing the rights event that occurred in (one of) the actual investors' accounts with the content of the rights event identified from the external information system 400. [

Meanwhile, the reader interlocked securities trading system 100 using the virtual account includes the ordering system 200 and the ordering system 200 in order to operate the portfolio 30 of the investor created, maintained and / or managed according to the technical idea of the present invention The necessary information can be transmitted and received. Also, it is possible to connect to an account management system (for example, an account management system of a securities company) that manages the investor's account 20 to transmit and receive necessary information. In order to confirm the information on the portfolio 20, it is also possible to transmit / receive predetermined information to / from an account management system that manages and / or manages an account corresponding to the portfolio 20. Or a terminal (not shown) of a reader that manages and / or operates the portfolio 20.

The reader interlocked securities trading system 100 using the virtual account can transmit / receive predetermined information for implementing the technical idea of the present invention by using wired / wireless communication with a predetermined operator terminal as disclosed in the prior application 1 . For example, the operator terminal can transmit information on a predetermined modeling rule to the reader interlocked securities trading system 100 using the virtual account. In addition, information on the interlocking manner can be transmitted.

In the present specification, a module may mean a functional and structural combination of hardware for carrying out the technical idea of the present invention and software for driving the hardware. For example, the module may refer to a logical unit of a predetermined code and a hardware resource for executing the predetermined code, and does not necessarily mean a physically connected code or a kind of hardware. Can be easily deduced to the average expert in the field of the present invention. Thus, the module refers to a combination of hardware and software that performs the functions defined herein, and does not imply any particular physical configuration.

In addition, the reader interlocked securities trading system 100 using the virtual account may mean a logical configuration having hardware resources and / or software necessary for implementing the technical idea of the present invention, It does not mean a physical component or a single device. That is, the reader interlocked securities transaction system 100 using the virtual account may mean a logical combination of hardware and / or software provided to implement the technical idea of the present invention. If necessary, And may be implemented as a set of logical structures for implementing the technical idea of the present invention by performing the respective functions. Also, the reader interlocked securities trading system 100 using the virtual account may mean a set of configurations separately implemented for each function or role for implementing the technical idea of the present invention.

For example, each of the control module 110, the portfolio module 120, the feedback module 130, and / or the DB 140 may be located on different physical devices or on the same physical device . Also, depending on the implementation, the combination of the software and / or hardware constituting each of the control module 110, the portfolio module 120, the feedback module 130 and / Configurations located in different devices and located in different physical devices may be organically coupled to each other to implement each of the modules.

The control module 110 may control the other components (for example, the portfolio module 120, the feedback module 130, and / or the DB 140) included in the reader interlocked securities trading system 100 using the virtual account ) And / or each function and / or resource.

The portfolio module 120 may manage the portfolio (e.g., the reading portfolio 10 and the portfolio 20). The managing of the portfolios 10 and 20 may be performed by creating the portfolios 10 and 20 so that the readers may perform predetermined actions (e.g., trading, And updating the portfolio 20 when performing the above process.

Also, the portfolio module 120 may simulate the virtual account 1 corresponding to the leading portfolio 10 as described above. Since the virtual account 1 is widely used as an account for a simulated investment or a virtual investment, a detailed description of a specific method for simulating the virtual account 1 will be omitted.

The portfolio module 120 can check transaction history data of the reader to manage the portfolio 10, 20. The transaction history data may refer to all data that can identify the ratio of at least one financial instrument operating in the reader's own account and / or each of the at least one financial instrument. For example, the transaction history data may be data corresponding to a bargain performed by the reader on the virtual account (1).

The interlocking module (not shown) may set the type of the transaction to be applied to the investor's portfolio 30. For this purpose, the interlocking module (not shown) may receive information on the investor's own trading type (method) from the investor's terminal (not shown). According to an embodiment, the interlocking module (not shown) stores information on a plurality of predetermined types of sales, and can selectively apply any one of them to the portfolio 30 of the investor. In order to selectively apply any one of a plurality of trading types, a selection signal may be received from the investor's terminal (not shown). Alternatively, if the information on the type of the desired trading type is obtained from the investor in advance or in various other ways, it is possible to obtain the portfolio of the investor from the terminal of the operator or manager operating the interlocking adjustable reader interlocked securities trading system 100 The type of the transaction to be applied to the transaction server 30 may be set.

Meanwhile, the interlocking control module (not shown) may set different types of sales to be applied to each situation. For example, the type of trading that is applied when buying a particular financial product (A) and the type of trading that is applied when selling may be set differently. Or if the investor's portfolio 30 follows a plurality of portfolios, the types of trades to be applied to the following portfolios may be set differently. The interlocking control module (not shown) may set the type of the transaction to be applied.

Depending on the implementation, the interlocking module (not shown) may adaptively select and apply various types of trading depending on the situation. Of course, at this time, consent from the investor may be required.

The types of trading that the interlocking control module (not shown) sets in advance may include market price trading, n-number trading, and / or designated trading. The market price trading is a method in which the market price is determined based on a predetermined reference price (for example, a market price order according to the current market situation) regardless of the price (or the price at which the portfolio 20) It may be a type or strategy for trading financial instruments (A).

The nth sale may be a type or strategy that allows the order to be concluded only within a pre-set call range (i.e., n range) based on the base price. Therefore, in order for n to execute the sale, the control module 110 determines whether the current highest call price is included in the call price range, and when the call price is within the call price range, You can create an order. As a result of the judgment, if the quotation is not included in the range, the quotation is included in the quotation range, and a sales order in which the quotation is the closest quotation at the current price may be generated. The selling strategy for selling the financial product A within the range of the reference price n may be preset in various other ways.

The designated trade may be the same as the reference price, or a type of trading that allows an order to be concluded at a specified price of a pre-designated arc difference. For example, if the reference price of the specific financial instrument (A) is 1000, and the price per issue is 50, the designated price is 1000 won, 1000 won + (50 won * difference), 1000 won - Which may be a type or strategy for trading an order with a particular price as an order price. In the case where the investor's portfolio 30 intends to purchase the financial product A, the base price or the base price + (the price per price of the call * difference) may be set as designated. If you wish to sell, the base price or base price - (price per order * price difference) may be set as specified. Also, in the case where the designated price is to be applied to the investor's portfolio 30, the difference in the call may be set in advance from the investor's terminal.

In this case, when the market price sale, the nth sale or the designation sale is applied to the investor's portfolio 30, the trading result of the investor's portfolio 30 may be as shown in FIG.

3 is a diagram for explaining a result of trading in an investor's portfolio according to an embodiment of the present invention.

FIG. 3A shows a case where market price trading is applied to the investor's portfolio 30, FIG. 3B shows a case where n is applied to the investor's portfolio 30, and FIG. Is applied to the investor's portfolio (30) by way of example. In FIGS. 4A to 4C, the solid line represents the target weight of the financial product A in the investor's portfolio 30, and the dotted line indicates the financial product A, as a result, (30).

First, as shown in FIG. 4A, in the market price trading, the seller performs the buying and selling using the market price regardless of the change in the portfolio 20 (for example, the result of the sale, the order of the sale, or the opinion of the seller) , The investor's portfolio 30 can interwork or replicate the variation of the portfolio 20 at a relatively fast rate. However, in the case of market trading, there is a high probability that the transaction will be concluded at an adverse price relative to the base price, so there is a possibility that the desired weight of the target may not be secured depending on the result of the market trading. For example, if the portfolio 20 incorporates the financial product A with a weight of 10%, the investor's portfolio 30 may attempt to purchase the financial product A at a weight of 10% or 5% . At this time, if all the purchase quantities are purchased in the investor's portfolio 30 at a reference price (or suggested price) of the portfolio 20, the target proportion (10% or 5%) may be bought, Due to the nature of trading, there may be a quantity that is higher than the reference price. In this case, the result of trading through market trading may be lower than the target weight. These market trades can be the types of trades that aggressive investors mainly choose.

As shown in FIG. 3B, in the case of the n-selling, since the order is concluded only within the predetermined quotation range with respect to the reference price based on the fluctuation in the portfolio 20, The investment behavior of the portfolio 20 can be interlocked or duplicated. However, relative to the market price, the relative weight of the target market can result in close trading.

Also, as shown in FIG. 3C, the designation sale may interlock or copy the fluctuation of the portfolio 20 at a relatively low rate as compared to the market price sale and the n price sale. However, there is an effect that the financial product (A) can be traded according to the weight of the target.

Accordingly, the investor may set his or her own portfolio 20 to apply any one of these types of trades according to the investment tendency or according to the situation, or the linkage adjustment module (not shown) One of these types of trades can be selectively applied. Accordingly, it is possible to apply the trading type matching the investor's tendency to the own portfolio 20.

Meanwhile, a predetermined program selling technique may be included in the type of sales that can be set by the interlocking control module (not shown). Such program trading techniques may refer to a trading type or strategy by a set of algorithms that perform trading using various market indicators and / or conditions. For example, a candle-selling method using a candle, a moving average line selling method using a moving average line, a trend selling method, a starting point trading method, a special pattern trading method, and the like can be included in the program selling technique.

Indicators that can be used in program trading techniques can vary widely. For example, various trend indicators such as trading price, moving average line, trading price, LRL, LRS, MACD, MACD Oscillator, Parabolic SAR, TSF, Volume Oscillator and SROC, various variability such as ATR (Average Rate Range), Band Width, Band% Various market indicators such as indicators, William's% R, AB Ratio, various market indicators such as psychology, and separation, various equilibrium charts, various channel indicators such as Bollinger Bands, various investors' There may be various other indicators (reference indicators) such as investor indicators, or government bond interest rates, CD interest rates, and the proportion of foreign holdings.

It will be appreciated by those of ordinary skill in the art that various program trading techniques may be implemented through a predetermined algorithm using various indicators.

Each of the trading techniques as described above may have unique characteristics, and the investor or the interlocking module (not shown) may assign any of the trading techniques to the investor's portfolio 30 uniformly Or by the situation.

According to the technical idea of the present invention, the investor's portfolio 30 is not the financial product A that is added or excluded (or added or excluded) from the portfolio 20, Provides a technical idea of the type or strategy of trading using financial products. These types of trades are defined herein as alternative trades.

If the market condition of the financial product A that is incorporated or excluded (or included or excluded) in the portfolio 20 corresponds to a specific criterion, the replacement transaction is not a sale of the financial product A, And a substitute financial product preset in advance to correspond to the financial product (A) is traded. These alternative trades can be used primarily as buying strategies.

For example, when the specific financial product A is suddenly increased due to the concentration of short-term trading, the interlocking adjustment module (not shown) may set a substitute sale type to be applied to the investor's portfolio 30. Then, the control module 110 may generate a trading order to buy an alternative financial instrument of the financial instrument A.

The substitute financial product may be designated in advance to correspond to the financial product (A), and may be designated by an operator of the reader interlocked securities trading system (100) using the virtual account. For example, the alternative financial product may be a financial product that has similar characteristics to the financial product A (for example, market capitalization, stock group, market cap, etc.). Embodiments for setting up an alternative financial product of the financial product (A) may vary.

The case where the market condition of the financial product A corresponds to a specific criterion includes not only the case where the price fluctuation of the financial product A fluctuates sharply but also the case where the transaction amount of the financial product A is smaller than a predetermined criterion (A) is designated as a management item, an investment item, a warning item, or the like in the case where the financial product (A) is designated as a warning item in a case where the financial product (A)

In such a case, the interlocking adjustment module (not shown) may be configured to perform the substitute sale in the investor's portfolio 30. Then, the control module 110 may perform the sale using the alternative financial product of the financial product A.

Thereafter, when the market condition of the financial product corresponds to a predetermined criterion (for example, when the specific criterion is dissolved, etc.), the control module 110 sells the substitute financial product, To create a purchase order for buying. Of course, at least one of market trading, n-selling, quoted trading, or program trading techniques as described above may be used as the trading type for selling the alternative financial product. The result of the sale in the case of performing such a substitute sale is shown in Fig.

FIG. 4 is a diagram for explaining a result of trading in an investor's portfolio in the case of performing a substitution trading according to an embodiment of the present invention. In the case of performing a substitution trading as shown in FIG. 4, (A) in the investor's portfolio (30) when the financial product (A) is traded due to the difference between the price of the product (A) and the price of the substitute financial product The weight of the alternative financial instruments may be high or low. Thereafter, when the alternative financial instrument is sold and the financial instrument (A) is purchased, the financial instrument (A) can be bought or sold with a weight in proportion to the target weight. Of course, at this time, the rate at which the investment activity in the portfolio 10, that is, the transaction of the financial product A, is interlocked or replicated to the investor's portfolio 30 may be significantly slower. Depending on the circumstances, the financial product (A) may not be traded in the investor's portfolio (30).

Meanwhile, as described above, the reader interlocked securities trading system 100 using the virtual account can set the trading type as described above for each of the portfolios 30 of the investors.

And, if the investor's portfolio 30 is determined after interlocking is controlled by this type of trading, that is, the investor's portfolio can be built up in the investor's account.

Thereafter, a rights event may occur in a predetermined financial instrument included in the investor's portfolio (30).

In such a case, the feedback module 130 may feed back the rights event to the virtual account 1.

Such an example will be described with reference to FIG.

FIG. 5 is a diagram for explaining a case where a right event occurring in an investor's account is fed back according to an embodiment of the present invention.

5, the virtual account 1 according to the embodiment of the present invention includes 100 financial products A, 20 financial products B, 30 financial products C, and 50 cash . That is, the leading portfolio 10 may be defined as financial instruments and cash and their weightings existing in the virtual account 1. For convenience of explanation, if each number indicates the number of shares, the stock price is assumed to be the same.

And the investor's portfolio 30 at this time may be, for example, the representative account 2 of FIG.

The representative account (2) may be any of the investors' accounts reflecting the investor's portfolio (30). And the representative account (2) may be an account in which the feedback module (130) monitors the occurrence of a rights event.

The reason for setting up the representative account (2) is that it may not be necessary to monitor all investors' accounts because the same rights event occurs in the accounts of the investors having the same financial instrument. Accordingly, the feedback module 130 monitors only the representative account 2, and when the monitored result right event is generated, it is fed back to the virtual account 1 to simulate the same right event.

According to one example, the representative account 2 may be, for example, a real account of the reader. In other words, the reader can make the virtual account 1 follow the virtual account 1 in the same position as the other investors who follow him. In this case, since the representative account (2) is the account of the leader, the legal or practical burden of monitoring may be much less. In addition, since the actual investment of the leader is the same as that of the other person, it is possible to make a responsible investment of the leader.

Also, the feedback module 130 can confirm the information on the rights event from the external information system 400 as described above. For example, the external information system 400 may be an exchange system in which disclosure of rights events is initiated, but it is sufficient that the feedback module 130 can acquire information on rights events from any system.

The feedback module 130 can explicitly verify the rights event that occurred in the representative account 2 by verifying information about the rights event. This is because, in some cases, the rights event can not be clearly specified only by the occurrence of the rights event. For example, when a rights event occurs at a ratio of decimal points, such as 1: 0.225 note, the information about the rights may not be accurately identified only by the occurrence of the rights event. Accordingly, the feedback module 130 can verify or confirm the rights event from the external information system 400. [ In addition, when confirming the occurrence timing of the rights event from the external information system 400, there is an effect that the monitoring is required only at the necessary time without monitoring the representative account 2 at all times.

For example, as shown in FIG. 5, in a situation where the representative account 2 exists, a rights event in which a free increase is performed at a ratio of 1: 2 for the financial product A included in the representative account 2 has occurred .

Then, as shown in FIG. 5, the financial product (A) may be 100 shares in the representative account (2). However, the virtual account (1) does not have any such free of charge event at all. This is because there is no real financial product (A). Therefore, the feedback module 130 may feed back the free of charge event. That is, it is possible to simulate the increase according to the ratio (1: 2) generated in the representative account 2. In this case, the financial product A included in the virtual account 1 can also be doubled to 200 weeks.

Thereafter, the cash dividend by the financial product (B) (for example, 3 won per week) may occur in the representative account (2). In this case, as shown in FIG. 5, the cash in the representative account 2 may be 55. [

The feedback module 130 may then feed back the cash dividend right event and in this case the feedback module 130 may control the portfolio module 120 to increase the cash in the virtual account 1 by 60 110 < / RTI >

The rights event may be potato as well as capital increase as described above. In such a case, the feedback module 130 may determine that the real account (for example, the real account (e.g., the representative account 2) The ratio of the specific financial instrument held in the virtual account 1 can be adjusted according to the increase ratio or the potato ratio generated in the representative account 2).

The rights event may also be a dividend. In such a case, the feedback module 130 may determine that the actual account (for example, the representative account 2) has been distributed, if a dividend for the specific financial instrument held in the at least one real account (for example, representative account 2) And a virtual dividend based on the dividend rate of the dividend generated in the virtual account 1 and the number of the specific financial products held in the virtual account 1 can be added to the virtual account. Of course, dividends can be stock dividends as well as cash dividends.

The rights event may also be rights or the like. In such a case, the feedback module 130 may determine that the real account (e.g., the representative account 2) is in the event that an authorization event for a particular financial instrument held in the at least one real account (e.g., representative account 2) , The price of the specific financial instrument held in the virtual account 1 may be adjusted.

It goes without saying that the right events according to the technical idea of the present invention may be various.

The DB 140 included in the reader interlocked securities trading system 100 using the virtual account can store information necessary for implementing the technical idea of the present invention. For example, a reader, information on followers who follow the reader, account information of the reader, and the like can be stored. And various other information may be stored in the DB 140. FIG.

The reader interlocked securities transaction method using the virtual account according to the embodiment of the present invention can be implemented as a computer readable code on a computer readable recording medium. A computer-readable recording medium includes all kinds of recording apparatuses in which data that can be read by a computer system is stored. Examples of the computer-readable recording medium include a ROM, a RAM, a CD-ROM, a magnetic tape, a hard disk, a floppy disk, an optical data storage device, and the like in the form of a carrier wave (for example, . In addition, the computer-readable recording medium may be distributed over network-connected computer systems so that computer readable codes can be stored and executed in a distributed manner. And functional programs, codes, and code segments for implementing the present invention can be easily inferred by programmers skilled in the art to which the present invention pertains.

While the present invention has been particularly shown and described with reference to exemplary embodiments thereof, it is to be understood that the invention is not limited to the disclosed embodiments, but, on the contrary, is intended to cover various modifications and equivalent arrangements included within the spirit and scope of the appended claims. Accordingly, the true scope of the present invention should be determined by the technical idea of the appended claims.

Claims (16)

A portfolio module that reflects a trading behavior of a leader to a virtual account and causes all or a part of the trading of the leader to the virtual account to be a trading activity to be followed by the investor;
A control module for generating a trading order for following the selling behavior as a follow subject in at least one real account selected to follow the reader; And
And a feedback module for feeding back a rights event to the virtual account, which occurs when the financial instrument actually holds the at least one actual account.
2. The apparatus of claim 1,
A reader interlocked securities trading system using a virtual account for feeding back a rights event generated in a representative account selected from among the at least one real account.
3. The method according to claim 2,
Wherein the reader is a real account of the leader name.
2. The apparatus of claim 1,
A reader interlocking securities transaction using a virtual account for collecting information on a rights event of a financial product included in the target portfolio from the external information system and verifying or verifying a rights event to be fed back using the information about the collected right event system.
The system of claim 1, wherein the portfolio module comprises:
A reader interlocked securities trading system using a virtual account to follow only permissible trading behavior according to a predetermined criterion among the trading behaviors of the reader.
2. The apparatus of claim 1,
Adjusting the ratio of the specific financial instrument held in the virtual account according to the increase ratio or the reduction ratio generated in the real account when a capital increase or a potion event for the specific financial instrument held in the at least one real account occurs A leader interlocked securities trading system using virtual accounts.
2. The apparatus of claim 1,
When a dividend for a specific financial instrument held in the at least one actual account has arisen, a virtual dividend based on the dividend rate of the dividend generated in the actual account and the number of the specific financial instruments held in the virtual account is stored in the virtual account A reader interlocked securities transaction system using a virtual account.
2. The apparatus of claim 1,
And the price of the specific financial instrument held in the virtual account is adjusted in accordance with the ratio of the right margin arising from the actual account when an authorization event for the specific financial instrument held in the at least one real account occurs. Reader interlocked securities trading system.
Selecting a reader interlocking securities trading system using a virtual account such that all or a part of the trading of the reader with respect to a virtual account in which the trading behavior of the reader is reflected is a trading activity to be followed by the investor;
Generating and outputting a sales order for following the selling behavior to be the follow subject in at least one real account selected for the reader interlocked securities trading system using the virtual account to follow the reader; And
And feeding back the right event to the virtual account, which occurs when the reader interlocked securities trading system using the virtual account actually holds the financial product generated in the at least one real account, How to trade.
10. The method of claim 9, wherein feeding back the rights event to the virtual account comprises:
And feeding back a rights event generated in a representative account selected from among the at least one real accounts, using the virtual account.
11. The method according to claim 10,
Wherein the reader is a real account of the leader name.
10. The method of claim 9, wherein feeding back the rights event to the virtual account comprises:
A reader interlocked securities trading system using the virtual account collecting information on a rights event of a financial product included in the target portfolio from an external information system; And
And checking or verifying a right event to be fed back using the information on the collected right event.
10. The method of claim 9, wherein feeding back the rights event to the virtual account comprises:
When a capital increase or a potato event for a specific financial product held in the at least one real account occurs, the reader interlocked securities trading system using the virtual account holds the virtual account in the increase account or the potato ratio generated in the real account And the ratio of the specific financial product is adjusted.
10. The method of claim 9, wherein feeding back the rights event to the virtual account comprises:
When a dividend for a specific financial product held in the at least one real account occurs, a leader interlocked securities trading system using the virtual account calculates a dividend rate of the dividend generated in the real account, And a virtual dividend based on the number of the virtual accounts is added to the virtual account.
10. The method of claim 9, wherein feeding back the rights event to the virtual account comprises:
When a right-hander event for a specific financial product held in the at least one real account occurs, the reader interlocked securities trading system using the virtual account transmits the specific financial product held in the virtual account The method comprising the steps of: (a) providing a virtual account;
A computer program installed in a data processing apparatus and stored in a recording medium for performing the method according to any one of claims 9 to 15.

Images