CN106096538B - Face identification method and device based on sequencing neural network model - Google Patents

Face identification method and device based on sequencing neural network model Download PDF

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CN106096538B
CN106096538B CN201610403028.9A CN201610403028A CN106096538B CN 106096538 B CN106096538 B CN 106096538B CN 201610403028 A CN201610403028 A CN 201610403028A CN 106096538 B CN106096538 B CN 106096538B
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CN106096538A (en
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孙哲南
赫然
谭铁牛
宋凌霄
曹冬
侯广琦
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Institute of Automation of Chinese Academy of Science
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    • G06COMPUTING; CALCULATING OR COUNTING
    • G06VIMAGE OR VIDEO RECOGNITION OR UNDERSTANDING
    • G06V40/00Recognition of biometric, human-related or animal-related patterns in image or video data
    • G06V40/10Human or animal bodies, e.g. vehicle occupants or pedestrians; Body parts, e.g. hands
    • G06V40/16Human faces, e.g. facial parts, sketches or expressions
    • G06V40/168Feature extraction; Face representation
    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06VIMAGE OR VIDEO RECOGNITION OR UNDERSTANDING
    • G06V40/00Recognition of biometric, human-related or animal-related patterns in image or video data
    • G06V40/10Human or animal bodies, e.g. vehicle occupants or pedestrians; Body parts, e.g. hands
    • G06V40/16Human faces, e.g. facial parts, sketches or expressions
    • G06V40/161Detection; Localisation; Normalisation
    • G06V40/165Detection; Localisation; Normalisation using facial parts and geometric relationships

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Abstract

The present invention discloses a kind of face identification method and device based on sequencing neural network model.This method comprises: the facial image to input carries out pretreatment operation, the angle and expression of facial image are corrected;Facial image/video feature has been corrected using the neural network extraction comprising ordering operation;The similarity between image pair is calculated according to the feature representation of facial image, to learn the identity of special object in input facial image.The present invention is in recognition of face problem, and human face recognition model parameter neural network based is more, the big problem of computing cost, proposes sequencing neural network structure, efficiently reduces network parameter by the sequencing expression between different characteristic, saves and calculate the time;And the problem less for training data, propose the training method based on comparison loss, triple loss.

Description

Face identification method and device based on sequencing neural network model
Technical field
The present invention relates to artificial intelligence, pattern-recognition, the technical fields such as Digital Image Processing, and in particular to one kind is based on fixed The face identification method and device of sequence neural network model.
Background technique
As one kind of biometrics identification technology, recognition of face since its is untouchable and the convenient feature of acquisition, With good development and application prospect.Face recognition technology has all played highly important effect in many application scenarios, Such as airport security, frontier inspection clearance etc..In recent years with the high speed development of internet finance, face recognition technology is in mobile payment On show great application advantage.The purpose of recognition of face is to learn user's according to the user's facial image or video of acquisition Identity.Currently, face recognition technology is still unable to satisfy real requirement under outdoor uncontrolled environment, Major Difficulties are illumination It variation, user's posture expression shape change, age pattern of body form change and blocks.
In recent years, deep learning all achieves the effect to attract people's attention in the various fields of machine vision.Wherein look steadily the most Purpose model surely belongs to convolutional neural networks, which, can be with abstract image or video counts using multilayer convolutional layer and pond layer Effective hierarchical feature, realizes stronger non-linear expression in.Convolutional neural networks are in object classification, action recognition, figure As fields such as segmentation and recognitions of face, the effect for being significantly stronger than conventional method is achieved.In some Low Level Vision problems, Such as image denoising, image super-resolution enhancing, the problems such as image deblurring in, depth learning technology also all achieves good Effect.In field of face identification, the face identification method based on neural network and deep learning also due to its excellent performance and It is concerned, front-runner's face recognizer is mostly based on deep learning model both at home and abroad at present.Face based on deep learning Recognition methods is generally divided into two steps: calculating a mark sheet using facial image of the neural network model to input first It reaches;Then facial image is obtained according to the similitude between feature representation.
With the arriving of big data era, the data scale that we need to be handled is often very big, the speed of face recognition algorithms The high efficiency ever more important of degree.Especially in mobile payment field, the request memory and speed of face recognition algorithms are directly affected The waiting time of user.Therefore, there is an urgent need to develop a kind of face recognition algorithms at present, can guarantee the same of high discrimination When, meet the high requirement of lightweight, Generalization Capability.
Summary of the invention
(1) technical problems to be solved
In order to solve to improve the accuracy rate of face recognition algorithms, while guaranteeing recognizer rapidly and efficiently, the present invention mentions A kind of face identification method based on sequencing neural network model is gone out.Using sequencing neural unit, by keeping different levels Ordering relationship between feature excavates the validity feature in input picture or video.The spy itself having due to sequencing neural unit Sign selection characteristic has the characteristics of lightweight so that often parameter amount is smaller for the neural network model comprising sequencing neural unit, To ensure that the faster calculating speed of face recognition algorithms and lesser storage demand.
(2) technical solution
The invention proposes a kind of face identification methods based on sequencing neural network model, comprising:
Step S1, the images to be recognized of input is read in, face location and key point confidence in images to be recognized are detected Breath;
Step S2, pretreatment operation is carried out to images to be recognized according to the face location information and key point information;
Step S3, pretreated images to be recognized is input in sequencing neural network model, obtains images to be recognized Feature representation;
Step S4, the similarity of known facial image feature in the feature representation and database of images to be recognized is calculated, with Identify images to be recognized.
The invention also provides a kind of face identification devices based on sequencing neural network model characterized by comprising
Input module detects face location and key point in images to be recognized for reading in the images to be recognized of input Location information;
Preprocessing module, for being pre-processed according to the face location information and key point information to images to be recognized Operation;
Feature obtains module and obtains for pretreated images to be recognized to be input in sequencing neural network model The feature representation of images to be recognized;
Identification module, the feature representation for calculating images to be recognized are similar to facial image feature known in database Degree, to identify images to be recognized.
The present invention is in recognition of face problem, and human face recognition model parameter neural network based is more, and computing cost is big The problem of, it proposes sequencing neural network structure, network parameter is efficiently reduced by the sequencing expression between different characteristic, saves meter Evaluation time;And the problem less for training data, propose the training method based on comparison loss, triple loss.This hair The sequencing neural network model of bright use can be used in the problems such as image/video classification, image retrieval, recognition of face, protect While demonstrate,proving high-accuracy, has less network parameter compared to existing neural network model, so that carrying cost, calculating Cost substantially reduces, each task being more adaptive under big data scene.For recognition of face, method used by inventing is not The parameter amount of neural network model is only effectively reduced, and the generalization ability of face representation can be obviously improved, compares equivalent parameters Face recognition accuracy rate is greatly improved for amount and the model for calculating the time.
Detailed description of the invention
Fig. 1 is the method flow diagram of the face identification method based on sequencing neural network model in the present invention.
Specific embodiment
To make the objectives, technical solutions, and advantages of the present invention clearer, below in conjunction with specific example, and referring to detailed Thin attached drawing, the present invention is described in more detail.But described embodiment is intended merely to facilitate the understanding of the present invention, and right It does not play any restriction effect.
Fig. 1 is the method flow diagram of the face identification method proposed by the present invention based on sequencing neural network model, such as Fig. 1 It is shown, the face identification method proposed by the present invention based on sequencing neural network model including the following steps:
Step S1, the facial image or video of input are read in, the face location information in input picture or video frame is detected With key point location information;
In one embodiment, according to the facial image or video of the input, application image recognizer detects face position Confidence breath, and according to gained face location information, application image recognizer obtains the key point location information of face.Wherein, The key point of face is predetermined, such as eyes, nose, mouth profile, face week profile.
Step S2, according to the face location information and key point location information to the face in input picture or video frame Image carries out pretreatment operation.The pretreatment operation includes attitude updating and light correction;
In one embodiment, the attitude updating comprises determining that key point position and the illumination condition of standard face, then root The face key point position of input picture is aligned to standard face according to the step S1 face location information obtained and key point information Key point position, to achieve the purpose that correct human face posture;Wherein, key point position and the illumination item of standard face can be pre-defined Part, or be directly used on training set and average face is calculated as standard face, then determine its key point location information and light According to condition standard face;
In one embodiment, the light correction includes by image processing algorithm, extremely by the light change of facial image It is consistent with standard face.
Attitude updating and the number of operations that light corrects are unlimited, and its sequencing is interchangeable.
Step S3, it will be input in sequencing neural network model by pretreated facial image, and obtain facial image Feature representation;The sequencing neural network model first passes through training in advance and obtains.
Further, the step S3 includes:
Step S3-1, training one is used to from the sequencing nerve for having been subjected to calculating feature representation in pretreated facial image Network model.The neural network model includes sequencing neural network unit.Sequencing neural network unit is neural network model In a kind of activation primitive.It is different from the activation primitive of single-input single-outputs such as sigmoi, ReLU common in deep learning, it is fixed Sequence neural network unit takes the form of multi input, can obtain the sequencing expression between multiple inputs.
In one embodiment, a canonical form of the sequencing neural network unit are as follows:
Wherein I1, I2Respectively two inputs of sequencing neural network unit, Y are the output of sequencing neural network unit.I, J is the index of input, output image on two x, y direction respectively.It can be seen that from above formula, the maximum of sequencing neural network unit Value Operations are that step-by-step carries out, that is, exporting image, each is each maximum value for inputting corresponding position.That is the sequencing neural network list The output of member is to express a sequencing of input.It is worth noting that, the operation that is maximized in formula is not that sequencing nerve is single The sole operation form of member, maxima operation also can be replaced the common mathematical operations such as minimum value, average value and poor, product quotient.It is fixed The input of sequence neural network unit is also not necessarily limited to two, can be the combination of multiple inputs.I.e. sequencing neural network unit may be used also It is extended to following form:
Sequencing neural network uses sequencing neural network unit as activation primitive, can learn to export out automatically and appoint to target Sequencing expression between effective feature of being engaged in.
Specifically, step S3-1 further comprises:
Use softmax loss, comparison loss and triple loss as objective function one facial image feature of training Model is extracted, the input of the network is the facial image x of normal size, exports the facial image feature representation f for regular length (x)。
Step S3-1-1, using the training data of collection, training convolutional neural networks disaggregated model is used to training sample In facial image classification.The output layer of convolutional neural networks disaggregated model is a classifier, receives facial image spy Sign expression f (x) can be used for the classification of calculating input image as input, output valve.For the disaggregated model with N class, network Output have N number of node.
In the step, using a series of Classification Loss functions that softmax loss function is representative as optimization aim, instruction Facial image disaggregated model is got, wherein softmax loss function is as follows:
Wherein, N is class number;X is input facial image;y∈RN×1It is the categorization vector for indicating facial image classification, If training sample belongs to the i-th class, only i-th dimension is 1 in categorization vector y, other dimensions are equal to 0;Represent Neural Network Science The classifier arrived,Neural network is represented in the output of i-th of node of output layer.
S3-1-2: using in step S3-1-1 trained facial image Classification Neural model as the mould of pre-training Type is continued using comparison loss (contrastive loss) and triple loss (triplet loss) to neural network model Optimize training.
Training obtains the output layer of model in removal S3-1-1, and the output f (x) for obtaining model rest layers is facial image Feature representation.
Compare the optimization aim of loss are as follows:
Wherein f (x) is the input of disaggregated model output layer in step S3-1-1, i.e., the output of secondary last layer is facial image Feature representation.D () can be for using L2 distance, COS distance as a series of distance functions of representative.It, can be random in training process The sample that combined training is concentrated constructs sample pair between sample pair and class in class.θ is a ginseng for controlling between class distance difference in class Number, is set based on experience value.
The optimization aim of triple loss are as follows:
L=max (d (f (xa), f (xp))-d(f(xa)+α, f (xn)), 0)
Wherein f (x) is the input of disaggregated model output layer in step S3-1-1, i.e., the output of secondary last layer is facial image Feature representation.D () can be for using L2 distance, COS distance as a series of distance functions of representative.xaReferred to as central sample, xpFor With central sample xaBelong to of a sort positive sample, xnFor with central sample xaBelong to inhomogeneous negative sample.A is in control class One parameter of between class distance difference, is set based on experience value.In training process, sample can be selected at random in training set Then sample centered on this chooses sample similar with its/inhomogeneous in remaining sample and constructs triple.
In one embodiment, in the training process of step S3-1-2, filtering out difficult sample group cooperation is training data.Difficult sample The specific steps of this screening are as follows:
It is random to generate binary combination and triple for large capacity training set, calculate separately its corresponding comparison loss with Triple loss, skimming loss value are lower than the combination of preset threshold, only retain the biggish a collection of training sample combination of penalty values and send Enter model to be trained.
For low capacity training set, the similarity between all samples is calculated first.Then minimum similar of similarity is chosen Sample is used as difficult negative sample as difficult positive sample and the highest inhomogeneity sample of similarity, finally the positive sample of hardly possible to filter out This is sent into model as training sample with difficult negative sample and is trained.
With the progress of network training, continuous regularized learning algorithm rate simultaneously screens difficult sample feeding training, until training loss is not It reduces again, to obtain final model.
Step S3-2, it using the neural network model that training obtains in step S3-1, will be pre-processed obtained in step S2 Input of the facial image afterwards as neural network, executes the forward calculation of neural network model, obtained neural network model Output be input facial image feature representation.
Step S4, the similarity for calculating facial image feature in the facial image feature and database that step S3 is obtained, sentences User identity in disconnected input facial image.
Case study on implementation:
For the specific embodiment and verifying effectiveness of the invention that the present invention will be described in detail, we propose the present invention Method be applied to a disclosed face database --- LFW face database.The database includes 5749 people, altogether 13233 width images.
In our embodiment, we prove effectiveness of the invention using the standard test protocols of LFW data set. The standard test protocols of LFW data set are made of 6000 pairs of facial images, wherein comprising 3000 pairs of same persons facial image with And the facial image of 3000 pairs of different peoples.
Specific step is as follows:
Training process:
Step S3-1 collects a large amount of facial images as training data, designs neural network model.Particularly, Wo Mensuo The use of neural network model includes 4 convolutional layers and 4 pond layers, output is divided into two groups after each pond layer, connection is most The sequencing neural unit of big Value Operations.According to the sequence of step S3-1, damaged using softmax loss, comparison loss with triple It loses and model is trained as optimization object function.With the progress of network training, continuous regularized learning algorithm rate simultaneously screens difficult sample This feeding training, until training loss no longer reduces, to obtain final model.
Test process:
Step S1, we carry out Face datection and critical point detection to all input pictures first, obtain all input figures The face location information and key point location information of picture.
Step S2, the face location information and key point information obtained according to previous step carry out posture school to facial image Just, the pretreatment operations such as illumination balance.Specifically, for LFW data set, we will input face using rotation and scaling Image rectification is to front face.
Input of the pretreated facial image that step S3, step S2 are obtained as neural network executes neural network The forward calculation of model obtains the feature representation of 6000 pairs of facial images.
Step S4 calculates the COS distance of 6000 pairs of facial images as its similarity.Similarity threshold is adjusted, can be obtained To correct percent of pass, misclassification rate and the discrimination under each threshold value.
TPR@FPR=1% 92.73%
TPR@FPR=0.1% 84.83%
TPR@FPR=0 74.63%
Accuracy rate 98.18%
Calculate the time 78ms
Parameter model size 26.3MB
Table 1 is recognition accuracy of the present invention on LFW database
Table 1 illustrates our correct percent of pass of the method when misclassification rate is 0,0.1%, 1%, and under optimal threshold Discrimination.The storage size and single picture that the deep learning model parameter file that table 1 also illustrates us needs are special Sign extracts the time used.The comparable human face recognition model of performance is compared in the world, our method calculating speed faster, storage Expense is smaller.
Particular embodiments described above has carried out further in detail the purpose of the present invention, technical scheme and beneficial effects It describes in detail bright, it should be understood that the above is only a specific embodiment of the present invention, is not intended to restrict the invention, it is all Within the spirit and principles in the present invention, any modification, equivalent substitution, improvement and etc. done should be included in guarantor of the invention Within the scope of shield.

Claims (8)

1. a kind of face identification method based on sequencing neural network model characterized by comprising
Step S0, using the training sample in training set, using Classification Loss function as optimization aim, training convolutional nerve net Network disaggregated model, to classify to the face in training sample, using trained convolutional neural networks disaggregated model as The model of pre-training, using comparison loss function and triple loss function continue to the convolutional neural networks disaggregated model into Row training, obtains sequencing neural network model;
Step S1, the images to be recognized of input is read in, face location and key point location information in images to be recognized are detected;
Step S2, pretreatment operation is carried out to images to be recognized according to the face location information and key point information;
Step S3, pretreated images to be recognized is input in sequencing neural network model, obtains the spy of images to be recognized Sign expression;
Step S4, the similarity of known facial image feature in the feature representation and database of images to be recognized is calculated, with identification Images to be recognized;
Wherein, the comparison loss function indicates as follows:
Wherein, θ is to compare the parameter that between class distance difference in class is controlled in loss function, the triple loss function such as following table Show:
L=max (d (f (xa), f (xp))-d(f(xa)+α, f (xn)), 0)
Wherein f (x) is the input of the model output layer of the pre-training, i.e. the output of the model of pre-training time last layer;D () is Distance function, xaReferred to as central sample, xpFor with central sample xaBelong to of a sort positive sample, xnFor with central sample xaBelong to Inhomogeneous negative sample;In training process, central sample xaFor the sample selected at random in training set, a is triple damage Lose the parameter that between class distance difference in class is controlled in function.
2. the face identification method according to claim 1 based on sequencing neural network model, which is characterized in that step S1 Further include:
For images to be recognized, application image recognizer detects face location information, and according to resulting face location information, The key point location information of application image recognizer acquisition face;Wherein, the key point of face is pre-defined.
3. the face identification method according to claim 1 based on sequencing neural network model, which is characterized in that the step Pretreatment operation described in rapid S2 includes attitude updating and light correction;The attitude updating comprises determining that the key of standard face Point position and illumination condition, then according to the face location information and key point information by the face key point of input picture It sets and is aligned to standard face key point position, to achieve the purpose that correct human face posture;Wherein, the key of standard face can be pre-defined Point position and illumination condition, or be directly used on training set and average face is calculated as standard face, then determine its key Dot position information and illumination condition standard face;
The light correction includes passing through image processing algorithm, and the light change of facial image is extremely consistent with standard face.
4. the face identification method according to claim 1 based on sequencing neural network model, which is characterized in that the step The sequencing neural network model in rapid S3 includes sequencing neural network unit, for obtaining the sequencing table between multiple inputs It reaches.
5. the face identification method according to claim 4 based on sequencing neural network model, which is characterized in that described fixed Sequence expression includes maximum value, minimum value, average value and difference or product quotient.
6. the face identification method as described in claim 1 based on sequencing neural network model, which is characterized in that the classification Loss function is softmax loss function, following to indicate:
Wherein, N is class number;X is input;F (x) is input facial image feature representation;y∈RN×1It is the class for indicating output Other vector;The classifier that training obtains is represented,Represent the output of convolutional neural networks disaggregated model The output of i-th of node of layer.
7. the face identification method as described in claim 1 based on sequencing neural network model, which is characterized in that the use Comparison loss function and/or triple loss function filter out in continuing to be trained the convolutional neural networks disaggregated model Difficult positive sample and difficult negative sample are as training data, the specific steps of the hardly possible positive sample and difficult negative sample screening are as follows:
It is random to generate binary combination and triple for large capacity training set, calculate separately its corresponding comparison loss and/or three Tuple loss, skimming loss value are lower than the combination of preset threshold, are trained using the training sample combination remained;
For low capacity training set, the similarity between all training samples is calculated first, then chooses minimum similar of similarity Training sample is used as difficult negative sample as difficult positive sample and the highest inhomogeneity sample of similarity, finally the difficulty to filter out Positive sample is trained with difficult negative sample as training sample.
8. a kind of face identification device based on sequencing neural network model characterized by comprising
Training module, for utilizing the training sample in training set, using Classification Loss function as optimization aim, training convolutional Neural network classification model, to classify to the face in training sample, by trained convolutional neural networks classification mould Model of the type as pre-training continues to classify to the convolutional neural networks using comparison loss function and triple loss function Model is trained, and obtains sequencing neural network model;
Input module detects the face location in images to be recognized and key point position for reading in the images to be recognized of input Information;
Preprocessing module, for carrying out pretreatment behaviour to images to be recognized according to the face location information and key point information Make;
Feature obtains module and obtains for pretreated images to be recognized to be input in sequencing neural network model wait know The feature representation of other image;
Identification module, the similarity of known facial image feature in the feature representation and database for calculating images to be recognized, To identify images to be recognized;
Wherein, the comparison loss function indicates as follows:
Wherein, θ is to compare the parameter that between class distance difference in class is controlled in loss function, the triple loss function such as following table Show:
L=max (d (f (xa), f (xp))-d(f(xa)+α, f (xn)), 0)
Wherein f (x) is the input of the model output layer of the pre-training, i.e. the output of the model of pre-training time last layer;D () is Distance function, xaReferred to as central sample, xpFor with central sample xaBelong to of a sort positive sample, xnFor with central sample xaBelong to Inhomogeneous negative sample;In training process, central sample xaFor the sample selected at random in training set, α is triple damage Lose the parameter that between class distance difference in class is controlled in function.
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